Protecting Main Street End-Users From Excessive Regulation

S. 1835, United States Covered Bond Act (all provisions) H.R. 1081, the Consumers Payment System Protection Act (all provisions)H.R. 1838, to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants (all provisions) H.R. 2308, the SEC Regulatory Accountability Act (all provisions) H.R. 2586, the Swap Execution Facility Clarification Act (all provisions) H.R. 2682, the Business Risk Mitigation and Price Stabilization Act of 2011 (all provisions) H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act (all provisions) H.R. 3045, the Retirement Income Protection Act of 2011 (provisions to ensure that pension plans could use swaps for hedging risks) H.R. 3213, the Small Company Job Growth and Regulatory Relief Act of 2011 (all provisions) H.R. 3336, the Small Business Credit Availability Act (all provisions) H.R. 3527, the Protecting Main Street End-Users From Excessive Regulation (all provisions) Regulatory proposals to implement risk-retention provisions of the Dodd-Frank Act Federal Housing Administration proposed rule to approve Farm Credit System institutions in FHA mortgage insurance programs Briefed Kate Marks, House Financial Services Committee staff, on issues surrounding extension of DFA section 343 re: TAG (no bill has been dropped).

Client expense: $2,500,000 · Firm income: Not reported

Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office

H.R.2682, Business Risk Mitigation and Price Stabilization Act of 2011, (Over-the-Counter derivatives); H.R.3527, Protecting Main Street End User from Excessive Regulation Act, (Over-the-Counter derivatives).

Client expense: Not reported · Firm income: $20,000

Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

H.R.2682, Business Risk Mitigation and Price Stabilization Act of 2011, (Over-the-Counter derivatives); H.R.3527, Protecting Main Street End User from Excessive Regulation Act, (Over-the-Counter derivatives).

Client expense: Not reported · Firm income: $20,000

Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

H.R.2682, Business Risk Mitigation and Price Stabilization Act of 2011, (Over-the-Counter derivatives); H.R.3527, Protecting Main Street End User from Excessive Regulation Act, (Over-the-Counter derivatives).

Client expense: Not reported · Firm income: $30,000

Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

H.R. 2682, Business Risk Mitigation and Price Stabilization Act of 2011 (Over-the-Counter derivatives) H.R. 3527, Protecting Main Street End User from Excessive Regulation Act (Over-the-Counter derivatives)

Client expense: Not reported · Firm income: $20,000

Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

"Oversight hearings related to over-the-counter derivatives (Dodd-Frank implementation) issues generally "H.R. 1573, "To facilitate implementation of Title VII of Dodd-Frank Wall Street & Consumer Protection Act", to delay by 18 months implementation of Title VII of Dodd-Frank,(Over-the-Counter derivatives). H.R. 2682 - The Business Risk Mitigation and Price Stabilization Act of 2011 H.R. 3527 - Protecting Main Street End-Users from Excessive Regulation

Client expense: $260,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

H.R. 3527 Protecting Main Street End-Users From Excessive Regulation - all provisions related to Over-the-Counter derivatives.

