Shareholder Empowerment Act of 2009

H.R. 2861, The Shareholder Empowerment Act; S. 1074, The Shareholder Bill of Rights (corporate governance and executive compensation)

Client expense: Not reported · Firm income: $60,000

Government targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR)

S. 139 Data Breach Notification Act S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1964 Mutual Fund Transparency Act of 2009 S. 3258 Modernizing and Strengthening Investor Protection Act of 2010 S. 3742 Data Security and Breach Notification Act of 2010 H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 2221 Data Accountability and Trust Act (notice of breach) H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 3351 Proxy Voting Transparency Act of 2009 H.R. 4790 Shareholder Protection Act of 2010 (political activity) H.R. 6334 American Community Investment Reform Act of 2010 (CRA) Money Market Mutual Fund Regulation

Client expense: $997,907 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

- S. 1074, "Shareholder Bill of Rights", regarding all provisions. - S. 3217, "Restoring American Financial Stability Act of 2010", regarding Subtitle E. -HR 2861, "Shareholder Empowerment Act of 2009", regarding all provisions. - HR 4173, "Dodd-Frank Act", a/k/a, "To provide for the financial regulatory reform, to protect consumers and investors, to enhance Federal understanding of insurance issues, to regulate the over-the-counter derivatives markets, and for other purposes", a/k/a, "Wall Street Reform & Consumer Protection Act of 2009", regarding Title IX.

Client expense: $1,000,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), U.S. Trade Representative (USTR)

HR 3890: Accountability and Transparency in Rating Agencies Act S. 139: Data Breach Notification Act S 3579: Data Security Act of 2010 S 3155: International Cybercrime Reporting and Cooperation Act HR 3818: Private Fund Investment Advisers Registration Act HR 5548/S 3480: Protecting Cyberspace as a National Asset Act of 2010 HR 4173/S. 3217: Dodd-Frank Wall Street Reform & Consumer Protection Act (Derivatives, CFBP, systemic risk, Thrift regulation, ILC, executive compensation, interchange fees, Volker Rule, bank tax) P.L. 111-517 HR 3126: Consumer Financial Protection Agency Act of 2009 HR 3269: Corporate and Financial Institution Compensation Fairness Act HR 627/S. 235: Credit Card Bill of Rights; PL 111-24 HR 3606/3639/3763: Consumer Financial Protection Agency HR 2221: Data Accountability and Trust Act S. 1006: Excessive Pay Shareholder Approval Act S. 1007: Excessive Pay Capped Deduction Act of 2009 HR 3795: Over the Counter Derivatives Market S. 1074: Shareholder Bill of Rights Acts of 2009 HR 2861: Shareholder Empowerment Act of 2009 HR 5297: Small Business Jobs & Credit Act of 2010 P.L. 111-499

Client expense: $460,000 · Firm income: Not reported

Government targets: Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Natl Guard, SENATE

H.R. 2861, Shareholder Empowerment Act of 2009, to amend the Securities Exchange Act of 1934 to provide for rules and standards relating to the election of boards of directors and certain requirements relating to compensation of executives S. 1074, Shareholder Bill of Rights Act of 2009, to provide shareholders with enhanced authority over the nomination, election, and compensation of public company executives H.R. 3269, Corporate and Financial Institution Compensation Fairness Act of 2009, to provide shareholders with an advisory vote on executive compensation and to prevent perverse incentives in the compensation practices of financial institutions S. 2813, Investors Rights and Corporate Accountability Act, all provisions relating to executive compensation and corporate governance. S. 3049, Corporate Executive Accountability Act, all provisions related to executive compensation and corporate governance. S. 3217, Restoring American Financial Stability Act of 2010, all provisions relating to executive compensation and corporate governance P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, all provisions relating to executive compensation and corporate governance Proposed guidance by the Federal Reserve related to executive compensation in large complex banking organizations. Discussions with and comment letter to SEC regarding implementation of the executive compensation provisions in P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Comment letter to SEC regarding proposed regulations implementing Section 951 of P.L. 111-203, Dodd-Frank Wall Street Return and Consumer Protection Act of 2010. Comment letter to SEC regarding concept release on proxy voting.

Client expense: Not reported · Firm income: $400,000

Government targets: Employment Standards Administration, Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Labor Relations Board (NLRB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 2221, Data Accountability and Trust Act, all provisions. H.R. 1106, Helping Families Save Their Homes Act of 2009, all provisions. H.R. 2554, National Association of Registered Agents and Brokers Reform Act, all provisions. H.R. 3996, The Financial Stability Improvement Act of 2009, all provisions. S. 2832, Lifetime Income Disclosure Act, all provisions S. 3217 An original bill to promote the financial stability of the United States by improving accountability and transparency in the financial system, to end "too big to fail", to protect the American taxpayer by ending bailouts, to protect consumers from abusive financial services practices, and for other purposes. H.R. 1106, Helping Families Save Their Homes Act of 2009, all provisions H.R. 3126, Consumer Financial Protection Agency Act of 2009, all provisions H.R. 3817, Investor Protection Act of 2009, all provisions H.R. 3890, Accountability and Transparency in Credit Rating Agencies Act of 2009, all provisions H.R. 3795, Over The Counter Derivatives Market Act, all provisions H.R. 3763, A Bill to Amend the Fair Credit Reporting Act to Provide for an Exclusion from Red Flag Guidelines for Certain Businesses, all provisions H.R. 4173, Financial Regulatory Reform, all provisions/ The Wall Street Reform and Consumer Protection Act of 2009, all provisions H.R. 4868, Housing Preservation and Tenant Protection Act of 2010, all provisions H.R. 5072, The FHA Reform Act of 2010, all provisions H.R. 2861, Shareholder Empowerment Act of 2009, all provisions H.R. 1479, H.R. 2896 Community Reinvestment Modernization Act of 2009, all provisions H.R. 6334, American Community Investment Reform Act of 2010, all provisions [No Bill Number], Securitization Reform, all provisions [No Bill Number], Restoring American Financial Stability Act of 2009 [No Bill Number], Financial Crisis Responsibility Fee [No Bill Number], Residential Mortgage Backed Securities [No Bill Number], Commercial Mortgage Backed Securities [No Bill Number], Government Sponsored Enterprise Reform

Client expense: $2,180,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

H.R. 2221, Data Accountability and Trust Act, all provisions. H.R. 1106, Helping Families Save Their Homes Act of 2009, all provisions. H.R. 2554, National Association of Registered Agents and Brokers Reform Act, all provisions. H.R. 3996, The Financial Stability Improvement Act of 2009, all provisions. S. 2832, Lifetime Income Disclosure Act, all provisions S. 3217 An original bill to promote the financial stability of the United States by improving accountability and transparency in the financial system, to end "too big to fail", to protect the American taxpayer by ending bailouts, to protect consumers from abusive financial services practices, and for other purposes. H.R. 1106, Helping Families Save Their Homes Act of 2009, all provisions H.R. 3126, Consumer Financial Protection Agency Act of 2009, all provisions H.R. 3817, Investor Protection Act of 2009, all provisions H.R. 3890, Accountability and Transparency in Credit Rating Agencies Act of 2009, all provisions H.R. 3795, Over The Counter Derivatives Market Act, all provisions H.R. 3763, A Bill to Amend the Fair Credit Reporting Act to Provide for an Exclusion from Red Flag Guidelines for Certain Businesses, all provisions H.R. 4173, Financial Regulatory Reform, all provisions/ The Wall Street Reform and Consumer Protection Act of 2009, all provisions H.R. 4868, Housing Preservation and Tenant Protection Act of 2010, all provisions H.R. 5072, The FHA Reform Act of 2010, all provisions H.R. 2861, Shareholder Empowerment Act of 2009, all provisions H.R. 1479, H.R. 2896 Community Reinvestment Modernization Act of 2009, all provisions H.R. 6334, American Community Investment Reform Act of 2010, all provisions H.R. 5943, Community Recovery Enhancement Act, all provisions H.R. 5823, U.S. Covered Bond Act of 2010 [No Bill Number], Securitization Reform, all provisions [No Bill Number], Restoring American Financial Stability Act of 2009 [No Bill Number], Financial Crisis Responsibility Fee [No Bill Number], Residential Mortgage Backed Securities [No Bill Number], Commercial Mortgage Backed Securities [No Bill Number], Housing Reform

