Securities and Exchange Commission Authority Restoration Act of 2007

Regulation of hedge fund managers, including HR 2586, the "Securities and Exchange Commission Authority Restoration Act of 2007;" S 1402, the "Hedge Fund Registration Act of 2007;" and HR 2683, the "Pension Security Act of 2007."

Client expense: Not reported · Firm income: $75,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other altenative investments. Securities and Exchange Commission registration amendment to S. 4 S. 1402 Hedge Fund Registration Act H.R. 2586 Securities and Exchange Commission Authority Restoration Act

Client expense: $680,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

HR 2347/S 1430 - To authorize state and local governments to direct divestments from, and prevent investments in, companies with investments of $20,000,000 or more in Iran's energy sector; Argentina debt default; S 970 - To impose sanctions on Iran and on Russia for assisting Iran in developing a nuclear program; HR 1427 - Federal Housing Finance Reform Act HR 556 - National Security Foreign Investment Reform and Strengthened Transparency Act of 2007 HR 2586 - Securities & Exchange Commission Authority Restoration Act of 2007 HR 1400 - To enhance United States diplomatic efforts with respect to Iran by imposing additional economic sanctions against Iran Regulation R guidance (File No. S7-22-06/Docket No. R-1274) HR 3185 - The "401(k) Fair Disclosure for Retirement Security Act of 2007" HR 3765 - Defined Contribution Plan Fee Transparency Act of 2007 S 2473 - Defined Contribution Fee Disclosure Act of 2007 HR 3915 - Mortgage Reform & Anti-Predatory Lending Act HR 5579 - The Emergency Mortgage Loan Modification S 2133 - Homeowners' Mortgage and Equity Savings Act of 2007 S 2136 - Helping Families Save Their Homes in Bankruptcy Act of 2007 S 2338 - FHA Modernization Act of 2007 HR 1852 - Expanding American Homeownership Act of 2007 HR 6049/S 3125 - Renewable Energy and Job Creation Act S 3227 - Iran Sanctions Act of 2008 HR 6604 - Commodity Markets Transparency and Accountability Act HR 1424 - Emergency Economic Stability Act (EESA) Covered bonds Money market guarantee program Proxy access issues Securities regulation issues International reciprocity issues Executive compensation issues

Client expense: $340,000 · Firm income: Not reported

Regulation of hedge fund managers, including HR 2586, the "Securities and Exchange Commission Authority Restoration Act of 2007;" S 1402, the "Hedge Fund Registration Act of 2007;" and HR 2683, the "Pension Security Act of 2007."

Client expense: Not reported · Firm income: $75,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Regulation of hedge fund managers, including HR 2586, the "Securities and Exchange Commission Authority Restoration Act of 2007;" S 1402, the "Hedge Fund Registration Act of 2007;" and HR 2683, the "Pension Security Act of 2007."

Client expense: Not reported · Firm income: $75,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other altenative investments. Securities and Exchange Commission registration amendment to S. 4 S. 1402 Hedge Fund Registration Act H.R. 2586 Securities and Exchange Commission Authority Restoration Act

Client expense: $600,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

S 1430/HR 2347 - To authorize State and local governments to direct divestments from, and prevent investments in, companies with investments of $20,000,000 or more in Iran's energy sector; Argentina debt default S 970 - To impose sanctions on Iran and on Russia for assisting Iran in developing a nuclear program. HR 1427 - Federal Housing Finance Reform Act HR 556 - National Security Foreign Investment Reform and Strengthened Transparency Act of 2007 HR 2586 - Securities & Exchange Commission Authority Restoration Act of 2007 HR 1400 - To enhance United States diplomatic efforts with respect to Iran by imposing additional economic sanctions against Iran Regulation R guidance (File No. S7-22-06/Docket No. R-1274) HR 3185 - The "401(k) Fair Disclosure for Retirement Security Act of 2007" HR 3765 - Defined Contribution Plan Fee Transparency Act of 2007 S 2473 - Defined Contribution Fee Disclosure Act of 2007 HR 3915 - Mortgage Reform & Anti-Predatory Lending Act HR 5723 - Emergency Student Loan Market Liquidity Act S 2847 - Emergency Student Loan Market Liquidity Act HR 5579 - The Emergency Mortgage Loan Modification S 2133 - Homeowners' Mortgage and Equity Savings Act of 2007 S 2136 - Helping Families Save Their Homes in Bankruptcy Act of 2007 S 2338 - FHA Modernization Act of 2007 HR 1852 - Expanding American Homeownership Act of 2007 S 3125/HR 6049 - Renewable Energy and Job Creation Act S 1430 - Iran Sanctions Enabling Act S 3227 - Iran Sanctions Act of 2008

Client expense: $230,000 · Firm income: Not reported

Regulation of hedge fund managers, including HR 2586, the "Securities and Exchange Commission Authority Restoration Act of 2007;" S 1402, the "Hedge Fund Registration Act of 2007;" and HR 2683, the "Pension Security Act of 2007."

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other altenative investments. Securities and Exchange Commission registration amendment to S. 4 S. 1402 Hedge Fund Registration Act H.R. 2586 Securities and Exchange Commission Authority Restoration Act

Client expense: $660,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Regulation of hedge fund managers, including HR 2586, the "Securities and Exchange Commission Authority Restoration Act of 2007;" S 1402, the "Hedge Fund Registration Act of 2007;" and HR 2683, the "Pension Security Act of 2007."