Client expense: $150,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 363 (Housing Opportunity and Mortgage Equity Act of 2011); H.R. 344 (Fiscal Responsibility Effective Enforcement Act of 2011); H.R. 463 (Fannie Mae and Freddie Mac Transparency Act of 2011); H.R. 653 (Financial Information Privacy Act of 2011); H.R. 757 (Equitable Treatment of Investors Act); H.R. 836 (Emergency Mortgage Relief Program Termination Act); H.R. 1053 (stock quote decimalization); H.R. 1062 (Burdensome Data Collection Relief Act); H.R. 1070 (Small Company Capital Formation Act of 2011); H.R. 1082 (Small Business Capital Access and Job Preservation Act); H.R. 1112 (National Association of Registered Agents and Brokers Reform Act of 2011); H.R. 1151 (Emergency Mortgage Relief and Neighborhood Stabilization Programs Cost Recoupment Act of 2011); H.R. 1341 (A bill to provide a point of order against consideration of any measure that would increase the statutory limit on the public debt above $14.294 trillion unless that measure has been publicly available for a full 7 calendar days before consideration on the floor of the Senate); H.R. 1438 (Regulation Moratorium and Jobs Preservation Act of 2011); H.R. 1532 (A bill to amend the Budget Control Act of 2011 to require the joint select committee of Congress to report findings and propose legislation to restore the Nation's workforce to full employment over the period of fiscal years 2012 and 2013); H.R. 1535 (Personal Data Protection and Breach Accountability Act of 2011); H.R. 1539 (Asset-Backed Market Stabilization Act of 2011); H.R. 1544 (Small Company Capital Formation Act of 2011); H.R. 1550 (National Infrastructure Bank Act of 2011); H.R. 1573 (To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption); H.R. 1610 (Business Risk Mitigation and Price Stabilization Act of 2011); H.R. 1838 (To repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants); H.R. 1840 (To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders); H.R. 1965 (To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes.); H.R. 2167 (Private Company Flexibility Act); H.R. 2308 (SEC Regulatory Accountability Act); H.R. 2313 (To repeal the authority to provide certain loans to the International Monetary Fund, the increase in the United States quota to the Fund, and certain other related authorities, to rescind related appropriated amounts, and for other purposes); H.R. 2413 (Secondary Market Facility for Residential Mortgages Act of 2011); H.R. 2483 (Whistleblower Improvement Act); H.R. 2517 (Shareholder Protection Act of 2011); H.R. 2586 (Swap Execution Facility Clarification Act); H.R. 2603 (Maintaining Agency Direction on Financial Fraud Act); H.R. 2612 (To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to repeal the authority of the Bureau of Consumer Financial Protection to prohibit certain acts or practices); H.R. 2651 (To require that the United States Government prioritize all obligations on the debt held by the public, Social Security benefits, and military pay in the event that the debt limit is reached, and for other purposes); H.R. 2682 (Business Risk Mitigation and Price Stabilization Act); H.R. 2779 (To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act); H.R. 2827 (To amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes); H.R. 2855 (Emergency Jobs Now Act); H.R. 2930 (Entrepreneur Access to Capital Act); H.R. 2931 (Full Faith and Credit Act); H.R. 2940 (Access to Capital for Job Creators Act); H.R. 2964 (Unfunded Mandates Accountability Act); H.R. 3010 (Regulatory Accountability Act of 2011); H.R. 3078 (United States-Colombia Trade Promotion Agreement Implementation Act); H.R. 3079 (United States-Panama Trade Promotion Agreement Implementation Act); H.R. 3080 (United States-Korea Free Trade Agreement Implementation Act); H.R. 3084 (Mortgage Credit Availability Act of 2011); H.R. 3128 (To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to adjust the date on which consolidated assets are determined for purposes of exempting certain instruments of exempting smaller institutions from capital deductions); H.R. 3213 (Small Company Job Growth and Regulatory Relief Act of 2011); H.R. 3283 (Swap Jurisdiction Certainty Act); H.R. 3313 (Wall Street Trading and Speculators Tax Act); H.R. 3318 (Growing Jobs Through Capital Act of 2011); H.R. 3336 (Small Business Credit Availability Act); H.R. 3527 (Protecting Main Street End-Users From Excessive Regulation); H.R. 3530 (Freddie Mac Debt Reduction Act of 2011); H.R. 3606 (Reopening American Capital Markets to Emerging Growth Companies Act of 2011); H.R. 3635 (Investing in America's Small Businesses Act of 2011); H.R. 3644 (Private Mortgage Market Investment Act); H.R. 3655 (Small Business Access to Capital Act of 2011); H.R. 3665 (Wall Street Accountability through Sustainable Funding Act); H.R. 3733 (Affordable Mortgage for Homeowners Act of 2011); H.R. 3871 (Proprietary Information Protection Act of 2012); H.R. 4088 (Capital Expansion Act); H.R. 4235 (To amend the Securities Exchange Act of 1934 and the Commodity Exchange Act to repeal the indemnification requirements for regulatory authorities to obtain access to swap data required to be provided by swaps entities under such Acts.); H.R. 4624 (Investment Advisor Oversight Act of 2012); H.R. 5973 (Commodity Futures Trading Commission (CFTC) appropriations bill); H. Amdt. 465 (Amendment prohibits the use of funds by the CFTC to promulgate any final rules under the Commodity Exchange Act as added by the Dodd-Frank Act until 12 months after the promulgation of final swap transaction reporting rules under the Commodity Exchange Act.); S. 23 (Patent Reform Act of 2011); S. 556 (A bill to amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes); S. 1276 (To repeal the authority to provide certain loans to the International Monetary Fund, the increase in the United States quota to the Fund, and certain other related authorities, to rescind related appropriated amounts, and for other purposes); S. 1544 (Small Company Capital Formation Act of 2011); S. 1619 (The Currency Exchange Act); S. 1641 (A Bill to Implement the U.S.