NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION — Lobbying Disclosure | Poliscope

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

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This entity appears on both sides of lobbying disclosures. The firm tab shows registrant-reported income; the client tab shows client-reported lobbying spend. Contract awards are separate and are not included here.

Lobbying Spend

$1.4M

Filings

Firms Hired

Active Period

1999–2022

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2022	—	1	1
2021	—	2	1
2014	$100,000	4	1
2013	$200,000	4	1
2012	$142,500	4	1
2011	$21,250	3	1
2010	$150,000	4	1
2009	$225,000	7	2
2008	$240,000	4	1
2007	$40,000	2	1
2006	$60,000	2	1
2005	$80,000	2	1
2004	$40,000	1	1
2003	$60,000	2	1
2002	$20,000	1	1
2001	—	1	1
2000	$20,000	1	1
1999	$40,000	2	1

Hired Firms

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION	$1,438,750	41
WILEY REIN LLP	—	3
LXR GROUP	—	3

Government Bodies Lobbied

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	38
SENATE	38
Securities & Exchange Commission (SEC)	12
Commodity Futures Trading Commission (CFTC)	1
Council of Economic Advisers (CEA)	1
Executive Office of the President (EOP)	1
Federal Trade Commission (FTC)	1
Government Accountability Office (GAO)	1
Justice, Dept of (DOJ)	1

Top Issues

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	42
Law Enforcement/Crime/Criminal Justice	Law Enforcement/Crime/Criminal Justice	7
Insurance	Insurance	1

Bills Explicitly Cited (25)

Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded

H.R. 1020111th Congress

Arbitration Fairness Act of 2009

2010 · second_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 1020 - the Arbitration Fairness Act of 2009

Client expense: $60,000 · Firm income: —

Matched citations: H.R. 1020

H.R. 3817111th Congress

Investor Protection Act of 2009

2009 · fourth_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

Discussion Draft of the Investor Protection Act (reported as H.R. 3817) H.R. 4183 - The Wall Street Reform and Consumer Protection Act of 2009 The Consumer Financial Protection Agency Act of 2009 Discussion Draft The Financial Stability Improvement Act of 2009 Senate Discussion Draft - Restoring American Financial Stability Act of 2009 S. 1964 - The Mutual Fund Transparency Act of 2009

Client expense: $50,000 · Firm income: —

Matched citations: H.R. 3817

H.R. 4183111th Congress

Helping Unemployed Workers Act

2009 · fourth_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

Discussion Draft of the Investor Protection Act (reported as H.R. 3817) H.R. 4183 - The Wall Street Reform and Consumer Protection Act of 2009 The Consumer Financial Protection Agency Act of 2009 Discussion Draft The Financial Stability Improvement Act of 2009 Senate Discussion Draft - Restoring American Financial Stability Act of 2009 S. 1964 - The Mutual Fund Transparency Act of 2009

Client expense: $50,000 · Firm income: —

Matched citations: H.R. 4183

S. 1964111th Congress

Mutual Fund Transparency Act of 2009

2009 · fourth_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

Discussion Draft of the Investor Protection Act (reported as H.R. 3817) H.R. 4183 - The Wall Street Reform and Consumer Protection Act of 2009 The Consumer Financial Protection Agency Act of 2009 Discussion Draft The Financial Stability Improvement Act of 2009 Senate Discussion Draft - Restoring American Financial Stability Act of 2009 S. 1964 - The Mutual Fund Transparency Act of 2009

Client expense: $50,000 · Firm income: —

Matched citations: S. 1964

Show 21 more cited filings

H.R. 1020111th Congress

Arbitration Fairness Act of 2009

2009 · third_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 1020 - the Arbitration Fairness Act of 2009 S. 1551 - the The Liability for Aiding and Abetting Securities Violations Act of 2009

Client expense: $50,000 · Firm income: —

Matched citations: H.R. 1020

H.R. 2733111th Congress

Fixed Indexed Annuities and Insurance Products Classification Act of 2009

2009 · third_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009

Client expense: $50,000 · Firm income: —

Matched citations: H.R. 2733

H.R. 3126111th Congress

Consumer Financial Protection Agency Act of 2009

2009 · third_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009

Client expense: $50,000 · Firm income: —

Matched citations: H.R. 3126

H.R. 3550111th Congress

Senior Investor Protections Enhancement Act of 2009

2009 · third_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009

Client expense: $50,000 · Firm income: —

Matched citations: H.R. 3550

H.R. 3551111th Congress

Senior Investment Protection Act of 2009

2009 · third_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009

Client expense: $50,000 · Firm income: —

Matched citations: H.R. 3551

S. 1389111th Congress

Fixed Indexed Annuities and Insurance Products Classification Act of 2009

2009 · third_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009

Client expense: $50,000 · Firm income: —

Matched citations: S. 1389

S. 1551111th Congress

Liability for Aiding and Abetting Securities Violations Act of 2009

2009 · third_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 1020 - the Arbitration Fairness Act of 2009 S. 1551 - the The Liability for Aiding and Abetting Securities Violations Act of 2009

