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Reported covered position: N/A
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) · Firm: RICH FEUER ANDERSON
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009," HR 4191, the "Let Wall Street Pay for the Restoration of Main Street Act of 2009," and S 2927, the "Wall Street Fair Share Act."
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CHICAGO BOARD OPTIONS EXCHANGE · Firm: RICH FEUER ANDERSON
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
CHICAGO BOARD OPTIONS EXCHANGE via RICH FEUER ANDERSON
2010 · third_quarter · Q3
Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 4173, the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," and the "Restoring American Financial Stability Act of 2010"). Securities market structure, including display of securities quotes.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Source: Senate LDA
| FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) |
| 12 |
| 2007–2010 |
| GENWORTH FINANCIAL, INC. | 12 | 2007–2010 |
| GOLDMAN SACHS & CO | 12 | 2007–2010 |
| WELLINGTON MANAGEMENT CO LLP | 12 | 2007–2010 |
| KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) | 11 | 2008–2010 |
| AD HOC COALITION OF HEDGE FUND MANAGERS | 8 | 2007–2008 |
| EWT, LLC | 7 | 2008–2010 |
| FANNIE MAE CORPORATION | 7 | 2007–2008 |
| VISA U.S.A. INC. | 7 | 2009–2010 |
| CITIGROUP MANAGEMENT CORPORATION | 6 | 2009–2010 |
| LPL FINANCIAL CORPORATION | 6 | 2009–2010 |
| PHILADELPHIA STOCK EXCHANGE | 6 | 2007–2008 |
| APPRAISAL INSTITUTE | 5 | 2009–2010 |
| REUTERS AMERICA LLC | 5 | 2009–2010 |
| BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 4 | 2009–2010 |
| LCH.CLEARNET GROUP LIMITED | 4 | 2009–2010 |
| DUPLICATE (2007) INC | 3 | 2008 |
| FX ALLIANCE, LLC | 3 | 2009–2010 |
| HOUSING ACTION RESOURCE TRUST ("HART") | 3 | 2009 |
| NATIONAL READY MIXED CONCRETE ASSOCIATION | 3 | 2008 |
| MF GLOBAL LTD | 2 | 2007 |
| TMX GROUP, INC. | 1 | 2009 |
| ZIFF INVESTORS PARTNERSHIP, L.P. III | 1 | 2009 |
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009," and HR 4191, the "Let Wall Street Pay for the Restoration of Main Street Act of 2009." Taxation of options market makers.
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure and Pension Security Act of 2009
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure and Pension Security Act of 2009
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure and Pension Security Act of 2009
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure and Pension Security Act of 2009
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
Expedited CARD Reform for Consumers Act of 2009
Client: VISA U.S.A. INC. · Firm: RICH FEUER ANDERSON
Regulation of credit card practices, including overdraft charges and interchange rates (HR 3904, the "Overdraft Protection Act of 2009," HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009"). Modernization of financial regulation, including creation of a Consumer Financial Protection Agency (HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Expedited CARD Reform for Consumers Act of 2009
Client: BARCLAYS PLC · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments (HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010"). Regulation of credit card practices and credit card interchange fees, including creation of a Consumer Financial Protection Agency, HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," the "Restoring American Financial Stability Act of 2010," HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009."
Expedited CARD Reform for Consumers Act of 2009
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including creation of a Consumer Financial Protection Agency, HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010." Regulation of credit card practices and credit card interchange fees, including HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009."
Over-the-Counter Derivatives Markets Act of 2009
Client: REUTERS AMERICA LLC · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Regulation of credit card practices, including overdraft charges and interchange rates (HR 3904, the "Overdraft Protection Act of 2009," HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009"). Modernization of financial regulation, including creation of a Consumer Financial Protection Agency (HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) · Firm: RICH FEUER ANDERSON
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009," HR 4191, the "Let Wall Street Pay for the Restoration of Main Street Act of 2009," and S 2927, the "Wall Street Fair Share Act."
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: CHICAGO BOARD OPTIONS EXCHANGE · Firm: RICH FEUER ANDERSON
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009," and HR 4191, the "Let Wall Street Pay for the Restoration of Main Street Act of 2009." Taxation of options market makers.
To direct the Securities and Exchange Commission to issue guidance on the interpretation of fair value accounting.
Client: PRICEWATERHOUSECOOPERS LLP · Firm: RICH FEUER ANDERSON
Application of fair value accounting standards, including HR 607. Modernization of financial regulation, including securities litigation liability standards and creation of a Consumer Financial Protection Agency, HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010."
To direct the Securities and Exchange Commission to issue guidance on the interpretation of fair value accounting.
Client: PRICEWATERHOUSECOOPERS LLP · Firm: RICH FEUER ANDERSON
Application of fair value accounting standards, including HR 607. Modernization of financial regulation, including securities litigation liability standards and creation of a Consumer Financial Protection Agency, HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010."