-Colombia Trade Promotion Agreement); S. 1642 (A Bill to Implement the U.S.-Korea Trade Promotion Agreement); S. 1643 (A Bill to Implement the U.S.-Panama Trade Promotion Agreement); S. 1650 (Dodd-Frank Improvement Act of 2011); S. 1787 (Wall Street Trading and Speculators Tax Act); S. 1791 (Democratizing Access to Capital Act of 2011); S. 1824 (Private Company Flexibility and Growth Act); S. 1831 (Access to Capital for Job Creators Act); S. 1835 (United States Covered Bond Act); S. 1907 (PCAOB Enforcement Transparency Act of 2011); S. 1933 (Reopening American Capital Markets to Emerging Growth Companies Act of 2011); S. 1941 (To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes); S. 1962 (Startup Expansion and Investment Act); S. 1963 (Mortgage Finance Act of 2011); S. 1970 (CROWDFUND Act); S. 1975 (No More IMF Bailouts Act); S. 1997 (FHA Bailout Protection Act of 2011); S. 2033 (Closing the Derivatives Blended Rate Loophole Act); S. 2038 (STOCK Act); S. 2055 (A bill to amend the Federal Deposit Insurance Act with respect to the protection of certain information.); S. 2102 (Cybersecurity Information Sharing Act of 2012); S. 2105 (Cybersecurity Act of 2012); S. 3414 (A bill to enhance the security and resiliency of the cyber and communications infrastructure of the United States.); S. 3620 (A bill to amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors, and for other purposes.); S. Amdt. 1818 to S. 1813 (offshore tax havens); SR-NASDAQ-2012-005 (Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Enhanced Display Distributor Fee); SR-NASDAQ-2012-042 (Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Re-organize NASDAQ's Rules Governing the Fees Applicable to NASDAQ's Depth-of-Book Market Data); SR-NASDAQ-2012-044 (Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Applicable to Non-Display Usage of Certain NASDAQ Depth-of-Book Market Data); SR-NYSEArca-2011-96 (Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Arca Integrated Data Feed); FINRA Rule 4560 (short interest reporting); EU data protection rules; Swap dealer and major swap participant recordkeeping and reporting, duties, and conflicts of interest policies and procedures; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap dealer, major swap participant, and futures commission merchant chief compliance officer; Recordkeeping under Exchange Act Rule 17a-4(b)(4); Dodd-Frank Wall Street Reform and Consumer Protection Act Implementation (Section 913; Section 914; Systemic risk regulation and liquidation authority; Section 342 (Office of Minority and Women Inclusion); Section 621; Section 941); Systemic Risk Regulation and liquidation authority; Governmental Accounting Standards Board (GASB) Funding (Regulatory Capital Requirements, systemic risk regulation and liquidation authority); Resolution Authority for Systemically Significant Financial Companies Act of 2009; China - strategic and economic dialogue; Market Structure Issues (dark pools, flash quotes, high frequency trading); Transatlantic Economic Council (Trade Issues); Preservation of independent contractor status for financial services sector; Asian Pacific Economic Council Privacy Issues; Bilateral Investment Treaties, India; Eminent domain; Russia Permanent Normal Trade Relations; Transpacific Partnership; U.S./EU cross-border regulatory issues; India Market Access Issues, Response to Royal Bank of India discussion; European Union proposal regarding Credit Default Swaps and Credit Rating Agencies and their impact on US Markets; EU Alternative Investment Fund Managers Proposal (AIFM); Basel Capital Rules; G-20; Amendments to the 2012 Indian Finance Bill; Regulatory Capital Requirements; Single Platform/Government Sponsored Enterprises; SEC Regulation AB2; Trust Indenture Act; Accounting standards for municipalities; Securities Investor Protection Corporation (SIPC) reform and funding fees; Financial Stability Board Outreach; Establishment of the Office of Financial Research; Bankruptcy reform for municipalities; Financial Stability Oversight Council (FSOC); Support of financial literacy; Privacy and cyber security issues; Self-Regulatory Organizations (SRO) rulemaking; Municipal advisor regulation; Tax-exemption for municipal bonds; Cross-border guidance; CFTC exemptive order on extraterritorial scope of Title VII; Tri-party repo; Computerized trading; Market Data Exchange Act Section 19 (and related rules); Legal entity identifier (LEI); Jumpstart our Business Startups (JOBS) Act implementation; Basel Committee on Banking Supervision (BCBS) and International Organization of Securities Commissions (IOSCO) consultation paper on margin requirements for uncleared derivatives.