Client expense: Not reported · Firm income: $100,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

S 1430/HR 2347 - To authorize State and local governments to direct divestments from, and prevent investment in, companies with investments of $20,000,000 or more in Iran's energy sector S 970 - To impose sanctions on Iran and on Russia for assisting Iran in developing a nuclear program. HR 1427 - Federal Housing Finance Reform Act HR 556 - National Security Foreign Investment Reform & Strengthened Transparency Act of 2007 HR 2586 - Securities & Exchange Commission Authority Restoration Act of 2007 HR 1400 - To enhance United States diplomatic efforts with respect to Iran by imposing additional economic sanctions against Iran Regulation R guidance (File No. S7-22-06/Docket No. R-1274) HR 3185 - The "401(k) Fair Disclosure for Retirement Security Act of 2007" HR 3765 - Defined Contribution Plan Fee Transparency Act of 2007 S 2473 - The Harkin/Kohl Defined Contribution Fee Disclosure Act HR 3915 - Mortgage Reform & Anti-Predatory Lending Act HR 5723 - Emergency Student Loan Market Liquidity Act S 2847 - Emergency Student Loan Market Liquidity Act HR 5579 - The Emergency Mortgage Loan Modification S 2133 - Homeowners' Mortgage and Equity Savings Act of 2007 S 2136 - Helping Families Save Their Homes in Bankruptcy Act of 2007 S 2338 - FHA Modernization Act of 2007 HR 1852 - Expanding American Homeownership Act of 2007

Client expense: $380,000 · Firm income: Not reported

Regulation of hedge fund managers, including HR 2586, the "Securities and Exchange Commission Authority Restoration Act of 2007;" S 1402, the "Hedge Fund Registration Act of 2007;" and HR 2683, the "Pension Security Act of 2007."

Client expense: Not reported · Firm income: $100,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Regulation of hedge fund managers, including HR 2586, the "Securities and Exchange Commission Authority Restoration Act of 2007;" S 1402, the "Hedge Fund Registration Act of 2007;" and HR 2683, the "Pension Security Act of 2007."

Client expense: Not reported · Firm income: $120,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Securities and Exchange Commision registration amendment to S.4, S. 1402 Hedge Fund Registration Act of 2007, H.R 2586 Securities and Exchange Commission Authority Restoration Act of 2007. Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional sudies affecting hedge funds and other alternative investment vehicles.

Client expense: $300,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Hedge fund legislation - S. 681, S. 1402, H.R. 2283, H.R. 2586

Client expense: Not reported · Firm income: $20,000

Government targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Justice, Dept of (DOJ), SENATE, U.S. Trade Representative (USTR)

S 970 – To impose sanctions on Iran and on Russia for assisting Iran in developing a nuclear program. HR 1427 – Federal Housing Finance Reform Act HR 556 – National Security Foreign Investment Reform & Strengthened Transparency Act of 2007 HR 1508 – Compete Act of 2007 HR 2586 – Securities & Exchange Commission Authority Restoration Act of 2007 HR 1400 – To enhance United States diplomatic efforts with respect to Iran by imposing additional economic sanctions against Iran HR 2206 - A bill making emergency supplemental appropriations for the fiscal year ending September 30, 2007, and for other purposes HR 1257 - Shareholder Vote on Executive Compensation Act S 1181 - Shareholder Vote on Executive Compensation Act Regulation R guidance (File No. S7-22-06/Docket No. R-1274) S 1430/HR 2347 – To authorize State and local governments to direct divestment from, and prevent investment in, companies with investments of $20,000,000 or more in Iran’s energy sector; HR 180 – To require the identification of companies that conduct business operations in Sudan, to prohibit United State Government contracts with such companies; 401(k) fee disclosure

Client expense: $710,000 · Firm income: Not reported

S 970 – To impose sanctions on Iran and on Russia for assisting Iran in developing a nuclear program. HR 1427 – Federal Housing Finance Reform Act HR 556 – National Security Foreign Investment Reform & Strengthened Transparency Act of 2007 HR 1508 – Compete Act of 2007 HR 2586 – Securities & Exchange Commission Authority Restoration Act of 2007 HR 1400 – To enhance United States diplomatic efforts with respect to Iran by imposing additional economic sanctions against Iran HR 2206 - A bill making emergency supplemental appropriations for the fiscal year ending September 30, 2007, and for other purposes HR 1257 - Shareholder Vote on Executive Compensation Act S 1181 - Shareholder Vote on Executive Compensation Act Regulation R guidance (File No. S7-22-06/Docket No. R-1274) S 1430/HR 2347 – To authorize State and local governments to direct divestment from, and prevent investment in, companies with investments of $20,000,000 or more in Iran’s energy sector; HR 180 – To require the identification of companies that conduct business operations in Sudan, to prohibit United State Government contracts with such companies; 401(k) fee disclosure

Client expense: $710,000 · Firm income: Not reported

Hedge Funds - S. 681, S. 1402, H.R. 2283, H.R. 2586

Client expense: $100,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Justice, Dept of (DOJ), SENATE, U.S. Customs & Border Protection, U.S. Trade Representative (USTR)