Financial Services Antifraud Network Act of 2001

S.30 -- Financial Information Privacy Protection Act of 2001 1/22/01 (Sarbanes) A bill to strengthen control by consumers over the use and disclosure of their personal financial and health information by financial institutions. S.324 -- Social Security Number Privacy Act of 2001 2/14/01 (Shelby) A bill to amend the GLB Act, to prohibit the sale and purchase of the SSN of an individual by financial institutions, to include SSN's in the definition of nonpublic personal information. S.450 -- Financial Institution Privacy Protection Act of 2001 3/1/2001 (Nelson, D-FL) A bill to amend the Gramm-Leach-Bliley Act to provide for enhanced protection of nonpublic personal information, including health information. S.630 -- Controlling the Assault of Non-Solicited Pornography and Marketing Act of 2001 or CAN SPAM Act of 2001 3/27/01 (Burns, Wyden) S. 2600 -- Terrorism Risk Insurance Act of 2002. The purpose of this Act is to establish a temporary Federal program that provides for a transparent system of shared public and private compensation for insured losses resulting from acts of terrorism. S. 2673 – Public Company Accounting Reform and Investor Protection Act of 2002. A bill to improve quality and transparency in financial reporting and independent audits and accounting services for public companies, to create a Public Company Accounting Oversight Board, to enhance the standard setting process for accounting practices, to strengthen the independence of firms that audit public companies, to increase corporate responsibility and the usefulness of corporate financial disclosure, to protect the objectivity and independence of securities analysts, to improve Securities and Exchange Commission resources and oversight, and for other purposes. HR.91 -- Social Security On-line Privacy Protection Act 1/3/01 (Rep. Frelinghuysen, R-NJ) A bill to regulate the use by interactive computer services of Social Security account numbers and related personally identifiable information. HR.718 -- Unsolicited Commercial Electronic Mail Act of 2001 2/14/01 (Rep. Wilson, R-NM) A bill to protect individuals, families, and Internet service providers from unsolicited and unwanted electronic mail. HR.1017 -- Anti-Spamming Act of 2001 3/14/01 (Rep. Goodlatte, R-VA) A bill to prohibit the unsolicited e-mail known as "spam". HR.1408 -- Structured Settlement Protection Act 4/4/01 (Rep. Shaw, R-FL) A bill to amend the Internal Revenue Code of 1986 to impose an excise tax on persons who acquire structured settlement payments in factoring transactions. HR.1478 -- Personal Information Privacy Act of 2001 4/4/01 (Rep. Kleczka D-WI) A bill to protect the privacy of the individuals with respect to the Social Security number and other personal information, and for other purposes. HR.2036 -- Social Security Number Privacy and Identity Theft Prevention Act of 2001 5/28/01 (Rep. Shaw, R-FL) A bill to amend the Social Security Act to enhance privacy protections for individuals, to prevent fraudulent misuse of the Social Security account number, and for other purposes. HR.2341 -- Class Action Fairness Act of 2001 6/27/01 (Goodlatte, Boucher) To amend the procedures that apply to consideration of interstate class actions to assure fairer outcomes for class members and defendants. HR.2421 -- Jurisdictional Certainty Over Digital Commerce Act 6/28/01 (Stearns, R-FL) To exercise authority under article I, section 8, clause 3 of the Constitution of the United States to clearly establish jurisdictional boundaries over the commercial transactions of digital goods and services conducted through the Internet, and to foster stability and certainty over the treatment of such transactions. HR 3210 -- Terrorism Risk Insurance Act of 2002. The purpose of this Act is to establish a temporary Federal program that provides for a transparent system of shared public and private compensation for insured losses resulting from acts of terrorism. HR 3763 – Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002. The bill establishes the Public Company Accounting Oversight Board to: (1) oversee the audit of public companies that are subject to the securities laws; (2) establish audit report standards and rules; and (2) investigate, inspect, and enforce compliance relating to registered public accounting firms, associated persons, and the obligations and liabilities of accountants. HR 3766 – Insurance Industry Modernization and Consumer Protection Act. A bill to: (1) provide for the chartering of national insurers; (2) provide for the licensing of national insurers; (3) provide for the regulation of the underwriting and sale of insurance and other insurance operations as conducted by national insurers and insurance producers; and (4) provide for the establishment of the Office of National Insurers and the position of Director of the Office of National Insurers with responsibility for administering and enforcing this Act, including with respect to such chartering, licensing, and regulatory activities. HR 5095 - - American Competitiveness and Corporate Accountability Act of 2002. Accounting and governance issues.

