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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Tackling Predatory Litigation Funding Act
Client: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
Request to Suspend the Pending Form PF Amendments (IA-6546; File No. S7-22-22; RIN 3038-AF31 Request to better align the application of Bank Secrecy Act requirements for Registered Investment Advisers and Exempt Reporting Advisers and Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers (RIN 1506-AB58) H.R. 3512 - Tackling Predatory Litigation Funding Act - Revisions to Section 70605 - Third Party Litigation Funding Reform Priorities and recommendations for regulatory framework reform H.R.3633 - Digital Asset Market Clarity Act of 2025 H.R.4763 - Financial Innovation and Technology for the 21st Century Act The Japan Securities Clearing Corporations Exemptive Order from Registration as a Derivatives Clearing Organization Discussions with staff regarding digital assets, financial stability, nonbank financial institutions, Basel implementation
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION via ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
2025 · second_quarter · Q2
Request to Suspend the Pending Form PF Amendments (IA-6546; File No. S7-22-22; RIN 3038-AF31 Request to better align the application of Bank Secrecy Act requirements for Registered Investment Advisers and Exempt Reporting Advisers and Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers (RIN 1506-AB58) H.R. 3512 - Tackling Predatory Litigation Funding Act - Revisions to Section 70605 - Third Party Litigation Funding Reform Priorities and recommendations for regulatory framework reform H.R.3633 - Digital Asset Market Clarity Act of 2025 H.R.4763 - Financial Innovation and Technology for the 21st Century Act The Japan Securities Clearing Corporations Exemptive Order from Registration as a Derivatives Clearing Organization Discussions with staff regarding digital assets, financial stability, nonbank financial institutions, Basel implementation
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Source: Senate LDA
Request to Suspend the Pending Form PF Amendments (IA-6546; File No. S7-22-22; RIN 3038-AF31 Request to better align the application of Bank Secrecy Act requirements for Registered Investment Advisers and Exempt Reporting Advisers and Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers (RIN 1506-AB58) H.R. 3512 - Tackling Predatory Litigation Funding Act - Revisions to Section 70605 - Third Party Litigation Funding Reform Priorities and recommendations for regulatory framework reform H.R.3633 - Digital Asset Market Clarity Act of 2025 H.R.4763 - Financial Innovation and Technology for the 21st Century Act The Japan Securities Clearing Corporations Exemptive Order from Registration as a Derivatives Clearing Organization Discussions with staff regarding digital assets, financial stability, nonbank financial institutions, Basel implementation
PTO Act
Client: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
Request to Suspend the Pending Form PF Amendments (IA-6546; File No. S7-22-22; RIN 3038-AF31 Request to better align the application of Bank Secrecy Act requirements for Registered Investment Advisers and Exempt Reporting Advisers and Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers (RIN 1506-AB58) H.R. 3512 - Tackling Predatory Litigation Funding Act - Revisions to Section 70605 - Third Party Litigation Funding Reform Priorities and recommendations for regulatory framework reform H.R.3633 - Digital Asset Market Clarity Act of 2025 H.R.4763 - Financial Innovation and Technology for the 21st Century Act The Japan Securities Clearing Corporations Exemptive Order from Registration as a Derivatives Clearing Organization Discussions with staff regarding digital assets, financial stability, nonbank financial institutions, Basel implementation
Veterans Crisis Line Study Act of 2017
Client: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act
Kelsey Smith Act
Client: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act
Historically Black Colleges and Universities (HBCUs) Homeland Security Partnerships Act
Client: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
Issues related to HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION · Firm: ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
Issues related to H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act
ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION via ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
2022 · third_quarter · Q3
RIN 3235-AM96 - Enhanced Disclosures by Certain Investment Advisers and Investment Companies About Environmental, Social and Governance Investment Practices TREAS-DO-2022-0012 - Notice Seeking Public Comment on Additional Transparency for Secondary Market Transactions of Treasury Securities RIN 3235-AN07 - Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews RIN 3038-AF31 - Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers RIN 3235-AN10 - Further Definition of As a Part of a Regular Business in the Definition of Dealer and Government Securities Dealer RIN 3235-AM34 - Short Position and Short Activity Reporting by Institutional Investment Managers RIN 3235-AN09 - Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION via ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
2022 · second_quarter · Q2
RIN 3235-AN02 - Shortening the Securities Transaction Settlement Cycle RIN 3235-AM93 - Modernization of Beneficial Ownership Reporting RIN 3235-AN08 - Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies RIN 3038-AF18 - Swap Clearing Requirement To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates RIN 3235-AN01 - Reporting of Securities Loans RIN 3235-AN07 - Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews REG-118250-20 - Guidance on Passive Foreign Investment Companies and Controlled Foreign Corporations Held by Domestic Partnerships and S Corporations and Related Person Insurance Income RIN 3235-AN10 - Further Definition of As a Part of a Regular Business in the Definition of Dealer and Government Securities Dealer RIN 3235-AM34 - Short Position and Short Activity Reporting by Institutional Investment Managers RIN 3235-AM87 - The Enhancement and Standardization of Climate-Related Disclosures for Investors Executive Order 13959 - Chinese Military Companies Sanctions
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Securities & Exchange Commission (SEC), Treasury, Dept of
ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION via ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
2022 · first_quarter · Q1
RIN 3235-AN02 - Shortening the Securities Transaction Settlement Cycle RIN 3235-AM93 - Modernization of Beneficial Ownership Reporting RIN 3235-AN08 - Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies RIN 3235-AM75 - Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers RIN 3235-AK77 - Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition Against Undue Influence Over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions RIN 1506-AB49 - Beneficial Ownership Information Reporting Requirements RIN 3038-AF18 - Swap Clearing Requirement To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates RIN 3235-AN01 - Reporting of Securities Loans
Filing targets: Commodity Futures Trading Commission (CFTC), Financial Crimes Enforcement Network (FinCEN), Securities & Exchange Commission (SEC)
ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION via ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
2021 · fourth_quarter · Q4
RIN 1210-AC03 - proposed rule to amend the Employment Retirement Income Security Act (ERISA) of 1974 - Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights Proposals to shorten the trade settlement cycle RIN 3235-AK67 - Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers Sustainability and ESG disclosures for corporate issuers and investment advisers
Filing targets: Labor, Dept of (DOL), Securities & Exchange Commission (SEC)
ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION via ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
2017 · fourth_quarter · Q4
H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), White House Office
ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION via ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
2014 · third_quarter · Q3
Issues related to HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION via ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
2014 · second_quarter · Q2
Issues related to H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of