Comprehensive Derivatives Regulation Act of 2009
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: REUTERS AMERICA LLC · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: CHICAGO BOARD OPTIONS EXCHANGE · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010"). Regulations governing short sales of securities, including S.605, and display of securities quotes.
Comprehensive Derivatives Regulation Act of 2009
Client: LCH.CLEARNET GROUP LIMITED · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: FX ALLIANCE, LLC · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: LCH.CLEARNET GROUP LIMITED · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: LCH.CLEARNET GROUP LIMITED · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: REUTERS AMERICA LLC · Firm: RICH FEUER ANDERSON
Regulation of U.S. market data. Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: GOLDMAN SACHS & CO · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments and permissible activities for banks, bank holding companies and their affiliates (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: LCH.CLEARNET GROUP LIMITED · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) · Firm: RICH FEUER ANDERSON
Regulations affecting electronic trading of securities, including market structure issues. Modernization of financial regulation, including regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010"). Regulations governing short sales of securities, including S 605.
Comprehensive Derivatives Regulation Act of 2009
Client: FX ALLIANCE, LLC · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: LCH.CLEARNET GROUP LIMITED · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: FX ALLIANCE, LLC · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: LCH.CLEARNET GROUP LIMITED · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Comprehensive Derivatives Regulation Act of 2009
Client: GOLDMAN SACHS & CO · Firm: RICH FEUER ANDERSON
Regulation of U.S. securities markets, including electronic trading systems and short sales of securities and S.605. Modernization of financial regulation, including regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act 0f 2010").
Expedited CARD Reform for Consumers Act of 2009
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including creation of a Consumer Financial Protection Agency, HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010." Regulation of credit card practices and credit card interchange fees, including HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009."
Expedited CARD Reform for Consumers Act of 2009
Client: BARCLAYS PLC · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments (HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010"). Regulation of credit card practices and credit card interchange fees, including creation of a Consumer Financial Protection Agency, HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," the "Restoring American Financial Stability Act of 2010," HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009."
Expedited CARD Reform for Consumers Act of 2009
Client: VISA U.S.A. INC. · Firm: RICH FEUER ANDERSON
Regulation of credit card practices, including overdraft charges and interchange rates (HR 3904, the "Overdraft Protection Act of 2009," HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009"). Modernization of financial regulation, including creation of a Consumer Financial Protection Agency (HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Wall Street Fair Share Act
Client: KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) · Firm: RICH FEUER ANDERSON
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009," HR 4191, the "Let Wall Street Pay for the Restoration of Main Street Act of 2009," and S 2927, the "Wall Street Fair Share Act."
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: GOLDMAN SACHS & CO · Firm: RICH FEUER ANDERSON
Regulation of U.S. securities markets, including electronic trading systems and short sales of securities and S.605. Modernization of financial regulation, including regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act 0f 2010").
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) · Firm: RICH FEUER ANDERSON
Regulations affecting electronic trading of securities, including market structure issues. Modernization of financial regulation, including regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010"). Regulations governing short sales of securities, including S 605.
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CHICAGO BOARD OPTIONS EXCHANGE · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 4173, the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," and the "Restoring American Financial Stability Act of 2010"). Regulations governing short sales of securities, including S.605, and display of securities quotes.
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CREDIT SUISSE SECURITIES (USA) LLC · Firm: RICH FEUER ANDERSON
Regulation of securities trading and electronic trading systems. Regulations governing short sales of securities, including S.605.
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CHICAGO BOARD OPTIONS EXCHANGE · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010"). Regulations governing short sales of securities, including S.605, and display of securities quotes.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) · Firm: RICH FEUER ANDERSON
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009."
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CHICAGO BOARD OPTIONS EXCHANGE · Firm: RICH FEUER ANDERSON
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009." Taxation of options market makers.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CHICAGO BOARD OPTIONS EXCHANGE · Firm: RICH FEUER ANDERSON
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009," and HR 4191, the "Let Wall Street Pay for the Restoration of Main Street Act of 2009." Taxation of options market makers.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) · Firm: RICH FEUER ANDERSON
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009," and HR 4191, the "Let Wall Street Pay for the Restoration of Main Street Act of 2009."
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CHICAGO BOARD OPTIONS EXCHANGE · Firm: RICH FEUER ANDERSON
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009."
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CHICAGO BOARD OPTIONS EXCHANGE · Firm: RICH FEUER ANDERSON
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009." Taxation of options market makers.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) · Firm: RICH FEUER ANDERSON
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009."
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) · Firm: RICH FEUER ANDERSON
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009."
National Insurance Consumer Protection Act
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009." Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Regulation of insurance, including HR 1880, the "National Insurance Consumer Protection Act."
National Insurance Consumer Protection Act
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009." Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Regulation of insurance, including HR 1880, the "National Insurance Consumer Protection Act." Modernization of financial regulation, including securitization and consumer financial protection agency.