Client expense: $3,086,454 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Treasury, Dept of

H.R. 1009, Business Checking Freedom Act of 2002 H.R. 1293, Deposit Insurance Stabilization Act H.R. 1355, Deposit Insurance Funds Merger H.R. 1408, Financial Services Antifraud Network Act of 2001 H.R. 1478, Personal Information Privacy Act of 2001 H.R. 163, Mortgage Servicing Clarification Act H.R. 1899, S. 227, Municipal Deposit Insurance Protection Act of 2001 H.R. 220, Identity Theft Protection Act of 2001 H.R. 237, Consumer Internet Privacy Enhancement Act H.R. 347, Consumer Online Privacy and Disclosure Act H.R. 557, Deposit Insurance Fairness & Economic Opportunity Act H.R. 583 Privacy Commission Act H.R. 746, Federal Deposit Insurance Corporation Adjustment Act H.R. 89, Online Privacy Act of 2001 H.R. 91 Social Security Online Privacy Protection Act H.R. 974, S 524, Small Business Interest Checking Act of 2002 H.R. 2730, National Consumer Privacy Act H.R. 3068, Financial Privacy and National Security Enhancement Act S. 1014, Social Security Number Privacy and Identity Theft Protection Act of 2001 S. 229, Interest on Business Checking Act of 2001 S. 39, Financial Information Privacy Protection Act of 2001 S. 324, Social Security Number Privacy Act of 2001 S. 450, Financial Information Privacy Act of 2001 S. 601, Small Business Checking Regulatory Relief Act of 2001 S. 848, Social Security Number Misuse Prevention Act of 2001 S. 851, Citizen's Privacy Commission Act of 2001 S. 1055, Privacy Act of 2001 H.R. 3951 Financial Services Regulatory Relief Act of 2002 S. 1945 Safe and Fair Deposit Insurance Act of 2002 H.R. 3424 Financial Services Regulatory Relief Act of 2002 S. 1839, Community Choice in Real Estate Act H.R. 974, S 524, Small Business Interest Checking Act of 2002

Client expense: Not reported · Firm income: $100,000

S. 85 - Citizens' Privacy Commission Act of 2001 H.R. 583 - Privacy Commission Act H.R. 3068 - Financial Privacy and National Security Enhacement Act H.R. 1408 - Financial Services Antifraud Network Act of 2001

Client expense: $1,520,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Council on Environmental Quality (CEQ), Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Justice, Dept of (DOJ), Office of the Comptroller of the Currency (OCC), SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

H.R. 4678, Consumer Privacy Protection Act of 2002 S. 2201, Online Personal Privacy Act S. 803, E-Government Act of 2001 H.R. 333, Bankruptcy Abuse Prevention and Consumer Protection Act of 2001 S. 420, Bankruptcy Reform Act of 2001 S. 1742, Restore Your Identity Act of 2001 S. 848, Social Security Number Misuse Prevention Act of 2001 H.R. 2730, National Consumer Privacy Act H.R. 2720, Consumer's Right to Financial Privacy Act S. 30, Financial Information Privacy Protection Act of 2001 H.R. 583, Privacy Commission Act S. 324, Social Security Number Privacy Act of 2001 S. 220, Bankruptcy Reform Act of 2001 H.R. 220, Identity Theft Protection Act of 2001 S. 450, Financial Institution Privacy Protection Act of 2001 S. 451, Social Security Number Protection Act of 2001 S. 536, Freedom from Behavioral Profiling Act of 2000 H.R. 1408, Financial Services Antifraud Network Act of 2001 H.R. 1478, Personal Information Privacy Act of 2001 S. 851, Citizens' Privacy Commission Act of 2001 H.R. 2036, Social Security Number Privacy and Identity Theft Prevention Act of 2001 H.R. 1055, Privacy Act of 2001 H.R. 2135, Consumer Privacy Protection Act H.R. 2136, Confidential Information Protection Act