Client expense: $1,400,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)

Implementation of P.L. 111-203 - Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to CFTC regulation of derivatives end-users, related FERC issues, and corporate governance. Derivatives legislation, including H.R. 1610 / H.R. 2682 Business Risk Mitigation and Price Stabilization Act of 2011 (Grimm), H.R. 1573 (Lucas), H.R. 3527 - Protecting Main Street End-Users From Excessive Regulation (Hultgren), and related legislation; provisions affecting derivatives end-users. Legislative proposals related to pension plan regulation.

Client expense: $720,000 · Firm income: Not reported

Government targets: Energy, Dept of, Environmental Protection Agency (EPA), Federal Emergency Management Agency (FEMA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Natl Park Service (NPS), SENATE

See addendum. over-the-counter derivatives issues, generally; H.R.1573, a bill to facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption; H.R.1840, a bill to improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders; H.R.2682, the Business Risk Mitigation and Price Stabilization Act of 2011 -- over-the-counter derivatives; H.R.3527, the Protecting Main Street End User from Excessive Regulation Act -- over-the-counter derivatives.

Client expense: $5,070,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Council on Environmental Quality (CEQ), Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Federal Communications Commission (FCC), HOUSE OF REPRESENTATIVES, Nuclear Regulatory Commission (NRC), SENATE

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 Over-the-Counter Derivatives H.R. 1573, a bill delaying the implementation of Title VII of Dodd-Frank by 18 months H.R. 2682, Business Risk Mitigation and Price Stabilization Act of 2011 H.R. 3527, Protecting Main Street End-Users From Excessive Regulation Act

Client expense: $1,375,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Council on Environmental Quality (CEQ), Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Federal Communications Commission (FCC), Federal Energy Regulatory Commission (FERC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Justice, Dept of (DOJ), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, White House Office

H.R. 2682 - "Business Risk Mitigation and Price Stabilization Act of 2011" H.R. 3527 - "Protecting Main Street End-Users From Excessive Regulation"

Client expense: $270,000 · Firm income: Not reported

Government targets: Federal Energy Regulatory Commission (FERC), HOUSE OF REPRESENTATIVES, SENATE

General discussions re regulations constraining use of over-the-counter derivatives by end-users General discussions re legislation pertaining to over-the-counter derivatives use by end-users H.R. 1610: Business Risk Mitigation and Price Stabilization Act of 2011 re derivatives H.R. 1573: To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform Act re CFTC regulatory deadlines S. 1615: Financial Regulatory Responsibility Act of 2011 re cost-benefit analyses of financial regulatory actions S. 1650: Dodd-Frank Improvement Act of 2011 re pre-introduction discussions re implementation timetable for financial regulations H.R. 3527: Protecting Main Street End-Users from Excessive Regulation Act

Client expense: $380,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Pipeline & Hazardous Materials Safety Administration, SENATE, Transportation, Dept of (DOT)

Implementation of P.L. 111-203 - Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to CFTC regulation of derivatives end-users, credit card fees, and disclosure payments by resource extraction issuers. Legislation affecting derivatives end users, including H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011 (Grimm), H.R. 1840 (Conaway), S.947 (Johanns), and H.R. 3527 - Protecting Main Street End-Users From Excessive Regulation (Hultgren).

Client expense: Not reported · Firm income: $80,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Implementation of P.L. 111-203 - Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to CFTC regulation of derivatives end-users, related FERC issues, and corporate governance. Legislation affecting derivatives end-users, including H.R. 1610 / H.R. 2682 Business Risk Mitigation and Price Stabilization Act of 2011 (Grimm), H.R. 1573 (Lucas), H.R. 3527 - Protecting Main Street End-Users From Excessive Regulation (Hultgren), and related legislation. Legislative proposals affecting pension plan regulation.

Client expense: Not reported · Firm income: $60,000

Government targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Natl Park Service (NPS), SENATE

Implementation of P.L. 111-203 - Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to CFTC regulation of derivatives end-users and related FERC issues. Legislation affecting derivatives end-users, including H.R. 1610 / H.R. 2682 Business Risk Mitigation and Price Stabilization Act of 2011 (Grimm), H.R. 1573 (Lucas), H.R. 1840 (Conaway), S. 947 (Johanns), H.R. 3527 - Protecting Main Street End-Users From Excessive Regulation (Hultgren), and related legislation.

Client expense: Not reported · Firm income: $30,000

Government targets: Environmental Protection Agency (EPA), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE

Implementation of P.L. 111-203 - Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to CFTC regulation of derivatives end-users and related FERC issues. Legislation affecting derivatives end-users, including H.R. 1610 / H.R. 2682 Business Risk Mitigation and Price Stabilization Act of 2011 (Grimm), H.R. 1573 (Lucas), H.R. 1840 (Conaway), S. 947 (Johanns), H.R. 3527 - Protecting Main Street End-Users From Excessive Regulation (Hultgren), and related legislation.

Client expense: Not reported · Firm income: $40,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Implementation of P.L. 111-203 - Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to CFTC regulation of derivatives end users and related FERC issues. Legislation affecting derivatives end users, including H.R. 1610 / H.R. 2682 Business Risk Mitigation and Price Stabilization Act of 2011 (Grimm), H.R. 1573 (Lucas), H.R. 1840 (Conaway), S. 947 (Johanns), H.R. 3527 - Protecting Main Street End-Users From Excessive Regulation (Hultgren), and related legislation.