Client expense: $2,000,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

H.R. 2221, Data Accountability and Trust Act, all provisions. H.R. 1106, Helping Families Save Their Homes Act of 2009, all provisions. H.R. 2554, National Association of Registered Agents and Brokers Reform Act, all provisions. H.R. 3996, The Financial Stability Improvement Act of 2009, all provisions. S. 2832, Lifetime Income Disclosure Act, all provisions S. 3217 An original bill to promote the financial stability of the United States by improving accountability and transparency in the financial system, to end "too big to fail", to protect the American taxpayer by ending bailouts, to protect consumers from abusive financial services practices, and for other purposes. H.R. 1106, Helping Families Save Their Homes Act of 2009, all provisions H.R. 3126, Consumer Financial Protection Agency Act of 2009, all provisions H.R. 3817, Investor Protection Act of 2009, all provisions H.R. 3890, Accountability and Transparency in Credit Rating Agencies Act of 2009, all provisions H.R. 3795, Over The Counter Derivatives Market Act, all provisions H.R. 3763, A Bill to Amend the Fair Credit Reporting Act to Provide for an Exclusion from Red Flag Guidelines for Certain Businesses, all provisions H.R. 4173, Financial Regulatory Reform, all provisions/ The Wall Street Reform and Consumer Protection Act of 2009, all provisions H.R. 4868, Housing Preservation and Tenant Protection Act of 2010, all provisions H.R. 5072, The FHA Reform Act of 2010, all provisions H.R. 2861, Shareholder Empowerment Act of 2009, all provisions H.R. 1479, H.R. 2896 Community Reinvestment Modernization Act of 2009, all provisions H.R. 6334, American Community Investment Reform Act of 2010, all provisions H.R. 5943, Community Recovery Enhancement Act, all provisions H.R. 5823, U.S. Covered Bond Act of 2010 [No Bill Number], Securitization Reform, all provisions [No Bill Number], Restoring American Financial Stability Act of 2009 [No Bill Number], Financial Crisis Responsibility Fee [No Bill Number], Residential Mortgage Backed Securities [No Bill Number], Commercial Mortgage Backed Securities [No Bill Number], Housing Reform

Client expense: $2,000,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

Financial Regulatory Reform HR 4173 Corporate Governance S 1074, HR 2861, HR 3351, HR 3272

Client expense: $187,668 · Firm income: Not reported

Government targets: Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

H.R. 2861/ S. 1074: The Shareholder Bill of Rights Act of 2009 H.R. 4173: Dodd-Frank Wall Street Reform and Consumer Protection Act Corporate Governance Derivatives

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), U.S. Trade Representative (USTR)

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy And Security Act, derivatives title H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S/ 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securities laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; Issues relating to flash crash; Issues relating to market structure

Client expense: $350,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; S. 2927, Wall Street Fair Share Act; all provisions; Capital Market/Job Creation; Market Structure;

Client expense: $350,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Corporate governance and executive compensation; H.R. 2861, The Shareholder Empowerment Act ; S. 1074, The Shareholder Bill of Rights; H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; S. 3217, Restoring American Financial Stability Act of 2010;

Client expense: $540,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Executive Office of the President (EOP), Federal Communications Commission (FCC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Office of Management & Budget (OMB), Office of the Vice President of the United States, Patent & Trademark Office (PTO), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

S. 139 Data Breach Notification Act S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1964 Mutual Fund Transparency Act of 2009 S. 3258 Modernizing and Strengthening Investor Protection Act of 2010 S. 3717 Strike Section 929I of Dodd-Frank Act (FOIA) S. 3742 Data Security and Breach Notification Act of 2010 H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 2221 Data Accountability and Trust Act (notice of breach) H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 3351 Proxy Voting Transparency Act of 2009 H.R. 4173 Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 4790 Shareholder Protection Act of 2010 (political activity) Money Market Mutual Fund Regulation

Client expense: $1,438,483 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

Issues relating to executive compensation, shareholder votes and proxy access. S. 1074, The Shareholder Bill of Rights Act of 2009; H.R. 2861, The Shareholder Empowerment Act of 2009. Legislation and regulation pertaining to derivatives. S. 1691, The Comprehensive Derivatives Regulation Act of 2009; H.R. 3269, Corporate and Financial Institution Compensation Fairness Act of 2009. Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203). H.R. 3817, the Investor Protection Act of 2009, including the Waters/Peters amendment granting authority to the SEC to issue rules on proxy access.

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Proxy Access issues. Issues relating to executive compensation and shareholder votes. S. 1074, Shareholder Bill of Rights Act of 2009. H.R. 2861, Shareholder Empowerment Act of 2009. Corporate governance in general. H.R. 3817, the Investor Protection Act of 2009. Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203); Title IX.

Client expense: Not reported · Firm income: $90,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

Proxy access issues. Issues relating to executive compensation and shareholder votes. S. 1074, Shareholder Bill of Rights Act of 2009. H.R. 2861, Shareholder Empowerment Act of 2009. Corporate governance in general. H.R. 3817, the Investor Protection Act of 2009. Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203); Title IX.

Client expense: Not reported · Firm income: $90,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

H.R. 2861/ S. 1074: The Shareholder Bill of Rights Act of 2009 H.R. 4173: Dodd-Frank Wall Street Reform and Consumer Protection Act Corporate Governance Derivatives

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), U.S. Trade Representative (USTR)

HR 3890: Accountability and Transparency in Rating Agencies Act S. 139: Data Breach Notification Act S 3579: Data Security Act of 2010 S 3155: International Cybercrime Reporting and Cooperation Act HR 3818: Private Fund Investment Advisers Registration Act HR 5548/S 3480: Protecting Cyberspace as a National Asset Act of 2010 HR 4173/S. 3217: Dodd-Frank Wall Street Reform & Consumer Protection Act (Derivatives, CFBP, systemic risk, Thrift regulation, ILC, executive compensation, interchange fees, Volker Rule, bank tax) P.L. 111-517 HR 3126: Consumer Financial Protection Agency Act of 2009 HR 3269: Corporate and Financial Institution Compensation Fairness Act HR 627/S. 235: Credit Card Bill of Rights; PL 111-24 HR 3606/3639/3763: Consumer Financial Protection Agency HR 2221: Data Accountability and Trust Act S. 1006: Excessive Pay Shareholder Approval Act S. 1007: Excessive Pay Capped Deduction Act of 2009 HR 3795: Over the Counter Derivatives Market S. 1074: Shareholder Bill of Rights Acts of 2009 HR 2861: Shareholder Empowerment Act of 2009 HR 5297: Small Business Jobs & Credit Act of 2010 P.L. 111-499

Client expense: $350,000 · Firm income: Not reported

Government targets: Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Natl Guard, SENATE

H.R. 2861, The Shareholder Empowerment Act; S. 1074, The Shareholder Bill of Rights (corporate governance and executive compensation) H.R. 4173, Restoring American Financial Stability Act of 2010 (Became PL-111-203 on 7/21/10)

Client expense: Not reported · Firm income: $60,000

Government targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR)