Client expense: Not reported · Firm income: $420,000

Regulatory Issues: National Credit Union Administration Community Action Plan Corporate credit unions Investments Allowance for Loan Losses Foreign Branching for Credit Unions Retirement Benefits for FCU Employees Valuation of Non-Maturity Shares 2003-2008 NCUA Strategic Plan Federal Reserve Board Regulation Z (Truth In Lending) Commentary Securities and Exchange Commission Sweep Account Authority for Credit Unions Federal Legislation HR 7 -- Community Solutions Act of 2001 HR 237 -- Consumer Internet Privacy Enhancement Act HR 333 -- Bankruptcy Abuse Prevention and Consumer Protection Act of 2001 HR 760 -- Faith Based Lending Protection Act HR 1055 -- Federal Payday Loan Consumer Protection Amendments of 2001 HR 1061 -- Consumer Banking Services Costs Assessment Act of 2001 HR 1408 -- Financial Services Antifraud Network Act of 2001 HR 2160 -- To provide for the establishment of individual development accounts HR 2796 -- FHLB Act Amendments HR 3162 -- USA Patriot Act HR 3717, Federal Deposit Insurance Reform Act of 2002 HR 3763, Corporate and Auditing Accountability, Responsibility and Transparency Act of 2002 HR 3911, Telemarketing Relief Act of 2002 HR 3951, Financial Services Regulatory Relief Act of 2002 HR. 4073, Amendments to Microenterprise for Self Reliance Act of 2000 HR 4612, Expanded Access To Financial Services Act of 2002 S 30 -- Financial Information Privacy Protection Act of 2001 S 229 -- Interest on Business Checking Act of 2001 S 324 -- Social Security Number Privacy Act of 2001 S 420 -- Bankruptcy Reform Act of 2001 S 592 -- The Savings Opportunity and Charitable Giving Act of 2001 S 1025 -- A bill to provide for savings for working families S 1055 -- Privacy Act of 2001 S 1371 -- Money Laundering Safeguards S 1945, Safe and Fair Deposit Insurance Act of 2002 S 2673, Public Company Accounting and Investor Protection Act of 2002

S.630 -- Controlling the Assault of Non-Solicited Pornography and Marketing Act of 2001 or CAN SPAM Act of 2001 3/27/01 (Burns, Wyden) S.450 -- Financial Institution Privacy Protection Act of 2001 3/1/2001 (Nelson, D-FL) A bill to amend the Gramm-Leach-Bliley Act to provide for enhanced protection of nonpublic personal information, including health information. S.324 -- Social Security Number Privacy Act of 2001 2/14/01 (Shelby) A bill to amend the GLB Act, to prohibit the sale and purchase of the SSN of an individual by financial institutions, to include SSN's in the definition of nonpublic personal information. S.30 -- Financial Information Privacy Protection Act of 2001 1/22/01 (Sarbanes) A bill to strengthen control by consumers over the use and disclosure of their personal financial and health information by financial institutions. HR.2421 -- Jurisdictional Certainty Over Digital Commerce Act 6/28/01 (Stearns, R-FL) To exercise authority under article I, section 8, clause 3 of the Constitution of the United States to clearly establish jurisdictional boundaries over the commercial transactions of digital goods and services conducted through the Internet, and to foster stability and certainty over the treatment of such transactions. HR.2341 -- Class Action Fairness Act of 2001 6/27/01 (Goodlatte, Boucher) To amend the procedures that apply to consideration of interstate class actions to assure fairer outcomes for class members and defendants. HR.1478 -- Personal Information Privacy Act of 2001 4/4/01 (Rep. Kleczka D-WI) A bill to protect the privacy of the individuals with respect to the Social Security number and other personal information, and for other purposes. HR.1408 -- Structured Settlement Protection Act 4/4/01 (Rep. Shaw, R-FL) A bill to amend the Internal Revenue Code of 1986 to impose an excise tax on persons who acquire structured settlement payments in factoring transactions. HR.1017 -- Anti-Spamming Act of 2001 3/14/01 (Rep. Goodlatte, R-VA) A bill to prohibit the unsolicited e-mail known as "spam". HR.718 -- Unsolicited Commercial Electronic Mail Act of 2001 2/14/01 (Rep. Wilson, R-NM) A bill to protect individuals, families, and Internet service providers from unsolicited and unwanted electronic mail. HR.2036 -- Social Security Number Privacy and Identity Theft Prevention Act of 2001 5/28/01 (Rep. Shaw, R-FL) A bill to amend the Social Security Act to enhance privacy protections for individuals, to prevent fraudulent misuse of the Social Security account number, and for other purposes. HR.91 -- Social Security On-line Privacy Protection Act 1/3/01 (Rep. Frelinghuysen, R-NJ) A bill to regulate the use by interactive computer services of Social Security account numbers and related personally identifiable information.