Client expense: Not reported · Firm income: $40,000

Government targets: Environmental Protection Agency (EPA), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE

H.R. 2682, "Business Risk Mitigation and Price Stabilization Act of 2011, " (Over the Counter Derivatives) H.R. 3527, "Protecting Main Street End User from Excessive Regulation Act (Over the Counter Derivatives)

Client expense: $2,320,000 · Firm income: Not reported

Government targets: Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, SENATE

H.R.2682, Business Risk Mitigation and Price Stabilization Act of 2011, (Over-the-Counter derivatives); H.R.3527, Protecting Main Street End User from Excessive Regulation Act, (Over-the-Counter derivatives).

Client expense: $3,410,000 · Firm income: Not reported

Government targets: Energy, Dept of, Federal Communications Commission (FCC), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Justice, Dept of (DOJ), Office of Management & Budget (OMB), SENATE, Surface Transportation Board (STB), White House Office

H.R. 1840, A bill to improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders H.R. 2682, Business Risk Mitigation and Price Stabilization Act of 2011 (over-the-counter derivatives) H.R. 3527, Protecting Main Street End User from Excessive Regulation Act (Over-the-Counter derivatives) Financial regulatory reform issues generally

Client expense: $450,000 · Firm income: Not reported

Government targets: Defense, Dept of (DOD), Energy, Dept of, Environmental Protection Agency (EPA), Federal Communications Commission (FCC), Federal Energy Regulatory Commission (FERC), HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), Office of Management & Budget (OMB), SENATE

HR 2682, "Business Risk Mitigation and Price Stabilization Act of 2011", (Over-the-Counter derivatives); HR 3527, "Protecting Main Street End User from Excessive Regulation Act", (Over-the-Counter derivatives).

Client expense: $15,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Transmission sitting and permitting, generally; H.R. 607, "Broadband Spectrum for First Responders Act"; H.R. 3606, Jumpstart Our Business Strength (JOBS) Act, (Public Safety Broadband Network); H.R. 3765, Temporary Payroll Tax Cut Continuation Act of 2011 (spectrum); S. 28, "Public Safety Spectrum and Wireless Innovation Act"; S. 911, "Strengthening Public-Safety and Enhancing Communications Through Reform, Utilization, and Modernization Act (SPECTRUM Act); S. 1029, "Electric Consumer Right to Know Act (eKNOW); S. 1222, "Digital Accountability and Transparency Act (DATA); H.R.2682, Business Risk Mitigation and Price Stabilization Act of 2011, (Over-the-Counter derivatives); H.R.3527, Protecting Main Street End User from Excessive Regulation Act, (Over-the-Counter derivatives); Utility Energy Services Contracts Guidance to Federal Agencies; H.R. 1325, American Manufacturing Efficiency and Retraining Investment Collaboration Achievement Works Act or AMERICA Works Act, (workforce credentialing); H.R. 4297, Workforce Investment Improvement Act of 2012, (workforce training); S.1243, American Manufacturing Efficiency and Retraining Investment Collaboration Achievement Works Act or AMERICA Works Act, (workforce credentialing); S. 3457, the Veterans Job Corps Act of 2012, (workforce training, credentials); S.1067, A bill to amend the Energy Policy Act of 2005 to require the Secretary of Energy to carry out a research and development and demonstration program to reduce manufacturing and construction costs relating to nuclear reactors, and for other purposes H.R.1682, To promote alternative and renewable fuels and domestic energy production, and for other purposes H.R.2072, To reauthorize the Export-Import Bank of the United States, and for other purposes S.2215, A bill to create jobs in the United States by increasing United States exports to Africa by at least 200 percent in real dollar value within 10 years, and for other purposes. S.640, A bill to underscore the importance of international nuclear safety cooperation for operating power reactors, encouraging the efforts of the Convention on Nuclear Safety, supporting progress in improving nuclear safety, and enhancing the public availability of nuclear safety information H.R.502, To provide for the establishment of a Clean Energy Technology Manufacturing and Export Assistance Fund to assist United States businesses with exporting clean energy technology products and services H.R.617, To prohibit the importation of certain low-level radioactive waste into the United States Sponsor: Rep Matheson, Jim [UT-2] (introduced 2/10/2011) H.R.1280, To amend the Atomic Energy Act of 1954 to require congressional approval of agreements for peaceful nuclear cooperation with foreign countries, and for other purposes. H.R.1320, To strengthen United States nonproliferation activities and to amend the Atomic Energy Act of 1954 to strengthen nuclear energy cooperation and nonproliferation, and for other purposes H.R.1326, To underscore the importance of international nuclear safety cooperation for operating power reactors, encouraging the efforts of the Convention on Nuclear Safety, supporting progress in improving nuclear safety, enhancing the public availability of nuclear safety information, and for other purposes H.R.2004, To authorize the President to control the transfer of goods, services, technology, and software to protect the national security, and to promote the foreign policy, of the United States, and for other purposes H.R.2072, To reauthorize the Export-Import Bank of the United States, and for other purposes H.R.2105, To provide for the application of measures to foreign persons who transfer to Iran, North Korea, and Syria certain goods, services, or technology, and for other purposes H.R.2122, To renew the Export Administration Act of 1979, and for other purposes H.R.3606, To increase American job creation and economic growth by improving access to the public capital markets for emerging growth companies.

