Financial Services and General Government Appropriations Act, 2021

H.R.7617 / S.____ Department of Defense Appropriations Bill, 2021 - Title III, all provisions related to civil engineering equipment, surveying equipment, or systems. Title VIII, all provisions related to satellite spectrum. H.R.7616 / S.____ Departments of Transportation, Housing and Urban Development, and Related Agencies Appropriations Bill, 2021 - Title I, all provisions related to Advanced Digital Construction Management Systems and all provisions related to satellite spectrum. H.R.7612 / S.____ Interior, Environment, and Related Agencies Appropriations Bill, 2021 - Title I, all provisions related to Global Positioning System Equipment Modernization. H.R.7610 / S._____ Agriculture Appropriations bill, 2021, Title I, all provisions related to satellite spectrum. H.R.7667 / S.____ Commerce, Justice, Science Appropriations bill, 2021, Title I, all provisions related to satellite spectrum. H.R.7669 / S.____ Homeland Security Appropriations bill, 2021, Title I, all provisions related to satellite spectrum. H.R.7668 / S._____ Financial Services and General Government Appropriations bill, 2021, Title V, all provisions related to satellite spectrum. Supplemental and Continuing Appropriations bills, 2020, all provisions related to satellite spectrum.

Client expense: Not reported · Firm income: $140,000

Government targets: Defense, Dept of (DOD), HOUSE OF REPRESENTATIVES, SENATE

H.R. 8900 Further Continuing Appropriations Act, FY2021, and Other Extensions Act, general issues regarding authorizations and appropriations; H.R. 133 Consolidated Appropriations Act, 2021, general issues regarding authorizations and appropriations; H.R. 8337 Continuing Appropriations Act, 2021 and Other Extensions Act, general issue regarding authorizations and appropriations; H.R. 7609 MilitaryConstruction, Veterans Affairs, and Related Agencies Appropriations Act, FY 2021, general issues regarding authorizations and appropriations; H.R. 7610 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, FY 2021, general issues regarding authorizations and appropriations; H.R. 6395 / S. 4049 National Defense Authorization Act, FY 2021, general issues regarding authorizations and appropriations; H.R. 7668 Financial Services and General Government Appropriations Act, FY21, general issues regarding authorizations and appropriations; H.R. 7614 Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act, 2021, general issues regarding authorizations and appropriations; H.R. 7667 Commerce,Justice, Science, and Related Agencies Appropriations Act, 2021, general issues regarding authorizations and appropriations; H.R. 7617 Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Labor, Health and Human Services, Education, Transportation, Housing, and Urban Development Appropriations Act, 2021, general issues regarding authorizations and appropriations; and H.R. 7669 Department of Homeland Security Appropriations Act, FY 2021, general issues regarding authorizations and appropriations.

Client expense: $410,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC)

H.R. 133, Consolidated Appropriations Act, 2021 - funding for Legal Services Corporation, federal judiciary, broadband services, Internal Revenue Service, the Library of Congress and Law Library of Congress, the Administrative Conference of the U.S., in addition to continued suspension of federal student loan payments, the postponement of collections on defaulted loans, and reduced interest rates to zero percent, and support for federal Public Service Loan Forgiveness. H.R. 6800, Health and Economic Recovery Omnibus Emergency Solutions Act (HEROES Act) - provisions relating to providing economic relief to 501(c)(6) trade and professional associations to offset the economic impacts caused by COVID-19, providing funding for the Law Library of Congress. H.R. 6697, Local Chamber, Tourism, and 501(c)(6) Protection Act of 2020 - relating to providing economic relief to 501(c)(6) trade and professional associations to offset the economic impacts caused by COVID-19. S. 1624, Health, Economic Assistance, Liability Protection and Schools (HEALS) Act - provisions relating to (1) providing economic relief to 501(c)(6) trade and professional associations, (2) evictions protections, and (3) providing student loan relief to offset the economic impacts caused by COVID-19. H.R. 7667, FY2021 Commerce, Justice, Science, and Related Agencies Appropriations - funding for the Legal Services Corporation, the Legal Orientation Program, and funding for rural broadband access. H.R. 7668, FY2021 Financial Services and General Government Appropriations - funding for the Internal Revenue Service, the U.S. Courts, and the Administrative Conference of the United States. H.R. 7608, FY2021 Department of State, Foreign Operations, and Related Programs Appropriations - funding for democracy, human rights, and rule of law programs. H.R. 7611, FY2021 Legislative Branch Appropriations - funding for the Law Library of Congress. H.R. 7614, FY2021 Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations - funding for the Office of Refugee Resettlement relating to programs for unaccompanied immigrant children; funding for working interdisciplinary networks of guardianship stakeholders to help prevent elder abuse. H.R. 7617, 2nd FY2021 Consolidated Appropriations Act (Defense, CJS, Energy-Water, Fin. Svc., LHHSED, T-HUD)-provisions relating to funding for the Legal Services Corporations, the Internal Revenue Service, the U.S. Courts, and the Administrative Conference of the United States.

Client expense: $200,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Congressional Budget Office (CBO), Consumer Financial Protection Bureau (CFPB), Defense, Dept of (DOD), Education, Dept of, Federal Emergency Management Agency (FEMA), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Legal Services Corporation, Library of Congress (LOC), Office of Management & Budget (OMB), Office of Personnel Management (OPM), SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. Agency for International Development (USAID), U.S. Trade Representative (USTR), White House Office

H.R.133, Consolidated Appropriations Act, 2021, consolidated appropriations for the fiscal year ending September 30, 2021. H. Rept. 116-455, to accompany HR 7667, the Commerce, Justice, Science, and Related Agencies Appropriations Act, 2021; Committee recommendations related to wire fraud in real estate and business email compromise. H. Rept. 116-456 to accompany H.R. 7668, the Financial Services and General Government and Related Agencies Appropriations Act, 2021; Committee recommendations related to wire fraud in real estate. H. Rept. 116-452 to accompany H.R. 7616, the Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2021; Committee recommendations related to housing counseling and wire fraud. S. Rept. 116-XXX to accompany, the Financial Services and General Government Appropriations Act, 2021, no bill number; Committee recommendations related to wire fraud in real estate. S. Rept. 116-XXX to accompany the Commerce, Justice, Science, and Related Agencies Appropriations Act, 2021, no bill number; Committee recommendations related to wire fraud in real estate. S. Rept. 116-XXX to accompany the Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2021, no bill number; Committee recommendations related to wire fraud in real estate.

Client expense: $180,000 · Firm income: Not reported

Government targets: Consumer Financial Protection Bureau (CFPB), Federal Housing Finance Agency (FHFA), Financial Crimes Enforcement Network (FinCEN), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE, Treasury, Dept of

H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act or the CARES Act H.R. 6074 - Coronavirus Preparedness and Response Supplemental Appropriations Act, 2020 H.R. 7617 - Department of Defense Appropriations Act, 2021 - The package includes seven FY 2021 spending bills: Defense, Commerce-Justice-Science, Energy and Water Development, Financial Service and General Government, Homeland Security, Labor-HHS-Education, and Transportation-Housing and Urban Development. H.R. 7667 - Commerce, Justice, Science, and Related Agencies Appropriations Act 2021 H.R. 7668 - Financial Services and General Government Appropriations Act 2021 Issues relating to COVID liability protection

Client expense: $4,606,163 · Firm income: Not reported

Government targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE

Monitor legislative and administrative action related to energy policy, infrastructure, climate change, renewable portfolio standards, the production tax credit, mutilated coin redemption program and opioid disposal. Monitoring and outreach on legislative activity related to the COVID-19 pandemic and the federal governments response to the outbreak. Monitoring and outreach on legislative activity related to the implementation of the CARES Act. (P.L. 116-136). H.R. 133, FY2021 Omnibus and COVID Relief and Response Act (P.L. 116-260). S. 4775, Delivering Immediate Relief to America's Families, Schools and Small Businesses Act. H.R. 7612, Department of Interior, Environment, and Related Agencies Appropriations Act, 2021. H.R. 7608, Consolidated Appropriations, State, Foreign Operations, Agriculture, Rural Development, Interior, Environment, Military Construction, and Veterans Affairs Appropriations Act, 2021. H.R. 7617, Consolidated Appropriations, Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Labor, Health and Human Services, Education, Transportation, Housing, and Urban Development Appropriations Act, 2021. Senate Draft, Department of Interior, Environment, and Related Agencies Appropriations Act, 2021. H.R. 7668, Financial Services and General Government Appropriations Act, 2021. Senate Draft, Financial Services and General Government Appropriations Act, 2021. H.R. 8337, Continuing Appropriations Act, 2021 and Other Extensions Act. (P.L. 116-159).

Client expense: Not reported · Firm income: $80,000

Government targets: Centers For Disease Control & Prevention (CDC), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), SENATE

Legislative and regulatory issues affecting the financial services industry and issues relating to the Consumer Financial Protection Bureau. H.R. 7668, Financial Services and General Government Appropriations, FY2021, provisions related to CECL impacts study. Implementation of the Coronavirus Aid, Relief, and Economic Security (CARES) Act, Pub. L. No. 116-136. Higher Education reform proposals. H.R. 6395/S. 4049, National Defense Authorization Act for FY2021, provisions related to student lending. H.R. 133, Consolidated Appropriations Act, 2021, provisions related to CECL impacts study.

Client expense: Not reported · Firm income: $40,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

FY2021 Appropriations bills, including Energy and Water, Homeland Security, Agriculture and Transportation Appropriations, regarding Corps of Engineers, FEMA, Agriculture I.T., and Transportation program funding issues. H.R.7610 S.____, FY2021 Agriculture Appropriations issues regarding information technology shared services, and related issues tied to farmers and USDA customers. FY2021Financial Services Appropriations, S.2524____, H.R.7668, issues related to GSA shared services and information technology funding and policies. Covid-19 related legislation and issues impacting health care, local business, etc. H.R. 748 Cares Act Implementation. H.R. Consolidated Appropriations Act 2021 and Covid Relief Bill. H.R.7575, S.1811, Water Resources Development Legislation issues related to Corps of Engineers Project Policies.