H.R. 2221, Data Accountability and Trust Act, all provisions. H.R. 1106, Helping Families Save Their Homes Act of 2009, all provisions. H.R. 2554, National Association of Registered Agents and Brokers Reform Act, all provisions. H.R. 3996, The Financial Stability Improvement Act of 2009, all provisions. S. 2832, Lifetime Income Disclosure Act, all provisions S. 3217 An original bill to promote the financial stability of the United States by improving accountability and transparency in the financial system, to end "too big to fail", to protect the American taxpayer by ending bailouts, to protect consumers from abusive financial services practices, and for other purposes. H.R. 1106, Helping Families Save Their Homes Act of 2009, all provisions H.R. 3126, Consumer Financial Protection Agency Act of 2009, all provisions H.R. 3817, Investor Protection Act of 2009, all provisions H.R. 3890, Accountability and Transparency in Credit Rating Agencies Act of 2009, all provisions H.R. 3795, Over The Counter Derivatives Market Act, all provisions H.R. 3763, A Bill to Amend the Fair Credit Reporting Act to Provide for an Exclusion from Red Flag Guidelines for Certain Businesses, all provisions H.R. 4173, Financial Regulatory Reform, all provisions/ The Wall Street Reform and Consumer Protection Act of 2009, all provisions H.R. 4868, Housing Preservation and Tenant Protection Act of 2010, all provisions H.R. 5072, The FHA Reform Act of 2010, all provisions H.R. 2861, Shareholder Empowerment Act of 2009, all provisions H.R. 1479, H.R. 2896 Community Reinvestment Modernization Act of 2009, all provisions H.R. 6334, American Community Investment Reform Act of 2010, all provisions [No Bill Number], Securitization Reform, all provisions [No Bill Number], Restoring American Financial Stability Act of 2009 [No Bill Number], Financial Crisis Responsibility Fee [No Bill Number], Residential Mortgage Backed Securities [No Bill Number], Commercial Mortgage Backed Securities [No Bill Number], Government Sponsored Enterprise Reform

Client expense: $2,460,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

Financial regulatory reform; Derivatives regulation and clearing; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; H.R. 2861, Shareholder Empowerment Act of 2009; H.R. 2454, Derivatives title in American Clean Energy and Security Act; Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203); H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009.

Client expense: Not reported · Firm income: $80,000

Government targets: HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE

Financial regulatory reform; Derivatives regulation and clearing; Short Sale regulation; S. 1074, Shareholder Bill of Rights Act; H.R. 2861, Shareholder Empowerment Act of 2009; H.R. 2454, Derivatives title in American Clean Energy and Security Act; Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203); H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009.

Client expense: Not reported · Firm income: $80,000

Government targets: HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE

S. 1074, The Shareholder Bill of Rights Act of 2009; H.R. 2861, The Shareholder Empowerment Act of 2009. Issues related to executive compensation and shareholder votes. H.R. 3269, The Corporate and Financial Institution Compensation Fairness Act of 2009. Legislation and regulation pertaining to derivatives. S. 1691, The Comprehensive Derivatives Regulation Act of 2009. H.R. 3795, The Over-The-Counter Derivatives Markets Act of 2009. Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments relating to derivatives, consumer protection and corporate governance.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

S. 1074, The Shareholder Bill of Rights Act of 2009; H.R. 2861, The Shareholder Empowerment Act of 2009. Issues related to executive compensation and shareholder votes. H.R. 3269, The Corporate and Financial Institution Compensation Fairness Act of 2009. Legislation and regulation pertaining to derivatives. S. 1691, The Comprehensive Derivatives Regulation Act of 2009. H.R. 3795, The Over-The-Counter Derivatives Markets Act of 2009. Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203), all provisions and amendments relating to derivatives, consumer protection and corporate governance.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

General issues related to accounting and the accounting profession, including: HR 607 (To direct the SEC to issue guidance on the interpretation of fair value accounting); HR 768 (Commission on Financial Crisis Accountability Act of 2009); HR 1212 (To amend the Sarbanes-Oxley Act of 2002 to provide oversight of auditors of brokers and dealers by the Public Company Accounting Oversight Board, and for other purposes); HR 1349 (Federal Accounting Oversight Board Act of 2009); HR 1406 (Stock Market Recovery Act of 2009); HR 1754 / S 664 ((Financial System Stabilization and Reform Act of 2009)); HR 1797 (Compete Act of 2009); HR 1909 (To direct the SEC to suspend the application of mark-to-market accounting); HR 2111 (Congressional Commission on Financial Accountability and Preparedness Act of 2009); HR 2861 (Shareholder Empowerment Act of 2009); HR 3126 (Consumer Financial Protection Agency Act of 2009); HR 3346 (To amend the Sarbanes-Oxley Act of 2002 to permit the sharing of confidential supervisory information with foreign auditor oversight bodies); HR 4173 (Wall Street Reform and Consumer Protection Act of 2009); S 1074 (Shareholder Bill of Rights Act of 2009).

Client expense: $700,000 · Firm income: Not reported

Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

- S. 1074, "Shareholder Bill of Rights", regarding all provisions. - S. 3217, "Restoring American Financial Stability Act of 2010", regarding Subtitle E. -HR 2861, "Shareholder Empowerment Act of 2009", regarding all provisions. - HR 4173, "Dodd-Frank Act", a/k/a, "To provide for the financial regulatory reform, to protect consumers and investors, to enhance Federal understanding of insurance issues, to regulate the over-the-counter derivatives markets, and for other purposes", a/k/a, "Wall Street Reform & Consumer Protection Act of 2009", regarding Title IX.

Client expense: $1,150,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), U.S. Trade Representative (USTR)

H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 3269, Corporate and Financial Institution Compensation Fairness Act of 2009; all provisions H.R. 3795, Over-the-Counter Derivatives Markets Act of 2009; provisions relating to derivatives S. 1074, Shareholder Bill of Rights Act of 2009; provisions relating to derivatives Implementation of H.R. 4173, Restoring American Financial Stability Act of 2010, provisions relating to proxy access and derivatives Bill number not yet assigned, A bill regarding derivatives

Client expense: $2,260,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Interior, Dept of (DOI), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

H.R. 3149, Equal Employment for All Act H.R. 3269, Corporate and Financial Institution Compensation Fairness Act of 2009 H.R. 6038, Financial Industry Transparency Act of 2010 H.R. 4173, Dood-Frank Wall Street Reform and Consumer Protection Act, including all issues pertaining to Title X, the Consumer Protection Bureau S. 3217, Restoring American Financial Stability Act of 2010 S. 569/ H.R. 6098, Incorporation Transparency and Law Enforcement Assistance Act H.R. 3795, Over-the-Counter Derivatives Markets Act of 2009 H.R. 3126, Consumer Financial Protection Agency Act of 2009 S. 1073, Rating Accountability and Transparency Enhancement Act of 2009 H.R. 2861, Shareholder Empowerment Act of 2009 H.R. 3272, Corporate Governance Reform Act of 2009 H.R. 3351, Proxy Voting Transparency Act of 2009 H.R. 4790/ H.R. 4537, Shareholder Protection Act of 2010 H.R. 3421 Medical Debt Relief Act of 2009 S. 3717/H.R. 6086, A bill to amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, (commonly referred to as the Freedom of Information Act), and for other purposes President Obama's nomination of Elizabeth Warren to be special advisor to the President and Secretary of the Treasury SEC S7-10-09, Facilitating Shareholder Director Nominations SEC S7-14-10, Concept Release on the US Proxy System SEC Proposed Self Regulatory Organization Rules Changes Adding Releases 62411,62414, and SRO Rules Changes to Add Additional Circuit Breaker Pilot Rules (no specific legislation introduced) Various issues relating to: proposed financial transactions tax and a tax on banks, private placement issues, and Net Access Value, which deals with money market funds in how they value certain securities, and the Department of the Treasury extending Notice 2009-14 to non-U.S. institutions (no specific legislation/regulation tied to this) Continued from pg # 24: Casasco - Page, U.S. Senate; Intern, U.S. Senate Cloakroom Lungren - Press Secretary, Rep. Jim Sensenbrenner; Communications Director, House Science Committee; Communications Director, House Judiciary Committee; Deputy Assistant to the Vice President (Dick Cheney), Legislative Affairs; Special Assistant to the President (George W. Bush), Legislative Affairs