Client expense: $320,000 · Firm income: Not reported

Government targets: Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Federal Energy Regulatory Commission (FERC), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Interior, Dept of (DOI), SENATE, Surface Transportation Board (STB), Transportation, Dept of (DOT), White House Office

Over-The-Counter derivatives issues generally; H.R. 1573,To facilitate implementation of Title VII of Dodd-Frank Wall Street & Consumer Protection Act; H.R.1840, to improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders; H.R.2682, Business Risk Mitigation and Price Stabilization Act of 2011; H.R.3527, Protecting Main Street End User from Excessive Regulation Act;

Client expense: $250,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 87, To Repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 557, Consumer Financial Protection Oversight Act of 2011 H.R. 1573, To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption H.R. 1610, Business Risk Mitigation and Price Stabilization Act of 2011 H.R. 1838, Swaps Bailout Prevention Act H.R. 1840, To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders H.R. 2308, SEC Regulatory Accountability Act H.R. 2586, Swap Execution Facility Clarification Act H.R. 2682, Business Risk Mitigation and Price Stabilization Act of 2012 H.R. 2779, To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 3336, Small Business Credit Availability Act H.R. 3527, Protecting Main Street End-Users From Excessive Regulation H.R. 3877 / S. 2083, 1099K Overreach Prevention Act H.R. 4014 / S. 2099, To amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection H.R. 4367, To amend the Electronic Fund Transfer Act to limit the fee disclosure requirement for an automatic teller machine to the screen of that machine H.R. 6397, Defending American Taxpayers From Abusive Government Takings Act of 2012 H.R. 6524, U.S. Financial Services Global Viability Act H.R. 6616, To protect securities transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes S. 712, Financial Takeover Repeal Act of 2011 S. 746, Dodd-Frank Repeal Act of 2011 S. 947, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes S. 1615, Financial Regulatory Responsibility Act of 2011 S. 1650, Dodd-Frank Improvement Act of 2011 S. 2373, SEC Regulatory Accountability Act S. 3204, A bill to address fee disclosure requirements under the Electronic Fund Transfer Act, and for other purposes S. 3394, A bill to address fee disclosure requirements under the Electronic Fund Transfer Act, to amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection, and for other purposes S. 3480, A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934 P.L. 112-216, To amend the Electronic Fund Transfer Act to limit the fee disclosure requirement for an automatic teller machine to the screen of that machine Various issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203), including proposals to alter the derivatives provisions; the proposed Volcker Rule; potential money market mutual fund regulation; Commodity Futures Trading Commissions derivatives regulations; reconciliation of merchant card and third-party payments; transparent financial reporting; SEC Conflict Minerals Regulation; securities litigation and the Private Securities Litigation Reform Act (P.L. 104-67); the implementation of the Jumpstart Our Business Startups Act (P.L. 112-106)

Client expense: $29,510,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Highway Administration (FHA), Federal Reserve System, Federal Trade Commission (FTC), Federal Transit Administration (FTA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Justice, Dept of (DOJ), Labor, Dept of (DOL), Maritime Administration (MARAD), Natl Economic Council (NEC), Natl Institute of Standards & Technology (NIST), Natl Labor Relations Board (NLRB), Natl Security Council (NSC), Office of Management & Budget (OMB), Patent & Trademark Office (PTO), Pension Benefit Guaranty Corporation (PBGC), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), State, Dept of (DOS), Transportation Security Administration (TSA), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Copyright Office, U.S. Customs & Border Protection, U.S. Trade Representative (USTR), White House Office

Support Technical Service Provider (TSP) & Environmental Quality Incentives Program (EQIP) reform - direct contracting between USDA-NRCS and third-party TSPs; and prevailing local market rates for third-party TSPs. Support cost-share payment for Ag retailers that purchase precision ag technologies through the Conservation Stewardship Program (CSP). Oppose EQIP funding to build end user bulk chemical storage and load pads. Participate in coalition to reform Conservation Reserve Program (CRP). Support approval / deregulation of new biotech seed products such as roundup ready alfalfa and sugarbeets Work with FMCSA and Congress on technical correction to the hours of service agricultural exemption as it relates to the definition of "distribution of the farm supplies." Encourage funding for CEAP program and USDA varification of conservation practices Support HR 2031, EATS Act Support continued funding for the crop insurance program as as needed safety net for farmers Support the protection of GPS by ensuring broadband (Lightsquared) frequency will not interupt / eliminate GPS connection Member of the Coalition to Save Our GPS Support continued funding for conservation programs like CEAP reporting. Support HR 2682, HR 2779, HR 3527, HR 1849, and HR 2586 as part of the Coalition for Derivatives End-Users. Work with NRCS on certainty guidelines Support farm bill reauthorization with ARA recommended modifications such as the inclusion of HR 872. Support S. 3605 Support "Preserving Marginal Lands and Protecting Farming Act of 2013"

