MICHAEL CANNING

Arbitration, Capital Markets Policy, Financial Regulatory Policy, IPOs

Forced arbitration contracts in IPOs

Capital markets policy. Market data access.

Capital markets policy. Market data access.

Arbitration, Capital Markets Policy, Financial Regulatory Policy

Forced arbitration contracts in IPOs

Arbitration, Capital Markets Policy

Arbitration, Capital Markets Policy

Capital markets policy. Market data access.

Issues related to the capital markets.

Issues related to the capital markets.

Capital markets policy. Market data access.

Mandatory arbitration, access to legal remedies, capital markets policy

Arbitration, Capital markets policy.

Monitor legislation and federal agency rulemakings related to investor protection, consumer financial protection, and fraud targeting elderly Americans. Advocate on behalf of policies that allow consumers to chose to receive federally mandated dated disclosure via paper or electronically, at choice of consumer.

Regulatory and legislative Issues related to the capital markets and corporate governance.

Capital markets policy, equity market structure

U.S. capital markets. Specifically, advocate policies to improve U.S. securities market structure and transparency.

Advocate on behalf of policies to ensure investors and consumer have access to dispute resolution forum of their choices in the case of dispute with financial services providers.

Capital markets policy, equity market structure

Advocate on behalf of legislation to ensure public investors have access to dispute resolutions that treat them fairly and that they select. Advocate in support of policies to improve consumer protections in arbitration forums used by Registered Investment Advisers to resolve disputes with clients. Advocate on behalf of policies to reduce unpaid awards by broker dealers and investment advisers.

Monitor legislation and federal agency rulemakings related to investor protection, consumer financial protection, and fraud targeting elderly Americans. Advocate on behalf of policies that allow consumers to chose to receive federally mandated dated disclosure via paper or electronically, at choice of consumer.

U.S. capital markets. Specifically, advocate policies to improve U.S. securities market structure and transparency.

Advocate on behalf of policies to ensure investors and consumer have access to dispute resolution forum of their choices in the case of dispute with financial services providers.

Regulatory and legislative Issues related to the capital markets and corporate governance.

U.S. equity market structure, rules governing sales of market research and trade execution, capital markets policy.

Data security, reforms to limit abuse of mandatory pre-dispute arbitration contracts, policies to protect investor access to dispute resolution forums of their choosing.

Seniors scams, credit card fees practices and disclosures, electronic delivery, SEC examination priorities. Digital asset regulation. Exempt securities offerings.

credit card fees, bad actors registry for financial services violations, fraud targeting seniors, right of seniors to obtain federally mandated disclosures in paper or electronic form at their discretion.

Unpaid award by FINRA member broker-dealers, use of mandatory arbitration contracts by SEC registered investment advisers.

Data security, mandatory pre-dispute arbitration

Monitor legislation and federal agency rulemakings related to investor protection, consumer financial protection, and fraud targeting elderly Americans. Advocate on behalf of policies that allow consumers to chose to receive federally mandated dated disclosure via paper or electronically, at choice of consumer.

Advocate on behalf of legislation to ensure public investors have access to dispute resolutions that treat them fairly and that they select. Advocate in support of policies to improve consumer protections in arbitration forums used by Registered Investment Advisers to resolve disputes with clients. Advocate on behalf of policies to reduce unpaid awards by broker dealers and investment advisers.

U.S. capital markets. Specifically, advocate policies to improve U.S. securities market structure and transparency.

Advocate on behalf of policies to ensure investors and consumer have access to dispute resolution forum of their choices in the case of dispute with financial services providers.

credit card fees, bad actors registry for financial services violations.

Seniors scams, credit card fees practices and disclosures, electronic delivery, SEC examination priorities. Digital asset regulation. Exempt securities offerings.

Unpaid award by FINRA member broker-dealers, use of mandatory arbitration contracts by SEC registered investment advisers.

U.S. equity market structure, rules governing sales of market research and trade execution, legislation address changes to SRO rule changes and codify SEC's so-called SIFMA "No Action" letter.

Data security, mandatory pre-dispute arbitration

Seniors scams, credit card fees practices and disclosures, electronic delivery, SEC examination priorities.

credit card fees, band actors registry for financial services violations.

Unpaid award by FINRA member broker-dealers, use of mandatory arbitration contracts by SEC registered investment advisers.

U.S. equity market structure, rules governing sales of market research and trade execution, legislation address changes to SRO rule changes.