Client expense: $29,250,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Council on Environmental Quality (CEQ), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Communications Commission (FCC), Federal Reserve System, Federal Trade Commission (FTC), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Justice, Dept of (DOJ), Labor, Dept of (DOL), Maritime Administration (MARAD), Natl Aeronautics & Space Administration (NASA), Natl Economic Council (NEC), Natl Highway Traffic Safety Administration (NHTSA), Natl Institute of Standards & Technology (NIST), Natl Labor Relations Board (NLRB), Natl Security Council (NSC), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), St. Lawrence Seaway Development Corporation, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office

H.R. 3269, Corporate and Financial Institution Compensation Fairness Act of 2009; S. 1074, Shareholder Bill of Rights Act of 2009; H.R. 3126, Consumer Financial Protection Agency Act of 2009; H.R 3817, Investors Protection Act; H.R. 4173, the Wall Street Reform and Consumer Protection Act; SEC proposed rule of "Facilitating Shareholder Director Nominations" (File No. S7-10-09); issues related to consumer credit; H.R. 2695 and S. 1212, the Credit Card Fair Free Act; H.R. 2382, Credit Card Interchange Fees Act of 2009; Issues related to the Credit CARD Act, H.R. 6247, including regulation Z changes; Restoring American Financial Stability Act of 2010; SEC IFRS Convergence; H.R. 2861, Shareholder Empcurerment Act of 2009; H.R. 3272, Corporate Convernance Reform Act of 2009; H.R. 3351, Proxy Voting Transparency Act of 2009; FinCEn proposed regulation regarding prepaid access; HR 5502, transition relief to Credit CARD Act; Dodd-Frank CEO-median employee pay ration disclosure rule.

Client expense: $670,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Consumer Product Safety Commission (CPSC), Equal Employment Opportunity Commission (EEOC), Federal Communications Commission (FCC), Federal Reserve System, Federal Trade Commission (FTC), Food & Drug Administration (FDA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Labor Relations Board (NLRB), Office of Management & Budget (OMB), Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Customs & Border Protection, U.S. International Trade Commission (ITC), U.S. Trade Representative (USTR), White House Office

S 3454/HR 5136 - National Defense Authorization Act for Fiscal Year 2011; HR 4899 - Supplemental Appropriations Act, 2010; Defense Budget and Acquisition Policy issues: defense funding levels, organizational conflict of interest; HR 2021 - Savings Recovery Act of 2009; HR 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009; HR 3936 - Preserve Benefits and Jobs Act of 2009; HR 4213 - Unemployment Compensation Extension Act of 2010; S 1006 - Excessive Pay Shareholder Approval Act; S 1007 - Excessive Pay Capped Deduction Act of 2009; S 1074 - Shareholder Bill of Rights Act of 2009; HR 2861 - Shareholder Empowerment Act of 2009; HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act; S (TBD) - Bill Restoring American Financial Stability Act of 2010; HR 422 - To amend the Internal Revenue Code of 1986 to extend the research credit through 2010 and to increase and make permanent the alternative simplified research credit; S 1203 - Grow Research Opportunities With Taxcredits' Help Act; FY10 CR (thru 12/23/09):HRes64; Making further continuing appropriations for fiscal year 2010, and for other purposes; S 3729/HR 5781 - National Aeronautics and Space Administration Authorization Act of 2010 including provisions related to funding for space programs; FY10 NASA, Conf.: Final conference authorization was the Senate version, passed to the President on 9/30/2010; S 3800/ HR (TBD) - Department of Defense Appropriations Act, 2011 including all provisions related to aircraft and tecnhology programs and procurement and research, development, test & evaluation programs; S 3636 - Commerce, Justice, Science, and Related Agencies Appropriations Act, 2011 including all provisions relating to FBI Biometric Programs, NGI, information technology programs, and close out of Census 2010 Programs; S 3615/HR 5850 - Military Construction and Veterans Affairs, and Related Agencies Appropriations Act, 2011 including all provisions relating to Veterans Healthcare Information Technology Programs, and Electronic Patient Care Records; S 3644/HR 5850 - Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2011 including all provisions related to Aviation, Airport Security, and HUD Working Capital Fund (WCF), and FHA Transformation Fund; S 3677/HR (TBD) - Financial Services and General Government Appropriations Act, 2011 including all provisions related to the National Archives and Records Administration; Treasury and Financial Systems; and the IRS; S 3606/HR (TBD) - Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2011 including all provisions related to the Food and Agricultural Safety Systems; Food and Drug Administration; and food safety early warning surveillance systems; S 3686/HR (TBD) - Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act, 2011 including all provisions related to the Social Security Administration information technology infrastructure; Centers for Medicare/Medicaid Services and the Department of Education; Support for the President's Budget Request for FY11 State/Foreign Operations; HR 3081 - Continuing Appropriations Act, 2011 including provisions related to space programs

Client expense: $3,190,000 · Firm income: Not reported

Government targets: Air Force, Dept of, Army, Dept of (Other), Commerce, Dept of (DOC), Defense, Dept of (DOD), Energy, Dept of, Executive Office of the President (EOP), Federal Aviation Administration (FAA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Justice, Dept of (DOJ), Natl Aeronautics & Space Administration (NASA), Natl Security Council (NSC), Navy, Dept of, Office of Management & Budget (OMB), SENATE, State, Dept of (DOS), Transportation, Dept of (DOT), White House Office

Financial Regulatory Reform HR 4173 Corporate Governance S 1074, HR 2861, HR 3351, HR 3272

Client expense: $164,750 · Firm income: Not reported

Government targets: Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

H.R. 2861, Shareholder Empowerment Act of 2009, to amend the Securities Exchange Act of 1934 to provide for rules and standards relating to the election of boards of directors and certain requirements relating to compensation of executives 1. H.R. 2861, Shareholder Empowerment Act of 2009, to amend the Securities Exchange Act of 1934 to provide for rules and standards relating to the election of boards of directors and certain requirements relating to compensation of executives S. 1074, Shareholder Bill of Rights Act of 2009, to provide shareholders with enhanced authority over the nomination, election, and compensation of public company executives H.R. 3269, Corporate and Financial Institution Compensation Fairness Act of 2009, to provide shareholders with an advisory vote on executive compensation and to prevent perverse incentives in the compensation practices of financial institutions S. 2813, Investors Rights and Corporate Accountability Act, all provisions relating to executive compensation and corporate governance. S. 3049, Corporate Executive Accountability Act, all provisions related to executive compensation and corporate governance. S. 3217, Restoring American Financial Stability Act of 2010, all provisions relating to executive compensation and corporate governance H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, all provisions relating to executive compensation and corporate governance Proposed guidance by the Federal Reserve related to executive compensation in large complex banking organizations. Discussions with and comment letter to SEC regarding implementation of the executive compensation Provisions in H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

Client expense: Not reported · Firm income: $280,000

Government targets: Employment Standards Administration, Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Target Date Funds Financial Regulatory Reform in the following bills and proposals: HR 977 - Derivatives Markets Transparency and Accountability Act of 2009 S 1074 - Shareholder Bill of Rights Act of 2009 Administration proposal - "Financial Regulatory Reform: A New Foundation" HR 3126 - Consumer Financial Protection Act of 2009 HR 2609 - Office of Insurance Information Treasury proposal - Office of National Insurance (Title V) Treasury proposal - Improvements of Regulation of Over-the-Counter Derivatives Markets (Title VII) S 1691 - Comprehensive Derivatives Regulation Act of 2009 HR 2861 - Shareholder Empowerment Act HR 4173 - Wall Street Reform and Consumer Protection Act HR 1728 - Mortgage Reform and Anti-Predatory Lending Act Restoring American Financial Stability Act HR 3817 - Investor Protection Act Proxy Access Proposed SEC Rule S 3217 - Restoring American Financial Stability Act of 2010 "Volcker Rule" Conference Report H. Rept. 111-517 Dodd-Frank Wall Street Reform and Consumer Protection Act Covered Bonds in the following bill: HR 5823 - United States Covered Bonds Act