Client expense: $150,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Commodity Futures Trading Commission (CFTC), Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Interior, Dept of (DOI), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Labor Relations Board (NLRB), Occupational Safety & Health Administration (OSHA), SENATE, Small Business Administration (SBA), Surface Transportation Board (STB), Transportation, Dept of (DOT), White House Office

H.R. 2682, Business Risk Mitigation and Price Stabilization Act of 2011 (Over the counter derivatives); H.R. 3527, Protecting Main Street End Users from Excessive Regulation Act (Over the counter derivatives)

Client expense: $545,055 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R.2682, Business Risk Mitigation and Price Stabilization Act of 2011, (Over-the-Counter derivatives); H.R.3527, Protecting Main Street End User from Excessive Regulation Act, (Over-the-Counter derivatives).

Client expense: $300,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Engaged CFTC and Congress on preliminary and ongoing rulemakings in accordance with Title VII of the Dodd-Frank Wall Stret Reform and Consumer Protection Act of 2010. Opposed HR1840, HR2586, HR2779, HR3283, HR3336, HR3527, HR5649, S947, S1615, S1650, S2223 and supported HR2003, HR3996, HR3665, HR5186, S1598 and S2238. Advocated for new legislation to create insurance fund to protect commodity hedging accounts.

Client expense: $30,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, SENATE, White House Office

Public Law No. 111-203, the "Wall Street Reform and Consumer Protection Act," including implementing sections relating to swap-dealer provisions of Title VII, and H.R. 3527, the "Protecting Main Street End-Users From Excessive Regulation."

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 1838, to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants (all provisions) H.R. 2308, the SEC Regulatory Accountability Act (all provisions) H.R. 2586, the Swap Execution Facility Clarification Act (all provisions) H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act (all provisions) H.R. 3527, the Protecting Main Street End-Users From Excessive Regulation (all provisions) Regulatory proposals to implement risk-retention provisions of the Dodd-Frank Act

Client expense: $10,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, White House Office

H.R.2682, Business Risk Mitigation and Price Stabilization Act of 2011, (Over-the-Counter derivatives); H.R.3527, Protecting Main Street End User from Excessive Regulation Act, (Over-the-Counter derivatives).

Client expense: $360,000 · Firm income: Not reported

Government targets: Defense, Dept of (DOD), Energy, Dept of, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE

S. 2343, the Stop the Student Loan Interest Rate Hike Act of 2012 (provision to increase payroll taxes on S corporations and partnerships) H.R. 1838, to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants (all provisions) H.R. 2308, the SEC Regulatory Accountability Act (all provisions) H.R. 2586, the Swap Execution Facility Clarification Act (all provisions) H.R. 2682, the Business Risk Mitigation and Price Stabilization Act of 2011 (all provisions) H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act (all provisions) H.R. 3336, the Small Business Credit Availability Act (all provisions) H.R. 3527, the Protecting Main Street End-Users From Excessive Regulation (all provisions) Draft Legislation The Family and Business Tax Cut Certainty Act of 2012 (provisions to extend the Forgiveness Debt Relief Act) Regulatory proposals to implement risk-retention provisions of the Dodd-Frank Act

Client expense: $2,110,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Over-The-Counter derivatives issues generally; H.R. 2682, "Business Risk Mitigation and Price Stabilization Act of 2011"; H.R. 3527 "Protecting Main Street End-Users from excessive Regulation" Act and it pertains to financial hedging activities;

Client expense: $630,000 · Firm income: Not reported

Government targets: Council on Environmental Quality (CEQ), Energy, Dept of, Environmental Protection Agency (EPA), Federal Energy Regulatory Commission (FERC), HOUSE OF REPRESENTATIVES, SENATE

Implementation of H.R. 4173, "Wall Street Reform and Consumer Protection Act" as it pertains to regulation of Over-The-Counter derivatives and energy commodities; H.R. 3527 "Protecting Main Street End-Users from Excessive Regulation" Act and it pertains to financial hedging activities;

Client expense: $630,000 · Firm income: Not reported

Government targets: Council on Environmental Quality (CEQ), Energy, Dept of, Environmental Protection Agency (EPA), Federal Energy Regulatory Commission (FERC), HOUSE OF REPRESENTATIVES, SENATE

OTC Derivatives and Financial Regulatory Reform and CFTC SEC Proposed Regulations (H.R.1573, H.R.2682, H.R.1610, H.R.1062, H.R.2483, H.R.3527).

