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Reported covered position: N/A
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Arbitration Fairness Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 1020 - the Arbitration Fairness Act of 2009
Arbitration Fairness Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 1020 - the Arbitration Fairness Act of 2009 S. 1551 - the The Liability for Aiding and Abetting Securities Violations Act of 2009
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION via NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
2010 · third_quarter · Q3
H.R. 4173 - Restoring American Financial Stability Act of 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION via NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
2010 · second_quarter · Q2
Source: Senate LDA
Arbitration Fairness Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 1020 - Arbitration in Fairness Act of 2009
Arbitration Fairness Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 931 and H.R. 1020 - the Arbitration Fairness Act of 2009
Fixed Indexed Annuities and Insurance Products Classification Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009
Consumer Financial Protection Agency Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009
Senior Investor Protections Enhancement Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009
Senior Investment Protection Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009
Investor Protection Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
Discussion Draft of the Investor Protection Act (reported as H.R. 3817) H.R. 4183 - The Wall Street Reform and Consumer Protection Act of 2009 The Consumer Financial Protection Agency Act of 2009 Discussion Draft The Financial Stability Improvement Act of 2009 Senate Discussion Draft - Restoring American Financial Stability Act of 2009 S. 1964 - The Mutual Fund Transparency Act of 2009
Helping Unemployed Workers Act
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
Discussion Draft of the Investor Protection Act (reported as H.R. 3817) H.R. 4183 - The Wall Street Reform and Consumer Protection Act of 2009 The Consumer Financial Protection Agency Act of 2009 Discussion Draft The Financial Stability Improvement Act of 2009 Senate Discussion Draft - Restoring American Financial Stability Act of 2009 S. 1964 - The Mutual Fund Transparency Act of 2009
Fixed Indexed Annuities and Insurance Products Classification Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009
Liability for Aiding and Abetting Securities Violations Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 1020 - the Arbitration Fairness Act of 2009 S. 1551 - the The Liability for Aiding and Abetting Securities Violations Act of 2009
Senior Investor Protections Enhancement Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009
Senior Investment Protection Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009
Mutual Fund Transparency Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
Discussion Draft of the Investor Protection Act (reported as H.R. 3817) H.R. 4183 - The Wall Street Reform and Consumer Protection Act of 2009 The Consumer Financial Protection Agency Act of 2009 Discussion Draft The Financial Stability Improvement Act of 2009 Senate Discussion Draft - Restoring American Financial Stability Act of 2009 S. 1964 - The Mutual Fund Transparency Act of 2009
Senior Investment Protection Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
Financial Services Regulatory Reform - support for a fiduciary duty for broker-dealers dispensing investment advice; systemic risk council consisting of federal and state regulators; reinstating state regulatory oversight of all Regulation D, Rule 506 offerings. S. 906 - the Senior Investment Protection Act of 2009
Arbitration Fairness Act of 2009
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 931 and H.R. 1020 - the Arbitration Fairness Act of 2009
Preservation of Federalism in Banking Act
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 1996 - Preservation of Federalism in Banking Act - NASAA urges its adoption Draft Senior Investor Protection Act - all sections with a particular emphasis on those relating to the NASAA model rule, suitability requirements and grant eligibility. Draft Senior Investor Protections Enhancement Act - all sections, with a particular emphasis on Sec. 3, Sec. 4, and Sec. 5 that deal with the Special Rule for Seniors
Arbitration Fairness Act of 2007
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 1782/H.R. 3010 - The Fairness in Arbitration Act. NASAA supports its enactment and suggested that it be clarified to include securities arbitration. S. 2794 - The Senior Investor Protection Act of 2008. NASAA supports its adoption.