Client expense: $400,000 · Firm income: Not reported

Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, White House Office

- H Res 25 A resolution expressing the support of the House of Representatives for the goals and ideals of National Internet Safety Month all provisions relating to cable. - H Res 30 A resolution expressing the sense of the House of Representatives that in order to continue aggressive growth in our nation's telecommunications and technology industries, the U.S. government should "get out of the way and stay out of the way all provisions relating to cable. - H Res 31 A resolution expressing support for designation of Jan. 28, 2009, as "National Data Privacy Day all provisions relating to cable. - HR 226 Broadcaster Freedom Act of 2009 all provisions relating to cable. - HR 231 A bill to require certain warning labels to be placed on video games that are given certain ratings due to violent content all provisions relating to cable. - HR 245 Local Emergency Radio Service Preservation Act of 2009 all provisions relating to cable. - HR 266 Cybersecurity Education Enhancement Act of 2009 all provisions relating to cable. - HR 400 Protecting Consumers through Proper Forbearance Procedures Act all provisions relating to cable. - HR 661 A bill to provide additional coupons for the digital-to-analog converter box program and to expedite delivery of coupons under such program all provisions relating to cable. - HR 691 Broadband Access Equality Act of 2009 all provisions relating to cable. - HR 760 Advanced Broadband Infrastructure Bond Initiative of 2009 all provisions relating to cable. - HR 780 Student Internet Safety Act of 2009 all provisions relating to cable. - HR 848 Performance Rights Act all provisions relating to cable. - HR 927 Satellite Consumers' Right to Local Channels Act all provisions relating to cable. - HR 1019 State Video Tax Fairness Act of 2009 all provisions relating to cable. - HR 1020 Arbitration Fairness Act of 2009 all provisions relating to cable. - HR 1076 Internet Stopping Adults Facilitating the Exploitation of Today's Youth (SAFETY) Act of 2009 all provisions relating to cable. - HR 1083 Business Activity Tax Simplification Act of 2009 all provisions relating to cable. - HR 1084 Commercial Advertisement Loudness Mitigation (CALM) Act all provisions relating to cable. - HR 1110 Preventing Harassment through Outbound Number Enforcement (PHONE) Act of 2009 all provisions relating to cable. - HR 1155 Satellite Consumers' Access to Public Television Digital Programming Act of 2009 all provisions relating to cable. - HR 1258 Truth in Caller ID Act of 2010 all provisions relating to cable. - HR 1260 Patent Reform Act of 2009 all provisions relating to cable. - HR 1319 Informed P2P User Act all provisions relating to cable. - HR 1409 Employee Free Choice Act all provisions relating to cable. - HR 1521 Cell Tax Fairness Act of 2009 all provisions relating to cable. - HR 1560 Permanent Internet Tax Freedom Act of 2009 all provisions relating to cable. - HR 1709 STEM Education Coordination Act of 2009 all provisions relating to cable. - HR 1819 A bill to amend the Digital Television Transition and Public Safety Act of 2005 to extend the interoperable emergency communications grant program through fiscal year 2012 all provisions relating to cable. - HR 1860 Four Corners Television Access Act of 2009 all provisions relating to cable. - HR 1910 Chief Technology Officer Act of 2009 all provisions relating to cable. - HR 2020 Networking and Information Technology Research and Development Act of 2009 all provisions relating to cable. - HR 2060 Community College Technology Access Act all provisions relating to cable. - HR 2135 A bill to amend section 254 of the Communications Act of 1934 to provide that funds received as universal service contributions and the universal service support programs established pursuant to that section are not subject to certain provisions of Title 31, United States Code, commonly known as the Antideficiency Act all provisions relating to cable. - HR 2165 Bulk Power System Protection Act of 2009 all provisions relating to cable. - HR 2166 A bill to amend the Communications Act of 1934 to provide universal service support to head start programs, and for other purposes all provisions relating to cable. - HR 2175 Families for ED Advertising Decency Act all provisions relating to cable. - HR 2182 Enhanced Oversight of State and Local Economic Recovery Act all provisions relating to cable. - HR 2183 A bill to improve public participation and overall decision-making at the Federal Communications Commission, and for other purposes all provisions relating to cable. - HR 2195 A bill to amend the Federal Power Act to provide additional authorities to adequately protect the critical electric infrastructure against cyber attack, and for other purposes all provisions relating to cable. - HR 2203 Telephone Excise Tax Repeal Act of 2009 all provisions relating to cable. - HR 2221 Data Accountability and Trust Act all provisions relating to cable. - HR 2357 Same Number Act of 2009 all provisions relating to cable. - HR 2428 Broadband Conduit Deployment Act of 2009 all provisions relating to cable. - HR 2505 Reaching Rural Veterans through Telehealth Act all provisions relating to cable. - HR 2521 National Infrastructure Development Bank Act of 2009 all provisions relating to cable. - HR 2720 A bill to amend the Internal Revenue Code of 1986 to make permanent the election to treat the cost of qualified film and television productions as an expense which is not chargeable to capital account all provisions relating to cable. - HR 2826 Family Work Flexibility Act of 2009 all provisions relating to cable. - HR 2847 Hiring Incentives to Restore Employment Act all provisions relating to cable. - H Res 547 A resolution supporting the goals and ideals of "National Internet Safety Month all provisions relating to cable. - HR 2861 Shareholder Empowerment Act of 2009 all provisions relating to cable. - HR 2902 Broadband Internet Fairness Act all provisions relating to cable. - HR 2903 DTV Cliff Effect Assistance Act of 2009 all provisions relating to cable. - HR 2917 A bill to amend the Internal Revenue Code of 1986 to deny any deduction for advertising prescription drugs all provisions relating to cable. - HR 2963 A bill to amend the Internal Revenue Code of 1986 to provide incentives for improving small manufacturers' computer technology all provisions relating to cable. - HR 2966 Say No to Drug Ads Act all provisions relating to cable. - HR 2994 Satellite Home Viewer Reauthorization Act all provisions relating to cable. - H Res 609 A resolution providing for consideration of the bill (HR 2997) making appropriations for Agriculture, Rural Development, Food and Drug Administration and Related Agencies programs for the fiscal year ending Sept. 30, 2010, and for other purposes all provisions relating to cable. - H Res 799 A resolution providing for consideration of the conference report to accompany the bill (HR 2997) making appropriations for Agriculture, Rural Development, Food and Drug Administration and Related Agencies programs for the fiscal year ending Sept. 30, 2010, and for other purposes all provisions relating to cable. - HR 3011 Telephone Excise Tax Repeal Act of 2009 all provisions relating to cable. - HR 3014 Small Business Health Information Technology Financing Act all provisions relating to cable. - HR 3019 Spectrum Relocation Improvement Act of 2009 all provisions relating to cable. - HR 3030 Fostering Independence Through Technology Act of 2009 all provisions relating to cable. - HR 3101 Twenty-first Century Communications and Video Accessibility Act of 2009 all provisions relating to cable. - HR 3124 Health Information Technology (IT) Public Utility Act of 2009 all provisions relating to cable. - HR 3125 Radio Spectrum Inventory Act all provisions relating to cable. - HR 3126 Consumer Financial Protection Agency Act of 2009 all provisions relating to