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: BARCLAYS GLOBAL INVESTORS · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: BARCLAYS GLOBAL INVESTORS · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act." Annuitization of retirement savings. Regulation of target-date funds.
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: BARCLAYS GLOBAL INVESTORS · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: BARCLAYS GLOBAL INVESTORS · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: BARCLAYS GLOBAL INVESTORS · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: BARCLAYS GLOBAL INVESTORS · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act." Annuitization of retirement savings.
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," and HR 2336, the "Green Resources for Energy Efficient Neighborhoods Act of 2009."
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," and HR 2336, the "Green Resources for Energy Efficient Neighborhoods Act of 2009."
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," and HR 2336, the "Green Resources for Energy Efficient Neighborhoods Act of 2009."
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," and HR 2336, the "Green Resources for Energy Efficient Neighborhoods Act of 2009."
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," and HR 2336, the "Green Resources for Energy Efficient Neighborhoods Act of 2009."
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," and HR 2336, the "Green Resources for Energy Efficient Neighborhoods Act of 2009."
401(k) Fair Disclosure and Pension Security Act of 2009
Client: BARCLAYS GLOBAL INVESTORS · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure and Pension Security Act of 2009
Client: BARCLAYS GLOBAL INVESTORS · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act." Annuitization of retirement savings. Regulation of target-date funds.
401(k) Fair Disclosure and Pension Security Act of 2009
Client: BARCLAYS GLOBAL INVESTORS · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure and Pension Security Act of 2009
Client: BARCLAYS GLOBAL INVESTORS · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
401(k) Fair Disclosure and Pension Security Act of 2009
Client: BARCLAYS GLOBAL INVESTORS · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act." Annuitization of retirement savings.
401(k) Fair Disclosure and Pension Security Act of 2009
Client: BARCLAYS GLOBAL INVESTORS · Firm: RICH FEUER ANDERSON
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
Consumer Financial Protection Agency Act of 2009
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009." Bank regulatory guidelines regarding real estate appraisals and evaluation.
Consumer Financial Protection Agency Act of 2009
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009." Bank regulatory guidelines regarding real estate appraisals and evaluation.
Consumer Financial Protection Agency Act of 2009
Client: VISA U.S.A. INC. · Firm: RICH FEUER ANDERSON
Regulation of credit card practices, including overdraft charges and interchange rates (HR 3904, the "Overdraft Protection Act of 2009," HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009"). Modernization of financial regulation, including creation of a Consumer Financial Protection Agency (HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Consumer Financial Protection Agency Act of 2009
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009." Modernization of financial regulation, including relationship of private mortgage insurance to securitization and consumer financial protection agency, HR 3126, the "Consumer Financial Protection Agency Act of 2009," HR 3996, the "Financial Stability Improvement Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009."
Consumer Financial Protection Agency Act of 2009
Client: BARCLAYS PLC · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009"). Regulation of credit card practices and credit card interchange fees, including creation of a Consumer Financial Protection Agency, HR 3126, the "Consumer Financial Protection Agency Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009."
Consumer Financial Protection Agency Act of 2009
Client: PRICEWATERHOUSECOOPERS LLP · Firm: RICH FEUER ANDERSON
Application of fair value accounting standards, including HR 607. Modernization of financial regulation, including securities litigation liability standards and creation of a Consumer Financial Protection Agency, HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009."
Consumer Financial Protection Agency Act of 2009
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009."
Consumer Financial Protection Agency Act of 2009
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including creation of a Consumer Financial Protection Agency, HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009." Regulation of credit card practices and credit card interchange fees, including HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009."
Consumer Financial Protection Agency Act of 2009
Client: PRICEWATERHOUSECOOPERS LLP · Firm: RICH FEUER ANDERSON
Application of fair value accounting standards, including HR 607. Modernization of financial regulation, including securities litigation liability standards and creation of a Consumer Financial Protection Agency, HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009."
Derivative Trading Accountability and Disclosure Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Derivative Trading Accountability and Disclosure Act
Client: CHICAGO BOARD OPTIONS EXCHANGE · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009"). Regulations governing short sales of securities, including S.605, and display of securities quotes.
Derivative Trading Accountability and Disclosure Act
Client: BARCLAYS PLC · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Derivative Trading Accountability and Disclosure Act
Client: BARCLAYS PLC · Firm: RICH FEUER ANDERSON
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009"). Regulation of credit card practices and credit card interchange fees, including S 414, the "Credit Card Accountability Responsibility and Disclosure Act of 2009," and HR 627, the "Credit Cardholders' Bill of Rights Act of 2009."
Derivative Trading Accountability and Disclosure Act
Client: GOLDMAN SACHS & CO · Firm: RICH FEUER ANDERSON
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
Derivative Trading Accountability and Disclosure Act
Client: LCH.CLEARNET GROUP LIMITED · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Derivative Trading Accountability and Disclosure Act
Client: REUTERS AMERICA LLC · Firm: RICH FEUER ANDERSON
Regulation of U.S. market data. Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009"). Internet-based disclosure to investors by public companies.