Data security, mandatory pre-dispute arbitration

Legislative policy issues related to the use of mandatory pre-dispute arbitration contracts by investment professionals and in the capital markets generally.

Legislative policy issues related to the use of mandatory pre-dispute arbitration contracts by investment professionals and in the capital markets generally.

Legislative policy issues related to the use of mandatory pre-dispute arbitration contracts by investment professionals and in the capital markets generally.

Legislative policy issues related to the use of mandatory pre-dispute arbitration contracts by investment professionals and in the capital markets generally.

Advise on capital markets and financial services policy. Specific issues include forced arbitration by broker dealers and investment advisers, data security legislation.

Capital markets policy and investor protection, consumer finance, consumer protection, banking, retirement security. Mobile payments policy and modernization of the Electronic Funds Transfer Act. Digital assets regulation and policy.

Advised on lobbying priorities related to consumer protection requirements applicable to banks and credit unions, including with respect to reporting of suspected senior exploitation, fraud, etc.

Broker dealer and registered investments adviser arbitration. Senior investor and retail investor protection. Capital markets policy generally. SEC administered grants to protect elderly investors and subsidize law school clinics to assist investors with modest sized claims.

Advocated on behalf of reforms to market structure and regulation to enhance transparency and promote vitality of U.S. public securities market. Areas of focus include off-market trading, and securities order routing incentives that may conflict with investor interests.

Capital markets policy and investor protection, consumer finance, consumer protection, banking, retirement security. Legislation involving modernization of the Electronic Funds Transfer Act.

Broker dealer and registered investments adviser arbitration. Senior investor and retail investor protection. Capital markets policy generally. SEC administered grants to protect elderly investors and subsidize law school clinics to assist investors with modest sized claims.

Advocated on behalf of reforms to market structure and regulation to enhance transparency and promote vitality of U.S. public securities market. Areas of focus include off-market trading, and securities order routing incentives that may conflict with investor interests.

Capital markets policy and investor protection, consumer finance, consumer protection, banking, retirement security. Legislation involving modernization of the Electronic Funds Transfer Act.

Broker dealer and registered investments adviser arbitration. Senior investor and retail investor protection. Capital markets policy generally. SEC administered grants to protect elderly investors and subsidize law school clinics to assist investors with modest sized claims.

Advocated on behalf of reforms to market structure and regulation to enhance transparency and promote vitality of U.S. public securities market. Areas of focus include off-market trading, and securities order routing incentives that may conflict with investor interests.

Capital markets policy and investor protection, consumer finance, consumer protection, banking, retirement security.

Broker dealer and registered investments adviser arbitration. Senior investor and retail investor protection. Capital markets policy generally.

Investor protection generally, with an emphasis on retail investor protection, senior investor protection, and equity market structure.

Advocated on behalf of reforms to market structure and regulation to enhance transparency and promote vitality of U.S. public securities market. Areas of focus include off-market trading, and securities order routing incentives that may conflict with investor interests.

Legislative policy issues related to the use of mandatory pre-dispute arbitration contracts by investment professionals and in the capital markets generally.

Advocated on behalf of policies to enhance investor protection for investors, with emphasis on retail investors and elderly investors, as well as issues that implicated state securities regulators or their regulatory responsibilities.

Advise AARP on public policy issues related to financial services, including but not limited to banking, consumer finance, capital markets and investment, and financial innovation.

Enhance investor protection. End abuse of mandatory predispute arbitration contracts by financial professional. Promote fair and accessible dispute resolution forums for public investors.

Investor protection generally, with an emphasis on retail investor protection, senior investor protection. Equity market structure. ESG disclosure requirements.

Investor protection and capital markets policy, generally, including retail investor protection, senior investor protect, investor rights, ESG investing.

Advocated on behalf of reforms to market structure and regulation to enhance transparency and promote vitality of U.S. public securities market. Areas of focus include off-market trading, and securities order routing incentives that may conflict with investor interests.

Advocated on behalf of policies to enhance investor protection for investors, with emphasis on retail investors and elderly investors, as well as issues that implicated state securities regulators or their regulatory responsibilities.

Legislative policy issues related to the use of mandatory pre-dispute arbitration contracts by investment professionals and in the capital markets generally.

Investor protection and capital markets policy.

Opposition to policies that limit rights of investors by means pre-dispute mandatory arbitration contracts, including by broker dealers and investment advisers.

Equity market structure, market transparency and disclosure of information, reforms to rules relating to private placement offerings and off-exchange trading.

Investor protection, capital markets policy, preservation of state authority to regulate the business of securities.