Client expense: $50,000 · Firm income: —

Matched citations: S. 1551

S. 1659111th Congress

Senior Investor Protections Enhancement Act of 2009

2009 · third_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009

Client expense: $50,000 · Firm income: —

Matched citations: S. 1659

S. 1661111th Congress

Senior Investment Protection Act of 2009

2009 · third_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009

Client expense: $50,000 · Firm income: —

Matched citations: S. 1661

H.R. 1020111th Congress

Arbitration Fairness Act of 2009

2009 · second_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

S. 931 and H.R. 1020 - the Arbitration Fairness Act of 2009

Client expense: $45,000 · Firm income: —

Matched citations: H.R. 1020

S. 906111th Congress

Senior Investment Protection Act of 2009

2009 · second_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

Financial Services Regulatory Reform - support for a fiduciary duty for broker-dealers dispensing investment advice; systemic risk council consisting of federal and state regulators; reinstating state regulatory oversight of all Regulation D, Rule 506 offerings. S. 906 - the Senior Investment Protection Act of 2009

Client expense: $45,000 · Firm income: —

Matched citations: S. 906

S. 931111th Congress

Arbitration Fairness Act of 2009

2009 · second_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

S. 931 and H.R. 1020 - the Arbitration Fairness Act of 2009

Client expense: $45,000 · Firm income: —

Matched citations: S. 931

H.R. 977111th Congress

Derivatives Markets Transparency and Accountability Act of 2009

2009 · second_quarter · Firm: WILEY REIN LLP

Open original LDA filing ↗

Cited source text and reported amounts

Investment securities fraud; Securities regulation oversight and reform; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009.

Client expense: — · Firm income: $10,000

Matched citations: H.R. 977

H.R. 1020111th Congress

Arbitration Fairness Act of 2009

2009 · first_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 1020 - Arbitration in Fairness Act of 2009

Client expense: $80,000 · Firm income: —

Matched citations: H.R. 1020

H.R. 977111th Congress

Derivatives Markets Transparency and Accountability Act of 2009

2009 · first_quarter · Firm: WILEY REIN LLP

Open original LDA filing ↗

Cited source text and reported amounts

Investment securities fraud; Securities regulation oversight and reform; Derivatives Markets Transparency and Accountability Act of 2009, H.R. 977.

Client expense: — · Firm income: $40,000

Matched citations: H.R. 977

H.R. 3010110th Congress

Arbitration Fairness Act of 2007

2008 · third_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

S. 2794, the Senior Investor Protection Act of 2008 H.R. 3010, the Arbitration Fairness Act of 2008

Client expense: $60,000 · Firm income: —

Matched citations: H.R. 3010

H.R. 5480110th Congress

Medicare Funding Warning Response Act of 2008

2008 · third_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 5480, the Insurance Information Act of 2008 SEC Release Nos. 33-8933, 34-58022; File Number S7-14-08- Proposed Rule That Would Subject Certain Equity-Indexed Annuities to Regulation Under the Federal Securities Laws

Client expense: $60,000 · Firm income: —

Matched citations: H.R. 5480

S. 2794110th Congress

Senior Investor Protection Act of 2008

2008 · third_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

S. 2794, the Senior Investor Protection Act of 2008 H.R. 3010, the Arbitration Fairness Act of 2008

Client expense: $60,000 · Firm income: —

Matched citations: S. 2794

S. 7110th Congress

College Opportunity Act of 2007

2008 · third_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 5480, the Insurance Information Act of 2008 SEC Release Nos. 33-8933, 34-58022; File Number S7-14-08- Proposed Rule That Would Subject Certain Equity-Indexed Annuities to Regulation Under the Federal Securities Laws

Client expense: $60,000 · Firm income: —

Matched citations: S7

H.R. 3010110th Congress

Arbitration Fairness Act of 2007

2008 · second_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

S. 1782/H.R. 3010 - The Fairness in Arbitration Act. NASAA supports its enactment and suggested that it be clarified to include securities arbitration. S. 2794 - The Senior Investor Protection Act of 2008. NASAA supports its adoption.

Client expense: $60,000 · Firm income: —

Matched citations: H.R. 3010

S. 1782110th Congress

Arbitration Fairness Act of 2007

2008 · second_quarter · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

S. 1782/H.R. 3010 - The Fairness in Arbitration Act. NASAA supports its enactment and suggested that it be clarified to include securities arbitration. S. 2794 - The Senior Investor Protection Act of 2008. NASAA supports its adoption.

Client expense: $60,000 · Firm income: —

Matched citations: S. 1782

Source: Senate LDA