Derivative Trading Accountability and Disclosure Act
Client: FX ALLIANCE, LLC · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Derivative Trading Accountability and Disclosure Act
Client: GOLDMAN SACHS & CO · Firm: RICH FEUER ANDERSON
Regulation of U.S. securities markets, including electronic trading systems and short sales of securities. Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
Derivative Trading Accountability and Disclosure Act
Client: BARCLAYS PLC · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009"). Regulation of credit card practices and credit card interchange fees, including creation of a Consumer Financial Protection Agency, HR 3126, the "Consumer Financial Protection Agency Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009."
Derivative Trading Accountability and Disclosure Act
Client: BARCLAYS GLOBAL INVESTORS · Firm: RICH FEUER ANDERSON
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
Derivative Trading Accountability and Disclosure Act
Client: FX ALLIANCE, LLC · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Derivative Trading Accountability and Disclosure Act
Client: LCH.CLEARNET GROUP LIMITED · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Derivative Trading Accountability and Disclosure Act
Client: BARCLAYS PLC · Firm: RICH FEUER ANDERSON
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
Derivative Trading Accountability and Disclosure Act
Client: KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) · Firm: RICH FEUER ANDERSON
Regulations affecting electronic trading of securities, including market structure issues. Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009"). Regulations governing short sales of securities, including S 605.
Derivative Trading Accountability and Disclosure Act
Client: FX ALLIANCE, LLC · Firm: RICH FEUER ANDERSON
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Derivative Trading Accountability and Disclosure Act
Client: KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) · Firm: RICH FEUER ANDERSON
Regulations affecting electronic trading of securities, including market structure issues. Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009"). Regulations governing short sales of securities. Harmonization of regulation of securities and commodities.
2010 · first_quarter · 1A
Modernization of financial regulation, including regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) via RICH FEUER ANDERSON
2010 · second_quarter · Q2
Regulations affecting electronic trading of securities, including market structure issues. Modernization of financial regulation, including regulation of derivative instruments (HR 4173, the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," and the "Restoring American Financial Stability Act of 2010").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Regulations affecting electronic trading of securities, including market structure issues. Modernization of financial regulation, including regulation of derivative instruments (HR 4173, the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," and the "Restoring American Financial Stability Act of 2010").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CHICAGO BOARD OPTIONS EXCHANGE via RICH FEUER ANDERSON
2010 · second_quarter · Q2
Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 4173, the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," and the "Restoring American Financial Stability Act of 2010"). Regulations governing short sales of securities, including S.605, and display of securities quotes.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FARM CREDIT COUNCIL via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority.
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority.
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority. Modernization of financial regulation, including HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VISA U.S.A. INC. via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Regulation of credit card practices, including overdraft charges and interchange rates (HR 3904, the "Overdraft Protection Act of 2009," HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009"). Modernization of financial regulation, including creation of a Consumer Financial Protection Agency (HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CREDIT SUISSE SECURITIES (USA) LLC via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Regulation of securities trading and electronic trading systems. Regulations governing short sales of securities, including S.605.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CHICAGO BOARD OPTIONS EXCHANGE via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009," and HR 4191, the "Let Wall Street Pay for the Restoration of Main Street Act of 2009." Taxation of options market makers.
Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010"). Regulations governing short sales of securities, including S.605, and display of securities quotes.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
GOLDMAN SACHS & CO via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Modernization of financial regulation, including regulation of derivative instruments and permissible activities for banks, bank holding companies and their affiliates (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Regulation of U.S. securities markets, including electronic trading systems and short sales of securities and S.605. Modernization of financial regulation, including regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act 0f 2010").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Regulation of asset managers. Financial system stability and liquidity.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REUTERS AMERICA LLC via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Regulation of U.S. market data. Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRICEWATERHOUSECOOPERS LLP via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Application of fair value accounting standards, including HR 607. Modernization of financial regulation, including securities litigation liability standards and creation of a Consumer Financial Protection Agency, HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010."
Application of fair value accounting standards, including HR 607. Modernization of financial regulation, including securities litigation liability standards and creation of a Consumer Financial Protection Agency, HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LPL FINANCIAL CORPORATION via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Regulation of investment advisors, including custody of customer assets. Modernization of financial regulation, including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LCH.CLEARNET GROUP LIMITED via RICH FEUER ANDERSON
2010 · first_quarter · 1A
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
LCH.CLEARNET GROUP LIMITED via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009," HR 4191, the "Let Wall Street Pay for the Restoration of Main Street Act of 2009," and S 2927, the "Wall Street Fair Share Act."
Regulations affecting electronic trading of securities, including market structure issues. Modernization of financial regulation, including regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010"). Regulations governing short sales of securities, including S 605.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
GENWORTH FINANCIAL INC via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009," and the "Wall Street Reform and Consumer Protection Act of 2010."
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009." Modernization of financial regulation, including HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010."