S.1055 -- Privacy Act of 2001 (Feinstein) A bill to require the consent of an individual prior to the sale and marketing of such individual's personally identifiable information. S.1052 --Bipartisan Patient Protection Act (McCain, Kennedy) S.1014 --Social Security Number Privacy and Identity Theft Prevention Act of 2001 (Bunning, R-KY) A bill to amend the Social Security Act to enhance privacy protections for individuals, to prevent fraudulent misuse of the Social Security account number. S.889 --Bipartisan Patients' Bill of Rights Act of 2001 (Frist, Breaux, Jeffords) S.848 --Social Security Number Misuse Prevention Act of 2001 Feintstein, Gregg) A bill to amend title 18, U.S. Code, to limit the misuse of Social Security numbers, to establish criminal penalties for such misuse. S.627 --Long-Term Care and Retirement Security Act of 2001 Grassley, Baucus) S.451 --Social Security Number Protection Act of 2001 (Nelson, D-FL) A bill to establish civil and criminal penalties for the sale or purchase of a social security number. S.382 --Genetic Information Nondiscrimination in Health Insurance Act of 2001 (Snowe, DeWine) S.318 --Genetic Nondiscrimination in Health Insurance and Employment Act (Daschle) A bill to prohibit discrimination on the basis of genetic information with respect to health insurance. S. 450 --Financial Institution Privacy Protection Act of 2001 (Nelson, D-FL) A bill to amend the Gramm-Leach-Bliley Act to provide for enhanced protection of nonpublic personal information, including health information S. 30 --Financial Information Privacy Protection Act of 2001 (Sarbanes) A bill to strengthen control by consumers over the use and disclosure of their personal financial and health information by financial institutions. S. 324 --Social Security Number Privacy Act of 2001 (Shelby) A bill to amend the GLBA Act, to prohibit the sale and purchase of the SSN of an individual by financial institutions, to include SSN’s in the definition of nonpublic personal information. S. 630 --Controlling the Assault of Non-Solicited Pornography and Marketing Act of 2001 or CAN SPAM Act of 2001 3/27/02 (Burns,Wyden) S.283 --Bipartisan Patient Protection Act of 2001 (McCain, Kennedy) S.19 --Protecting Civil Rights for All Americans Act (Daschle) S.1164 --Location Privacy Protection Act (Edwards) A bill to provide for the enhanced protection of the privacy of location information of users of location-based services and applications, and for other purposes; to the Committee on Commerce, Science, and Transportation. HR.583 --Privacy Commission Act (Rep. Hutchinson, R-AK) A bill to establish the Commission for the Comprehensive Study of Privacy Protection. HR.347 --Consumer Online Privacy and Disclosure Act (Rep. Green, D-TX) A bill to require the FTC to prescribe regulations to protect the privacy of personal information collected from and about individuals on the Internet, to provide greater individual control over the collection and use of that information. HR 2421 -- Jurisdictional Certainty Over Digital Commerce Act (Stearns, R-FL) to exercise authority under article I, section 8, clause 3 of the Constitution of the United States to clearly establish jurisdictional boundaries over the commercial transaction of digital goods and services conducted through the Internet and to foster stability and certainty over the treatment of such transactions. HR.260 -- Wireless Privacy Protection Act of 2001 (Rep. Frelinghuysen, R-NJ) A bill to require customer consent to the provision of wireless call location information. HR.1408 - - Structured Settlement Protection Act (Rep. Shaw, R-FL) A bill to amend the Internal Revenue Code of 1986 to impose an excise tax on persons who acquire structured settlement payments in factoring transactions HR 1478 - - Personal Information Privacy Act of 2001 (Rep. Kleczka, D-WI) A bill to protect the privacy of the individuals with respect to the Social Security number and other personal information, and for other purposes. HR 2341 - - Class Action Fairness Act of 2001 (Goodlatte, Boucher) To amend the procedures that apply to consideration of interstate class actions to assure fairer outcomes for class members and defendants. HR 526 --Bipartisan Patient Protection Act 0f 2001 (Ganske) A bill to amend the Public Health Service Act, the employee Retire Income Security Act of 1974, and the Internal Revenue code of 1986 to protect consumers in managed care plans and other health coverage. HR. 2315 --Patients' Bill of right Act of 2001 (Fletcher) A bill to protect consumers in managed care plans in other health coverage. HR.112 --Electronic Privacy Protection Act 1/3/01 (Rep. Holt) A bill to prohibit the making, importation, exportation, distribution, sale, offer for sale, installation, or use of an information collection device without proper labeling or notice and consent. HR.89 --Online Privacy Protection Act of 2001 1/3/01 (Rep. Frelinghuysen, R-NJ) A bill to require the FTC to prescribe regulations to protect the privacy of personal information collected from and about individuals who are not covered by the Children's Online Privacy Protection Act of 1998 on the Internet, to provide greater individual control over the collection and use of that information. HR 1017 - - Anti-Spamming Act of 2001 (Rep. Goodlatte, R-VA) A bill to prohibit the unsolicited e-mail know as “spam”. HR 718 - - Unsolicited Commercial Electronic Mail Act of 2001 2/14/01 (Rep. Wilson, R-NM) A bill to protect individuals, families, and Internet service providers from unsolicited and unwanted electronic mail. HR 2036 - - Social Security Number Privacy and Identity Theft Prevention Act of 2001 (Rep. Shaw, R-FL) A bill to amend the Social Security Act to enhance privacy protections for individuals, to prevent fraudulent misuse of Social Security account number, and for other purposes. HR 91 - - Social Security On-Line Privacy Protection Act (Rep. Frelinghuysen, R-NJ) A bill to regulate the use of interactive computer services of Social Security account numbers and related personally identifiable information. HR. 602 --Genetic Non discrimination in Health Insurance and Employment Act. (Slaughter) A bill to prohibit discrimination on the basis of genetic information with respect to health insurance. HR. 1215 --Medical Information Protection and Research Enhancement Act of 2001 (Greenwood) A bill to ensure confidentiality with respect to medical records and health care- related information, and for other purposes. HR 1332 - - The Business Method Patent Improvement Act of 2001 (Berman, Boucher) S.1399 - Identity Theft Prevention Act of 2001 09/04/01 (Feinstein) A bill to prevent identity theft, and for other purposes H.R.3068 - Financial Privacy and National Security Enhancement Act 10/09/01 (Rep. Ney, R-OH) A bill to establish a Presidential Commission to strengthen and improve financial privacy and national security. S.1588 - Health Insurance Portability and Accountability Act of 1996 (Sen Craig, R-ID) A bill to provide a 1-year extension of the date for compliance by certain covered entities with the administrative simplification standards for electronic transactions and code sets issued in accordance with the Health Insurance Portability and Accountability Act of 1996. S.1684 - Health Insurance Portability and Accountability Act of 1996 (Sen. Dorgan, D-ND) A bill to provide a 1-year extension of the date for compliance by certain covered entities with the administrative simplification standards for electronic transactions and code sets issued in accordance with the Health Insurance Portability and Accountability Act of 1996 H.R.3323 – Social Security Act of 2001 11/16/01 (Hobson) A bill to ensure that covered entities comply with the standards for electronic health care transactions and code sets adopted under part C of title XI of the Social Security Act, and for other purposes. P.L.107-105 – Social Security Act of 2001 (Hobson) A bill to ensure that covered entities comply with the standards for electronic health care transactions and code sets adopted under part C of title XI of the Social Security Act, and for other purposes.

