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Reported covered position: Sr. Prof. Staff - S. Cmte Ag, Nutrition & Forestry
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
NYSE GROUP INC via NYSE GROUP, INC.
2012 · third_quarter · Q3
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; H.R. 3091, To make permanent the individual income tax rates for capital gains and dividends; S. 1647, A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gain rates
Proposed Treasury Regulations under IRC Section 871(m); H.R. 3091, To make permanent the individual income tax rates for capital gains and dividends; S 1647, A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gain rates; Proposed Treasury Regulations on contracts excluded from IRC 1256
Source: Senate LDA
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011
To make permanent the individual income tax rates for capital gains and dividends.
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Proposed Treasury Regulations under IRC Section 871(m); H.R. 3091, To make permanent the individual income tax rates for capital gains and dividends; S 1647, A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gain rates; Proposed Treasury Regulations on contracts excluded from IRC 1256
To make permanent the individual income tax rates for capital gains and dividends.
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; H.R. 3091, To make permanent the individual income tax rates for capital gains and dividends; S. 1647, A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gain rates
To make permanent the individual income tax rates for capital gains and dividends.
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; H.R. 3091, To make permanent the individual income tax rates for capital gains and dividends; S. 1647, A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gain rates
To make permanent the individual income tax rates for capital gains and dividends.
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Tax treatment of derivatives; H.R. 3091, To make permanent the individual income tax rates for capital gains and dividends; S 1647, A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gain rates
Small Company Job Growth and Regulatory Relief Act of 2011
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform including implementation of Dodd-Frank Act; Job creation; Small business access to capital; H.R. 3213, Small Company Job Growth and Regulatory Relief Act of 2011
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; extraterritorial application of securities laws; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Debt Collection Relief Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; extraterritorial application of securities laws; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; extraterritorial application of securities laws; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Debt Collection Relief Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; extraterritorial application of securities laws; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Debt Collection Relief Act
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Debt Collection Relief Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; extraterritorial application of securities laws; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; extraterritorial application of securities laws; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; extraterritorial application of securities laws; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Small Company Job Growth and Regulatory Relief Act of 2011
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform including implementation of Dodd-Frank Act; Job creation; Small business access to capital; H.R. 3213, Small Company Job Growth and Regulatory Relief Act of 2011
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy And Security Act, derivatives title H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S/ 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securities laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; Issues relating to flash crash; Issues relating to market structure
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; S. 2927, Wall Street Fair Share Act; all provisions; Capital Market/Job Creation; Market Structure;
Consumer Financial Protection Agency Act of 2009
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; S. 2927, Wall Street Fair Share Act; all provisions; Capital Market/Job Creation; Market Structure;
Consumer Financial Protection Agency Act of 2009
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy And Security Act, derivatives title H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S/ 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securities laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; Issues relating to flash crash; Issues relating to market structure
Over-the-Counter Derivatives Markets Act of 2009
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; S. 2927, Wall Street Fair Share Act; all provisions; Capital Market/Job Creation; Market Structure;
Over-the-Counter Derivatives Markets Act of 2009
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy And Security Act, derivatives title H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S/ 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securities laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; Issues relating to flash crash; Issues relating to market structure
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; extraterritorial application of securities laws; derivatives regulation (including swap execution, clearing, foreign boards of trade, position limits); short sale regulation; capital markets/job creation; flash crash and market structure; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy And Security Act, derivatives title H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S/ 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securities laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; Issues relating to flash crash; Issues relating to market structure
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation (including swap execution, clearing, foreign boards of trade, position limits); short sale regulation; capital markets/job creation; market structure; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; S. 2927, Wall Street Fair Share Act
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; S. 2927, Wall Street Fair Share Act; all provisions; Capital Market/Job Creation; Market Structure;
Derivatives Markets Transparency and Accountability Act of 2009
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy And Security Act, derivatives title H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S/ 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securities laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; Issues relating to flash crash; Issues relating to market structure
Derivatives Markets Transparency and Accountability Act of 2009
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; S. 2927, Wall Street Fair Share Act; all provisions; Capital Market/Job Creation; Market Structure;
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy And Security Act, derivatives title H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S/ 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securities laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; Issues relating to flash crash; Issues relating to market structure
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; S. 2927, Wall Street Fair Share Act; all provisions; Capital Market/Job Creation; Market Structure;
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation (including swap execution, clearing, foreign boards of trade, position limits); short sale regulation; capital markets/job creation; market structure; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; S. 2927, Wall Street Fair Share Act
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; S. 2927, Wall Street Fair Share Act; all provisions; Capital Market/Job Creation; Market Structure;
To include B20 biodiesel blends as an alternative fuel for corporate average fuel economy purposes.