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009."
FX ALLIANCE, LLC via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
FARM CREDIT COUNCIL via RICH FEUER ANDERSON
2010 · second_quarter · Q2
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority.
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority. Modernization of financial regulation, including HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010."
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority.
EWT, LLC via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Regulation of securities trading, including delivery and settlement requirements, regulations governing short sales of securities and market structure issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CITIGROUP MANAGEMENT CORPORATION via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Modernization of financial regulation, including regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Modernization of financial regulation, including creation of a Consumer Financial Protection Agency, HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010." Regulation of credit card practices and credit card interchange fees, including HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
Modernization of financial regulation, including regulation of derivative instruments (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
BARCLAYS PLC via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Modernization of financial regulation, including regulation of derivative instruments (HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Modernization of financial regulation, including regulation of derivative instruments (HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010"). Regulation of credit card practices and credit card interchange fees, including creation of a Consumer Financial Protection Agency, HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," the "Restoring American Financial Stability Act of 2010," HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
APPRAISAL INSTITUTE via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Regulation of real estate appraisers and of appraisal management companies, including HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010." Bank regulatory guidelines regarding real estate appraisals and evaluation. Consideration of energy efficiency in appraisals, including HR 4213, the "American Workers, State, and Business Relief Act of 2010."
Regulation of real estate appraisers and of appraisal management companies, including HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010." Consideration of energy efficiency in appraisals, including HR 4213, the "American Workers, State, and Business Relief Act of 2010."
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2010 · first_quarter · Q1
Modernization of financial regulation, including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010"). Investor protection and investor education initiatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2009 · fourth_quarter · RA
Legislative and regulatory initiatives affecting investment management for institutional and retail investors. Modernization of financial regulation. Legislative and regulatory initiatives affecting management of pension assets.
Legislative and regulatory initiatives affecting investment management for institutional and retail investors. Modernization of financial regulation. Legislative and regulatory initiatives affecting management of pension assets.
Legislative and regulatory initiatives affecting investment management for institutional and retail investors. Modernization of financial regulation. Legislative and regulatory initiatives affecting management of pension assets.
VISA U.S.A. INC. via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Regulation of credit card practices, including overdraft charges and interchange rates (HR 3904, the "Overdraft Protection Act of 2009," HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009"). Modernization of financial regulation, including creation of a Consumer Financial Protection Agency (HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GOLDMAN SACHS & CO via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Regulation of U.S. securities markets, including electronic trading systems and short sales of securities and S.605. Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CREDIT SUISSE SECURITIES (USA) LLC via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Regulation of securities trading and electronic trading systems. Regulations governing short sales of securities, including S.605.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CITIGROUP MANAGEMENT CORPORATION via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Modernization of financial regulation, including creation of a Consumer Financial Protection Agency, HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009." Regulation of credit card practices and credit card interchange fees, including HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009."
Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CHICAGO BOARD OPTIONS EXCHANGE via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009"). Regulations governing short sales of securities, including S.605, and display of securities quotes.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009," and HR 4191, the "Let Wall Street Pay for the Restoration of Main Street Act of 2009." Taxation of options market makers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Regulation of asset managers. Financial system stability and liquidity.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FARM CREDIT COUNCIL via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority. Modernization of financial regulation, including HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009."
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority.
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority.
PRICEWATERHOUSECOOPERS LLP via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Application of fair value accounting standards, including HR 607. Modernization of financial regulation, including securities litigation liability standards and creation of a Consumer Financial Protection Agency, HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009."
Application of fair value accounting standards, including HR 607. Modernization of financial regulation, including securities litigation liability standards and creation of a Consumer Financial Protection Agency, HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BARCLAYS PLC via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009"). Regulation of credit card practices and credit card interchange fees, including creation of a Consumer Financial Protection Agency, HR 3126, the "Consumer Financial Protection Agency Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009."
Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Structure of FINRA and private sector regulation of securities industry. Modernization of financial regulation, including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (HR 3817, the "Investor Protection Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009"). Investor protection and investor education initiatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LPL FINANCIAL CORPORATION via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Regulation of investment advisors, including custody of customer assets. Modernization of financial regulation, including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (HR 3817, the "Investor Protection Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
VISA U.S.A. INC. via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Regulation of credit card practices, including overdraft charges and interchange rates (HR 3904, the "Overdraft Protection Act of 2009," HR 3639, the "Expedited CARD Reform for Consumers Act of 2009," and S 1833, the "Expedited CARD Reform Act of 2009"). Modernization of financial regulation, including creation of a Consumer Financial Protection Agency (HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REUTERS AMERICA LLC via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Regulation of U.S. market data. Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FX ALLIANCE, LLC via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
LCH.CLEARNET GROUP LIMITED via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
GENWORTH FINANCIAL INC via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009." Modernization of financial regulation, including relationship of private mortgage insurance to securitization and consumer financial protection agency, HR 3126, the "Consumer Financial Protection Agency Act of 2009," HR 3996, the "Financial Stability Improvement Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009."