S. 85 - Citizens' Privacy Commission Act of 2001 H.R. 583 - Privacy Commission Act H.R. 3068 - Financial Privacy and National Security Enhacement Act H.R. 1408 - Financial Services Antifraud Network Act of 2001

Client expense: $2,932,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Council on Environmental Quality (CEQ), Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Justice, Dept of (DOJ), Office of the Comptroller of the Currency (OCC), SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

H.R. 2730, National Consumer Privacy Act; H.R. 2720, Consumer's Right to Financial Privacy Act; S. 30, Financial Information Privacy Protection Act of 2001; H.R. 583, Privacy Commission Act; S. 324, Social Security Number Privacy Act of 2001; S. 220, Bankruptcy Reform Act of 2001; H.R. 220, Identity Theft Protection Act of 2001; S. 450, Financial Institution Privacy Protection Act of 2001; S. 451, Social Security Number Protection Act of 2001; S. 536, Freedom from Behavioral Profiling Act of 2000; H.R. 1408, Financial Services Antifraud Network Act of 2001; H.R. 1478, Personal Information Privacy Act of 2001; S. 851, Citizens' Privacy Commission Act of 2001; H.R. 2036, Social Security Number Privacy and Identity Theft Prevention Act of 2001; H.R. 1055, Privacy Act of 2001; H.R. 2135, Consumer Privacy Protection Act; H.R. 2136, Confidential Information Protection Act; H.R. 3004, Financial Anti-terrorism Act of 2001

Client expense: Not reported · Firm income: $520,000

Government targets: HOUSE OF REPRESENTATIVES, President of the U.S., SENATE, Treasury, Dept of, White House Office