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 56, Financial Technology Protection Act H.R. 87, Midnight Rules Relief Act of 2019 H.R. 189, Financial Institution Customer Protection Act of 2019 H.R. 758, Cooperate with Law Enforcement Agencies and Watch Act of 2019 H.R. 969, TABS Act of 2019 H.R. 1018, Improving Corporate Governance Through Diversity Act of 2019 H.R. 1731, Cybersecurity Disclosure Act of 2019 H.R. 1815, SEC Disclosure Effectiveness Testing Act H.R. 2144, Token Taxonomy Act of 2019 H.R. 2409, Expanding Access to Capital for Rural Job Creators Act H.R. 2515, Whistleblower Protection Reform Act of 2019 H.R. 2534, Insider Trading Prohibition Act H.R. 2919, Improving Investment Research for Small and Emerging Issuers Act H.R. 3050, Expanding Investment in Small Businesses Act of 2019 H.R. 3279, Diversity in Corporate Leadership Act of 2019 H.R. 3351, Financial Services and General Government Appropriations Act, 2020 H.R. 3614, Restricting Credit Checks for Employment Decisions Act H.R. 3618, Free Credit Scores for Consumers Act of 2019 H.R. 3621, Student Borrower Credit Improvement Act H.R. 3622, Restoring Unfairly Impaired Credit and Protecting Consumers Act H.R. 3623/ S. 2075, Climate Risk Disclosure Act of 2019 H.R. 3624/S. 1843 Outsourcing Accountability Act of 2019 H.R. 3625, PCAOB Whistleblower Protection Act of 2019 H.R. 3629, Clarity in Credit Score Formation Act of 2019 H.R. 3641/S. 1854, Stronger Enforcement of Civil Penalties Act of 2019 H.R. 3642, Improving Credit Reporting for All Consumers Act H.R. 3848/S. 2155, Stop Wall Street Looting Act H.R. 3987, Alleviating Stress Test Burdens to Help Investors Act H.R. 4242, Greater Accountability in Pay Act of 2019 H.R. 4320, Corporate Management Accountability Act of 2019 H.R. 4329, ESG Disclosure Simplification Act of 2019 H.R. 4335, 8-K Trading Gap Act of 2019 H.R. 4344, Investor Protection and Capital Markets Fairness Act H.R. 4492/S. 733, Consumer Financial Choice and Capital Markets Protection Act of 2019 H.R. 4726, Certainty for End-Users Act H.R. 4805, Access Business Credit Act of 2019 H.R. 4918, Helping Startups Continue to Grow Act H.R. 5013, Small Business Fair Debt Collection Protection Act H.R. 5084, Improving Corporate Governance Through Diversity Act of 2019 H.R. 5332, Protecting Your Credit Score Act of 2019 H.R. 5494, Catastrophe Loss Mitigation Incentive and Tax Parity Act of 2019 H.R. 5929, Shareholder Political Transparency Act of 2020 H.R. 5930, Workforce Investment Disclosure Act of 2020 H.R. 6116, Consumer Financial Protection Commission Act H.R. 6210, Uyghur Forced Labor Prevention Act H.R. 6270, Uyghur Forced Labor Disclosure Act of 2020 H.R. 6371, To amend the Securities Exchange Act of 1934 to require issuers to disclose risks related to global pandemics, and for other purposes H.R. 6375, To amend the Securities Exchange Act of 1934 to require issuers to make disclosures related to supply chain disruption risk, and for other purposes H.R. 6790, Business Borrowers Protection Act H.R. 6934, To amend the CARES Act to require the uniform treatment of nationally recognized statistical rating organizations under certain programs carried out in response to the COVID-19 emergency, and for other purposes H.R. 7000, Holding Foreign Companies Accountable Act H.R. 7617, Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Labor, Health and Human Services, Education, Transportation, Housing, and Urban Development Appropriations Act, 2021 H.R. 7668, Financial Services and General Government Appropriations Act, 2021 S. 452, Fostering Innovation Act of 2019 S. 471, Litigation Funding Transparency Act of 2019 S. 566, Expanding Access to Capital for Rural Job Creators Act S. 603, Financial Stability Oversight Council Improvement Act of 2019 S. 1731, Ensuring Quality Information and Transparency for Abroad-Based Listings on our Exchanges (EQUITABLE) Act S. 2391, Stock Buyback Reform and Worker Dividend Act of 2019 S. 2563, Improving Laundering Laws and Increasing Comprehensive Information Tracking of Criminal Activity in Shell Holdings (ILLICIT CASH) Act S. 3441, Fair Hiring in Banking Act S. 3548, Coronavirus Aid, Relief, and Economic Security (CARES) Act S. 3990, Financial Product Safety Commission Act of 2020 S. 4129, Lifting Our Communities through Advance Liquidity (LOCAL) Infrastructure Act S. 4159, E-SIGN Modernization Act of 2020 Draft legislation titled U.S. Investors and National Security Transparency Act Draft legislation, the Bad Actor Disqualification Act Draft legislation to require the SEC to study stock buybacks under rule 10b-18 Draft legislation titled the Diverse Asset Managers Act Draft legislation titled the Corporate Human Rights Risk Assessment, Prevention and Mitigation Act Draft legislation to provide certain financial end-users with relief from clearing and margin requirements Draft legislation relating to the underwriting of automobile insurance Draft legislation COVID-19 Restitution Assistance Fund for Victims of Securities Violations Act Draft legislation to enhance civil penalties under the Federal securities laws for violations related to an attempt to exploit investors related to the COVID-19 crisis Draft legislation to temporarily prohibit federal financial regulators from adopting rules not directly related to responding to the coronavirus response through the length of the crisis Draft legislation to apply certain terms and conditions on making direct loans under the CARES Act to certain purchases of debt by the Federal Government, and for other purposes Draft legislation to support the transition from U.S. Dollar LIBOR Potential legislation to require the SEC to complete rulemaking required by section 10D of the Securities Exchange Act of 1934 Potential legislation to require the SEC to complete rulemaking required by section 14(i) of the Securities Exchange Act of 1934 Potential legislation dealing with third party litigation financing and lawsuit lending; Nomination of Mark Calabria to be Director of the Federal Housing Finance Agency SEC interpretation regarding standard of conduct for investment advisers (84 Fed. Reg. 33,669, July 12, 2019) SEC form CRS relationship summary; amendments to form ADV (84 Fed. Reg. 33,492, June 5, 2019) Proposed rule on auditor independence with respect to certain loans or debtor-creditor relationships (83 Fed. Reg. 20,753-20,773, May 8, 2018) Policy to Encourage Trial Disclosure Programs (83 Fed. Reg. 45,574-45,578, September 10, 2018) Proposed changes to applicability thresholds for regulatory capital and liquidity requirements (83 Fed. Reg. 66,024-66,059, December 12, 2018) Proposed rule on prudential standards for large bank holding companies and savings and loan holding companies (83 Fed. Reg. 61,408-61,460, November 29, 2018) Proposed rule on payday, vehicle title, and certain high-cost installment loans; delay of compliance date (84 Fed. Reg. 4,298-4,305, February 14, 2019) Proposed rule on self-regulatory organizations; Financial Industry Regulatory Authority, Inc.; notice of filing of a proposed rule change to establish a corporate bond new issue reference data service (84 Fed. Reg. 13,977-13,983, April 8, 2019) Proposed rule to exemptions from the proxy rules for proxy voting advice (84 Fed. Reg. 66,518-66,559, December 4, 2019) Proposed rule on procedural requirements and resubmission thresholds under Exchange Act Rule 14a-8 (84 Fed. Reg. 66,458-66,515, December 4, 2019) Proposed rule on modernization of Regulation S-K Items 101, 103, and 105 (84 Fed. Reg. 44,358-44,390, August 8, 2019) Proposed rule for amendments to Rule 2-01, qualifications of accountants (85 Fed. Reg. 2,332-2,354, January 15, 2020) Proposed rule amending the accredited investor definition (85 Fed. Reg. 2,574-2,613, January 15, 2020) Proposed rule on disclosure of payments by resource extraction issuers (85 Fed. Reg. 2,522-2,571, January 15, 2020) Electronic consent based Social Security number verification (84 Fed. Reg. 66,704-66,705, December 5, 2019) Proposed rule on permissible interest on loans that are sold, assigned, or otherwise transferred (84 Fed. Reg. 64,229-64,232, November 21, 2019) Proposed rule on remittance transfers under the Electronic Fund Transfer Act (Regulation E) (84 Fed. Reg. 67,132-67,167, December 6, 2019) Request for information regarding the integrated mortgage disclosures under the Real Estate Settlement Procedures Act (Regulation X) and the Truth in Lending Act (Regulation Z) rule assessment (84 Fed. Reg. 64,436-64,441, November 22, 2019) Proposed rule on premerger notification; reporting and waiting period requirements (85 Fed. Reg. 77,053-77,093, December 1, 2020) Proposed Rule on tailored shareholder reports, treatment of annual prospectus updates for existing investors, and improved fee and risk disclosure for mutual funds and exchange-traded funds; fee information in investment company advertisements (85 Fed. Reg. 70,716-70,896, Aug. 5, 2020) Various issues relating CFPB regulatory sandbox for disclosures; Securities Exchange Commission strategic plan; Securities Exchange Commission Rule 701 Form S-8 reforms; potential legislation related to the rulemaking and enforcement authority of Sec. 619 of the Dodd-Frank Act (P.L.111-203); beneficial ownership; reforms to the Committee on Foreign Investment in the United States; modernization of the Community Reinvestment Act (P.L. 95-128); implementation of the John S. McCain National Defense Authorization Act for Fiscal Year 2019, Title XVII, Foreign Investment Risk Review Modernization Act (P.L. 115-232), including provisions relating to sections 1654 and 1655; application of Customer Identification Program requirements under anti-money laundering rules to bank-affiliated premium finance companies; application of the May 2016 Customer Due Diligence Rule to routine cash refunds issued by bank-affiliated premium finance companies; proposals to audit the Board of Governors of the Federal Reserve System; Best Interest and Enhancing Investment Adviser Regulation relating to broker-dealers, registered investment advisers, conflicts of interest; potential federal preemption of state fiduciary standards; Public Company Accounting Oversight Board (PCAOB); CFTC Proposed rulemaking on the De Minimis Exception to the Swap Dealer Definition; CFPB policy on no-action letters and compliance assistance sandbox policy; Securities Exchange Commission amendments to the Commissioners whistleblower rules file no. S7-16-18; proxy process, proxy advisory firms, and other related aspects of corporate governance; corporate common ownership; adoption of the current expected credit loss (CECL) accounting standard; role of credit reporting agencies (CRAs) in the U.S. economy; comment on fund of fund arrangements interest rate restrictions; margin and capital requirements for covered swap entities; Office of the Comptroller of the Currency (OCC) Innovation Pilot Program; debt collection practices (regulation F) under the Fair Debt Collection Practices Act (P.L. 95-109); implementation of section 215 of the Economic Growth Regulatory Relief and Consumer Protection Act (P.L. 115-174); qualified mortgage definition under the Truth and Lending Act (P.L. 90-321) regulation Z; Financial Stability Oversight Council and the designation of nonbank financial firms as systemically important; Federal Reserve System and large institution supervision coordinating committee; updated disclosure requirements and summary prospectus for variable annuity and variable life insurance contracts; amendments to the accelerated filer and large accelerated filer definitions; potential housing finance reform legislation; enforcement of Securities Exchange Commission penalties; order instituting proceedings to determine whether to approve or disapprove a proposed rule change to establish a corporate bond new issue reference data service; comments on modernization of regulation S-K Items 101, 103 and 105 17 CFR Parts 229, 239 and 240; comments on bond reference data proposal; comment period extension request for regulatory capital rules: risk-based capital requirements for depository institution holding companies significantly engaged in insurance activities; comments on proposed rule change to introduce a liquidity provider protection on Cboe EDGA; EU sustainable finance action plan and incorporating ESG factors into financial services; EU review of alternative investment fund managers directive; EU review of prudential regime for investment firms; Brexit risks; SEC concept release on harmonization of securities offering exemptions; transition from London Interbank Offered Rate (LIBOR) to Secured Overnight Financing Rate (SOFR); Department of Labor Field Assistance Bulletin No. 2018-01 regarding compliance with Interpretive Bulletin 2016-01 and 2015-01; potential repeal of the State and Local Tax (SALT) cap; amending the accredited investor definition; amendments to exemptions from the proxy rules for proxy voting advice; PCAOB concept release on potential approach to revisions to PCAOB quality control standards; procedural requirements and resubmission thresholds under Exchange Act Rule 14a-8; proposed amendments to Rule 2-01, qualifications of accountants; proposed revisions to prohibitions and restrictions on proprietary trading and certain interests in, and relationships with, hedge funds and private equity funds; regulatory capital rules: risk-based capital requirements for depository institution holding companies significantly engaged in insurance activities; revised draft eCBSV user agreement and related materials; credit risk retention-notice of commencement of review; issues relating to federal interest rate authority; comments on margin requirements for non-centrally cleared swaps margin - impact of COVID-19 on initial margin phase-in; potential closing of the financial markets in response to the coronavirus pandemic; Main Street New Loan Facility and Main Street Expanded Loan Facility; Managements Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information; Securities and Exchange Commission Fixed Income Market Structure Advisory Committee; Federal Deposit Insurance Corporation: Unsafe and Unsound Banking Practices: Brokered Deposits; Furthering Economic Stabilization by Encouraging Financial Institutions to Work Constructively with All Borrowers Affected by COVID-19; Liquidity Programs Coronavirus; PCAOB Request for Comment: Interim Analysis of Critical Audit Matter Requirements; Proposed Rule Change to Add a New Discretionary Limit Order Type Called D-Limit; Proposed Rule Change to Align Certain MSRB Rules to Securities and Exchange Act Rule 15l-1, Regulation Best Interest; Proposed Rule Change to FINRAs Suitability, Non-Cash Compensation, and Capital Acquisition Broker Rules in Response to Regulation Best Interest; Federal Reserve Board request for public feedback proposal to expand its Main Street Lending Program to provide access to credit for nonprofit organizations; Regulatory Capital Rule: Revised Transition of the Current Expected Credit Losses (CECL) Methodology for Allowances; Request for Further Clarifications and Modifications to Risk-Based Guidance; RFI to Assist the Taskforce on Federal Consumer Financial Law-CFPB; Sec. 171 DFA Collins Amendment; Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment Advisers Regarding Retail Customers Transactions in Certain Leveraged/Inverse Investment Vehicles; EU renewed sustainable finance strategy consultation; access to capital for minority owned businesses; CFPB comment on changes to Regulation Z to facilitate the upcoming LIBOR transition; debt collection practices (Regulation F): supplemental notice of proposed rulemaking; European Supervisory Authorities consultation paper on ESG Disclosures; FDIC request for information on standard setting and voluntary certification for models and third-party providers of technology and other services; opposing credit suppression; margin and capital requirements for covered swap entities interim final rule; margin requirements for uncleared swaps for swap dealers and major swap participants; national banks and federal savings associations as lenders; proposed rule on financial factors in selecting plan investments; qualified mortgage definition under the Truth In Lending Act (Regulation Z); response to OCC ANPR on National Bank and Federal Savings Association digital activities; AML/BSA reform; CARD Act Rules Review Pursuant to the Regulatory Flexibility Act; request for information regarding consumer credit card market; ICS monitoring period; anti-money laundering program effectiveness; role of supervisory guidance; comment letter on role of supervisory guidance; comment on the advanced notice of proposed rulemaking on Anti-Money Laundering Program Effectiveness; electronic consent-based SSN Verification Service (eCBSV); request for information on the Equal Credit Opportunity Act and Regulation B; Small Business Advisory Review Panel for Consumer Financial Protection Bureau Small Business Lending Data Collection Rulemaking: Outline of Proposals Under Consideration and Alternatives Considered; FDIC notice of proposed rulemaking on interest rate restrictions on institutions that are less than well capitalized; FDIC, incorporation of existing statement of policy regarding requests for participation in the affairs of an insured depository institution by convicted individuals; SEC: Proposed Rule Change on Form 13F Reporting Threshold for Institutional Investment Managers; development of an international insurance capital standard by the International Association of Insurance Supervisors; development of a new program to replace revenue due to business interruption or event cancelation; International Organization of Securities Commissions (IOSCO) consultation on leverage metrics; securities litigation; COVID related securities litigation