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009."
APPRAISAL INSTITUTE via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009."
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009." Bank regulatory guidelines regarding real estate appraisals and evaluation.
BARCLAYS GLOBAL INVESTORS via RICH FEUER ANDERSON
2009 · fourth_quarter · 4T
Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2009 · fourth_quarter · RR
Legislative and regulatory initiatives affecting investment management for institutional and retail investors. Modernization of financial regulation. Legislative and regulatory initiatives affecting management of pension assets.
Legislative and regulatory initiatives affecting investment management for institutional and retail investors. Modernization of financial regulation. Legislative and regulatory initiatives affecting management of pension assets.
Legislative and regulatory initiatives affecting investment management for institutional and retail investors. Modernization of financial regulation. Legislative and regulatory initiatives affecting management of pension assets.
EWT, LLC via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Regulation of securities trading, including delivery and settlement requirements, regulations governing short sales of securities and market structure issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) via RICH FEUER ANDERSON
2009 · fourth_quarter · Q4
Regulations affecting electronic trading of securities, including market structure issues. Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009"). Regulations governing short sales of securities, including S 605.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009," and HR 4191, the "Let Wall Street Pay for the Restoration of Main Street Act of 2009."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LCH.CLEARNET GROUP LIMITED via RICH FEUER ANDERSON
2009 · fourth_quarter · RR
Legislation and regulation relating to trading and clearing of derivatives.
Legislation and regulation relating to trading and clearing of derivatives.
Legislation and regulation relating to trading and clearing of derivatives.
FX ALLIANCE, LLC via RICH FEUER ANDERSON
2009 · fourth_quarter · RR
Legislation and regulation relating to trading of foreign exchange and derivatives.
Legislation and regulation relating to trading of foreign exchange and derivatives.
Legislation and regulation relating to trading of foreign exchange and derivatives.
TMX GROUP, INC. via RICH FEUER ANDERSON
2009 · fourth_quarter · RR
Legislation and regulation relating to capital markets, including market structure and exchange trading of equities, derivatives and commoditites. Regulation and corporate governance requirements of public companies.
Legislation and regulation relating to capital markets, including market structure and exchange trading of equities, derivatives and commoditites. Regulation and corporate governance requirements of public companies.
CREDIT SUISSE SECURITIES (USA) LLC via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Regulation of securities trading and electronic trading systems. Regulations governing short sales of securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CITIGROUP MANAGEMENT CORPORATION via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including creation of a Consumer Financial Protection Agency. Regulation of credit card practices and credit card interchange fees, including S 414, the "Credit Card Accountability Responsibility and Disclosure Act of 2009," and HR 627, the "Credit Cardholders' Bill of Rights Act of 2009."
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LPL FINANCIAL CORPORATION via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Regulation of investment advisors, including custody of customer assets. Modernization of financial regulation, including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CHICAGO BOARD OPTIONS EXCHANGE via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Modernization of financial regulation, including harmonization of securities and commodities laws and regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009"). Regulations governing short sales of securities.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009." Taxation of options market makers.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Structure of FINRA and private sector regulation of securities industry. Modernization of financial regulation, including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Investor protection and investor education initiatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
GENWORTH FINANCIAL INC via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009." Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008."
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009." Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Regulation of insurance, including HR 1880, the "National Insurance Consumer Protection Act." Modernization of financial regulation, including securitization and consumer financial protection agency.
FARM CREDIT COUNCIL via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority. Modernization of financial regulation.
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority.
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BARCLAYS PLC via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009"). Regulation of credit card practices and credit card interchange fees, including S 414, the "Credit Card Accountability Responsibility and Disclosure Act of 2009," and HR 627, the "Credit Cardholders' Bill of Rights Act of 2009."
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BARCLAYS GLOBAL INVESTORS via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
PRICEWATERHOUSECOOPERS LLP via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Convergence of U.S. and international accounting standards. Application of fair value accounting standards, including HR 607.
Convergence of U.S. and international accounting standards. Application of fair value accounting standards, including HR 607. Modernization of financial regulation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Regulations affecting electronic trading of securities, including market structure issues. Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009"). Regulations governing short sales of securities. Harmonization of regulation of securities and commodities.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009."
REUTERS AMERICA LLC via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Regulation of U.S. market data. Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009"). Internet-based disclosure to investors by public companies.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
APPRAISAL INSTITUTE via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," and HR 2336, the "Green Resources for Energy Efficient Neighborhoods Act of 2009."
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," and HR 2336, the "Green Resources for Energy Efficient Neighborhoods Act of 2009."
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," and HR 2336, the "Green Resources for Energy Efficient Neighborhoods Act of 2009."