Client expense: $200,000 · Firm income: Not reported

Government targets: Environmental Protection Agency (EPA), Federal Energy Regulatory Commission (FERC), HOUSE OF REPRESENTATIVES, SENATE

H.R. 6323 To amend the Internal Revenue Code of 1986 to increase the credit limitation for new qualified plug-in electric drive motor vehicles; H.R. 8 Job Prevention and Recession Prevention Act ; HR 3527 Protecting Main Street End-Users From Excessive Regulation; To amend the Commodity Exchange Act to clarify the definition of swap dealer, S 2240 A bill to amend the Internal Revenue Code of 1986 to extend the allowance for bonus depreciation for certain business assets S. 3412 Middle Class Tax Cut Act; A bill to amend the Internal Revenue Code of 1986 to provide tax relief to middle-class families S. 3512 A bill to amend subtitle D of the Solid Waste Disposal Act to facilitate recovery and beneficial use, and provide for the proper management and disposal, of materials generated by the combustion of coal and other fossil fuels

Client expense: $476,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

S. 2343, the Stop the Student Loan Interest Rate Hike Act of 2012 (provision to increase payroll taxes on S corporations and partnerships)H.R. 1838, to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants (all provisions) H.R. 2308, the SEC Regulatory Accountability Act (all provisions) H.R. 2586, the Swap Execution Facility Clarification Act (all provisions) H.R. 2682, the Business Risk Mitigation and Price Stabilization Act of 2011 (all provisions) H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act (all provisions) H.R. 3336, the Small Business Credit Availability Act (all provisions) H.R. 3527, the Protecting Main Street End-Users From Excessive Regulation (all provisions) Legislative proposals to extend the Transaction Account Guarantee (TAG) Program Regulatory proposals to implement risk-retention provisions of the Dodd-Frank Act Federal Housing Administration proposed rule to approve Farm Credit System institutions in FHA mortgage insurance programs Banking 101 Primer outline and coordination

Client expense: $1,650,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R.2682, Business Risk Mitigation and Price Stabilization Act of 2011, (Over-the-Counter derivatives); H.R.3527, Protecting Main Street End User from Excessive Regulation Act, (Over-the-Counter derivatives).

Client expense: Not reported · Firm income: $15,000

Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

H.R.2682, Business Risk Mitigation and Price Stabilization Act of 2011, (Over-the-Counter derivatives); H.R.3527, Protecting Main Street End User from Excessive Regulation Act, (Over-the-Counter derivatives).

Client expense: Not reported · Firm income: $20,000

Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

H.R.2682, Business Risk Mitigation and Price Stabilization Act of 2011, (Over-the-Counter derivatives); H.R.3527, Protecting Main Street End User from Excessive Regulation Act, (Over-the-Counter derivatives).

Client expense: Not reported · Firm income: $20,000

Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

H.R.2682, Business Risk Mitigation and Price Stabilization Act of 2011, (Over-the-Counter derivatives); H.R.3527, Protecting Main Street End User from Excessive Regulation Act, (Over-the-Counter derivatives).

Client expense: Not reported · Firm income: $30,000

Government targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

H.R.2682, Business Risk Mitigation and Price Stabilization Act of 2011, (Over-the-Counter derivatives); H.R.3527, Protecting Main Street End User from Excessive Regulation Act, (Over-the-Counter derivatives).

Client expense: Not reported · Firm income: $20,000

Government targets: Administration for Children & Families (ACF), Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

Implementation of P.L. 111-203 - Dodd-Frank Wall Street Reform and Consumer Protection Act; provisions related to CFTC regulation of derivatives end-users, related FERC issues, and corporate governance. Derivatives legislation, including H.R. 1610 / H.R. 2682 Business Risk Mitigation and Price Stabilization Act of 2011 (Grimm), H.R. 1573 (Lucas), H.R. 3527 - Protecting Main Street End-Users From Excessive Regulation (Hultgren), and related legislation; provisions affecting derivatives end-users. Legislative proposals related to pension plan regulation.

Client expense: $760,000 · Firm income: Not reported

Government targets: Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Natl Park Service (NPS), SENATE

See addendum. over-the-counter derivatives issues, generally; H.R.1573, a bill to facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption; H.R.1840, a bill to improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders; H.R.2682, the Business Risk Mitigation and Price Stabilization Act of 2011 -- over-the-counter derivatives; H.R.3527, the Protecting Main Street End User from Excessive Regulation Act -- over-the-counter derivatives.

Client expense: $2,510,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Council on Environmental Quality (CEQ), Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Federal Communications Commission (FCC), HOUSE OF REPRESENTATIVES, Nuclear Regulatory Commission (NRC), SENATE