cable. - HR 3170 Fiscal 2010 Financial Services Appropriations all provisions relating to cable. - HR 3216 Local Television Freedom Act of 2009 all provisions relating to cable. - HR 3222 Adolescent Web Awareness Requires Education (AWARE) Act all provisions relating to cable. - HR 3269 Corporate and Financial Institution Compensation Fairness Act of 2009 all provisions relating to cable. - HR 3272 Corporate Governance Reform Act of 2009 all provisions relating to cable. - HR 3291 Mutual Holding Company Beneficial Owners' Protection Act of 2009 all provisions relating to cable. - HR 3348 A bill to amend the Digital Television Transition and Public Safety Act of 2005 to extend the interoperable emergency communications grant program through fiscal year 2012 all provisions relating to cable. - HR 3351 Proxy Voting Transparency Act Of 2009 all provisions relating to cable. - HR 3413 Rural Information Technology Investment Act all provisions relating to cable. - HR 3458 Internet Freedom Preservation Act of 2009 all provisions relating to cable. - HR 3498 Statewide PTV Access Act of 2009 all provisions relating to cable. - HR 3512 Capturing On-line Predators Act of 2009 all provisions relating to cable. - HR 3570 Satellite Home Viewer Reauthorization Act of 2009 all provisions relating to cable. - HR 3630 Adolescent Web Awareness Requires Education (AWARE) Act all provisions relating to cable. - HR 3633 A bill to allow the funding for the interoperable emergency communications grant program established under the Digital Television Transition and Public Safety Act of 2005 to remain available until expended through fiscal year 2012, and for other purposes all provisions relating to cable. - HR 3646 Broadband Affordability Act of 2009 all provisions relating to cable. - HR 3682 Kelsey Smith Act of 2009 all provisions relating to cable. - HR 3698 Kelsey Smith Law Enforcement Training Grant Program Act all provisions relating to cable. - HR 3717 Kelsey Smith Act all provisions relating to cable. - HR 3738 Small Business Early-Stage Investment Act of 2009 all provisions relating to cable. - HR 3745 Community Access Preservation (CAP) Act all provisions relating to cable. - HR 3854 Small Business Financing and Investment Act of 2009 all provisions relating to cable. - H Con Res 193 A concurrent resolution expressing the sense of Congress regarding the need to pass meaningful legislation to protect commercial and government data from data breaches all provisions relating to cable. - HR 3924 A bill to prohibit the Federal Communications Commission from further regulating the Internet all provisions relating to cable. - HR 3931 A bill to amend the Internal Revenue Code of 1986 to extend for two years the election to treat the cost of a qualified film or television production as an expense which is not chargeable to a capital account all provisions relating to cable. - HR 3979 Protecting Americans from Drug Marketing Act all provisions relating to cable. - HR 3994 Distracted Driving Prevention Act of 2009 all provisions relating to cable. - HR 4053 Healthy Kids Act all provisions relating to cable. - HR 4059 Online Age Verification and Child Safety Act all provisions relating to cable. - HR 4061 Cybersecurity Enhancement Act of 2010 all provisions relating to cable. - HR 4098 Secure Federal File Sharing Act all provisions relating to cable. - HR 4167 Federal Communications Commission Collaboration Act all provisions relating to cable. - HR 4173 Wall Street Reform and Consumer Protection Act of 2009 and Conference Report-all provisions relating to cable. - HR 4213 American Workers, State and Business Relief Act of 2010 all provisions relating to cable. - H Res 996 A resolution expressing support for designation of September as National Childhood Obesity Awareness Month all provisions relating to cable. - HR 4353 Wireless Microphone Users Interference Protection Act all provisions relating to cable. - HR 4504 Standards for Internet Non-Censorship (SINC) Act of 2010 all provisions relating to cable. - HR 4518 A bill to amend the Internal Revenue Code of 1986 to deny a deduction for image advertising expenses for any trade or business the gross receipts of which exceed $100 million all provisions relating to cable. - HR 4533 Technology Bill of Rights for the Blind Act of 2010 all provisions relating to cable. - HR 4545 Rural Broadband Initiative Act of 2010 all provisions relating to cable. - HR 4619 E-Rate 2.0 Act of 2010 all provisions relating to cable. - HR 4691 Temporary Extensions Act of 2010 all provisions relating to cable. - HR 4709 Engineering Education for Innovation (E 2 for Innovation) Act all provisions relating to cable. - HR 4749 Stand By Every Ad Act of 2010 all provisions relating to cable. - HR 4769 Creating Jobs From Innovative Small Businesses Act of 2010 - HR 4770 Create Jobs by Expanding the R&D Tax Credit Act of 2010 all provisions relating to cable. - HR 4784 Internet Freedom Act of 2010 all provisions relating to cable. - HR 4785 Rural Energy Savings Program Act all provisions relating to cable. - HR 4790 Shareholder Protection Act of 2010 all provisions relating to cable. - HR 4809 Commissioners' Technical Resource Enhancement Act all provisions relating to cable. - HR 4816 Food and Drug Administration Improvement Act of 2010 all provisions relating to cable. - HR 4829 Next Generation 9-1-1 Preservation Act of 2010 all provisions relating to cable. - HR 4842 Homeland Security Science and Technology Authorization Act of 2010 all provisions relating to cable. - HR 4849 Small Business and Infrastructure Jobs Tax Act of 2010 all provisions relating to cable. - HR 4851 Continuing Extension Act of 2010 all provisions relating to cable. - HR 4860 Electric Consumer Right to Know (e-KNOW) Act all provisions relating to cable. - HR 4061 Cybersecurity Enhancement Act of 2010 all provisions relating to cable. - HR 4900 Federal Information Security Amendments Act of 2010 all provisions relating to cable. - HR 4925 Healthy Media for Youth Act all provisions relating to cable. - HR 4962 International Cybercrime Reporting and Cooperation Act all provisions relating to cable. - H Res 1244 A resolution recognizing the National Collegiate Cyber Defense Competition for its now five-year effort to promote cyber security curriculum in institutions of higher learning all provisions relating to cable. - HR 5026 Grid Reliability and Infrastructure Defense (GRID) Act all provisions relating to cable. - HR 5070 Smart Electronics Act all provisions relating to cable. - HR 5074 National Institute of Standards and Technology Authorization Act all provisions relating to cable. - HR 5081 Broadband for First Responders Act of 2010 all provisions relating to cable. - HR 5108 Cyber Privacy Act all provisions relating to cable. - HR 5116 America COMPETES Reauthorization Act of 2010 all provisions relating to cable. - HR 5140 National Economic Competitiveness and Innovation Strategy Act all provisions relating to cable. - HR 5175 DISCLOSE Act all provisions relating to cable. - HR 5297 Small Business Lending Fund Act of 2010 all provisions relating to cable. - HR 5247 Executive Cyberspace Authorities Act of 2010 all provisions relating to cable. - HR 5257 Internet Investment, Innovation and Competition Preservation Act all provisions relating to cable. - H J Res 84 A joint resolution proposing an amendment to the Constitution of the United States giving Congress power to regulate campaign contributions for federal elections all provisions relating to cable. - HR 5538 A bill to amend the Communications Act of 1934 to prohibit federal funding for the Corporation for Public Broadcasting after fiscal year 2012 all provisions relating to cable. - HR 5548 Protecting Cyberspace as a National Asset Act of 2010 all provisions relating to cable. - HR 5649 Digital Goods and Services Tax Fairness Act of 2010 all provisions relating to cable. - HR 5652 Stop Deceptive Advertising for Women's Services Act - all provisions relating to cable. - HR 5660 Main