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Regulation of asset managers. Financial system stability and liquidity.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GOLDMAN SACHS & CO via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Regulation of U.S. securities markets, including electronic trading systems and short sales of securities. Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments (HR 3300, the "Derivative Trading Accountability and Disclosure Act," and S 1691, the "Comprehensive Derivatives Regulation Act of 2009").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
EWT, LLC via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Regulation of securities trading, including delivery and settlement requirements and regulations governing short sales of securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
VISA U.S.A. INC. via RICH FEUER ANDERSON
2009 · third_quarter · Q3
Regulation of credit card practices, including S 414, the "Credit Card Accountability Responsibility and Disclosure Act of 2009," HR 627, the "Credit Cardholders' Bill of Rights Act of 2009," overdraft charges and interchange rates. Modernization of financial regulation, including creation of a Consumer Financial Protection Agency.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GOLDMAN SACHS & CO via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments.
Regulation of U.S. securities markets, including electronic trading systems and short sales of securities. Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CREDIT SUISSE SECURITIES (USA) LLC via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Regulation of securities trading and electronic trading systems. Regulations governing short sales of securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CHICAGO BOARD OPTIONS EXCHANGE via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Modernization of financial regulation, including regulation of derivative instruments. Regulations governing short sales of securities.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009." Taxation of options market makers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CITIGROUP MANAGEMENT CORPORATION via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, , including regulation of derivative instruments. Creation of a financial markets commission, including S.896, the "Helping Families Save Their Homes Act of 2009."
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation. Regulation of credit card practices and credit card interchange fees, including S 414, the "Credit Card Accountability Responsibility and Disclosure Act of 2009," and HR 627, the "Credit Cardholders' Bill of Rights Act of 2009." Creation of a financial markets commission, including S.896, the "Helping Families Save Their Homes Act of 2009."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REUTERS AMERICA LLC via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Regulation of U.S. market data. Modernization of financial regulation, including regulation of derivative instruments. Financial system stability.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), U.S. Trade Representative (USTR)
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Regulation of asset managers. Financial system stability and liquidity. Regulation of credit rating agencies.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRICEWATERHOUSECOOPERS LLP via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Convergence of U.S. and international accounting standards. Application of fair value accounting standards, including HR 607. Modernization of financial regulation.
Convergence of U.S. and international accounting standards. Application of fair value accounting standards, including HR 607.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FARM CREDIT COUNCIL via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority.
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority.
Modernization of the farm credit system, including commercial loan and residential mortgage eligibility, stock ownership requirements, and investment authority.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VISA U.S.A. INC. via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Regulation of credit card practices, including S 414, the "Credit Card Accountability Responsibility and Disclosure Act of 2009," HR 627, the "Credit Cardholders' Bill of Rights Act of 2009," and interchange rates. Modernization of financial regulation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Structure of FINRA and private sector regulation of securities industry. Modernization of financial regulation, including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Investor protection and investor education initiatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LPL FINANCIAL CORPORATION via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Regulation of investment advisors, including custody of customer assets. Modernization of financial regulation, including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009."
Regulations affecting electronic trading of securities, including market structure issues. Modernization of financial regulation, including regulation of derivative instruments. Regulations governing short sales of securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
HOUSING ACTION RESOURCE TRUST ("HART") via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Monetization of first time homebuyer tax credit, including H.R 1, the "American Recovery and Reinvestment Act of 2009."
Monetization of first time homebuyer tax credit, including H.R 1, the "American Recovery and Reinvestment Act of 2009."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GENWORTH FINANCIAL INC via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009." Modification of residential mortgages.
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009." Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modification of residential mortgages.
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009." Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Regulation of insurance, including HR 1880, the "National Insurance Consumer Protection Act."
BARCLAYS GLOBAL INVESTORS via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act." Annuitization of retirement savings. Regulation of target-date funds.
Mortgage servicing and modifications of mortgages.
Mortgage servicing and modifications of mortgages. Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation. Regulation of target-date funds.
BARCLAYS PLC via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Mortgage servicing and modifications of mortgages. Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments.
Mortgage servicing and modifications of mortgages.
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments. Regulation of credit card practices and credit card interchange fees, including S 414, the "Credit Card Accountability Responsibility and Disclosure Act of 2009," and HR 627, the "Credit Cardholders' Bill of Rights Act of 2009."
EWT, LLC via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Delivery and settlement requirements related to trading of securities. Regulations governing short sales of securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ZIFF INVESTORS PARTNERSHIP, L.P. II via RICH FEUER ANDERSON
2009 · second_quarter · RR
Regulation of private pools of capital.
APPRAISAL INSTITUTE via RICH FEUER ANDERSON
2009 · second_quarter · Q2
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," and HR 2336, the "Green Resources for Energy Efficient Neighborhoods Act of 2009."
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," and HR 2336, the "Green Resources for Energy Efficient Neighborhoods Act of 2009."
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," and HR 2336, the "Green Resources for Energy Efficient Neighborhoods Act of 2009."
PRICEWATERHOUSECOOPERS LLP via RICH FEUER ANDERSON
2009 · first_quarter · Q1
Convergence of U.S. and international accounting standards. Application of fair value accounting standards, including HR 607. Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation.