Arbitration Fairness Act of 2007
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 1782/H.R. 3010 - The Fairness in Arbitration Act. NASAA supports its enactment and suggested that it be clarified to include securities arbitration
Arbitration Fairness Act of 2007
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 2794, the Senior Investor Protection Act of 2008 H.R. 3010, the Arbitration Fairness Act of 2008
Medicare Funding Warning Response Act of 2008
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 5480, the Insurance Information Act of 2008 SEC Release Nos. 33-8933, 34-58022; File Number S7-14-08- Proposed Rule That Would Subject Certain Equity-Indexed Annuities to Regulation Under the Federal Securities Laws
Arbitration Fairness Act of 2007
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 1782/H.R. 3010 - The Fairness in Arbitration Act. NASAA supports its enactment and suggested that it be clarified to include securities arbitration
Arbitration Fairness Act of 2007
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 1782/H.R. 3010 - The Fairness in Arbitration Act. NASAA supports its enactment and suggested that it be clarified to include securities arbitration. S. 2794 - The Senior Investor Protection Act of 2008. NASAA supports its adoption.
Senior Investor Protection Act of 2008
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 2794, the Senior Investor Protection Act of 2008 H.R. 3010, the Arbitration Fairness Act of 2008
Senior Investor Protection Act of 2008
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 1782/H.R. 3010 - The Fairness in Arbitration Act. NASAA supports its enactment and suggested that it be clarified to include securities arbitration. S. 2794 - The Senior Investor Protection Act of 2008. NASAA supports its adoption.
Senior Investor Protections Enhancement Act of 2008
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 3219 - The Senior Investor Protection Enhancement Act of 2008. NASAA supports its enactment.
College Opportunity Act of 2007
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
H.R. 5480, the Insurance Information Act of 2008 SEC Release Nos. 33-8933, 34-58022; File Number S7-14-08- Proposed Rule That Would Subject Certain Equity-Indexed Annuities to Regulation Under the Federal Securities Laws
Shareholder Vote on Executive Compensation Act
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
Securities Arbitration Federal Preemption H.R. 1257 - Shareholder Vote on Executive Compensation Act National White Collar Crime Center Funding H.Res. 273 - Supporting Goals of Financial Literacy Month S. Res. 126 - Designating April as Financial Literacy Month
Arbitration Fairness Act of 2007
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 1782 - The Arbitration Fairness Act of 2007 H.R. 3010 - The Arbitration Fairness Act of 2007 Federal preemption of state securities regulatory authority
Supporting the goals and ideals of Financial Literacy Month, and for other purposes.
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
Securities Arbitration Federal Preemption H.R. 1257 - Shareholder Vote on Executive Compensation Act National White Collar Crime Center Funding H.Res. 273 - Supporting Goals of Financial Literacy Month S. Res. 126 - Designating April as Financial Literacy Month
Arbitration Fairness Act of 2007
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 1782 - The Arbitration Fairness Act of 2007 H.R. 3010 - The Arbitration Fairness Act of 2007 Federal preemption of state securities regulatory authority
A resolution designating April 2007 as "Financial Literacy Month".