Street Fairness Act all provisions relating to cable. - HR 5694 One Global Internet Act of 2010 all provisions relating to cable. - HR 5707 Restore Online Shoppers' Confidence Act all provisions relating to cable. - H Res 1512 A resolution commending Google Inc. and other companies for advocating for an uncensored Internet, adhering to free speech principles, and keeping the Internet open for users worldwide all provisions relating to cable. - HR 5751 Lobbying Disclosure Enhancement Act all provisions relating to cable. - HR 5767 Innovative Technologies Investment Incentive Act of 2010 all provisions relating to cable. - HR 5768 A bill to amend Title 38, United States Code, to authorize the waiver of the collection of copayments for telehealth and telemedicine visits of veterans, and for other purposes all provisions relating to cable. - HR 5777 Building Effective Strategies To Promote Responsibility Accountability Choice Transparency Innovation Consumer Expectations and Safeguards (BEST PRACTICES) Act all provisions relating to cable. - HR 5828 Universal Service Reform Act of 2010 all provisions relating to cable. - HR 6110 Telehealth Improvement and Expansion Act of 2010 all provisions relating to cable. - HR 6120 Technology Deployment and Early-Stage Business Investment Act of 2010 all provisions relating to cable. - H Res 1616 A resolution expressing the support of Congress for National Telephone Discount Lifeline Awareness Week all provisions relating to cable. - HR 6126 A bill to provide for 100 percent expensing for capital property placed in service on or after Sept. 8, 2010, and before 2012 all provisions relating to cable. - S 30 Truth in Caller ID Act of 2009 all provisions relating to cable. - S 34 Broadcaster Freedom Act of 2009 all provisions relating to cable. - S 43 Permanent Internet Tax Freedom Act of 2009 all provisions relating to cable. - S 47 Telephone Excise Tax Repeal Act of 2009 all provisions relating to cable. - S 62 Broadcaster Freedom Act of 2009 all provisions relating to cable. - S 71 Telephone Excise Tax Repeal Act of 2009 all provisions relating to cable. - S Res 25 A resolution expressing support for designation of Jan. 28, 2009, as "National Data Privacy Day." all provisions relating to cable. - S 233 A bill to amend the Internal Revenue Code of 1986 to make the allowance of bonus depreciation and the increased expensing limitations permanent. all provisions relating to cable. - S 328 DTV Delay Act all provisions relating to cable. - S 348 A bill to amend section 254 of the Communications Act of 1934 to provide that funds received as universal service contributions and the universal service support programs established pursuant to that section are not subject to certain provisions of Title 31, United States Code, commonly known as the Antideficiency Act all provisions relating to cable. - S 379 Performance Rights Act all provisions relating to cable. - S 436 Internet Stopping Adults Facilitating the Exploitation of Today's Youth Act of 2009 all provisions relating to cable. - S 457 Fostering Independence Through Technology Act of 2009 all provisions relating to cable. - S 515 Patent Reform Act of 2009 all provisions relating to cable. - S 560 Employee Free Choice Act all provisions relating to cable. - S 592 Local Community Radio Act of 2009 all provisions relating to cable. - S 610 Patent Reform Act of 2009 all provisions relating to cable. - S 649 Radio Spectrum Inventory Act all provisions relating to cable. - S 771 Four Corners Television Access Act of 2009 all provisions relating to cable. - S 773 Cybersecurity Act of 2009 all provisions relating to cable. - S 778 A bill to establish, within the Executive Office of the president, the Office of National Cybersecurity Advisor all provisions relating to cable. - S 788 m-SPAM Act all provisions relating to cable. - S 890 Health Information Technology Public Utility Act all provisions relating to cable. - S 899 DTV Cliff Effect Assistance Act of 2009 all provisions relating to cable. - S 920 Information Technology (IT) Investment Oversight Enhancement and Waste Prevention Act of 2009 all provisions relating to cable. - S 921 United States Information and Communications Enhancement (U.S. ICE) Act of 2009 all provisions relating to cable. - S 931 Arbitration Fairness Act of 2009 - all provisions relating to cable. - S 946 Critical Electric Infrastructure Protection Act of 2009 - all provisions relating to cable. - S 1006 Excessive Pay Shareholder Approval Act - all provisions relating to cable. - S 1007 Excessive Pay Capped Deduction Act - all provisions relating to cable. - S 1029 21st Century Skills Incentive Fund Act - all provisions relating to cable. - S 1047 School and Family Education about the Internet (SAFE Internet) Act of 2009 - all provisions relating to cable. - S 1192 Mobile Wireless Tax Fairness Act of 2009 all provisions relating to cable. - S 1210 STEM Education Coordination Act of 2009 all provisions relating to cable. - S 1266 Broadband Conduit Deployment Act of 2009 all provisions relating to cable. - S 1291 Family Work Flexibility Act of 2009 all provisions relating to cable. - S 1406 Fiscal 2010 Agriculture Appropriations all provisions relating to cable. - S 1432 Fiscal 2010 Financial Services Appropriations all provisions relating to cable. - S 1438 Fostering a Global Response to Cyber Attacks Act all provisions relating to cable. - S 1447 Connecting America Act of 2009 - all provisions relating to cable. - S 1462 American Clean Energy Leadership Act of 2009 - all provisions relating to cable. - S 1490 Personal Data Privacy and Security Act of 2009 - all provisions relating to cable. - S 1491 Ending Excessive Corporate Deductions for Stock Options Act - all provisions relating to cable. - S 1614 Community College Technology Access Act - all provisions relating to cable. - S 1670 Satellite Television Modernization Act of 2009 - all provisions relating to cable. - S 1696 Green Gaming Act of 2009 all provisions relating to cable. - S 1749 Cell Phone Contraband Act of 2010 all provisions relating to cable. - S 1763 Protecting Americans from Drug Marketing Act all provisions relating to cable. - S 1836 Internet Freedom Act of 2009 - S 1938 Distracted Driving Prevention Act of 2009 all provisions relating to cable. - S Res 285 A resolution supporting the goals and ideals of national cybersecurity awareness month and raising awareness and enhancing the state of cybersecurity in the United States all provisions relating to cable. - S Res 402 Resolution expressing support for designation of 1/28/10 National Data Privacy Day-all provisions relating to cable - S Res 412 A resolution designating September 2010 as "National Childhood Obesity Awareness Month all provisions relating to cable. - S 2764 Satellite Television Extension and Localism Act of 2009 all provisions relating to cable. - S 2765 Small Business Health Information Technology Financing Act all provisions relating to cable. - S 2825 Cell Phone Early Termination Fee, Transparency and Fairness (ETF) Act all provisions relating to cable. - S 2842 A bill to amend the Internal Revenue Code of 1986 to deny the deduction for direct to consumer advertising expenses for prescription pharmaceuticals and to provide a deduction for fees paid for the participation of children in certain organizations which promote physical activity all provisions relating to cable. - S 2847 Commercial Advertisement Loudness Mitigation (CALM) Act of 2009 all provisions relating to cable. - S 2873 A bill to amend the Internal Revenue Code of 1986 to deny the deduction for direct to consumer advertising expenses for prescription pharmaceuticals and to provide a deduction for fees paid for the participation of children in certain organizations which promote physical activity all provisions relating to cable. - S 2879 Broadband Opportunity and Affordability Act - all provisions relating to cable. - S 2880 Rural Broadband Initiative Act of 2009 - all provisions relating to cable.