Client expense: $22,290,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Bureau of Citizenship & Immigration Services (BCIS), Bureau of Industry and Security (BIS), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Federal Aviation Administration (FAA), Federal Communications Commission (FCC), Federal Deposit Insurance Corporation (FDIC), Federal Emergency Management Agency (FEMA), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Interior, Dept of (DOI), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Institute of Standards & Technology (NIST), Natl Labor Relations Board (NLRB), Natl Security Council (NSC), Natl Telecommunications & Information Administration (NTIA), Office of Management & Budget (OMB), Office of Science & Technology Policy (OSTP), Office of the Comptroller of the Currency (OCC), Patent & Trademark Office (PTO), Pension Benefit Guaranty Corporation (PBGC), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Copyright Office, U.S. Customs & Border Protection, U.S. Trade Representative (USTR), White House Office

Legislation and regulations related to higher building standards and green building, including: S.2657, American Energy Innovation Act of 2020; H.R.2, INVEST in America Act/Moving Forward Act; FY2021 Financial Services and General Government Appropriations Act (H.R.7668); FY2021 Transportation, Housing and Urban Development, and Related Agencies Appropriations Act (H.R.7616); H.R.4447, Clean Economy Jobs and Innovation Act; S.5001, GREEN Building Jobs Act of 2020; H.R.133, Making consolidated appropriations for the fiscal year ending September 30, 2021, providing coronavirus emergency response and relief, and for other purposes (P.L.116-260).

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 7614, H.R. 7617, H. Rept. 116-450 -- FY 2021 Labor, HHS and Education Appropriations - Social Security Administration (SSA) - Limitation on Administrative Expenses (LAE) account H.R. 7668, H.R. 7617, H. Rept. 116-456 -- FY 2021 Financial Services and General Government Appropriations - Civil Service Employees Pay Raise Public Law 116-136, Coronavirus Aid, Relief, and Economic Security Act or the CARES Act - Social Security Administration (SSA) - Limitation on Administrative Expenses (LAE) account H.R. 6800 - Health and Economic Recovery Omnibus Emergency Solutions (HEROES) Act - monitor Social Security Administration related issues H.R. 133, Public Law 116-260, the FY 2021 Omnibus Appropriations and COVID Relief and Response Act -- Division H - Social Security Administration (SSA) - Limitation on Administrative Expenses (LAE) account H.R. 133, Public Law 116-260, the FY 2021 Omnibus Appropriations and COVID Relief and Response Act -- Division E - Civil Service Employees Pay Raise

Client expense: Not reported · Firm income: $26,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 1406, S. 1953: Aluminum Pricing Examination Act (provisions relating to aluminum pricing); H.R. 4234: To Amend the Commodity Exchange Act with Respect to Regulation of Virtual Currencies (provisions relating to data collection by benchmark providers); H.R. 4895: CFTC Reauthorization Act of 2019 (provisions relating to aluminum pricing); H.R. 7610 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2021 (provisions relating to aluminum pricing); H.R. 7668 Financial Services and General Government Appropriations Act, 2021 (provisions relating to aluminum pricing); H.R 133: Consolidated Appropriations Act, 2021 (provisions relating to aluminum pricing); H.R. 6395: National Defense Authorization Act for Fiscal Year 2021 (provisions relating to aluminum pricing).