Convergence of U.S. and international accounting standards. Application of fair value accounting standards, including HR 607.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CITIGROUP MANAGEMENT CORPORATION via RICH FEUER ANDERSON
2009 · first_quarter · Q1
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation.
Mortgage servicing and modifications of mortgages.
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation. Regulation of credit card practices, including S 414, the "Credit Card Accountability Responsibility and Disclosure Act of 2009," and HR 627, the "Credit Cardholders' Bill of Rights Act of 2009."
WELLINGTON MANAGEMENT CO LLP via RICH FEUER ANDERSON
2009 · first_quarter · Q1
Regulation of asset managers. Financial system stability and liquidity.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
VISA U.S.A. INC. via RICH FEUER ANDERSON
2009 · first_quarter · Q1
Regulation of credit card practices, including S 414, the "Credit Card Accountability Responsibility and Disclosure Act of 2009," and HR 627, the "Credit Cardholders' Bill of Rights Act of 2009." Modernization of financial regulation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
HOUSING ACTION RESOURCE TRUST ("HART") via RICH FEUER ANDERSON
2009 · first_quarter · Q1
Monetization of first time homebuyer tax credit, including H.R 1, the "American Recovery and Reinvestment Act of 2009."
Monetization of first time homebuyer tax credit, including H.R 1, the "American Recovery and Reinvestment Act of 2009."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GOLDMAN SACHS & CO via RICH FEUER ANDERSON
2009 · first_quarter · Q1
Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments.
Regulation of U.S. securities markets, including market structure, exchange-traded funds and short sales of securities. Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modernization of financial regulation, including regulation of derivative instruments. Fair value accounting standards.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CREDIT SUISSE SECURITIES (USA) LLC via RICH FEUER ANDERSON
2009 · first_quarter · Q1
Regulation of securities trading and electronic trading systems. Regulations governing short sales of securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CHICAGO BOARD OPTIONS EXCHANGE via RICH FEUER ANDERSON
2009 · first_quarter · Q1
Initiatives related to CBOE's organization and modernization, including exchange rule filings. Modernization of financial regulation, including regulation of derivative instruments. Regulations governing short sales of securities.
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) via RICH FEUER ANDERSON
2009 · first_quarter · Q1
Taxation of securities transactions, including HR 1068, the "Let Wall Street Pay for Wall Street's Bailout Act of 2009."
Regulations affecting electronic trading of securities, including market structure issues. Modernization of financial regulation, including regulation of derivative instruments. Regulations governing short sales of securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REUTERS AMERICA LLC via RICH FEUER ANDERSON
2009 · first_quarter · Q1
Regulation of U.S. market data. Modernization of financial regulation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), U.S. Trade Representative (USTR)
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2009 · first_quarter · Q1
Structure of FINRA and private sector regulation of securities industry. Modernization of financial regulation. Arbitration of investor claims. Investor protection and investor education initiatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
GENWORTH FINANCIAL INC via RICH FEUER ANDERSON
2009 · first_quarter · Q1
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009." Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008." Modification of residential mortgages.
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009." Financial system stability and liquidity, including implementation of the "Emergency Economic Stabilization Act of 2008."
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009." Modernization of Federal Housing Administration programs. Modification of residential mortgages.
LPL FINANCIAL CORPORATION via RICH FEUER ANDERSON
2009 · first_quarter · Q1
Regulation of investment advisers, including custody of customer assets.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Regulation of real estate appraisers and of appraisal management companies, including HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009," and the "Restoring American Financial Stability Act of 2010." Bank regulatory guidelines regarding real estate appraisals and evaluation. Consideration of energy efficiency in appraisals, including HR 4213, the "American Workers, State, and Business Relief Act of 2010."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Modernization of financial regulation, including regulation of foreign exchange and other derivative instruments and regulation and ownership of swap execution facilities (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
Modernization of financial regulation, including regulation of derivative instruments and regulation and ownership of clearinghouses (HR 3300, the "Derivative Trading Accountability and Disclosure Act," S 1691, the "Comprehensive Derivatives Regulation Act of 2009," HR 3795, the "Over-the-Counter Derivatives Markets Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Regulation of real estate appraisers and of appraisal management companies, including H.R. 1728, the "Mortgage Reform and Anti-Predatory Lending Act," HR 3126, the "Consumer Financial Protection Agency Act of 2009," and HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009." Bank regulatory guidelines regarding real estate appraisals and evaluation.
Filing targets: HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Regulation of predatory lending, including HR 1728, the "Mortgage Reform and Anti-Predatory Lending Act of 2009."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Harmonization of regulation of securities and commodities.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Disclosure to retirement plan sponsors and participants of administrative fees and expenses, including HR 1984, the "401(k) Fair Disclosure for Retirement Security Act of 2009," and HR 2989, the "401(k) Fair Disclosure and Pension Security Act." Annuitization of retirement savings.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, SENATE