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
Securities Arbitration Federal Preemption H.R. 1257 - Shareholder Vote on Executive Compensation Act National White Collar Crime Center Funding H.Res. 273 - Supporting Goals of Financial Literacy Month S. Res. 126 - Designating April as Financial Literacy Month
Credit Rating Agency Reform Act of 2006
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 418 - The Military Personnel Financial Services Protection Act H.R. 4127 - The Data Accountability and Trust Act S. 3850 - The Credit Rating Agency Reform Act
Military Personnel Financial Services Protection Act
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 418 - The Military Personnel Financial Services Protection Act H.R. 4127 - The Data Accountability and Trust Act S. 3850 - The Credit Rating Agency Reform Act
No Child Left Behind Act of 2001
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 143-"The Competitive Market Supervision Act of 2001" H.R. 1088-"Investor and Capital Markets Fee Relief Act" H.R. 1408-"The Financial Services Antifraud Network Act of 2001" H.R. 61-"The Youth Financial Literacy Act" S. 807-"The Youth Financial Education Act of 2001" H.R. 1-"No Child Left Behind Act" S.1-"No Child Left Behind Act"
Investor and Capital Markets Fee Relief Act
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 143-"The Competitive Market Supervision Act of 2001" H.R. 1088-"Investor and Capital Markets Fee Relief Act" H.R. 1408-"The Financial Services Antifraud Network Act of 2001" H.R. 61-"The Youth Financial Literacy Act" S. 807-"The Youth Financial Education Act of 2001" H.R. 1-"No Child Left Behind Act" S.1-"No Child Left Behind Act"
Financial Services Antifraud Network Act of 2001
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 143-"The Competitive Market Supervision Act of 2001" H.R. 1088-"Investor and Capital Markets Fee Relief Act" H.R. 1408-"The Financial Services Antifraud Network Act of 2001" H.R. 61-"The Youth Financial Literacy Act" S. 807-"The Youth Financial Education Act of 2001" H.R. 1-"No Child Left Behind Act" S.1-"No Child Left Behind Act"
Youth Financial Education Act
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 143-"The Competitive Market Supervision Act of 2001" H.R. 1088-"Investor and Capital Markets Fee Relief Act" H.R. 1408-"The Financial Services Antifraud Network Act of 2001" H.R. 61-"The Youth Financial Literacy Act" S. 807-"The Youth Financial Education Act of 2001" H.R. 1-"No Child Left Behind Act" S.1-"No Child Left Behind Act"
Better Education for Students and Teachers Act
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 143-"The Competitive Market Supervision Act of 2001" H.R. 1088-"Investor and Capital Markets Fee Relief Act" H.R. 1408-"The Financial Services Antifraud Network Act of 2001" H.R. 61-"The Youth Financial Literacy Act" S. 807-"The Youth Financial Education Act of 2001" H.R. 1-"No Child Left Behind Act" S.1-"No Child Left Behind Act"
Competitive Market Supervision Act of 2001
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 143-"The Competitive Market Supervision Act of 2001" H.R. 1088-"Investor and Capital Markets Fee Relief Act" H.R. 1408-"The Financial Services Antifraud Network Act of 2001" H.R. 61-"The Youth Financial Literacy Act" S. 807-"The Youth Financial Education Act of 2001" H.R. 1-"No Child Left Behind Act" S.1-"No Child Left Behind Act"
Youth Financial Education Act
Client: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION · Firm: NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
S. 143-"The Competitive Market Supervision Act of 2001" H.R. 1088-"Investor and Capital Markets Fee Relief Act" H.R. 1408-"The Financial Services Antifraud Network Act of 2001" H.R. 61-"The Youth Financial Literacy Act" S. 807-"The Youth Financial Education Act of 2001" H.R. 1-"No Child Left Behind Act" S.1-"No Child Left Behind Act"
H.R. 1020 - the Arbitration Fairness Act of 2009
S. 3217 - the Restoring American Financial Stability Act of 2010 H.R. 4173 - the Restoring American Financial Stability Act of 2010 Corporate governance and shareholder rights
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION via NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
2010 · first_quarter · Q1
H.R. 4173 - The Wall Street Reform and Consumer Protection Act of 2009 The Restoring American Financial Stability Act Discussion Draft
Federal Financial Fraud Enforcement Task Force membership
Filing targets: HOUSE OF REPRESENTATIVES, Justice, Dept of (DOJ), SENATE
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION via NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
2009 · fourth_quarter · Q4
Discussion Draft of the Investor Protection Act (reported as H.R. 3817) H.R. 4183 - The Wall Street Reform and Consumer Protection Act of 2009 The Consumer Financial Protection Agency Act of 2009 Discussion Draft The Financial Stability Improvement Act of 2009 Senate Discussion Draft - Restoring American Financial Stability Act of 2009 S. 1964 - The Mutual Fund Transparency Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION via NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