S. 143-"The Competitive Market Supervision Act of 2001" H.R. 1088-"Investor and Capital Markets Fee Relief Act" H.R. 1408-"The Financial Services Antifraud Network Act of 2001" H.R. 61-"The Youth Financial Literacy Act" S. 807-"The Youth Financial Education Act of 2001" H.R. 1-"No Child Left Behind Act" S.1-"No Child Left Behind Act"

Client expense: Not reported · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Trade Commission (FTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

S.1055- Privacy Act of 2001 06/14/01 (Feinstein) A bill to require the consent of an individual prior to the sale and marketing of such individual's personally identifiable information. S.1052- Bipartisan Patient Protection Act 06/14/01 (McCain, Kennedy) Issue/ Topic: Patients' Bill of Rights S.1014- Social Security Number Privacy and Identity Theft Prevention Act of 2001 06/12/01 (Bunning, R-KY) A bill to amend the Social Security Act to enhance privacy protections for individuals, to prevent fraudulent misuse of the Social Security account number. Issue/ Topic: Social Security Numbers Privacy" S.889- Bipartisan Patients' Bill of Rights Act of 2001 05/15/01 (Frist, Breaux, Jeffords) Issue/ Topic: Bush's Patients' Bill of Rights S.848- Social Security Number Misuse Prevention Act of 2001 5/09/01 (Feintstein, Gregg) A bill to amend title 18, U.S. Code, to limit the misuse of Social Security numbers, to establish criminal penalties for such misuse. Issue/ Topic: Social Security Numbers Privacy S.627- Long-Term Care and Retirement Security Act of 2001 3/27/01 (Grassley, Baucus) Issue/ Topic: Long-term care S.451- Social Security Number Protection Act of 2001 3/1/2001 (Nelson, D-FL) A bill to establish civil and criminal penalties for the sale or purchase of a social security number. Issue/Topic: Social Security Numbers Privacy S.382- Genetic Information Nondiscrimination in Health Insurance Act of 2001 2/15/01 (Snowe, DeWine) Issue/Topic: Genetic Testing S.318- Genetic Nondiscrimination in Health Insurance and Employment Act 2/13/01 (Daschle) A bill to prohibit discrimination on the basis of genetic information with respect to health insurance. Issue/Topic: Genetic Testing S.450- Financial Institution Privacy Protection Act of 2001 3/1/2001 (Nelson, D-FL) A bill to amend the Gramm-Leach-Bliley Act to provide for enhanced protection of nonpublic personal information, including health information. Issue/Topic: Financial Privacy/ Medical Privacy S.30- Financial Information Privacy Protection Act of 2001 1/22/01 (Sarbanes) A bill to strengthen control by consumers over the use and disclosure of their personal financial and health information by financial institutions. Issue/Topic: Financial Privacy/ Medical Privacy S.324- Social Security Number Privacy Act of 2001 2/14/01 (Shelby) A bill to amend the GLB Act, to prohibit the sale and purchase of the SSN of an individual by financial institutions, to include SSN's in the definition of nonpublic personal information. Issue/Topic: Social Security Numbers Privacy S.630- Controlling the Assault of Non-Solicited Pornography and Marketing Act of 2001 or CAN SPAM Act of 2001 3/27/01 (Burns, Wyden) Issue/Topic: Anti-spam bill S.283- Bipartisan Patient Protection Act of 2001 2/07/01 (McCain, Kennedy) Issue/Topic: Genetic Testing S.19- Protecting Civil Rights for All Americans Act 1/22/01 (Daschle) Issue/Topic: Genetic Testing S.1164- Location Privacy Protection Act 7/11/01 (Edwards) A bill to provide for the enhanced protection of the privacy of location information of users of location-based services and applications, and for other purposes; to the Committee on Commerce, Science, and Transportation. Topic/Issue: Privacy (wireless locations) HR.583- Privacy Commission Act 2/13/01 (Rep. Hutchinson, R-AK) A bill to establish the Commission for the Comprehensive Study of Privacy Protection. Issue/Topic: Privacy HR.347- Consumer Online Privacy and Disclosure Act 1/31/01 (Rep. Green, D-TX) A bill to require the FTC to prescribe regulations to protect the privacy of personal information collected from and about individuals on the Internet, to provide greater individual control over the collection and use of that information. Issue/Topic: Privacy HR.2421- Jurisdictional Certainty Over Digital Commerce Act 6/28/01 (Stearns, R-FL) To exercise authority under article I, section 8, clause 3 of the Constitution of the United States to clearly establish jurisdictional boundaries over the commercial transactions of digital goods and services conducted through the Internet, and to foster stability and certainty over the treatment of such transactions. Issue/Topic: E-commerce HR.260- Wireless Privacy Protection Act of 2001 1/30/01 (Rep. Frelinghuysen, R-NJ) A bill to require customer consent to the provision of wireless call location information. Issue/ Topic: Privacy (wireless location) HR.1408- Structured Settlement Protection Act 4/4/01 (Rep. Shaw, R-FL) A bill to amend the Internal Revenue Code of 1986 to impose an excise tax on persons who acquire structured settlement payments in factoring transactions. Issue/Topic: Financial Privacy HR.1478- Personal Information Privacy Act of 2001 4/4/01 (Rep. Kleczka D-WI) A bill to protect the privacy of the individuals with respect to the Social Security number and other personal information, and for other purposes. Issue/Topic: Financial Privacy HR.2341- Class Action Fairness Act of 2001 6/27/01 (Goodlatte, Boucher) To amend the procedures that apply to consideration of interstate class actions to assure fairer outcomes for class members and defendants. Issue/Topic: Class Action Reform HR 526- Bipartisan Patient Protection Act 0f 2001 (Ganske) A bill to amend the Public Health Service Act, the employee Retire Income Security Act of 1974, and the Internal Revenue code of 1986 to protect consumers in manged care plans and other health coverage. (Patients' Rights/ Scope of the BIll) HR. 2315- Patients' Bill of right Act of 2001 (Fletcher) A bill to protect consumers in managed care plans in other health coverage. HR.112- Electronic Privacy Protection Act 1/3/01 (Rep. Holt) A bill to prohibit the making, importation, exportation, distribution, sale, offer for sale, installation, or use of an information collection device without proper labeling or notice and consent. Issue/Topic: Online Privacy HR.89- Online Privacy Protection Act of 2001 1/3/01 (Rep. Frelinghuysen, R-NJ) A bill to require the FTC to prescribe regulations to protect the privacy of personal information collected from and about individuals who are not covered by the Children's Online Privacy Protection Act of 1998 on the Internet, to provide greater individual control over the collection and use of that information. Issue/Topic: Online privacy HR.1017- Anti-Spamming Act of 2001 3/14/01 (Rep. Goodlatte, R-VA) A bill to prohibit the unsolicited e-mail known as ""spam"". Issue/Topic: Spam/E-commerce HR.718- Unsolicited Commercial Electronic Mail Act of 2001 2/14/01 (Rep. Wilson, R-NM) A bill to protect individuals, families, and Internet service providers from unsolicited and unwanted electronic mail. Issue/Topic: Spam/E-commerce HR.2036- Social Security Number Privacy and Identity Theft Prevention Act of 2001 5/28/01 (Rep. Shaw, R-FL) A bill to amend the Social Security Act to enhance privacy protections for individuals, to prevent fraudulent misuse of the Social Security account number, and for other purposes. Issue/Topic: Social Security Numbers Privacy HR.91- Social Security On-line Privacy Protection Act 1/3/01 (Rep. Frelinghuysen, R-NJ) A bill to regulate the use by interactive computer services of Social Security account numbers and related personally identifiable information. Issue/Topic: Social Security Numbers Privacy HR. 602- Genetic Non discrimination in Health Insurance and Employment Act. (Slaughter) A bill to prohibit discrimination on the basis of genetic information with respect to health insurance. HR. 1215- Medical Information Protection and Research Enhancement Act of 2001 (Greenwood) A bill to ensure confidentiality with respect to medical records and health care- related information, and for other purposes. HR. 1332- The Business Method patent Improvement Act of 2001 (Berman, Boucher) Issue/ Topic: Improvements in the process of assessing business method patents.