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; S. 2927, Wall Street Fair Share Act; all provisions; Capital Market/Job Creation; Market Structure;
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; S. 2927, Wall Street Fair Share Act; all provisions; Capital Market/Job Creation; Market Structure;
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy And Security Act, derivatives title H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S/ 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securities laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; Issues relating to flash crash; Issues relating to market structure
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets; job creation; market structure
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NYSE GROUP INC via NYSE GROUP, INC.
2012 · second_quarter · Q2
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets; job creation; market structure
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; H.R. 3091, To make permanent the individual income tax rates for capital gains and dividends; S. 1647, A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gain rates
Tax treatment of derivatives; H.R. 3091, To make permanent the individual income tax rates for capital gains and dividends; S 1647, A bill to repeal the sunset on the reduction of capital gains rates for individuals and on the taxation of dividends of individuals at capital gain rates
Financial regulatory reform including implementation of Dodd-Frank Act; Job creation; Small business access to capital
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NYSE GROUP INC via NYSE GROUP, INC.
2012 · first_quarter · Q1
Business combination agreement between NYSE Euronext and Deutsche Boerse
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011
Financial regulatory reform including implementation of Dodd-Frank Act; Job creation; Small business access to capital; H.R. 3213, Small Company Job Growth and Regulatory Relief Act of 2011
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NYSE GROUP INC via NYSE GROUP, INC.
2011 · fourth_quarter · Q4
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011
Financial regulatory reform including implementation of Dodd-Frank Act; Job creation; Small business access to capital; H.R. 3213, Small Company Job Growth and Regulatory Relief Act of 2011
Business combination agreement between NYSE Euronext and Deutsche Boerse
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NYSE GROUP INC via NYSE GROUP, INC.
2011 · third_quarter · Q3
Business combination agreement between NYSE Euronext and Deutsche Boerse
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; extraterritorial application of securities laws; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2940, Access to Capital for Job Creators Act
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NYSE GROUP INC via NYSE GROUP, INC.
2011 · second_quarter · Q2
Business combination agreement between NYSE Euronext and Deutsche Boerse
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; extraterritorial application of securities laws; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act
NYSE GROUP INC via NYSE GROUP, INC.
2011 · first_quarter · Q1
Business combination agreement between NYSE Euronext and Deutsche Boerse
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Debt Collection Relief Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; extraterritorial application of securities laws; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Debt Collection Relief Act
NYSE GROUP INC via NYSE GROUP, INC.
2010 · fourth_quarter · Q4
Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation (including swap execution, clearing, foreign boards of trade, position limits); short sale regulation; capital markets/job creation; market structure; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; S. 2927, Wall Street Fair Share Act
Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; extraterritorial application of securities laws; derivatives regulation (including swap execution, clearing, foreign boards of trade, position limits); short sale regulation; capital markets/job creation; flash crash and market structure; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
NYSE GROUP INC via NYSE GROUP, INC.
2010 · third_quarter · Q3
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy And Security Act, derivatives title H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S/ 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securities laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; Issues relating to flash crash; Issues relating to market structure
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; S. 2927, Wall Street Fair Share Act; all provisions; Capital Market/Job Creation; Market Structure;
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of