2009 · third_quarter · Q3
H.R. 1020 - the Arbitration Fairness Act of 2009 S. 1551 - the The Liability for Aiding and Abetting Securities Violations Act of 2009
H.R. 3126 - the Consumer Financial Protection Agency Act of 2009 Investor Protection Act of 2009 Discussion Draft H.R. 3551/S. 1661 - the Senior Investment Protection Act of 2009 H.R. 3550/S. 1659 - the Senior Investment Protection Enhancement Act of 2009 S. 1389/H.R. 2733, the Fixed Indexed Annuities and Insurance Products Classification Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION via NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
2009 · second_quarter · Q2
S. 931 and H.R. 1020 - the Arbitration Fairness Act of 2009
Financial Services Regulatory Reform - support for a fiduciary duty for broker-dealers dispensing investment advice; systemic risk council consisting of federal and state regulators; reinstating state regulatory oversight of all Regulation D, Rule 506 offerings. S. 906 - the Senior Investment Protection Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION via NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
2009 · first_quarter · Q1
Senior Investor Protection Act of 2008 Senior Investor Protection Enhancement Act of 2008 Support a collaborative state/federal regulatory structure for our capital markets Support expansion of the President's Working Group to include state representatives from securities, banking and insurance regulator Support reinstating state regulatory oversight of all Rule 506 offerings by repealing Subsection 18(b)4(D) of the Securities Act of 1933. Support the application of fiduciary duty to all financial professionals who give investment advice broker-dealers and investment advisers alike.
H.R. 1020 - Arbitration in Fairness Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION via NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
2008 · fourth_quarter · Q4
H.R. 1424 - the Emergency Economic Stabilization Act of 2008
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION via NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
2008 · third_quarter · Q3
H.R. 5480, the Insurance Information Act of 2008 SEC Release Nos. 33-8933, 34-58022; File Number S7-14-08- Proposed Rule That Would Subject Certain Equity-Indexed Annuities to Regulation Under the Federal Securities Laws
S. 2794, the Senior Investor Protection Act of 2008 H.R. 3010, the Arbitration Fairness Act of 2008
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION via NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
2008 · second_quarter · Q2
S. 1782/H.R. 3010 - The Fairness in Arbitration Act. NASAA supports its enactment and suggested that it be clarified to include securities arbitration. S. 2794 - The Senior Investor Protection Act of 2008. NASAA supports its adoption.
S. 3219 - The Senior Investor Protection Enhancement Act of 2008. NASAA supports its enactment.
Filing targets: SENATE
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION via NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
2008 · first_quarter · Q1
H.R. 1996 - Preservation of Federalism in Banking Act - NASAA urges its adoption Draft Senior Investor Protection Act - all sections with a particular emphasis on those relating to the NASAA model rule, suitability requirements and grant eligibility. Draft Senior Investor Protections Enhancement Act - all sections, with a particular emphasis on Sec. 3, Sec. 4, and Sec. 5 that deal with the Special Rule for Seniors
S. 1782/H.R. 3010 - The Fairness in Arbitration Act. NASAA supports its enactment and suggested that it be clarified to include securities arbitration
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S. 1782 - The Arbitration Fairness Act of 2007 H.R. 3010 - The Arbitration Fairness Act of 2007 Federal preemption of state securities regulatory authority
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Securities Arbitration Federal Preemption H.R. 1257 - Shareholder Vote on Executive Compensation Act National White Collar Crime Center Funding H.Res. 273 - Supporting Goals of Financial Literacy Month S. Res. 126 - Designating April as Financial Literacy Month
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S. 418 - The Military Personnel Financial Services Protection Act H.R. 4127 - The Data Accountability and Trust Act S. 3850 - The Credit Rating Agency Reform Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
S. 143-"The Competitive Market Supervision Act of 2001" H.R. 1088-"Investor and Capital Markets Fee Relief Act" H.R. 1408-"The Financial Services Antifraud Network Act of 2001" H.R. 61-"The Youth Financial Literacy Act" S. 807-"The Youth Financial Education Act of 2001" H.R. 1-"No Child Left Behind Act" S.1-"No Child Left Behind Act"
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Trade Commission (FTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)