S.630 -Controlling the Assault of Non-Solicited Pornography and Marketing Act of 2001 or CAN SPAM Act of 2001 3/27/01 (Burns, Wyden) S.450 -Financial Institution Privacy Protection Act of 2001 3/1/2001 (Nelson, D-FL) A bill to amend the Gramm-Leach-Bliley Act to provide for enhanced protection of nonpublic personal information, including health information. S.324 -Social Security Number Privacy Act of 2001 2/14/01 (Shelby) A bill to amend the GLB Act, to prohibit the sale and purchase of the SSN of an individual by financial institutions, to include SSN's in the definition of nonpublic personal information. S.30 -Financial Information Privacy Protection Act of 2001 1/22/01 (Sarbanes) A bill to strengthen control by consumers over the use and disclosure of their personal financial and health information by financial institutions. HR.2421 -Jurisdictional Certainty Over Digital Commerce Act 6/28/01 (Stearns, R-FL) To exercise authority under article I, section 8, clause 3 of the Constitution of the United States to clearly establish jurisdictional boundaries over the commercial transactions of digital goods and services conducted through the Internet, and to foster stability and certainty over the treatment of such transactions. HR.2341 -Class Action Fairness Act of 2001 6/27/01 (Goodlatte, Boucher) To amend the procedures that apply to consideration of interstate class actions to assure fairer outcomes for class members and defendants. HR.1478 -Personal Information Privacy Act of 2001 4/4/01 (Rep. Kleczka D-WI) A bill to protect the privacy of the individuals with respect to the Social Security number and other personal information, and for other purposes. HR.1408 -Structured Settlement Protection Act 4/4/01 (Rep. Shaw, R-FL) A bill to amend the Internal Revenue Code of 1986 to impose an excise tax on persons who acquire structured settlement payments in factoring transactions. HR.1017 -Anti-Spamming Act of 2001 3/14/01 (Rep. Goodlatte, R-VA) A bill to prohibit the unsolicited e-mail known as ""spam"". HR.718 -Unsolicited Commercial Electronic Mail Act of 2001 2/14/01 (Rep. Wilson, R-NM) A bill to protect individuals, families, and Internet service providers from unsolicited and unwanted electronic mail. HR.2036 -Social Security Number Privacy and Identity Theft Prevention Act of 2001 5/28/01 (Rep. Shaw, R-FL) A bill to amend the Social Security Act to enhance privacy protections for individuals, to prevent fraudulent misuse of the Social Security account number, and for other purposes. HR.91- Social Security On-line Privacy Protection Act 1/3/01 (Rep. Frelinghuysen, R-NJ) A bill to regulate the use by interactive computer services of Social Security account numbers and related personally identifiable information.