Client expense: $4,000,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Education, Dept of, Federal Communications Commission (FCC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Natl Telecommunications & Information Administration (NTIA), Office of Science & Technology Policy (OSTP), SENATE, State, Dept of (DOS), U.S. Copyright Office

H.R.4173, Wall Street Reform & Consumer Protection Act; S.3217, Restoring American Financial Stability Act; H.R. 2861, Shareholder Empowerment Act; H.R.3272, Corporate Governance Reform Act; H.R.3351, Proxy Voting Transparency Act; S.A.3918, Snowe-Landrieu Amendment to S.3217

Client expense: $106,133 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office

H.R. 2221, Data Accountability and Trust Act, all provisions. H.R. 1106, Helping Families Save Their Homes Act of 2009, all provisions. H.R. 2554, National Association of Registered Agents and Brokers Reform Act, all provisions. H.R. 3996, The Financial Stability Improvement Act of 2009, all provisions. H.R. 1106, Helping Families Save Their Homes Act of 2009, all provisions H.R. 3126, Consumer Financial Protection Agency Act of 2009, all provisions H.R. 3817, Investor Protection Act of 2009, all provisions H.R. 3890, Accountability and Transparency in Credit Rating Agencies Act of 2009, all provisions H.R. 3795, Over The Counter Derivatives Market Act, all provisions H.R. 3763, A Bill to Amend the Fair Credit Reporting Act to Provide for an Exclusion from Red Flag Guidelines for Certain Businesses, all provisions H.R. 4173, Financial Regulatory Reform, all provisions/ The Wall Street Reform and Consumer Protection Act of 2009, all provisions [No Bill Number], Securitization Reform, all provisions [No Bill Number], Restoring American Financial Stability Act of 2009 TG-506, Financial Crisis Responsibility Fee S. 3217 An original bill to promote the financial stability of the United States by improving accountability and transparency in the financial system, to end "too big to fail", to protect the American taxpayer by ending bailouts, to protect consumers from abusive financial services practices, and for other purposes. [No Bill Number], Residential Mortgage Backed Securities [No Bill Number], Commercial Mortgage Backed Securities H.R. 4868, Housing Preservation and Tenant Protection Act of 2010 H.R. 5072, The FHA Reform Act of 2010 H.R. 2861, Shareholder Empowerment Act of 2009 S. 2832, Lifetime Income Disclosure Act H.R. 1479, H.R. 2896 Community Reinvestment Modernization Act of 2009 [No Bill Number], Government Sponsored Enterprise Reform

Client expense: $2,890,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act S. 2927, Wall Street Fair Share Act S. 1074, Shareholder Bill of Rights S. 1551, Liability for Aiding and Abetting Securities Violation Act H.R. 4213, Webb-Boxer Amendment H.R. 2861, Shareholder Empowerment Act H.R. 4173, the Wall Street Reform and Consumer Protection Act of 2009 S. 1691, the Comprehensive Derivatives Regulation Act of 2009 H.R. 3269, Corporate and Financial Institution Compensation Fairness Act of 2009 H.R. 3795, Over-the-Counter Derivatives Markets Act of 2009 S. 896, Helping Families Save Their Homes Act of 2009 H.R. 3126, Consumer Financial Protection Agency Act of 2009 S. 1073, Rating Accountability and Transparency Enhancement Act of 2009 Restoring American Financial Stability Act of 2010 (Bill number not yet assigned) Securities Exchange Act Release No. 60999; File No. SR-FINRA-2009-077 SEC S7-10-09 Facilitating Shareholder Director Elections House Financial Services Committee, Compensation in the Financial Industry (no specific legislation introduced) Capital Markets, Insurance and Government Sponsored Enterprises Subcommittee hearing, Corporate Governance after Citizens United (no specific legislation introduced) Nomination of Ben Bernanke as Chairman of the Federal Reserve Various issues related to; proposed tax on banks, Proposal to Establish a Quotation Consolidation Facility, Financial Crisis Responsibility Fee and implementation issues on Sarbanes-Oxley (no specific legislation introduced) Official Covered Positions for Jonthan Jachym: Intern, SEC Office of International Affairs Intern, FINRA Division of Market Regulation Intern, FINRA Office of the General Counsel

Client expense: $25,120,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Federal Communications Commission (FCC), Federal Deposit Insurance Corporation (FDIC), Federal Trade Commission (FTC), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Maritime Administration (MARAD), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Pipeline & Hazardous Materials Safety Administration, SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), St. Lawrence Seaway Development Corporation, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office

H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act S. 2927, Wall Street Fair Share Act S. 1074, Shareholder Bill of Rights S. 1551, Liability for Aiding and Abetting Securities Violation Act H.R. 4213, Webb-Boxer Amendment H.R. 2861, Shareholder Empowerment Act H.R. 4173, the Wall Street Reform and Consumer Protection Act of 2009 S. 1691, the Comprehensive Derivatives Regulation Act of 2009 H.R. 3269, Corporate and Financial Institution Compensation Fairness Act of 2009 H.R. 3795, Over-the-Counter Derivatives Markets Act of 2009 S. 896, Helping Families Save Their Homes Act of 2009 H.R. 3126, Consumer Financial Protection Agency Act of 2009 S. 1073, Rating Accountability and Transparency Enhancement Act of 2009 Restoring American Financial Stability Act of 2010 (Bill number not yet assigned) Securities Exchange Act Release No. 60999; File No. SR-FINRA-2009-077 SEC S7-10-09 Facilitating Shareholder Director Elections House Financial Services Committee, Compensation in the Financial Industry (no specific legislation introduced) Capital Markets, Insurance and Government Sponsored Enterprises Subcommittee hearing, Corporate Governance after Citizens United (no specific legislation introduced) Nomination of Ben Bernanke as Chairman of the Federal Reserve Various issues related to; proposed tax on banks, Proposal to Establish a Quotation Consolidation Facility, Financial Crisis Responsibility Fee and implementation issues on Sarbanes-Oxley (no specific legislation introduced) Official Covered Positions for Jonthan Jachym: Intern, SEC Office of International Affairs Intern, FINRA Division of Market Regulation Intern, FINRA Office of the General Counsel

Client expense: $25,120,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Federal Communications Commission (FCC), Federal Deposit Insurance Corporation (FDIC), Federal Trade Commission (FTC), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Maritime Administration (MARAD), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Pipeline & Hazardous Materials Safety Administration, SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), St. Lawrence Seaway Development Corporation, State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Trade Representative (USTR), White House Office

H.R. 2861, The Shareholder Empowerment Act - corporate governance and executive compensation; S. 1074, The Shareholder Bill of Rights - corporate governance and executive compensation; H.R. 4173, Restoring American Financial Stability Act of 2010; S. 3217, Restoring American Financial Stability Act of 2010; Financial regulatory reform bills in the House; Educational efforts around Microsoft / Yahoo! search deal

Client expense: $550,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Executive Office of the President (EOP), Federal Communications Commission (FCC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Office of Management & Budget (OMB), Patent & Trademark Office (PTO), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), U.S. Trade Representative (USTR)

H.R. 2861, The Shareholder Empowerment Act - corporate governance and executive compensation; S. 1074, The Shareholder Bill of Rights - corporate governance and executive compensation; H.R. 4173, Restoring American Financial Stability Act of 2010; S. 3217, Restoring American Financial Stability Act of 2010; Financial regulatory reform bills in the House; Educational efforts around Microsoft / Yahoo! search deal

Client expense: $550,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Executive Office of the President (EOP), Federal Communications Commission (FCC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Office of Management & Budget (OMB), Patent & Trademark Office (PTO), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), U.S. Trade Representative (USTR)

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy And Security Act, derivatives title H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions H.R. 4173 / S/ 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, systemic risk, clearinghouse ownership limits, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions

Client expense: $370,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, systemic risk, clearinghouse ownership limits, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions S. 2927, Wall Street Fair Share Act; all provisions

Client expense: $370,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; H.R 2861, Shareholder Empowerment Act of 2009; H.R. 2454, American Clean Energy and Security Act, derivative title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; Obama Administration Consumer Financial Protection Agency Act of 2009 proposed legislation. H.R. 3795, The Over-the-Counter Derivatives Markets Act of 2009 H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009 H.R. 4173, The Wall Street Reform and Consumer Protection Act Discussion Draft, "Restoring American Financial Stability Act," introduced by Senator Dodd H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009 S, 2927, Wall Street Fair Share Act

Client expense: $480,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of