Client expense: $370,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Federal Emergency Management Agency (FEMA), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), White House Office

FY 21 Appropriations bills (Ag, DHS, CJS, and FSGG) APEX Act (HR 1406, S 1953); Agriculture Appropriations, HR 7608, HR 7610; DHS Appropriations, HR 7669; Commerce Justice State Appropriations, HR 7607, HR 7617; Financial Services & General Government Appropriations, HR 7668, HR 7617; HR 133 (FY 21 Omnibus and COVID Relief and Response Act)

Client expense: Not reported · Firm income: $10,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

FY21 Appropriations (DOD: HR 7617, LHHS: HR 7614, E&W: HR 7613, MilCon VA: HR 7609, Leg Branch: HR 7611, Ag: HR 7610, CJS: HR 7667, Interior: HR7612, FSGG: HR 7668, Transportation, Housing and Urban Development: HR 7616) related to Federal IT technology modernization, cloud computing usage, Open Data Act, federal workforce, FirstNet. Mini-bus Appropriations: HR 7608 & 7617. COVID-19 Supplemental Appropriations (HR 748); H.R. 7608, FY2021 Consolidated Appropriations Act (State-For. Ops, Agriculture, Interior, MCVA) H.R. 7617, 2nd FY2021 Consolidated Appropriations Act(Defense, CJS, Energy-Water, Fin. Svc.,LHHSED, T-HUD); H.R. 133, FY2021 Omnibus and COVID Relief and Response Act

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 123FHA Additional Credit Pilot Program Reauthorization Act116 H.R. 133Consolidated Appropriations Act, 2021116 H.R. 748Coronavirus Aid, Relief, and Economic Security Act116 H.R. 2210Invest in America Act116 H.R. 3154Homeownership for DREAMers Act116 H.R. 3375Stopping Bad Robocalls Act116 H.R. 3620Strategy and Investment in Rural Housing Preservation Act of 2019116 H.R. 4160 Preventing Foreclosures on Seniors Act116 H.R. 4351Yes In My Backyard Act116 H.R. 4813 Keep Big Tech Out Of Finance Act116 H.R. 5001Non-Judicial Foreclosure Deby Collection Clarification Act116 H.R. 5187Housing as Infrastructure 116 H.R. 5599Fulfilling the Promise of the Housing Trust Fund Act116 H.R. 5931Improving FHA Support For Small Dollar Mortgages Act116 H.R. 6364Securing and Enabling Commerce Using Remote and Electronic Notarization Act116 H.R. 6394the Uniform Treatment of NRSROs Act H.R. 6423To provide for a temporary debt collection moratorium during the COVID-19 emergency period, and for other purposes116 H.R. 6704the "Coronavirus Housing Counseling Improvement Act of 2020."116 H.R. 6736 the " Protect Rural Renters Act of 2020116 H.R. 6741the "COVID-19 Mortgage Relief Act."116 H.R. 6760the "Fair Housing Further Enforcement Emergency Act of 2020116 H.R. 6794Promoting Credit Access to Homebuyers Act116 H.R. 6800Health and Economic Recovery Omnibus Emergency Solutions (HEROES) Act116 H.R. 6806 the "COVID-19 Emergency Housing Relief Act of 2020."116 H.R. 6820 the " Emergency Rental Assistance and Rental Market Stabilization Act of 2020 ."116 H.R. 6873the "Emergency Housing Assistance for Older Adults Act of 2020."116 H.R. 6899the "Know Your Housing Rights Act of 2020."116 H.R. 7010 Paycheck Protection Program Flexibility Act116 H.R. 7105Johnny Isakson and David P. Roe, M.D. Veterans Health Care and Benefits Improvements Act of 2020116 H.R. 7084the "Emergency Housing Voucher Act of 2020."116 H.R. 7301Emergency Housing Protections and Relief Act of 2020116 H.R. 7616 Making appropriations for the Departments of Transportation, and Housing and Urban Development, and related agencies for the fiscal year ending September 30, 2021, and for other purposes.116 H.R. 7668 Financial Services and General Government Appropriations Act, 2021116 H.R. 7743 To require the Secretary of Housing and Urban Development to establish a national evictions database, and for other purposes.116 H.R. 7796 To amend the Fair Debt Collection Practices Act to restrict collections of consumer debt during a national disaster or emergency, and for other purposes.116 H.R. 7809the Helping Open Properties Endeavor (HOPE) Act116 H.R. 7858 To require the provision of notice to homeowners regarding available housing relief to respond to the COVID-19 pandemic, and for other purposes.116 H.R. 7952 Veteran Benefits Enhancement and Expansion Act of 2020116 H.R. 8003 To require the provision of notice to homeowners regarding available housing relief to respond to the COVID-19 pandemic, and for other purposes.116 H.R. 8252 To require the Director of the Federal Housing Finance Agency to require each enterprise to include a military service question on the form known as the Uniform Residential Loan Application above the signature line of such application, and for other purposes.116 H.R. 8337 the Continuing Appropriations Act, 2021 and Other Extensions Act116 H.R. 8406 The Heroes Act116 S.371The Build Act116 S.787American Housing and Economic Mobility Act of 2019116 S. 1564Continued Encouragement for Consumer Lending Act116 S. 1919Yes In My Backyard Act116 S. 1929Homeownership for DREAMers Act116 S.2725Native American Housing Affordability Act of 2019116 S.3509A bill to provide borrowers the right to request forbearance on mortgage loan payments due to a declared disaster, and for other purposes.116 S. 3533Securing and Enabling Commerce Using Remote and Electronic Notarization Act116 S. 3620A bill to establish a Housing Assistance Fund at the Department of the Treasury116 S.3639Housing Financial Literacy Act of 2020116 S.3585Moratorium on Coronavirus Evictions Act116 S.4097Protecting Renters from Evictions and Fees Act of 2020116 S. 4098Coronavirus Housing Counseling Improvement Act116 S. 4159the Electronic Signatures in Global and National Commerce Act116 S. 4260the Promoting Access to Credit for Homebuyers Act of 2020116 S. 4320the Coronarius Response Additional Supplemental Appropriations Act, 2020116 S. 4511Veteran Benefits Enhancement and Expansion Act of 2020116 S.4519RELIEF Act116 S. 4626the SAFE DATA Act116 S. 4670the Preserving Equity on Main Street Act116 S.4969A bill to authorize the Secretary of Housing and Urban Development to provide funding to public housing agencies for the purpose of providing tenant-based assistance to individuals experiencing an economic crisis or natural disaster, and for other purposes.116 S.5061Housing Supply and Affordability Act116

Client expense: $666,854 · Firm income: Not reported

Government targets: Consumer Financial Protection Bureau (CFPB), Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE, Treasury, Dept of

HR 7616 - Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2021 funding for surface transportation and Federal Aviation Administration programs; HR 7669 - Department of Homeland Security Appropriations Act, 2021 funding for Transportation Security Administration and Customs and Border Protection. HR 7668 - Financial Services and General Government Appropriations Act, 2021 for air traffic control employee retirement offsets. Expansion of Terminal. COVID-19 economic relief: H.R. 133, Consolidating Appropriations Act, 2021.

Client expense: Not reported · Firm income: $20,000

Government targets: Economic Development Administration, Federal Aviation Administration (FAA), HOUSE OF REPRESENTATIVES, SENATE, Transportation, Dept of (DOT), U.S. Customs & Border Protection

Labor, Health and Human Services, Education, and Related Agencies Appropriations Act, 2021 (H.R. 7614) State, Foreign Operations, Agriculture, Rural Development, Interior, Environment, Military Construction, and Veterans Affairs Appropriations Act, 2021(H.R. 7608) Financial Services and General Government Appropriations Act, 2021 (H.R. 7668) Commerce, Justice, Science, and Related Agencies Appropriations Act, 2021 (H.R. 7667) Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Labor, Health and Human Services, Education, Transportation, Housing, and Urban Development Appropriations Act, 2021 (H.R. 7617) Continuing Appropriations Act, 2021 and Other Extensions Act (H.R. 8337) Further Continuing Appropriations Act, 2021, and Other Extensions Act (H.R. 8900) Further Additional Continuing Appropriations Act, 2021 (H.J. Res. 107) Further Extension of Continuing Appropriations Act, 2021 (H.R. 1520) S. Amdt 2652 to S. 178, Delivering Immediate Relief to America's Families, Schools and Small Businesses Act (S. Amdt 2652) FY2021 Omnibus and COVID Relief and Response Act (H.R.133)

Client expense: $20,774 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Extension of Continuing Appropriations Act, 2021 (H.J. Res. 110) Labor, Health and Human Services, Education, and Related Agencies Appropriations Act, 2021 (H.R. 7614) State, Foreign Operations, Agriculture, Rural Development, Interior, Environment, Military Construction, and Veterans Affairs Appropriations Act, 2021(H.R. 7608) Financial Services and General Government Appropriations Act, 2021 (H.R. 7668) Commerce, Justice, Science, and Related Agencies Appropriations Act, 2021 (H.R. 7667) Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Labor, Health and Human Services, Education, Transportation, Housing, and Urban Development Appropriations Act, 2021 (H.R. 7617) Continuing Appropriations Act, 2021 and Other Extensions Act (H.R. 8337) Further Continuing Appropriations Act, 2021, and Other Extensions Act (H.R. 8900) Further Additional Continuing Appropriations Act, 2021 (H.J. Res. 107) Further Extension of Continuing Appropriations Act, 2021 (H.R. 1520) S. Amdt 2652 to S. 178, Delivering Immediate Relief to America's Families, Schools and Small Businesses Act (S. Amdt 2652) FY2021 Omnibus and COVID Relief and Response Act (H.R.133)

Client expense: $81,441 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

BUD - Budget / Appropriations H.R.7608 - State, Foreign Operations, Agriculture, Rural Development, Interior, Environment, Military Construction, and Veterans Affairs Appropriations Act, 2021 (introduced 07/13/2020) - all provisions related to communications providers H.R.7610 - Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2021 (introduced 07/13/2020) - all provisions related to communications providers H.R.7617 - Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Labor, Health and Human Services, Education, Transportation, Housing, and Urban Development Appropriations Act, 2021 (introduced 07/16/2020) - all provisions related to communications providers H.R.7668 - Financial Services and General Government Appropriations Act, 2021 (introduced 07/17/2020) - all provisions related to communications providers H.R.7760 - To make a supplemental appropriation for the COVID-19 Telehealth Program of the Federal Communications Commission for the fiscal year ending September 30, 2020. (introduced 07/23/2020) - all provisions related to communications providers S.4515 - ACCESS the Internet Act (introduced 08/06/2020) - all provisions related to communications providers S.4794 - A bill making emergency supplemental appropriations for the COVID-19 Telehealth Program of the Federal Communications Commission for the fiscal year ending September 30, 2020. (introduced 10/01/2020) - all provisions related to communications providers

Client expense: $160,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Direct to Consumer Advertising (DTC). S. 73, End Taxpayer Subsidies for Drug Ads Act, all provisions. H.R. 896, Fairness in Political Advertising Act of 2019, all provisions. H.R. 1, For the People Act of 2019, Provisions relating to radio and television advertising. H.R. 679, Political Accountability and Transparency Act, provisions relating to radio and television advertising. Issues relating to the deductibility of advertising as an ordinary business expense. S.1801, Affordable Medications Act S.2257, Fair Elections Now Act of 2019 H.R. 4000, Fair Representation Act H.R. 1595, Secure And Fair Enforcement Banking Act of 2019 H.R. 4054, Stand By Every Ad Act H.R. 5016, Fair and Clear Campaign Transparency Act H.R. 5015, Honest Campaigns Act of 2019, Provisions relating to radio and television advertising Federal Advertising, Issues relating to the federal government purchasing advertising on broadcast stations. H.R.6395, Provisions relating to the federal government purchasing advertising on broadcast stations. H.R. 6800, HEROES Act. H.R. 6897/S.3718, Local News and Emergency Information Act of 2020. H.R. 6913, To protect local media, and for other purposes. H.R. 7011, Pandemic Risk Insurance Act of 2020. S.4049, National Defense Authorization Act of Fiscal Year 2021 Issues relating to federal funding for local journalism. H.R. HEROS Act H.R. 7525, Crack Down on Dark Money Act H.R. 7614, Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act, 2021 (Provisions relating to the federal government purchasing advertising on broadcast stations) H.R. 7616, Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2021 (Provisions relating to the federal government purchasing advertising on broadcast stations) H.R. 7640, Local Journalism Sustainability Act H.R. 7668, Financial Services and General Government Appropriations Act, 2021 (Provisions relating to FCC Appropriations) S. 2733, TRUST Act S. 4299, Sustaining Tourism Enterprises During the COVID-19 Pandemic Act (Provisions relating to radio and television advertising) S. 4317, SAFE TO WORK Act S. 4318, American Workers, Families, and Employers Assistance Act S. 4319, Supporting America's Restaurant Workers Act S. 4320, Coronavirus Response Additional Supplemental Appropriations Act, 2020 S. 4321, Continuing Small Business Recovery and Paycheck Protection Program Act S. 4322, Safely Back to School and Back to Work Act S. 4324, Restoring Critical Supply Chains and Intellectual Property Act H.R. 2592, Honest Ads Act S. 1356, Honest Ads Act S. 4800, HEROES Act Issues relating to the Paycheck Protection Program (PPP).

Client expense: $2,140,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 7610 FY 2021 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act; H.R. 7608 FY 2021 Consolidated Appropriations Act; H.R. 7668 FY 2021 Financial Services and General Government Appropriations Act; H.R. 7613 FY 2021 Energy and Water Development and Related Agencies Appropriations Act; H.R. 7617 FY 2021 Consolidated Appropriations Act; Draft Legislation, FY 2021 Financial Services and General Government Appropriations; Draft Legislation, FY 2021 Energy and Water Development and Related Agencies Appropriations; Issues related to Appropriations for Energy and Water Development and Related Agencies Issues related to Appropriations for Transportation, Housing and Urban Development, and Related Agencies; Issues related to Appropriations for Interior, Environment, and Related Agencies; Issues related to Appropriations for Financial Services and General Government. H.R. 6800 Health and Economic Recovery Omnibus Emergency Solutions Act or the HEROES Act; responds to the COVID-19 (i.e., coronavirus disease 2019) outbreak and its impact on the economy, public health, state and local governments, individuals, and businesses (opposed); H.R. 8337 Continuing Appropriations Act, 2021 and Other Extensions Act; Draft Senate legislation, economic recovery/relief package (oppose); Health, Economic Assistance, Liability Protection and Schools (HEALS) Act (opposed); H.R. 133; Making consolidated appropriations for the fiscal year ending September 30, 2021, providing coronavirus emergency response and relief, and for other purposes; H.R. 6395; To authorize appropriations for fiscal year 2021 for military activities of the Department of Defense, for military construction, and for defense activities of the Department of Energy, to prescribe military personnel strengths for such fiscal year, and for other purposes.

Client expense: $1,780,000 · Firm income: Not reported

Government targets: Energy, Dept of, HOUSE OF REPRESENTATIVES, Occupational Safety & Health Administration (OSHA), SENATE, White House Office

Administrative and legislative monitoring and outreach on issues related to the Federal Trade Commission's proposed Contact Lens Rule. Monitor issues related to counterfeit contact lenses. Monitor legislative activity related to the COVID-19 pandemic and the federal governments response to the outbreak. Legislative monitoring and outreach on issues related to the implementation of the Fairness to Contact Lens Consumers Act (P.L. 108-164). Legislative monitoring and outreach related to the implementation of The CARES Act (P.L. 116-136). Legislative monitoring and outreach on issues related to the HEALS Act (S. 4317 - S. 4324). Legislative monitoring and outreach on issues related to S.4613, the Contact Lens Rule Modernization Act. Legislative monitoring and outreach on issues related to H.R. 3975, Contact Lens Prescription Verification Modernization Act. Legislative monitoring and outreach on issues related to H.R. 7668, Financial Services and General Government Appropriations Act, 2021. Legislative monitoring and outreach on issues related to the FY2021 Omnibus and COVID Relief and Response Act (P.L. 116-260).

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Administrative and legislative monitoring and outreach on issues related to the Federal Trade Commission's proposed Contact Lens Rule. Monitor issues related to counterfeit contact lenses. Monitor legislative activity related to the COVID-19 pandemic and the federal governments response to the outbreak. Legislative monitoring and outreach on issues related to the implementation of the Fairness to Contact Lens Consumers Act (P.L. 108-164). Legislative monitoring and outreach related to the implementation of The CARES Act (P.L. 116-136). Legislative monitoring and outreach on issues related to the HEALS Act (S. 4317 - S. 4324). Legislative monitoring and outreach on issues related to S.4613, the Contact Lens Rule Modernization Act. Legislative monitoring and outreach on issues related to H.R. 3975, Contact Lens Prescription Verification Modernization Act. Legislative monitoring and outreach on issues related to H.R. 7668, Financial Services and General Government Appropriations Act, 2021. Legislative monitoring and outreach on issues related to the FY2021 Omnibus and COVID Relief and Response Act (P.L. 116-260).

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Regulation of over-the-counter (OTC) derivatives (standardization of derivatives - all aspects including exchange trading, clearing, and reporting requirements); Block trades on swap execution facilities (SEFs); Derivatives regulation (general); H.R. 7668 - Financial Services and General Appropriations Act, 2021; H.R.7046 - To amend the Bank Holding Company Act of 1956 to place certain limitations on commodity ownership and to repeal the merchant banking authority, and for other purposes; CFTC proposed cross border rule; CFTC final rule on margin requirements for uncleared swaps.

Client expense: $2,250,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Ginnie Mae, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Credit Union Administration (NCUA), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

Administrative and legislative monitoring and outreach on issues related to the Federal Trade Commission's proposed Contact Lens Rule. Legislative monitoring and outreach on issues related to COVID-19 response. Legislative monitoring and outreach related to the implementation of The CARES Act (P.L. 116-136). Legislative monitoring and outreach on issues related to the HEALS Act (S. 4317 - S. 4324). Legislative monitoring and outreach on issues related to the Contact Lens Rule Modernization Act (S.4613). Legislative monitoring and outreach on issues related to H.R.7668, Financial Services and General Government Appropriations Act, 2021. Legislative monitoring and outreach on issues related to the FY2021 Omnibus and COVID Relief and Response Act (P.L. 116-260).

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Administrative and legislative monitoring and outreach on issues related to the Federal Trade Commission's proposed Contact Lens Rule. Legislative monitoring and outreach on issues related to COVID-19 response. Legislative monitoring and outreach related to the implementation of The CARES Act (P.L. 116-136). Legislative monitoring and outreach on issues related to the HEALS Act (S. 4317 - S. 4324). Legislative monitoring and outreach on issues related to the Contact Lens Rule Modernization Act (S.4613). Legislative monitoring and outreach on issues related to H.R.7668, Financial Services and General Government Appropriations Act, 2021. Legislative monitoring and outreach on issues related to the FY2021 Omnibus and COVID Relief and Response Act (P.L. 116-260).

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

FY21 Appropriations (DOD: HR 7617, LHHS: HR 7614, E&W: HR 7613, MilCon VA: HR 7609, Leg Branch: HR 7611, Ag: HR 7610, CJS: HR 7667, Interior: HR7612, FSGG: HR 7668, Transportation, Housing and Urban Development: HR 7616) related to Federal IT technology modernization, cloud computing usage, Open Data Act, federal workforce, FirstNet. Mini-bus Appropriations: HR 7608 & 7617. COVID-19 Supplemental Appropriations (HR 748).FY2021 Omnibus and COVID Relief and Response Act H.R. 133

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 6800 - Health and Economic Recovery Omnibus Emergency Solutions Act (HEROES Act) H.R. 748 - Coronavirus Aid, Relief, and Economic Security (CARES) Act H.R.8337 - Continuing Appropriations Act, 2021 and Other Extensions Act H.R.7608 - State, Foreign Operations, Agriculture, Rural Development, Interior, Environment, Military Construction, and Veterans Affairs Appropriations Act, 2021 H.R.7617 - Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Labor, Health and Human Services, Education, Transportation, Housing, and Urban Development Appropriations Act, 2021 H.R.7616 - Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2021 H.R.7610 - Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2021 H.R.7613 - Energy and Water Development and Related Agencies Appropriations Act, 2021 H.R.7668 - Financial Services and General Government Appropriations Act, 2021 H.R.7612 - Department of the Interior, Environment, and Related Agencies Appropriations Act, 2021 H.R.7669 - Department of Homeland Security Appropriations Act, 2021 H.R.8337 - Continuing Appropriations Act, 2021 and Other Extensions Act H.R.8406 - The Heroes Act S.4634 - A bill to provide support for air carrierworkers, and for other purposes H.R.8900 - Further Continuing Appropriations Act, 2021, and Other Extensions Act​ H.R. 133 - Consolidated Appropriations Act, 2021 (Omnibus and Coronavirus Relief)​ OTHER CONGRESSIONAL/REGULATORY MATTERS: Transportation Security Administration (TSA) Passenger Security Fees and Customs and Border Protection (CBP) Customs, Immigration Fees, and Taxes/Fees

Client expense: $970,000 · Firm income: Not reported

Government targets: Energy, Dept of, Environmental Protection Agency (EPA), Federal Aviation Administration (FAA), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE, State, Dept of (DOS), Transportation Security Administration (TSA), Transportation, Dept of (DOT), U.S. Customs & Border Protection

The Financial Services and General Government Appropriations Act of 2021 (H.R. 7668): Issues related to federal records management.

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

The Financial Services and General Government Appropriations Act of 2021 (H.R. 7668): Monitoring of issues related to banking and the payments industry.

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Consumer protection issues related to online travel services including privacy; FY2021 Financial Services and General Government Appropriations Act (H.R.7668), FY2021 Consolidated Appropriations Act (H.R.7617).

Client expense: Not reported · Firm income: $40,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to appropriations and COVID-19 economic relief; FY2021 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act (H.R.7610), FY2021 Consolidated Appropriations Act (H.R.7608); FY2021 Financial Services and General Government Appropriations Act (H.R.7668), FY2021 Consolidated Appropriations Act (H.R.7617); FY2021 Energy and Water Development and Related Agencies Appropriations Act (H.R.7613), FY2021 Consolidated Appropriations Act (H.R.7617); H.R.6800, The Health and Economic Recovery Omnibus Emergency Solutions Act (HEROES Act); The Health, Economic Assistance, Liability Protection and Schools (HEALS) Act; H.R.8337, Continuing Appropriations Act, 2021 and Other Extensions Act; H.R.6395, National Defense Authorization Act for Fiscal Year 2021; H.R.133, Making consolidated appropriations for the fiscal year ending September 30, 2021, providing coronavirus emergency response and relief, and for other purposes (P.L.116-260).

Client expense: Not reported · Firm income: $70,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to insurance policies and programs; FY2021 Financial Services and General Government Appropriations Act (H.R.7668).

Client expense: Not reported · Firm income: $30,000

Government targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE

Issues related to agricultural policies and programs including disaster assistance; FY2021 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act (H.R.7610), FY2021 Consolidated Appropriations Act (H.R.7608); FY2021 Financial Services and General Government Appropriations Act (H.R.7668), FY2021 Consolidated Appropriations Act (H.R.7617); H.R.133, Making consolidated appropriations for the fiscal year ending September 30, 2021, providing coronavirus emergency response and relief, and for other purposes (P.L.116-260).

Client expense: Not reported · Firm income: $30,000

Government targets: Agriculture, Dept of (USDA), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE

FY2021 Financial Services and General Government Appropriations Act (H.R.7668); H.R.6074, Coronavirus Preparedness and Response Supplemental Appropriations Act, 2020 (P.L.116-123); H.R.266, Paycheck Protection Program and Health Care Enhancement Act (P.L.116-139); financial services and tax policy issues.

Client expense: Not reported · Firm income: $60,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

FY2021 Financial Services and General Government Appropriations Act (H.R.7668), FY2021 Consolidated Appropriations Act (H.R.7617); H.R.6074, Coronavirus Preparedness and Response Supplemental Appropriations Act, 2020 (P.L.116-123); various issues including financial services, tax and housing.

Client expense: Not reported · Firm income: $50,000

Government targets: Commerce, Dept of (DOC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Small Business Administration (SBA), Treasury, Dept of

FY2021 Financial Services and General Government Appropriations Act (H.R.7668), FY2021 Consolidated Appropriations Act (H.R.7617); various issues including financial services and housing.

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Small Business Administration (SBA), Treasury, Dept of

Monitor general appropriations including issues related to trademarks and intellectual property; FY2021 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act (H.R.7610); FY2021 Commerce, Justice, Science, and Related Agencies Appropriations Act (H.R.7667); FY2021 Financial Services and General Government Appropriations Act (H.R.7668); H.R.7608 and H.R.7617, FY2021 Consolidated Appropriations Act; H.R.748, CARES Act (P.L.116-136); H.R.133, Making consolidated appropriations for the fiscal year ending September 30, 2021, providing coronavirus emergency response and relief, and for other purposes (P.L.116-260).

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR)

FY2021 Financial Services and General Government Appropriations Act (H.R.7668), FY2021 Consolidated Appropriations Act (H.R.7617); H.R.133, Making consolidated appropriations for the fiscal year ending September 30, 2021, providing coronavirus emergency response and relief, and for other purposes (P.L.116-260); various issues including telecommunications regulation.

Client expense: Not reported · Firm income: $50,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 113 Consolidated Appropriations Act H.R. 388 Financial Reporting Threshold Modernization H.R. 442 Financial Protection for Our Military Families Act H.R. 748 CARES Act H.R. 925 Updated Heroes Act H.R. 1038 Treasury Dept. to take greater role in Anti-Money Laundering/CFT policy and examinations H.R. 1039 Streamline Currency Transaction Reports and Suspicious Activity Reports H.R. 1595 SAFE Banking Act H.R. 2513 Reforms collection of beneficial ownership information for corporations and LLCs H.R. 3182 Requires agency study of Current Expected Credit Loss standard and delays effective date of standard-CECL Consumer Impact and Study Act of 2019 H.R. 3642 Improving Credit Reporting for All Consumers Act H.R. 5315 Expanding Opportunity in Minority Depository Institutions Act H.R. 5322 Ensuring Diversity in Community Banking Act of 2019 H.R. 6249 Coronavirus Accounting Relief Act H.R. 6364 SECURE Notarization Act H. R. 6385 To provide temporary relief from troubled debt restructuring disclosures, to delay the implementation of certain accounting standards for depository Institutions substantially affected by COVID-19, and for other purposes. H.R. 6395 National Defense Authorization Act for Fiscal Year 2021 H.R. 6776 JOBS Credit Act of 2020 H.R. 6800 HEROES Act H.R. 6821 Small Business Expense Protection Act of 2020 H.R. 7010 Payment Protection Program Flexibility Act of 2020 H.R. 7413 Calculate PPP Forgiveness Act H.R. 7668 FY2021 FSGG Appropriations (Banking amendment provisions) H.R. 7709 Jobs and Neighborhood Enhancement Act H.R. 7777 The Paycheck Protection Small Business Forgiveness Act H.R. 7894 The Paycheck Protection Program Small Business Enhancement Act H.R. 7993 Promoting and Advancing Communities of Color Through Inclusive Lending Act H.R. 8215 Improving Digital Identity Act of 2020 H.R. 8337 Continuing Appropriations Act 2021 (Banking amendment provisions) H.R. 8410 Promoting and Advancing Capital in Underbanked Communities Act H.R. 8631 EIDL Forgiveness Act H.R. 8675 Preventing Regulatory Penalties for PPP Lenders Act H.J. Res 90 Providing for Congressional disapproval of the OCC rule relating to Community Reinvestment Act Regulation S. 1200 SAFE Banking Act S. 1233 Community Bank Access to Capital Act S. 1564 Requires agency study of Current Expected Credit Loss standard and delays effective date of standard S. 2563 Illicit Cash Act S. 2839 Eliminating Corporate Shadow Banking Act of 2019 S. 3502 Community Bank Regulatory Relief Act S. 3533 SECURE Notarization Act S. 3548 CARES Act S. 3612 Small Business Expense Protection Act of 2020 S. 3774 Community Capital Investment Act S. 3841 To protect 2020 recovery rebates for individuals from assignment or garnishment S. 3962 Asset Growth Restriction Act of 2020 S. 4014 Prioritized Paycheck Protection Program Act S. 4049 National Defense Authorization Act for Fiscal Year 2021. Section 2885 creates parity between credit unions and banks located on bases. S. 4116 Reauthorize lending under the Payment Protection Program S. 4117 The Paycheck Protection Program Small Business Forgiveness Act S. 4159 E-SIGN Modernization Act S. 4171 Calculate PPP Forgiveness Act of 2020 S. 4255 Jobs and Neighborhood Enhancement Act S. 4614 Postal Banking Act S. 4914 Prioritized Paycheck Protection Program Act S. 4626 SAFE Data Act S. 4644 - A bill to amend the Federal Deposit Insurance Act to ensure that certain custodial deposits of well capitalized insured depository institutions are not considered to be funds obtained by or through deposit brokers S. 4818 HEROES Small Business Lifeline Act S. 4875 Good Faith PPP Borrowers and Lenders Act S. 4885 EIDL Protection Act S. 4927 EIDL Forgiveness Act Bank Capital and Accounting Relief Bank Secrecy Act/Anti-Money Laundering Rules/Legislation, including Beneficial Ownership Issue Bank Secrecy Act Filing Deadline Extension Request During COVID-19 Emergency Brokered Deposits Call Report Streamlining Cannabis Banking CARES Act, Economic Impact Payments CARES Act, Paycheck Protection Program Implementation Community Bank Access to Capital Community Bank Leverage Ratio Community Development Financial Institutions (CDFI) Fund Appropriations Community Reinvestment Act Modernization Credit Union Business Lending Powers Credit Union Field of Membership Rules Credit Union Growth/Powers/Abusive Behavior Credit Union Acquisitions of Community Banks Credit Union Supplemental Capital Current Expected Credit Losses (CECL) Customer Data Access Customer Due Diligence Rule Cybersecurity Data Security, Breaches and Privacy De novo bank formation Equal treatment between community banks and credit unions when assessing rent and related charges on military bases Exclusion of Paycheck Protection Program Loans from Calculation of Bank Asset Thresholds Faster Payments/Federal Reserve Real Time Gross Settlement System Figure Bank, N.A. Charter Application Fintech Regulatory Requirements Flood Insurance Reauthorization Industrial Loan Corporation Loophole Reforms/Rakuten Deposit Insurance Applications Innovation Initiatives (FinTech/Banking Relationships) Interest Rate Caps Loan Modifications: Regulatory Treatment Main Street Lending Program Minority Depository Institutions Issues Money Transmission Mortgage servicer liquidity facility OCC Proposed Payments Charter Postal Banking Regulatory Burden Relief for Community Banks Regulatory and Tax Relief for Community Banks SBA 7(a) Loan Program Funding and Terms Troubled Debt Restructuring

Client expense: $960,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Small Business Administration (SBA), Treasury, Dept of, White House Office

Agriculture and Financial Services and General Government Appropriations, issues surrounding aluminum pricing; H.R. 7608, State, Foreign Operations, Agriculture, Rural Development, Interior, Environment, Military Construction, and Veterans Affairs Appropriations Act, 2021; H.R.7668 - Financial Services and General Government Appropriations Act, 2021; H.R.7667 - Commerce, Justice, Science, and Related Agencies Appropriations Act, 2021; H.R. 7617, Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Homeland Security, Labor, Health and Human Service, Education, Transportation, Housing and Urban Development Appropriations Act, 2021; H.R. 133, Consolidated Appropriations Act of 2021 (PL 116-260)

Client expense: Not reported · Firm income: $50,000

Government targets: Agriculture, Dept of (USDA), HOUSE OF REPRESENTATIVES, SENATE

H.R. 133 - FY2021 Omnibus and COVID Relief and Response Act, including S.Amdt.2731 - housing H.R. 1520 - FY2021 Continuing Appropriations Act H.R. 7617 - Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Labor, Health and Human Services, Education, Transportation, Housing, and Urban Development Appropriations Act, 2021 - insurance H.R. 7668 - Financial Services and General Government Appropriations Act, 2021 - insurance H.R. 7669 - Department of Homeland Security Appropriations Act, 2021 - disaster mitigation funding H.R. 8900 - FY2021 Further Continuing Appropriations Act and Other Extensions Act H.J.Res.107 - FY2021 Continuing Appropriations Act H.J.Res.110 - FY2021 Continuing Appropriations Act Risk transfer legislation Senate fiscal year 2021 Department of Homeland Security appropriations - disaster mitigation funding Senate fiscal year 2021 financial services and general government appropriations - insurance

Client expense: $280,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Export-Import Bank of the United States (EXIM Bank), Federal Housing Finance Agency (FHFA), Federal Reserve System, Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Natl Credit Union Administration (NCUA), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)

H.R. 133 - FY2021 Omnibus and COVID Relief and Response Act, including S.Amdt.2731 - housing; H.R. 1520 - FY2021 Continuing Appropriations Act; H.R. 7617 - Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Labor, Health and Human Services, Education, Transportation, Housing, and Urban Development Appropriations Act, 2021 - insurance; H.R. 7668 - Financial Services and General Government Appropriations Act, 2021 - insurance; H.R. 7669 - Department of Homeland Security Appropriations Act, 2021 - disaster mitigation funding; H.R. 8900 - FY2021 Further Continuing Appropriations Act and Other Extensions Act; H.J.Res.107 - FY2021 Continuing Appropriations Act; H.J.Res.110 - FY2021 Continuing Appropriations Act; Risk transfer legislation; Senate fiscal year 2021 Department of Homeland Security appropriations - disaster mitigation funding; Senate fiscal year 2021 financial services and general government appropriations - insurance Senate fiscal year 2021 Department of Homeland Security appropriations - disaster mitigation funding

Client expense: Not reported · Firm income: $40,000

Government targets: Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, SENATE

H.R. 56, Financial Technology Protection Act H.R. 87, Midnight Rules Relief Act of 2019 H.R. 189, Financial Institution Customer Protection Act of 2019 H.R. 748/ S. 3548, Coronavirus Aid, Relief, and Economic Security (CARES) Act H.R. 758, Cooperate with Law Enforcement Agencies and Watch Act of 2019 H.R. 969, TABS Act of 2019 H.R. 1018, Improving Corporate Governance Through Diversity Act of 2019 H.R. 1731, Cybersecurity Disclosure Act of 2019 H.R. 1815, SEC Disclosure Effectiveness Testing Act H.R. 2144, Token Taxonomy Act of 2019 H.R. 2154, Digital Taxonomy Act of 2019 H.R. 2409, Expanding Access to Capital for Rural Job Creators Act H.R. 2515, Whistleblower Protection Reform Act of 2019 H.R. 2534, Insider Trading Prohibition Act H.R. 2919, Improving Investment Research for Small and Emerging Issuers Act H.R. 3050, Expanding Investment in Small Businesses Act of 2019 H.R. 3279, Diversity in Corporate Leadership Act of 2019 H.R. 3355, Reward Work Act H.R. 3614, Restricting Credit Checks for Employment Decisions Act H.R. 3618, Free Credit Scores for Consumers Act of 2019 H.R. 3621, Student Borrower Credit Improvement Act H.R. 3622, Restoring Unfairly Impaired Credit and Protecting Consumers Act H.R. 3624/S. 1843 Outsourcing Accountability Act of 2019 H.R. 3625, PCAOB Whistleblower Protection Act of 2019 H.R. 3629, Clarity in Credit Score Formation Act of 2019 H.R. 3641/S. 1854, Stronger Enforcement of Civil Penalties Act of 2019 H.R. 3642, Improving Credit Reporting for All Consumers Act H.R. 3848/S. 2155, Stop Wall Street Looting Act H.R. 3987, Alleviating Stress Test Burdens to Help Investors Act H.R. 4242, Greater Accountability in Pay Act of 2019 H.R. 4320, Corporate Management Accountability Act of 2019 H.R. 4329, ESG Disclosure Simplification Act of 2019 H.R. 4335, 8-K Trading Gap Act of 2019 H.R. 4344, Investor Protection and Capital Markets Fairness Act H.R. 4492/S. 733, Consumer Financial Choice and Capital Markets Protection Act of 2019 H.R. 4726, Certainty for End-Users Act H.R. 4805, Access Business Credit Act of 2019 H.R. 4918, Helping Startups Continue to Grow Act H.R. 5013, Small Business Fair Debt Collection Protection Act H.R. 5084, Improving Corporate Governance Through Diversity Act of 2019 H.R. 5332, Protecting Your Credit Score Act of 2019 H.R. 5494, Catastrophe Loss Mitigation Incentive and Tax Parity Act of 2019 H.R. 5929, Shareholder Political Transparency Act of 2020 H.R. 5930, Workforce Investment Disclosure Act of 2020 H.R. 6116, Consumer Financial Protection Commission Act H.R. 6210, Uyghur Forced Labor Prevention Act H.R. 6270, Uyghur Forced Labor Disclosure Act of 2020 H.R. 6371, To amend the Securities Exchange Act of 1934 to require issuers to disclose risks related to global pandemics, and for other purposes H.R. 6375, To amend the Securities Exchange Act of 1934 to require issuers to make disclosures related to supply chain disruption risk, and for other purposes H.R. 6790, Business Borrowers Protection Act H.R. 6934, To amend the CARES Act to require the uniform treatment of nationally recognized statistical rating organizations under certain programs carried out in response to the COVID-19 emergency, and for other purposes H.R. 7000, Holding Foreign Companies Accountable Act H.R. 7617, Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Labor, Health and Human Services, Education, Transportation, Housing, and Urban Development Appropriations Act, 2021 H.R. 7668, Financial Services and General Government Appropriations Act, 2021 S. 452, Fostering Innovation Act of 2019 S. 471, Litigation Funding Transparency Act of 2019 S. 566, Expanding Access to Capital for Rural Job Creators Act S. 603, Financial Stability Oversight Council Improvement Act of 2019 S. 1256, PCAOB Enforcement Transparency Act of 2019 S. 1731, Ensuring Quality Information and Transparency for Abroad-Based Listings on our Exchanges (EQUITABLE) Act S. 2391, Stock Buyback Reform and Worker Dividend Act of 2019 S. 3441, Fair Hiring in Banking Act S. 3548, Coronavirus Aid, Relief, and Economic Security (CARES) Act S. 3990, Financial Product Safety Commission Act of 2020 S. 4129, Lifting Our Communities through Advance Liquidity (LOCAL) Infrastructure Act S. 4159, E-SIGN Modernization Act of 2020 Draft legislation titled U.S. Investors and National Security Transparency Act Draft legislation that would extend the statute of limitations for civil penalties by the SEC Draft legislation, the Bad Actor Disqualification Act Draft legislation to require the SEC to study stock buybacks under rule 10b-18 Draft legislation titled the Diverse Asset Managers Act Draft legislation titled the Corporate Human Rights Risk Assessment, Prevention and Mitigation Act Draft legislation to provide certain financial end-users with relief from clearing and margin requirements Draft legislation relating to supplementary leverage ratio treatment of client initial margin Draft legislation to amend the Investment Advisers Act to require the SEC to establish a process to follow when it obtains source code or other sensitive information from investment advisers Draft legislation relating to the underwriting of automobile insurance Draft legislation COVID-19 Restitution Assistance Fund for Victims of Securities Violations Act Draft legislation to enhance civil penalties under the Federal securities laws for violations related to an attempt to exploit investors related to the COVID-19 crisis Draft legislation to temporarily prohibit federal financial regulators from adopting rules not directly related to responding to the coronavirus response through the length of the crisis Draft legislation to apply certain terms and conditions on making direct loans under the CARES Act to certain purchases of debt by the Federal Government, and for other purposes Potential legislation to require the SEC to complete rulemaking required by section 10D of the Securities Exchange Act of 1934 Potential legislation to require the SEC to complete rulemaking required by section 14(i) of the Securities Exchange Act of 1934 Nomination of Mark Calabria to be Director of the Federal Housing Finance Agency Proposed rule on auditor independence with respect to certain loans or debtor-creditor relationships (83 Fed. Reg. 20,753-20,773, May 8, 2018) Proposed regulation on Regulation Best Interest (83 Fed. Reg. 21,574-21,682, May 9, 2018) Proposed Commission interpretation regarding standard of conduct for investment advisers; request for comment on enhancing investment advisor regulation (83 Fed. Reg. 21,203-21,214, May 9, 2018) Proposed rule on form CRS relationship summary; amendments to form ADV; required disclosures in retail communications and restrictions on the use of certain names or titles (83 Fed. Reg. 21,416-21,575, May 9, 2018) Policy to Encourage Trial Disclosure Programs (83 Fed. Reg. 45,574-45,578, September 10, 2018) Proposed changes to applicability thresholds for regulatory capital and liquidity requirements (83 Fed. Reg. 66,024-66,059, December 12, 2018) Proposed rule on prudential standards for large bank holding companies and savings and loan holding companies (83 Fed. Reg. 61,408-61,460, November 29, 2018) Proposed rule regarding standardized approach for calculating the exposure amount of derivative Contracts (84 Fed. Reg. 64,660-64,728, December 17, 2018) Proposed rule on payday, vehicle title, and certain high-cost installment loans; delay of compliance date (84 Fed. Reg. 4,298-4,305, February 14, 2019) Proposed rule on self-regulatory organizations; Financial Industry Regulatory Authority, Inc.; notice of filing of a proposed rule change to establish a corporate bond new issue reference data service (84 Fed. Reg. 13,977-13,983, April 8, 2019) Proposed rule to exemptions from the proxy rules for proxy voting advice (84 Fed. Reg. 66,518-66,559, December 4, 2019) Proposed rule on procedural requirements and resubmission thresholds under Exchange Act Rule 14a-8 (84 Fed. Reg. 66,458-66,515, December 4, 2019) Proposed rule on modernization of Regulation S-K Items 101, 103, and 105 (84 Fed. Reg. 44,358-44,390, August 8, 2019) Proposed rule on regarding margin and capital requirements for covered swap entities (84 Fed. Reg. 59,970-59,989, November 7, 2019) Proposed rule for amendments to Rule 2-01, qualifications of accountants (85 Fed. Reg. 2,332-2,354, January 15, 2020) Proposed rule amending the accredited investor definition (85 Fed. Reg. 2,574-2,613, January 15, 2020) Proposed rule on disclosure of payments by resource extraction issuers (85 Fed. Reg. 2,522-2,571, January 15, 2020) Electronic consent based Social Security number verification (84 Fed. Reg. 66,704-66,705, December 5, 2019) Proposed rule on permissible interest on loans that are sold, assigned, or otherwise transferred (84 Fed. Reg. 64,229-64,232, November 21, 2019) Proposed rule on remittance transfers under the Electronic Fund Transfer Act (Regulation E) (84 Fed. Reg. 67,132-67,167, December 6, 2019) Request for information regarding the integrated mortgage disclosures under the Real Estate Settlement Procedures Act (Regulation X) and the Truth in Lending Act (Regulation Z) rule assessment (84 Fed. Reg. 64,436-64,441, November 22, 2019) Various issues relating to CFPB regulatory sandbox for disclosures; Potential closing of the financial markets in response to the coronavirus pandemic Securities Exchange Commission strategic plan; Securities Exchange Commission Rule 701 Form S-8 reforms; potential legislation related to the rulemaking and enforcement authority of Sec. 619 of the Dodd-Frank Act (P.L.111-203); beneficial ownership; reforms to the Committee on Foreign Investment in the United States; modernization of the Community Reinvestment Act (P.L. 95-128); implementation of the John S. McCain National Defense Authorization Act for Fiscal Year 2019, Title XVII, Foreign Investment Risk Review Modernization Act (P.L. 115-232), including provisions relating to sections 1654 and 1655; application of Customer Identification Program requirements under anti-money laundering rules to bank-affiliated premium finance companies; application of the May 2016 Customer Due Diligence Rule to routine cash refunds issued by bank-affiliated premium finance companies; proposals to audit the Board of Governors of the Federal Reserve System; Best Interest and Enhancing Investment Adviser Regulation relating to broker-dealers, registered investment advisers, conflicts of interest; potential federal preemption of state fiduciary standards; Public Company Accounting Oversight Board (PCAOB); CFTC Proposed rulemaking on the De Minimis Exception to the Swap Dealer Definition; CFPB policy on no-action letters and compliance assistance sandbox policy; Securities Exchange Commission amendments to the Commissioners whistleblower rules file no. S7-16-18; proxy process, proxy advisory firms, and other related aspects of corporate governance; corporate common ownership; adoption of the current expected credit loss (CECL) accounting standard; role of credit reporting agencies (CRAs) in the U.S. economy; comment on fund of funds arrangements; interest rate restrictions; margin and capital requirements for covered swap entities; Office of the Comptroller of the Currency (OCC) Innovation Pilot Program; debt collection practices (regulation F) under the Fair Debt Collection Practices Act (P.L. 95-109); implementation of section 215 of the Economic Growth Regulatory Relief and Consumer Protection Act (P.L. 115-174); qualified mortgage definition under the Truth and Lending Act (P.L. 90-321) regulation Z; Financial Stability Oversight Council and the designation of nonbank financial firms as systemically important; Federal Reserve System and large institution supervision coordinating committee; updated disclosure requirements and summary prospectus for variable annuity and variable life insurance contracts; amendments to the accelerated filer and large accelerated filer definitions; potential housing finance reform legislation; enforcement of Securities Exchange Commission penalties; order instituting proceedings to determine whether to approve or disapprove a proposed rule change to establish a corporate bond new issue reference data service; comments on modernization of regulation S-K Items 101, 103 and 105 17 CFR Parts 229, 239 and 240; comments on bond reference data proposal; comment period extension request for regulatory capital rules: risk based capital requirements for depository institution holding companies significantly engaged in insurance activities; comments on proposed rule change to introduce a liquidity provider protection on Cboe EDGA; inter-affiliate initial margin relief; substituted compliance and equivalence between the U.S. derivatives regulatory regime and the European Unions European Market Infrastructure Regulation (EMIR); European Supervisory Authority review and provisions regarding portfolio delegation; EU third country equivalency process; EU sustainable finance action plan and incorporating ESG factors into financial services; EU solvency II review; EU review of prudential regime for investment firms; Brexit risks; SEC concept release on harmonization of securities offering exemptions; SEC digital assets; transition from London Interbank Offered Rate (LIBOR) to Secured Overnight Financing Rate (SOFR); Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), valid when made doctrine; Department of Labor Field Assistance Bulletin No. 2018-01 regarding compliance with Interpretive Bulletin 2016-01 and 2015-01; Incentive based executive compensation regulation under Dodd-Frank Section 956; potential repeal of the State and Local Tax (SALT) cap; amending the accredited investor definition; amendments to exemptions from the proxy rules for proxy voting advice; disclosure of payments by resource extraction issuers; PCAOB concept release on potential approach to revisions to PCAOB quality control standards; procedural requirements and resubmission thresholds under Exchange Act Rule 14a-8; proposed amendments to Rule 2-01, qualifications of accountants; proposed revisions to prohibitions and restrictions on proprietary trading and certain interests in, and relationships with, hedge funds and private equity funds; regulatory capital rules: risk-based capital requirements for depository institution holding companies significantly engaged in insurance activities; revised draft eCBSV user agreement and related materials; credit risk retention-notice of commencement of review; issues relating to federal interest rate authority; comments on margin requirements for non-centrally cleared swaps margin - impact of COVID-19 on initial margin phase-in; Main Street New Loan Facility and Main Street Expanded Loan Facility; Managements Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information; Securities and Exchange Commission Fixed Income Market Structure Advisory Committee; Federal Deposit Insurance Corporation: Unsafe and Unsound Banking Practices: Brokered Deposits; Furthering Economic Stabilization by Encouraging Financial Institutions to Work Constructively with All Borrowers Affected by COVID-19; Liquidity Programs Coronavirus; PCAOB Request for Comment: Interim Analysis of Critical Audit Matter Requirements; Proposed Rule Change to Add a New Discretionary Limit Order Type Called D-Limit; Proposed Rule Change to Align Certain MSRB Rules to Securities and Exchange Act Rule 15l-1, Regulation Best Interest; Proposed Rule Change to FINRAs Suitability, Non-Cash Compensation, and Capital Acquisition Broker Rules in Response to Regulation Best Interest; Federal Reserve Board request for public feedback proposal to expand its Main Street Lending Program to provide access to credit for nonprofit organizations; Regulatory Capital Rule: Revised Transition of the Current Expected Credit Losses (CECL) Methodology for Allowances; Request for Further Clarifications and Modifications to Risk-Based Guidance; RFI to Assist the Taskforce on Federal Consumer Financial Law-CFPB; Sec. 171 DFA Collins Amendment; Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment Advisers Regarding Retail Customers Transactions in Certain Leveraged/Inverse Investment Vehicles; EU renewed sustainable finance strategy consultation; access to capital for minority owned businesses; CFPB comment on changes to Regulation Z to facilitate the upcoming LIBOR transition; debt collection practices (Regulation F): supplemental notice of proposed rulemaking; European Supervisory Authorities consultation paper on ESG Disclosures; FDIC request for information on standard setting and voluntary certification for models and third-party providers of technology and other services; opposing credit suppression; margin and capital requirements for covered swap entities interim final rule; margin requirements for uncleared swaps for swap dealers and major swap participants; national banks and federal savings associations as lenders; proposed rule on financial factors in selecting plan investments; qualified mortgage definition under the Truth In Lending Act (Regulation Z); response to OCC ANPR on National Bank and Federal Savings Association digital activities; proposed rule reporting threshold for institutional investment managers; Housing and Urban Development implementation of the Fair Housing Acts disparate impact standard; FDIC notice of proposed rulemaking on interest rate restrictions on institutions that are less than well capitalized; federal regulatory capital rules: risk-based capital requirements for depository institution holding companies significantly engaged in insurance activities; proposed revisions to prohibitions and restrictions on proprietary trading and certain interests in, and relationships with, hedge funds and private equity funds; FDIC, incorporation of existing statement of policy regarding requests for participation in the affairs of an insured depository institution by convicted individuals; SEC: Proposed Rule Change to FINRAs Suitability, Non-Cash Compensation and Capital Acquisition Broker Rules in Response to Regulation Best Interest; SEC: Proposed Rule Change to Add a New Discretionary Limit Order Type Called D-Limit; SEC: Proposed Rule Change to Align Certain MSRB Rules to Securities and Exchange Act Rule 15l-1, Regulation Best Interest; SEC: Proposed Rule Change on Form 13F Reporting Threshold for Institutional Investment Managers; development of an international insurance capital standard by the International Association of Insurance Supervisors; development of a new program to replace revenue due to business interruption or event cancelation; International Organization of Securities Commissions (IOSCO) consultation on leverage metrics; potential legislation dealing with third party litigation financing and lawsuit lending

Client expense: $20,000,000 · Firm income: Not reported

Government targets: Agriculture, Dept of (USDA), Army, Dept of (Corps of Engineers), Bureau of Citizenship & Immigration Services (BCIS), Bureau of Industry and Security (BIS), Bureau of Reclamation, Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Council on Environmental Quality (CEQ), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Equal Employment Opportunity Commission (EEOC), Executive Office of the President (EOP), Federal Aviation Administration (FAA), Federal Communications Commission (FCC), Federal Deposit Insurance Corporation (FDIC), Federal Emergency Management Agency (FEMA), Federal Energy Regulatory Commission (FERC), Federal Motor Carrier Safety Administration, Federal Reserve System, Federal Trade Commission (FTC), General Services Administration (GSA), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Homeland Security, Dept of (DHS), Housing & Urban Development, Dept of (HUD), Interior, Dept of (DOI), Internal Revenue Service (IRS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Institute of Standards & Technology (NIST), Natl Labor Relations Board (NLRB), Natl Security Council (NSC), Natl Telecommunications & Information Administration (NTIA), Office of Management & Budget (OMB), Office of Science & Technology Policy (OSTP), Office of the Comptroller of the Currency (OCC), Patent & Trademark Office (PTO), Pension Benefit Guaranty Corporation (PBGC), SENATE, Securities & Exchange Commission (SEC), Small Business Administration (SBA), State, Dept of (DOS), Transportation Security Administration (TSA), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Copyright Office, U.S. Customs & Border Protection, U.S. Trade Representative (USTR), White House Office