H.R. 220 - Identity Theft Protection Act of 2001 H.R. 583 - Privacy Commission Act H.R. 1408 - Financial Services Antifraud Network Act of 2001 H.R. 2730 - National Consumer Privacy Act S. 848 - Social Security Number Misuse Prevention Act of 2001 S. 851 - Citizens' Privacy Commission Act of 2001 S. 1014 - Social Security Number Privacy and Identity Theft Prevention Act of 2001

Client expense: $1,520,000 · Firm income: Not reported

Government targets: Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Justice, Dept of (DOJ), Office of the Comptroller of the Currency (OCC), SENATE, State, Dept of (DOS), Treasury, Dept of

Deposit Insurance Reform (anticipated) impacts on the state banking system H. Con Res. 83 Budget Resolution Amendment by Senators Enzi and Carper to eliminate state bank exam fees from the budget H.R. 1408 the Financial Services Antifraud Network Act of 2001 relating to CSBS and information sharing privileges International Bank Regulatory Relief (anticipated) impacts on the state banking system

Client expense: Not reported · Firm income: $20,000

Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Treasury, Dept of

S. 30, Financial Information Privacy Protection Act of 2001; H.R. 583, Privacy Commission Act; S. 324, Social Security Number Privacy Act of 2001; S. 220, Bankruptcy Reform Act of 2001; H.R. 220, Identity Theft Protection Act of 2001; S. 450, Finanical Insitution Privacy Protection Act of 2001; S. 451, Social Security Number Protection Act of 2001; S. 536, Freedom from Behavioral Profiling Act of 2000; H.R. 1408, Financial Services Antifraud Network Act of 2001; H.R. 1478, Personal Information Privacy Act of 2001; S. 851, Citizens' Privacy Commission Act of 2001; H.R. 2036, Social Security Number Privacy and Identity Theft Prevention Act of 2001; H.R. 1055, Privacy Act of 2001; H.R. 2135, Consumer Privacy Protection Act; H.R. 2136, Confidential Information Protection Act

Client expense: Not reported · Firm income: $440,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

S. 180, H.R. 2052, The Sudan Peace Act, sections pertaining to U.S. capitol markets sanctions (Con. Res. 82 IH). H.R. 2406, to amend the Internal Revenue Code of 1986 to prevent avoidance of gain recognition of swap funds. H.R. 1088 and H. Res. 161, Capital Markets Relief Act, sections regarding securities fees and SEC pay parity. H.R. 1408, Financial Services Anti-Fraud Network Act of 2001, sections pertaining to insurance and securities. H.R. 2014, to amend the fair debt collection practices Act, provisions pertaining to finanical institutions.

Client expense: $480,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE