Prioritizing Economic Growth Over Woke Policies Act

H.R. 448 Proxy Advisory Firms **Issues lobbied without specific bill number: Climate Change Disclosures S. 1799 Proxy Advisory Firms H.R. 4589 Proxy Advisor Registration H.R. 4590 Proxy Advisor Firms H.R. 4628 Proxy Advisor Disclosure H.R. 4640 Proxy Advisor Disclosure H.R. 4641 Shareholder Proposals H.R. 4645 Proxy Voting H.R. 4662 Proxy Advisor Firm Study H.R. 4767 Proxy Advisor Firms H.R. 4790 Financial Disclosure H.R. 4655 Shareholder Proposals S. 3179 Shareholder Proposals H.R. 7030 Securities and Exchange Commission Rulemaking

Client expense: Not reported · Firm income: $40,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

BASEL III Capital Formation Climate Disclosures Corporate Sustainability Due Diligence Directive (CSDDD) ESG Disclosures FAR Proposal re: Federal Contractor Climate Disclosures H.R. 4767, the Protecting Americans Retirement Savings from Politics Act H.R. 4790, the Prioritizing Economic Growth Over Woke Policies Act H.R. 5339, the Protecting Americans' Investments from Woke Policies Act Proposed Rule on Climate Disclosures Proxy Advisory Firm Oversight Proxy Process Reforms Proxy Resubmission Thresholds Shareholder Activism SLB 14L

Client expense: $3,280,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), the Empowering Shareholders Act (H.R. 4645), and the Prioritizing Economic Growth Over Woke Policies Act (H.R. 4790) Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers

Client expense: $610,000 · Firm income: Not reported

Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

FTC/DOJ merger guidelines Capital One-Discover Merger Stop Wall Street Looting Act private equity regulation private equity in health care S. 4804 / H.R. 9156 Health Over Wealth Act S. 4503 Corporate Crimes Against Health Care Act Crypto Regulatory Legislation (CFTC) digital assets regulation Digital assets regulation (stablecoins) Private Markets Transparency and Accountability Dodd-Frank 956 rulemaking Anti-ESG HFSC bills (HR 4790, 4767, 4655, 4823) Anti-ESG House Ed & Workforce bills (HR 5339, 5337, 5338, 5340) Patriotic Corporations Act Stock buyback restrictions on CHIPS Act funds S. 1171 ETHICS Act Human capital management disclosures rule Non Bank SIFi Designations PCAOB NOCLAR Standard Treasury Net zero principles for Financial Institutions Insurance crisis consumer protections, supervision, and bailout policy FHFA climate financial risk regulation Payday Lending and 36% rate cap

Client expense: $130,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Justice, Dept of (DOJ), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

FTC/DOJ merger guidelines Capital One-Discover Merger Stop Wall Street Looting Act private equity regulation private equity in health care S. 4804 / H.R. 9156 Health Over Wealth Act S. 4503 Corporate Crimes Against Health Care Act Crypto Regulatory Legislation (CFTC) digital assets regulation Digital assets regulation (stablecoins) Private Markets Transparency and Accountability Dodd-Frank 956 rulemaking Anti-ESG HFSC bills (HR 4790, 4767, 4655, 4823) Anti-ESG House Ed & Workforce bills (HR 5339, 5337, 5338, 5340) Patriotic Corporations Act Stock buyback restrictions on CHIPS Act funds S. 1171 ETHICS Act Human capital management disclosures rule Non Bank SIFi Designations PCAOB NOCLAR Standard Treasury Net zero principles for Financial Institutions Insurance crisis consumer protections, supervision, and bailout policy FHFA climate financial risk regulation Payday Lending and 36% rate cap

Client expense: $130,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Justice, Dept of (DOJ), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 448 Proxy Advisory Firms **Issues lobbied without specific bill number: Climate Change Disclosures S. 1799 Proxy Advisory Firms H.R. 4589 Proxy Advisor Registration H.R. 4590 Proxy Advisor Firms H.R. 4628 Proxy Advisor Disclosure H.R. 4640 Proxy Advisor Disclosure H.R. 4641 Shareholder Proposals H.R. 4645 Proxy Voting H.R. 4662 Proxy Advisor Firm Study H.R. 4767 Proxy Advisor Firms H.R. 4790 Financial Disclosure H.R. 4655 Shareholder Proposals S. 3179 Shareholder Proposals H.R. 7030 Securities and Exchange Commission Rulemaking

Client expense: $1,370,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 448 Proxy Advisory Firms **Issues lobbied without specific bill number: Climate Change Disclosures S. 1799 Proxy Advisory Firms H.R. 4589 Proxy Advisor Registration H.R. 4590 Proxy Advisor Firms H.R. 4628 Proxy Advisor Disclosure H.R. 4640 Proxy Advisor Disclosure H.R. 4641 Shareholder Proposals H.R. 4645 Proxy Voting H.R. 4662 Proxy Advisor Firm Study H.R. 4767 Proxy Advisor Firms H.R. 4790 Financial Disclosure H.R. 4655 Shareholder Proposals S. 3179 Shareholder Proposals H.R. 7030 Securities and Exchange Commission Rulemaking

Client expense: Not reported · Firm income: $40,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812 and S. 3601) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), the Empowering Shareholders Act (H.R. 4645), and the Prioritizing Economic Growth Over Woke Policies Act (H.R. 4790) Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807 and S.3815) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063, S. 4917) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers

Client expense: $580,000 · Firm income: Not reported

Government targets: Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 448, Putting Investors First Act of 2023 H.R. 758, Promoting Access to Capital in Underbanked Communities Act of 2023 H.R. 835, Fair Investment Opportunities for Professional Experts Act H.R. 1010/S. 453, Prohibiting IRS Financial Surveillance Act H.R. 1410, Consumer Financial Protection Commission Act H.R. 1548, Improving Access to Small Business Information Act H.R. 1553, Helping Angels Lead our Startups (HALOS) Act H.R. 1579, Accredited Investor Definition Review Act H.R. 2608, To amend the Federal securities laws to specify the periods for which financial statements are required to be provided by an emerging growth company, and for other purposes H.R. 2610, To amend the Securities Exchange Act of 1934 to specify certain registration statement contents for emerging growth companies, to permit issuers to file draft registration statements with the Securities and Exchange Commission for confidential review, and for other purposes H.R. 2612, Gig Worker Equity Compensation Act H.R. 2627, Increasing Investor Opportunities Act H.R. 2652, Investment Opportunity Expansion Act H.R. 2792, Small Entity Update Act H.R. 2793, Encouraging Public Offerings Act of 2023 H.R. 2795, Enhancing Multi-Class Share Disclosures Act H.R. 2796, Promoting Opportunities for Non-Traditional Capital Formation Act H.R. 2797, Equal Opportunity for All Investors Act H.R. 2798, CFPB Transparency and Accountability Reform Act H.R. 2799/S. 3815, Expanding Access to Capital Act of 2023 H.R. 2812, Middle Market IPO Underwriting Cost Act H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act H.R. 3161, CDFI Fund Transparency Act H.R. 4035, Protecting Small Business Information Act of 2023 H.R. 4168/S. 2005, Mandatory Materiality Requirement Act of 2023 H.R. 4177/S. 2007, Improving Corporate Governance Through Diversity Act of 2023 H.R. 4366, Consolidated Appropriations Act, 2024, including provisions related to Senate Amendment 1217 and Senate Amendments 1092 H.R. 4664/S. 2309, Making appropriations for financial services and general government for the fiscal year ending September 30, 2024, and for other purposes H.R. 4790, Prioritizing Economic Growth Over Woke Policies Act H.R. 4823, American Financial Institution Regulator Sovereignty and Transparency Act H.R. 5488/S. 2805, Protecting Our Courts from Foreign Manipulation Act of 2023 H.R. 7000/S. 3592, Business of Insurance Regulatory Reform Act of 2024 H.R. 7092/S. 3676, Protecting Private Job Creators Act H.R. 7470/S.3823, Secure U.S. Leadership in Space Act of 2024 H.R. 8337, Bank Resilience and Regulatory Improvement Act H.R. 8338, Clarity in Lending Act H.R. 8339, SEC Reform and Restructuring Act H.R. 8773, Financial Services and General Government Appropriations Act, 2025 S. 638, Disclosure of Tax Havens and Offshoring Act S. 3541, Fair Audits and Inspections for Regulators Exams Act S. 5139, Empowering Main Street in America Act of 2024 H.J.Res. 100/S.J.Res. 50, Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Securities and Exchange Commission relating to "Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure" H.J.Res. 120, Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Financial Stability Oversight Council related to "Guidance on Nonbank Financial Company Determinations" H.J.Res. 122/H.J.Res.121/S.J.Res.70, Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Bureau of Consumer Financial Protection relating to "Credit Card Penalty Fees (Regulation Z)" H.J.Res. 201, Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Bureau of Consumer Financial Protection relating to "Registry of Nonbank Covered Persons Subject to Certain Agency and Court Orders" Potential legislation similar to H.R. 5598, Access to Small Business Investor Capital Act Potential legislation similar to H.R. 2025/S. 840, Litigation Funding Transparency Act SEC Proposed Rule on the Enhancement and Standardization of Climate-Related Disclosures for Investors (87 Fed. Reg. 21,334-21,473, April 11, 2022) Proposed Rule, Securities and Exchange Commission; Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting (87 Fed. Reg. 77,172-77,296, December 16, 2022) Proposed Rule, Public Company Accounting Oversight Board; Amendments to Reporting Requirements for Registered Firms (PCAOB Release No. 2024-003, April 9, 2024; PCAOB Rulemaking Docket Matter No. 055) Proposed Rule, Public Company Accounting Oversight Board; Amendments to False or Misleading Statements Concerning PCAOB Registration and Oversight and Constructive Requests to Withdraw from Registration (PCAOB Release No. 2024-001, February 27, 2024; PCAOB Rulemaking Docket Matter No. 054) Proposed Rule, Public Company Accounting Oversight Board; Amendments to Firm and Engagement Metrics (PCAOB Release No. 2024-002, April 9, 2024; PCAOB Rulemaking Docket Matter No. 041) Adopting Order of the Securities and Exchange Commission: Public Company Accounting Oversight Board Amendments to QC 1000, A Firms System of Quality Control and Related Amendments to PCAOB Standards, Rules, and Forms (SEC Release No 34-100968; PCAOB File No. PCAOB-2024-002) Request for Information, U.S. Treasury, Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector (TREAS-DO-2024-0011, June 12, 2024) Request for Comment, Commodity Futures Trading Commission (CFTC), The Use of Artificial Intelligence (AI) in CFTC-regulated derivatives markets (Fed. Reg. 89, 65,606, August 12, 2024) Final Rule, Security Exchange Commission, on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure (88 Fed. Reg. 51,896-51,945, September 5, 2023) Proposed Rule, Security Exchange Commission, on Changes to 14a-8 (87 Fed. Reg. 45,052-45,075, July 27, 2022) Final Rule, Security Exchange Commission, on Share Repurchase Disclosure Modernization (88 Fed. Reg. 36,002-36,063, July 31, 2023) Proposed Rule, Securities and Exchange Commission, Enhanced Disclosures by Certain Investment Advisers and Investment Companies About Environmental, Social, and Governance Investment Practices (87 Fed. Reg. 63,016-63,017, October 18, 2022) Proposed Rule, Securities and Exchange Commission, Outsourcing by Investment Advisers (87 Fed. Reg. 68,816-68,883, November 16, 2022) Proposed Rule, Securities and Exchange Commission; Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers (88 Fed. Reg. 53,960- 54,024, August 9, 2023) Proposed Rule, Security Exchange Commission, on Private Fund Advisers (87 FR 16,886, February 9, 2022) Proposed Rule, Security Exchange Commission, on Safeguarding Advisory Client Assets (88 Fed. Reg 14,672-14,792, March 9, 2023) Proposed Rule, Public Company Accounting Oversight Board; Amendments to PCAOB Auditing Standards related to a Companys Noncompliance with Laws and Regulations (PCAOB Release No. 2023-003/PCAOB Rulemaking Docket Matter No. 051, June 6, 2023) Various issues relating to SEC Best Interest and Enhancing Investment Adviser Regulation relating to broker-dealers, registered investment advisers, conflicts of interest; potential federal preemption of state fiduciary standards; CFTCs de minimis Exception for Swap Dealers; Securities and Exchange Commission amendments to the Commissioners whistleblower rules file no. S7-16-18; proxy process, proxy advisory firms, and other related aspects of corporate governance; corporate common ownership; adoption of the current expected credit loss (CECL) accounting standard; role of credit reporting agencies (CRAs) in the U.S. economy; debt collection practices (regulation F) under the Fair Debt Collection Practices Act (P.L. 95-109); qualified mortgage definition under the Truth in Lending Act (P.L. 90-321) (Regulation Z); Financial Stability Oversight Council activities, including the approach to and designation of systemic importance and risk of nonbank financial companies and firms; Federal Reserve Systems Large Institution Supervision Coordinating Committee; potential housing finance reform legislation; enforcement of Securities and Exchange Commission penalties; federal interest rate authority; Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) reform; electronic consent-based SSN Verification Service (eCBSV); environmental, social, and governance (ESG) enforcement; information collection under the Community Reinvestment Act (CRA) (P.L. 95-128); potential Financial Transaction Tax (FTT); potential Treasury Department proposal relating to tax reporting by banks; investment company cross trading; potential money market fund reform measures; transition to the secured overnight financing rate; implementation of SEC Rule 15c2-11; Department of Labor fiduciary advice exemption: PTE 2020-02; benefits of risk-based pricing; mobile disclosures; modernization of the Credit Repair Organizations Act (enacted as Title IV of the Consumer Credit Protection Act, P.L. 90-321); Internal Revenue Service Priority Guidance Plan; Financial Accounting Standards Board improvements to income tax disclosures; climate-related financial risk management for large banks; Consumer Financial Protection Bureau (CFPB) regulatory sandbox for disclosures; CFPB Policy Fellowship program; CFPB amendment of its Supervision and Examination Manual; CFPB conflation of Distinct Statutory Concepts of Unfairness and Discrimination; CFPB Small Business Advisory Review Panels Rulemaking on Personal Financial Data Rights; CFPB implementation of the Small Business Lending Data Collection Rule (the 1071 Rule); SEC Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting (File Number S7-26-22); Federal Deposit Insurance Corporation Proposal on Corporate Governance and Risk Management; Basel III Endgame Rule; FDIC Monitoring of Investment Funds Passivity Agreements; issues related to the Export-Import Bank of the United States; European Commission debates over stricter rules on third-party delegation; European Union Capital Markets Union; retail participation in capital markets; United Kingdom pensions reform; European Unions Corporate Sustainability Due Diligence Directive (CSDDD); EU sustainable finance action plan and incorporating ESG factors into financial services; reporting metrics of American companies under the EUs Corporate Sustainability Reporting Directive and Corporate Sustainability Due Diligence Directive; reporting metrics of American companies under the California climate disclosure laws; reporting metrics of American companies on diversity, equity, and inclusion; reporting metrics of American companies on executive compensation; reporting metrics for private companies under Securities and Exchange Commission rules; reform to the function of the Public Company Accounting Oversight Board; interconnectedness of the SECs rulemaking agenda; potential rulemaking regarding Section 956 of the Dodd-Frank Act (P.L. 111-203); SEC Staff Report Review of the Accredited Investor Definition under the Dodd Frank Act; index fund passivity; oversight issues and potential legislation on third party litigation funding (including its national security implications)

Client expense: $14,750,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)

H.R. 277, Regulations from the Executive in Need of Scrutiny (REINS) Act of 2023 H.R. 1118/S. 512, Democracy Is Strengthened by Casting Light On Spending in Elections (DISCLOSE) Act of 2023 H.R. 1410, Consumer Financial Protection Commission Act H.R. 4790, Prioritizing Economic Growth Over Woke Policies Act H.R. 7698, Building Civic Bridges Act H.R. 8071, Fair Audits and Inspections for Regulators Exam Act H.R. 8204, Regulatory Early Notice and Engagement Act H.R. 8314, No Foreign Election Interference Act H.R. 8673, Expanding Partnerships for Innovation and Competitiveness Act H.R. 8772, Legislative Branch Appropriations Act, 2025 S. 3810, Time to Choose Act of 2024 Various issues relating to decisions of the Congressional Parliamentarians; implementation of the American Rescue Plan Act (P.L. 117-2); urging nomination of a new FAA Administrator; defense industrial base

Client expense: $14,750,000 · Firm income: Not reported

Government targets: Defense, Dept of (DOD), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE

H.R. 500, Financial Exploitation Prevention Act of 2023 H.R. 1807, Improving Disclosure for Investors Act of 2023 H.R. 2627, Increasing Investor Opportunities Act H.R. 2799, Expanding Access to Capital Act of 2023 H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act of 2023 H.R. 3812, Financial Stability Oversight Council Improvement Act of 2023 H.R. 4645, Empowering Shareholders Act of 2023 H.R. 4790, Prioritizing Economic Growth Over Woke Policies Act H.R. 6783, Capital Markets Financing and Economic Growth Investments Act of 2023 H.R. 7030, Review the Expansion of Government Act of 2024 H.R. 8339, SEC Reform and Restructuring Act H.R. 8478, Empowering States to Protect Seniors Against Bad Actors Act H.J. Res. 120, Congressional Disapproval of FSOC rule on "Guidance on Nonbank Financial Company Determinations" S. 1481, Financial Exploitation Prevention Act of 2023 S. 3601, Financial Stability Oversight Council Improvement Act of 2024 S. 3735, Protecting Innovation in Investment Act S. 3815, Improving Disclosure for Investors Act of 2024 S. 4371, Empowering States to Protect Seniors Against Bad Actors Act S. 4917, Retirement Fairness for Charities and Educational Institutions Act of 2024 S. 5139, Empowering Main Street in America Act Outbound investment screening General concerns regarding the volume, interconnectedness, and length of comment periods of SEC proposals SEC mandatory swing pricing, hard close, and liquidity risk management proposal SEC predictive data analytics proposal Streamline and modernize the SEC staff no-action letter/guidance and exemptive order process Resolution recognizing the 100th anniversary of the Mutual Fund

Client expense: $2,150,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Urged Congress to oppose, H.R.4790 - Prioritizing Economic Growth Over Woke Policies Act. Urged Congress to oppose the H.R.5339, Protecting Americans Investments from Woke Policies Act. Urged an upgrade to an environmental impact statement (EIS) and the ultimate rejection of a permit for Enbridges proposed reroute in Wisconsin as part of the comment period for the Army Corps Line 5 EA.

Client expense: $220,000 · Firm income: Not reported

Government targets: Army, Dept of (Corps of Engineers), HOUSE OF REPRESENTATIVES, SENATE

HR 4790- The Prioritizing Economic Growth Over Woke Policies Act HR 5339- Protecting Americans' Investments From Woke Policies Act SJ Res 79, HJ Res 142- CRA Resolutions on DOL Fiduciary Rule; FY 2025 riders to weaken/block Rule HR 5763- Financial Innovation and Technology for the 2st Century Act

Client expense: $720,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Basel Committee on Banking Supervision (BASEL III) Capital Formation Climate Disclosures Corporate Sustainability Due Diligence Directive (CSDDD) ESG Disclosures FAR Proposal re: Federal Contractor Climate Disclosures GUARDRAIL Act H.R. 4655, Businesses Over Activists Act H.R. 4767, Protecting Americans Retirement Savings from Politics Act H.R. 4790, Prioritizing Economic Growth Over Woke Policies Act H.R. 5339, Protecting Americans' Investments from Woke Policies Act Proposed Rule on Climate Disclosures Proxy Advisory Firm Oversight Proxy Process Reforms Proxy Resubmission Thresholds Shareholder Activism

Client expense: $1,410,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Legislation: S.1409-Kids Online Safety Act-Issues Lobbied: Free speech, privacy, First Amendment, online speech. S.1080-Cooper Davis Act-Issues Lobbied: Free speech, privacy. S.1199-Strengthening Transparency and Obligations to Protect Children Suffering from Abuse and Mistreatment Act of 2023-Issues Lobbied: Free speech, privacy. S.1291-Protecting Kids on Social Media Act-Issues Lobbied: Free speech, privacy. S.1939-FAA Reauthorization Act of 2024-Issues Lobbied: Privacy, womens rights. S.1418-Children and Teens Online Privacy Protection Act-Issues Lobbied: Privacy. S.2892-Algorithmic Accountability Act of 2023-Issues Lobbied: Algorithmic justice. S.5-Equality Act-Issues Lobbied: LGBTQ+ rights, trans healthcare. S.3565-Affordable Connectivity Program Extension Act of 2024-Issues Lobbied: Equitable access to broadband, broadband subsidies. S.4-John R. Lewis Voting Rights Advancement Act of 2024-Issues Lobbied: Voting rights. S.1-Freedom to Vote Act-Issues Lobbied: Voting rights. S.441-American Opportunity Accounts Act-Issues Lobbied: Baby bonds. S.1541-Martha Wright-Reed Just and Reasonable Communications Act of 2022-Issues Lobbied: Prison profiteering. S.1306-COPS Reauthorization Act of 2023-Issues Lobbied: Policing, policing reform. S.516-Fair Wages for Incarcerated Workers Act of 2023-Issues Lobbied: Prison labor. S.518-Correctional Facilities Occupational Safety and Health Act of 2023-Issues Lobbied: Prison labor. S.508-Ensuring Work Opportunities in Correctional Facilities Act of 2023-Issues Lobbied: Prison labor. S.517-Combating Workplace Discrimination in Correctional Facilities Act of 2023-Issues Lobbied: Prison labor. S.2770-Protect Elections from Deceptive AI Act-Issues Lobbied: Free speech. S.4213-Kids Off Social Media Act-Issues Lobbied: Free speech, privacy. S.4136-A bill to amend the Internal Revenue Code of 1986 to terminate the tax-exempt status of terrorist supporting organizations-Issues Lobbied: Tax-exempt organizations tax status, material support for terrorism. S.4443-Intelligence Authorization Act for Fiscal Year 2025-Issues Lobbied: Expansion of ECSP definition. S.3388-Mental Health Justice Act of 2023 -Issues Lobbied: Mental health crisis response. S.140-Combatting Organized Retail Crime Act of 2023-Issues Lobbied: Sentencing reform, criminalization. S.4226-Cannabis Administration and Opportunity Act-Issues Lobbied: Marijuana decriminalization. S.1401-Federal Prison Oversight Act-Issues Lobbied: Prison conditions, oversight. S.993-Combatting Illicit Xylazine Act-Issues Lobbied: Drug policy reform. S.3522-Improving Law Enforcement Officer Safety and Wellness Through Data Act-Issues Lobbied: Policing reform. S.3548- CARES Act-Issues Lobbied: Sentencing reform, re-entry. S.4569-Take It Down Act-Issues Lobbied: Free speech. S.51-Washington, D.C. Admission Act-Issues Lobbied: Voting rights. S.4292-SAVE Act-Issues Lobbied: Voting rights. S.4928-Financial Services and General Government Appropriations Act, 2025-Issues Lobbied: Voting rights, election funding. S.4795-Commerce, Justice, Science, and Related Agencies Appropriations Act, 2025-Issues Lobbied: US Census funding. S. 4638-National Defense Authorization Act for Fiscal Year 2025-Issues Lobbied: LGBTQ+ rights, ESCP definition. S. Res. 828-A resolution expressing the sense of the Senate that every person has the basic right to emergency health care, including abortion care-Issues Lobbied: Abortion, reproductive freedom. S. 1031-EACH Act of 2023-Issues Lobbied: Abortion, reproductive freedom. S. 2646-HEAL for Immigrant Families Act of 2023-Issues Lobbied: Healthcare, immigration, reproductive freedom. S.701-Womens Health Protection Act of 2023-Issues Lobbied: Abortion, reproductive freedom. S. 4681-Enhanced Oversight and Accountability in Screening Act-Issues Lobbied: Watchlisting. S. 1912-ARTICLE ONE Act-Issues Lobbied: Emergency powers. S. 3361-Traveler Privacy Protection Act of 2023-Issues Lobbied: Privacy. S. 5214- Foster Care Placement Transparency Act-Issues Lobbied: womens rights, family policing. S. 2226-National Defense Authorization Act for Fiscal Year 2024-Issues Lobbied: Access to gender affirming care. H.R.2-Secure the Border Act of 2023-Issues Lobbied: Immigration, border policies, transit ban, credible fear standard, border expulsion authority, expedited removal, mandatory detention, parole. H.R.9027-Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2025-Issues Lobbied: Riders. H.R. 15-Equality Act-Issues Lobbied: LGBTQ+ rights. H.R.5636-Protect Childrens Innocence Act-Issues Lobbied: LGBTQ+ rights. H.R.5601-MORE Act-Issues Lobbied: Marijuana decriminalization. H.R.815-Making emergency supplemental appropriations for the fiscal year ending September 30, 2024, and for other purposes-Issues Lobbied: Immigration, immigrant detention, interior enforcement, deportation, border enforcement, asylum, transit ban, credible fear standard, border expulsion authority, expedited removal, mandatory detention, parole. H.R.5798-Protecting Our Nations Capital Emergency Act of 2023-Issues Lobbied: Policing, policing reform. H.R.1525-Fifth Amendment Integrity Restoration Act of 2023-Issues Lobbied: Policing, policing for profit. H.R.6943-No Artificial Intelligence Fake Replicas and Unauthorized Duplications Act of 2024-Issues Lobbied: Free speech. H.R.6881-AI Foundation Model Transparency Act of 2023-Issues Lobbied: Algorithmic justice. H.R.6886-Transparent Automated Governance Act-Issues Lobbied: Algorithmic justice. H.R.7520-Protecting Americans Data from Foreign Adversaries Act of 2024-Issues Lobbied: Privacy. H.R.7534-Verifying Kids Online Privacy Act-Issues Lobbied: Privacy. H.R.1041-American Opportunity Accounts Act-Issues Lobbied: Baby bonds. H.R.6451-Mental Health Justice Act of 2023-Issues Lobbied: Mental health crisis response, community safety. H.R.6985-BOP Release Card ID Act of 2024-Issues Lobbied: Re-entry. H.R.7530-D.C. Criminal Reforms to Immediately Make Everyone Safe Act of 2024-Issues Lobbied: Policing reform. H.R.7187-Protection of Women in Olympic and Amateur Sports Act-Issues Lobbied: LGBTQ+ rights. H.R.8752-Department of Homeland Security Appropriations Act, 2025-Issues Lobbied: Riders, LGBTQ+ rights. H.R.8774-Department of Defense Appropriations Act, 2025-Issues Lobbied: Riders, reproductive rights, LGBTQ+ rights, systemic equality, LGBTQ+ rights. H.R.8771-Department of State, Foreign Operations, and Related Programs Appropriations Act, 2025-Issues Lobbied: Riders, reproductive rights, LGBTQ+ rights, systemic equality. H.R.8070-Servicemember Quality of Life Improvement and National Defense Authorization Act for Fiscal Year 2025-Issues Lobbied: ESCP definition, LGBTQ+ rights. H.R.8580-Military Construction, Veterans Affairs, and Related Agencies Appropriations Act, 2025-Issues Lobbied: Riders, reproductive rights, LGBTQ+ rights, systemic equality. H.R.8772-Legislative Branch Appropriations Act, 2025-Issues Lobbied: Riders. H.R.8773-Financial Services and General Government Appropriations Act, 2025-Issues Lobbied: LGBTQ+ rights, riders. H.R.8818-American Privacy Rights Act of 2024-Issues Lobbied: Privacy. H.R.8038-21st Century Peace Through Strength Act-Issues Lobbied: Free speech, privacy. H.R.4250-Protect Reporters from Exploitative State Spying Act-Issues Lobbied: Free speech, journalists rights. H.R.7890-Children and Teens Online Privacy Protection Act-Issues Lobbied: Privacy. H.R.8152-Remote Access Security Act-Issues Lobbied: Privacy. H.R.8315-Enhancing National Frameworks for Overseas Restriction of Critical Exports Act-Issues Lobbied: Privacy. H.R.6408-To amend the Internal Revenue Code of 1986 to terminate the tax-exempt status of terrorist supporting organizations-Issues Lobbied: Tax-exempt organizations tax status, material support for terrorism, First Amendment, due process. H.R.8282-Illegitimate Court Counteraction Act-Issues Lobbied: ICC sanctions. H.R.9029-Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act, 2025-Issues Lobbied: Womens rights, hidden foster care data collection, riders. H.R.2952-Restoring Artistic Protection Act of 2023-Issues Lobbied: Criminalization of free speech, due process. H.R.5266-Interdiction of Fentanyl in Postal Mail at Federal Prisons Act-Issues Lobbied: Prison profiteering. H.R.6185-Bivens Act of 2021-Issues Lobbied: Policing reform. H.R.8525-George Floyd Justice in Policing Act of 2024-Issues Lobbied: Policing reform. H.R.743-Protect and Serve Act of 2023-Issues Lobbied: Policing reform. H.R.6929-Affordable Connectivity Program Extension Act of 2024-Issues Lobbied: Equitable access to broadband, broadband subsidies. H.R.14-John R. Lewis Voting Rights Advancement Act of 2023-Issues Lobbied: Voting rights. H.R.1165-American Data Privacy Act of 2023-Issues Lobbied: Consumer privacy, civil rights. H.R.9028-Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2025-Issues Lobbied: Riders, reproductive rights, LGBTQ+ rights, systemic equality. H.R.2203-Homeland Security Improvement Act-Issues Lobbied: Family separation, immigration. H.R. 4791-Free Speech Protection Act-Issues Lobbied: Free speech. H.R. 6592-Fight Book Bans Act-Issues Lobbied: Free speech. H.R. 51-Washington, D.C. Admission Act-Issues Lobbied: Voting rights. H.R. 8281 - SAVE Act-Issues Lobbied: Voting rights. H.R. 9494-Continuing Appropriations and Other Matters Act, 2025-Issues Lobbied: Voting rights, riders. H.R. 8997-Energy and Water Development and Related Agencies Appropriations Act, 2025-Issues Lobbied: Voting rights, riders. H.R. 9026-Commerce, Justice, Science, and Related Agencies Appropriations Act, 2025-Issues Lobbied: US Census funding. H.J. Res. 165- Providing for Congressional disapproval under Chapter 8 of Title 5, United States Code, of the Rule submitted by the Department of Education relating to "Nondiscrimination on the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance- Issues Lobbied: LGBTQ+ rights, womens rights. H.R. 1399-Protect Childrens Innocence Act-Issues Lobbied: LGBTQ+ rights. H.R. 89980-Department of the Interior, Environment, and Related Agencies Appropriations Act 2025-Issues Lobbied: LGBTQ+ rights, riders, reproductive rights, systemic equality. H. Res. 1448-Expressing the sense of the House of Representatives that every person has the basic right to emergency health care, including abortion care-Issues Lobbied: Abortion, reproductive freedom. H.R. 561-EACH Act of 2023-Issues Lobbied: Abortion, reproductive freedom. H.R. 5008-HEAL for Immigrant Families Act of 2023-Issues Lobbied: Healthcare, immigration, reproductive freedom. H.R.12-Womens Health Protection Act of 2023-Issues Lobbied: Abortion, reproductive freedom. H.R. 9495-Stop Terror-Financing and Tax Penalties on American Hostages Act-Issues Lobbied: Tax-exempt organizations tax status, material support for terrorism. H.R. 9456-Protecting American Agriculture from Foreign Adversaries Act of 2024-Issues Lobbied: Farmland purchases. H.R. 1398-Protect Americas Innovation and Economic Security from CCP Act of 2024-Issues Lobbied: Reinstating the China Initiative. H.R. 8512-Intelligence Authorization Act for Fiscal Year 2025-Issues Lobbied: Expansion of ECSP definition. H.R. 3988-ARTICLE ONE Act-Issues Lobbied: Emergency powers. H.R. 7891-Kids Online Safety Act-Issues Lobbied: Free speech, First Amendment, online speech. H.R. 9244-NO BAN Act-Issues Lobbied: Immigration. H.R. 3724- Accreditation for College Excellence Act of 2023-Issues Lobbied: DEI, higher education. H.R. 7683-Respecting the First Amendment on Campus Act-Issues Lobbied: DEI, higher education. H.R. 4790- Guiding Uniform and Responsible Disclosure Requirements and Information Limits Act of 2023-Issues Lobbied: ESG investments. H.R. 5339- Roll back ESG To Increase Retirement Earnings Act-Issues Lobbied: ESG investments. H.R. 7841-Reproductive Data Privacy and Protection Act-Issues Lobbied: Privacy. H.R. 4368-Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2024-Issues Lobbied: Disability rights. H.R. 8205-Keeping Violent Offenders Off Our Streets Act-Issues Lobbied: Bail. Legislation with No Bill Number: Communications Decency Act of 1996-Issues Lobbied: Section 230, free speech, maintaining Internet integrity. Additional legislation not yet introduced-patenting of genes and gene research legislation, free speech, speech on campuses, student surveillance, legislation relating to defining antisemitism in education programs - First Amendment protections, draft legislation on artificial intelligence and implementation of EO on artificial intelligence - speech, privacy, nondiscrimination, TikTok ban - national security, privacy and free speech, affordable connectivity program, broadband subsidies, voting rights, torture, detention, drones, war authority, Guantanamo Bay, immigration and asylum reform, avoidable deaths in ICE detention, messaging research and recommendations on immigration and border policy; criminal legal reform scenario planning; alternate border bills; introduction of Native American Voting Rights Act, Voter Empowerment Act, voting rights, proposed legislation on access to reproductive healthcare information, training for abortion are providers, public education regarding reproductive healthcare, contraceptive care, access to medication abortion, protection of reproductive health care data and privacy, protection of abortion rights and access, AI Civil Rights Act - algorithmic justice, car privacy, general age verification and privacy, Senate rules reform. Agencies: Agency-Homeland Security-Issues Lobbied: Executive Order 14010-Creating a Comprehensive Regional Framework to Address the Causes of Migration, to Manage Migration Throughout North and Central America, and to Provide Safe and Orderly Processing of Asylum Seekers at the U.S. Border, CBP policies and practices, migrant property dispossession, Operation Lone Star, letter regarding immigrant access to reproductive care, USCIS 2024 006 IFR -Securing the Border rulemaking - immigration, Presidential Proclamation to Suspend and Limit Entry and Joint DHS-DOJ Interim Final Rule to Restrict Asylum During High Encounters at the Southern Border - order and interim regulation suspending asylum processing of people who enter between ports of entry; Agency-Customs and Border Protection-Issues Lobbied: Migrant property dispossession, CBP personal property guidance and responding to CBPs new directive on migrants personal property by pushing for additional improvement/clarification. Agency-Justice-Issues Lobbied: Presidential Proclamation to Suspend and Limit Entry and Joint DHS-DOJ Interim Final Rule to Restrict Asylum During High Encounters at the Southern Border - order and interim regulation suspending asylum processing of people who enter between ports of entry, LGBTQ+ rights. Office of the Pardon Attorney-categorical clemency. Agency-EOP and White House Office-Issues Lobbied: Executive Order 14010-Creating a Comprehensive Regional Framework to Address the Causes of Migration, to Manage Migration Throughout North and Central America, and to Provide Safe and Orderly Processing of Asylum Seekers at the U.S. Border, restoration of asylum processing at southern border, complete termination of MPP, rebuilding a more humane asylum system, immigration, Presidential Proclamation to Suspend and Limit Entry and Joint DHS-DOJ Interim Final Rule to Restrict Asylum During High Encounters at the Southern Border - order and interim regulation suspending asylum processing of people who enter between ports of entry, executive order to provide immigration relief to long-term undocumented immigrants, migrant deaths while in ICE detention, TikTok ban- national security, free speech, and privacy, Kids Online Safety Act, Affordable Connectivity Act, continued funding for broadband subsidies, torture, detention, drones, war authority, Guantanamo Bay, draft legislation on artificial intelligence and implementation of EO on artificial intelligence - speech, privacy, nondiscrimination, revenge porn and deepfakes; Pregnant Workers Fairness Act and PUMP for Nursing Act implementation, executive clemency. Agency -Office of Faith-Based and Community Initiatives-Migrant property dispossession, freedom of religious expression for migrants. Agency-Office of Science and Technology Policy-Use of AI in hiring, healthcare, and other protected areas, algorithmic justice. Agency- U.S. Trade Representative-U.S. commitments at WTO, open internet. Agency-National Security Council- National Security memo on uses of AI, privacy. Agency-FTC-Issues Lobbied: draft legislation on artificial intelligence and implementation of EO on artificial intelligence - speech, privacy, nondiscrimination. Agency-CMS-Issues Lobbied: Executive Order 14019-Promoting Access to Voting, voting rights. Agency-Veterans Affairs-Issues Lobbied: LGBTQ+ rights, comprehensive care for transgender veterans. Agency-Education-Issues Lobbied: legislation relating to defining antisemitism in education programs - First Amendment protections, DEI and higher education. Agency-Labor-Issues Lobbied: ESG investments, use of AI in hiring, healthcare, and other protected areas, algorithmic justice. Agency-NIST-Issues Lobbied: Use of AI in hiring, healthcare, and other protected areas, algorithmic justice; supply chains and digital trade Agency-TSA-Issues Lobbied: LGBTQ+ rights. Agency-BOP-Issues Lobbied: BOP Docket No. BOP-1171-P Comments to Proposed Rule: Inmate Discipline Program: Disciplinary Segregation and Prohibited Act Code Changes - criminalization of free speech, prison conditions. Agency-U.S. Securities and Exchange Commission-Issues Lobbied: ESG investments. Agency-Federal Communications Commission (FCC)-Issues Lobbied: Affordable Connectivity Act and funding for broadband subsidy, prison profiteering. Agency-Transportation-Issues Lobbied: Implementation of P.L. 118-63, womens rights. Agency-Federal Aviation Administration (FAA)-Issues Lobbied: Implementation of P.L. 118-63, womens rights.

Client expense: $400,000 · Firm income: Not reported

Government targets: Bureau of Prisons (BOP), Centers For Medicare and Medicaid Services (CMS), Education, Dept of, Executive Office of the President (EOP), Federal Aviation Administration (FAA), Federal Communications Commission (FCC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Justice, Dept of (DOJ), Labor, Dept of (DOL), Natl Institute of Standards & Technology (NIST), Natl Security Council (NSC), Office of Faith-Based & Community Initiatives, Office of Science & Technology Policy (OSTP), SENATE, Securities & Exchange Commission (SEC), Transportation Security Administration (TSA), Transportation, Dept of (DOT), U.S. Customs & Border Protection, U.S. Trade Representative (USTR), Veterans Affairs, Dept of (VA), White House Office

H.R. 82/S. 597, Social Security Fairness Act of 2023 H.R. 957, Public Safety Retirees Healthcare Protection Act of 2023 H.R. 5241, Legislation to add private sector employees to governmental pension plans H.R. 7780, Safeguarding Investment Options for Retirement Act H.R. 4790, Prioritizing Economic Growth Over Woke Policies Act

Client expense: $163,011 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Corporate Lobbying Disclosure Rule, Organizing opposition to Anti-ESG Bills: H.R. 4790 and H.R. 5339.

Client expense: $65,265 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 448 Proxy Advisory Firms **Issues lobbied without specific bill number: Climate Change Disclosures S. 1799 Proxy Advisory Firms H.R. 4589 Proxy Advisor Registration H.R. 4590 Proxy Advisor Firms H.R. 4628 Proxy Advisor Disclosure H.R. 4640 Proxy Advisor Disclosure H.R. 4641 Shareholder Proposals H.R. 4645 Proxy Voting H.R. 4662 Proxy Advisor Firm Study H.R. 4767 Proxy Advisor Firms H.R. 4790 Financial Disclosure H.R. 4655 Shareholder Proposals S. 3179 Shareholder Proposals H.R. 7030 Securities and Exchange Commission Rulemaking

Client expense: $1,600,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 500, Financial Exploitation Prevention Act of 2023 H.R. 1807, Improving Disclosure for Investors Act of 2023 H.R. 2627, Increasing Investor Opportunities Act H.R. 2799, Expanding Access to Capital Act of 2023 H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act of 2023 H.R. 3812, Financial Stability Oversight Council Improvement Act of 2023 H.R. 4168, Mandatory Materiality Requirement Act of 2023 H.R. 4237, Ensuring Sound Guidance Act H.R. 4600, Protecting Retail Investors Savings Act H.R. 4645, Empowering Shareholders Act of 2023 H.R. 4767, Protecting Americans Retirement Savings from Politics Act H.R. 4790, GUARDRAIL Act of 2023 H.R. 6783, Capital Markets Financing and Economic Growth Investments Act of 2023 H.R. 7030, Review the Expansion of Government Act of 2024 H.R. 8239, SEC Regulatory Accountability Act H.R. 8339, SEC Reform and Restructuring Act H.J. Res. 120, Congressional Disapproval of FSOC rule on "Guidance on Nonbank Financial Company Determinations" S. 1481, Financial Exploitation Prevention Act of 2023 S. 2005, Mandatory Materiality Requirement Act of 2023 S. 2700, INDEX Act S. 3601, Financial Stability Oversight Council Improvement Act of 2024 S. 3735, Protecting Innovation in Investment Act S. 3815, Improving Disclosure for Investors Act of 2024 S. 4586, Stop Funding the CCP Through A-Shares Act S. 4589, Safeguarding US Financial Leadership Against Communist China Act S. 4590, TRADE SAFE Act General concerns regarding the volume, interconnectedness, and length of comment periods of SEC proposals SEC mandatory swing pricing, hard close, and liquidity risk management proposal SEC predictive data analytics proposal Streamline and modernize the SEC staff no-action letter/guidance and exemptive order process Outbound investment screening Resolution recognizing the 100th anniversary of the Mutual Fund

Client expense: $1,250,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 448 Proxy Advisory Firms **Issues lobbied without specific bill number: Climate Change Disclosures S. 1799 Proxy Advisory Firms H.R. 4589 Proxy Advisor Registration H.R. 4590 Proxy Advisor Firms H.R. 4628 Proxy Advisor Disclosure H.R. 4640 Proxy Advisor Disclosure H.R. 4641 Shareholder Proposals H.R. 4645 Proxy Voting H.R. 4662 Proxy Advisor Firm Study H.R. 4767 Proxy Advisor Firms H.R. 4790 Financial Disclosure H.R. 4655 Shareholder Proposals S. 3179 Shareholder Proposals H.R. 7030 Securities and Exchange Commission Rulemaking

Client expense: Not reported · Firm income: $44,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 448, Putting Investors First Act of 2023 H.R. 500, Financial Exploitation Prevention Act of 2023 H.R. 760, Chinese Military and Surveillance Company Sanctions Act of 2023 H.R. 1807, Improving Disclosure for Investors Act of 2023 H.R. 2627, Increasing Investor Opportunities Act H.R. 2799, Expanding Access to Capital Act of 2023 H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act of 2023 H.R. 3812, Financial Stability Oversight Council Improvement Act of 2023 H.R. 4168, Mandatory Materiality Requirement Act of 2023 H.R. 4237, Ensuring Sound Guidance Act H.R. 4600, Protecting Retail Investors Savings Act H.R. 4645, Empowering Shareholders Act of 2023 H.R. 4767, Protecting Americans Retirement Savings from Politics Act H.R. 4790, GUARDRAIL Act of 2023 H.R. 6783, Capital Markets Financing and Economic Growth Investments Act of 2023 H.R. 7030, Review the Expansion of Government Act of 2024 SEC Regulatory Accountability Act S. 1481, Financial Exploitation Prevention Act of 2023 S. 1799, Putting Investors First Act of 2023 S. 2005, Mandatory Materiality Requirement Act of 2023 S. 2700, INDEX Act S. 3601, Financial Stability Oversight Council Improvement Act of 2024 S. 3735, Protecting Innovation in Investment Act S. 3815, Improving Disclosure for Investors Act of 2024 General concerns regarding the volume, interconnectedness, and length of comment periods of SEC proposals SEC mandatory swing pricing, hard close, and liquidity risk management proposal SEC predictive data analytics proposal Streamline and modernize the SEC staff no-action letter/guidance and exemptive order process

Client expense: $1,320,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 448 Proxy Advisory Firms **Issues lobbied without specific bill number: Climate Change Disclosures S. 1799 Proxy Advisory Firms H.R. 4589 Proxy Advisor Registration H.R. 4590 Proxy Advisor Firms H.R. 4628 Proxy Advisor Disclosure H.R. 4640 Proxy Advisor Disclosure H.R. 4641 Shareholder Proposals H.R. 4645 Proxy Voting H.R. 4662 Proxy Advisor Firm Study H.R. 4767 Proxy Advisor Firms H.R. 4790 Financial Disclosure H.R. 4655 Shareholder Proposals S. 3179 Shareholder Proposals H.R. 7030 Securities and Exchange Commission Rulemaking

Client expense: $1,490,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 448 Proxy Advisory Firms **Issues lobbied without specific bill number: Climate Change Disclosures S. 1799 Proxy Advisory Firms H.R. 4589 Proxy Advisor Registration H.R. 4590 Proxy Advisor Firms H.R. 4628 Proxy Advisor Disclosure H.R. 4640 Proxy Advisor Disclosure H.R. 4641 Shareholder Proposals H.R. 4645 Proxy Voting H.R. 4662 Proxy Advisor Firm Study H.R. 4767 Proxy Advisor Firms H.R. 4790 Financial Disclosure H.R. 4655 Shareholder Proposals S. 3179 Shareholder Proposals H.R. 7030 Securities and Exchange Commission Rulemaking

Client expense: Not reported · Firm income: $44,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

S. 427 - the Financial Freedom Act 16 CFR Parts 801-803-Hart-Scott-Rodino Coverage, Exemption, and Transmittal Rules, Project No. P239300 (Document ID: FTC-2023-0040-0001) Analytic Framework for Financial Stability Risk Identification, Assessment, and Response, RIN 4030-[XXXX], Docket No. FSOC-2023-0001 Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies, RIN 4030-[XXXX], Docket No. FSOC-2023-0002 S. 1838/H.R. 3881 - Credit Card Competition Act H.R. 2797 - Equal Opportunity for all Investors Act of 2023 H.R. 4655 - Businesses Over Activists Act H.R. 4767 - Protecting Americans Retirement Savings from Politics Act H.R. 4790 - Guiding Uniform and Responsible Disclosure Requirements and Information Limits (GUARDRAIL) Act of 2023 H.R. 4823 - American Financial Institution Regulator Sovereignty and Transparency Act 16 CFR Parts 801-803-Hart-Scott-Rodino Coverage, Exemption, and Transmittal Rules, Project No. P239300 (Document ID: FTC-2023-0040-0001) Defining Larger Participants of a Market for General-Use Digital Consumer Payment Applications (Docket No. CFPB-2023-0053) S. 3179, Stop Woke Investing Act

Client expense: $60,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

FIN ISSUE AREA:Financial Institutions/Investments/Securities Proxy voting policies Proxy advisors Systemic risks Shareholder proposal process Corporate disclosures FSOC regulation and authority H.R. 4790 The Guiding Uniform and Responsible Disclosure Requirements and Information Limits (GUARDRAIL) Act; H.R. 4767 The Protecting Americans Retirement Savings from Politics Act; H.R. 4655 The Businesses Over Activists Act; H.R. 4823 American Financial Institution Regulator Sovereignty and Transparency (American FIRST) Act LBR ISSUE AREA: Labor Issues/Antitrust/Workplace Systemic risks Pension fund investment practices Retirement security policies Proxy voting Proxy advisors ERISA implementation of fiduciary duty H.R. 5337 Retirement Proxy Protection Act; H.R. 5338 No Discrimination In My Benefits Act; H.R. 5339 RETIRE Act; H.R. 5340 Providing Complete Information To Retirement Investors Act

Client expense: $10,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Proxy voting policies Proxy advisors Systemic risks Shareholder proposal process Corporate disclosures FSOC regulation and authority H.R. 4790 The Guiding Uniform and Responsible Disclosure Requirements and Information Limits (GUARDRAIL) Act; H.R. 4767 The Protecting Americans Retirement Savings from Politics Act; H.R. 4655 The Businesses Over Activists Act; H.R. 4823 American Financial Institution Regulator Sovereignty and Transparency (American FIRST) Act

Client expense: $10,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 448, Putting Investors First Act of 2023 H.R. 835, Fair Investment Opportunities for Professional Experts Act H.R. 1010/S. 453, Prohibiting IRS Financial Surveillance Act H.R. 1410, Consumer Financial Protection Commission Act H.R. 1548, Improving Access to Small Business Information Act H.R. 1553, Helping Angels Lead our Startups (HALOS) Act H.R. 1579, Accredited Investor Definition Review Act H.R. 2608, To amend the Federal securities laws to specify the periods for which financial statements are required to be provided by an emerging growth company, and for other purposes H.R. 2610, To amend the Securities Exchange Act of 1934 to specify certain registration statement contents for emerging growth companies, to permit issuers to file draft registration statements with the Securities and Exchange Commission for confidential review, and for other purposes H.R. 2612, Gig Worker Equity Compensation Act H.R. 2627, Increasing Investor Opportunities Act H.R. 2652, Investment Opportunity Expansion Act H.R. 2792, Small Entity Update Act H.R. 2793, Encouraging Public Offerings Act of 2023 H.R. 2795, Enhancing Multi-Class Share Disclosures Act H.R. 2796, Promoting Opportunities for Non-Traditional Capital Formation Act H.R. 2797, Equal Opportunity for All Investors Act H.R. 2798, CFPB Transparency and Accountability Reform Act H.R. 2799, Expanding Access to Capital Act of 2023 H.R. 2812, Middle Market IPO Underwriting Cost Act H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act H.R. 4035, Protecting Small Business Information Act of 2023 H.R. 4168/S. 2005, Mandatory Materiality Requirement Act of 2023 H.R. 4177/S. 2007, Improving Corporate Governance Through Diversity Act of 2023 H.R. 4366, Consolidated Appropriations Act, 2024, including provisions related to Senate Amendment 1217 and Senate Amendment 1092 H.R. 4664/S. 2309, Making appropriations for financial services and general government for the fiscal year ending September 30, 2024, and for other purposes H.R. 4767, Protecting Americans Retirement Savings from Politics Act H.R. 4790, Guiding Uniform and Responsible Disclosure Requirements and Information Limits (GUARDRAIL) Act of 2023 H.R. 4823, American Financial Institution Regulator Sovereignty and Transparency Act H.R. 5488/S. 2805, Protecting Our Courts from Foreign Manipulation Act of 2023 S. 638, Disclosure of Tax Havens and Offshoring Act H.J.Res.100 / S.J.Res.50, Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Securities and Exchange Commission relating to "Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure" Draft legislation titled Accredited Investor Self-Certification Act Potential legislation on environmental, social, and governance Potential legislation dealing with third party litigation funding including its national security implications Potential legislation similar to H.R. 2025/S. 840, Litigation Funding Transparency Act SEC Proposed Rule on the Enhancement and Standardization of Climate-Related Disclosures for Investors (87 Fed. Reg. 21,334-21,473, April 11, 2022) Proposed Rule, Securities and Exchange Commission; Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting (87 Fed. Reg. 77,172-77,296, December 16, 2022) SEC Final Rule on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure (88 Fed. Reg. 51,896-51945, September 5, 2023) SEC Proposed Rule on Changes to 14a-8 (87 FR 45,052-45,075, July 27, 2022) SEC Final Rule on Share Repurchase Disclosure Modernization (88 FR 36,002-36,063, July 31, 2023) Proposed Rule, FSOC Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies, Proposed Interpretive Guidance (88 Fed. Reg. 26,234-26,244, April 28, 2023) Proposed Rule, FSOC Analytic Framework for Financial Stability Risk Identification, Assessment, and Response, Proposed Analytic Framework (88 Fed. Reg. 26,305-26,311, April 28, 2023) Notice of Proposed Rulemaking, Internal Revenue Service and Department of the Treasury; Gross Proceeds and Basis Reporting by Brokers and Determination of Amount Realized and Basis for Digital Asset Transactions (88 Fed. Reg. 59,576-59,659, August 29, 2023) Proposed Rule, Securities and Exchange Commission; Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers (88 Fed. Reg. 53,960- 54,024, August 9, 2023) Various issues relating to SEC Best Interest and Enhancing Investment Adviser Regulation relating to broker-dealers, registered investment advisers, conflicts of interest; potential federal preemption of state fiduciary standards; CFTCs de minimis Exception for Swap Dealers; Securities and Exchange Commission amendments to the Commissioners whistleblower rules file no. S7-16-18; proxy process, proxy advisory firms, and other related aspects of corporate governance; corporate common ownership; adoption of the current expected credit loss (CECL) accounting standard; role of credit reporting agencies (CRAs) in the U.S. economy; debt collection practices (regulation F) under the Fair Debt Collection Practices Act (P.L. 95-109); qualified mortgage definition under the Truth in Lending Act (P.L. 90-321) (Regulation Z); Financial Stability Oversight Council activities, including the approach to and designation of systemic importance and risk of nonbank financial companies and firms; Federal Reserve Systems Large Institution Supervision Coordinating Committee; potential housing finance reform legislation; enforcement of Securities and Exchange Commission penalties; federal interest rate authority; Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) reform; electronic consent-based SSN Verification Service (eCBSV); environmental, social, and governance (ESG) enforcement; information collection under the Community Reinvestment Act (CRA) (P.L. 95-128); potential Financial Transaction Tax (FTT); potential Treasury Department proposal relating to tax reporting by banks; investment company cross trading; potential money market fund reform measures; transition to the secured overnight financing rate; implementation of SEC Rule 15c2-11; Department of Labor fiduciary advice exemption: PTE 2020-02; benefits of risk-based pricing; mobile disclosures; modernization of the Credit Repair Organizations Act (enacted as Title IV of the Consumer Credit Protection Act, P.L. 90-321); Internal Revenue Service Priority Guidance Plan; Federal Trade Commission issues: Freedom of Information Act Requests, Penalty Offense Authority, Zombie Voting, and overall direction of the Commission under Chair Lina Khan; Financial Accounting Standards Board improvements to income tax disclosures; Climate-Related Financial Risk Management for Large Banks; Consumer Financial Protection Bureau (CFPB) regulatory sandbox for disclosures; CFPB Policy Fellowship program; CFPB amendment of its Supervision and Examination Manual; CFPB conflation of Distinct Statutory Concepts of Unfairness and Discrimination; CFPB Small Business Advisory Review Panels Rulemaking on Personal Financial Data Rights; CFPB implementation of the Small Business Lending Data Collection Rule (the 1071 Rule); SEC Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting (File Number S7-26-22); Proposed Rule, Securities and Exchange Commission; Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers (SEC Rel. Nos. 34-97990; IA-6353; File No. S7-12-23, July 26, 2023); Proposing Release: Amendments to PCAOB Auditing Standards related to a Companys Noncompliance with Laws and Regulations; the Federal Reserve Boards Supervision and regulation of Silicon Valley Bank and ongoing Holistic Capital; Federal Deposit Insurance Corporation Proposal on Corporate Governance and Risk Management; SEC Shareholder Proposals: Staff Legal Bulletin No. 14L (CF); EU sustainable finance action plan and incorporating ESG factors into financial services; potential regulations to require public companies to disclose information related to human capital management; reporting metrics of American companies under the EUs Corporate Sustainability Reporting Directive and Corporate Sustainability Due Diligence Directive; reporting metrics of American companies under the California climate disclosure laws; interconnectedness of the SECs rulemaking agenda; potential rulemaking regarding Section 956 of the Dodd-Frank Act (P.L. 111-203); oversight issues and potential legislation on third party litigation funding (including its national security implications)

Client expense: $19,080,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 448 Proxy Advisory Firms **Issues lobbied without specific bill number: Climate Change Disclosures S. 1799 Proxy Advisory Firms H.R. 4589 Proxy Advisor Registration H.R. 4590 Proxy Advisor Firms H.R. 4628 Proxy Advisor Disclosure H.R. 4640 Proxy Advisor Disclosure H.R. 4641 Shareholder Proposals H.R. 4645 Proxy Voting H.R. 4662 Proxy Advisor Firm Study H.R. 4767 Proxy Advisor Firms H.R. 4790 Financial Disclosure H.R. 4655 Shareholder Proposals S. 3179 Shareholder Proposals

Client expense: $1,360,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 448 Proxy Advisory Firms **Issues lobbied without specific bill number: Climate Change Disclosures S. 1799 Proxy Advisory Firms H.R. 4589 Proxy Advisor Registration H.R. 4590 Proxy Advisor Firms H.R. 4628 Proxy Advisor Disclosure H.R. 4640 Proxy Advisor Disclosure H.R. 4641 Shareholder Proposals H.R. 4645 Proxy Voting H.R. 4662 Proxy Advisor Firm Study H.R. 4767 Proxy Advisor Firms H.R. 4790 Financial Disclosure H.R. 4655 Shareholder Proposals S. 3179 Shareholder Proposals

Client expense: Not reported · Firm income: $44,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 448, Putting Investors First Act of 2023 H.R. 500, Financial Exploitation Prevention Act of 2023 H.R. 760, Chinese Military and Surveillance Company Sanctions Act of 2023 H.R. 1807, Improving Disclosure for Investors Act of 2023 H.R. 2627, Increasing Investor Opportunities Act H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act of 2023 H.R. 3812, Financial Stability Oversight Council Improvement Act of 2023 H.R. 4168, Mandatory Materiality Requirement Act of 2023 H.R. 4177, Improving Corporate Governance Through Diversity Act of 2023 H.R. 4237, Ensuring Sound Guidance Act H.R. 4589, To provide for the registration of proxy advisory firms H.R. 4590, To provide for liability for certain failures to disclose material information in connection with proxy voting advice H.R. 4600, Protecting Retail Investors Savings Act H.R. 4645, Empowering Shareholders Act of 2023 H.R. 4648, To provide for duties of certain investment advisors, asset managers, and pension funds with respect to voting on shareholder proposals H.R. 4767, Protecting Americans Retirement Savings from Politics Act H.R. 4790, GUARDRAIL Act of 2023 H.R. 6783, Capital Markets Financing and Economic Growth Investments Act of 2023 S. 1481, Financial Exploitation Prevention Act of 2023 S. 1799, Putting Investors First Act of 2023 S. 2005, Mandatory Materiality Requirement Act of 2023 S. 2007, Improving Corporate Governance Through Diversity Act of 2023 S. 2226, National Defense Authorization Act for Fiscal Year 2024 (outbound investment screening) S. 2700, INDEX Act General concerns regarding the volume, interconnectedness, and length of comment periods of SEC proposals SEC mandatory swing pricing, hard close, and liquidity risk management proposal SEC money market fund proposal SEC predictive data analytics proposal SEC Safeguarding Advisory Client Assets proposal FSOC revised guidance on designation of nonbank SIFIs Executive Order on Addressing United States Investments in Certain National Security Technologies and Products in Countries of Concern

Client expense: $1,040,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office

-Guiding Uniform and Responsible Disclosure Requirements and Information Limits (GUARDRAIL) Act (H.R. 4790), all -Protecting Americans Retirement Savings from Politics Act (H.R. 4767), all -Businesses Over Activists Act (H.R. 4655), all -American Financial Institution Regulatory Sovereignty and Transparency (American FIRST) Act (H.R. 4823), all -S. 1838 - Credit Card Competition Act, all

Client expense: $480,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

S. 427 - the Financial Freedom Act 16 CFR Parts 801-803-Hart-Scott-Rodino Coverage, Exemption, and Transmittal Rules, Project No. P239300 (Document ID: FTC-2023-0040-0001) Analytic Framework for Financial Stability Risk Identification, Assessment, and Response, RIN 4030-[XXXX], Docket No. FSOC-2023-0001 Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies, RIN 4030-[XXXX], Docket No. FSOC-2023-0002 S. 1838/H.R. 3881 - Credit Card Competition Act H.R. 2797 - Equal Opportunity for all Investors Act of 2023 H.R. 4655 - Businesses Over Activists Act H.R. 4767 - Protecting Americans Retirement Savings from Politics Act H.R. 4790 - Guiding Uniform and Responsible Disclosure Requirements and Information Limits (GUARDRAIL) Act of 2023 H.R. 4823 - American Financial Institution Regulator Sovereignty and Transparency Act

Client expense: $60,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Beneficial Ownership Capital Formation Climate Disclosures ESG Disclosures FAR Proposal re: Federal Contractor Climate Disclosures H.R. 4161, Performance Over Politics H.R. 4168, Mandatory Materiality Requirement H.R. 4589, Registration of Proxy Advisory Firms H.R. 4590, Liability for Certain Failures to Disclose Material Information or Making of Material Misstatements H.R. 4600, Protecting Retail Investors Savings H.R. 4628, SEC Justification of Non-Material Disclosure Mandates H.R. 4640, Exclusion of Certain ESG Shareholder Proposals H.R. 4644, No Expensive, Stifling Governance H.R. 4645, Empowering Shareholders H.R. 4648, Duties of Investment Advisors, Asset Managers, and Pension Funds H.R. 4652, Public Company Advisory Committee H.R. 4653, Protecting U.S. Business Sovereignty H.R. 4655, Businesses Over Activists Act H.R. 4656, Protecting Americans Savings H.R. 4657, Exclusions Available Regardless of Significant Social Policy Issue H.R. 4662, Corporate Governance Examination H.R. 4767, Protecting Americans Retirement Savings from Politics Act H.R. 4790, the GUARDRAIL Act Human Capital Management Proposed Rule on Climate Disclosures Proposed Rule on Cybersecurity Disclosures Proposed Rule on Shareholder Proposal Exclusions Proxy Advisory Firm Oversight Proxy Process Reforms Proxy Resubmission Thresholds Rule 144A Shareholder Activism

Client expense: $2,060,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

H.R. 448, Putting Investors First Act of 2023 H.R. 835, Fair Investment Opportunities for Professional Experts Act H.R. 1010/S. 453, Prohibiting IRS Financial Surveillance Act H.R. 1410, Consumer Financial Protection Commission Act H.R. 1548, Improving Access to Small Business Information Act H.R. 1553, Helping Angels Lead our Startups (HALOS) Act H.R. 1579, Accredited Investor Definition Review Act H.R. 2608, To amend the Federal securities laws to specify the periods for which financial statements are required to be provided by an emerging growth company, and for other purposes H.R. 2610, To amend the Securities Exchange Act of 1934 to specify certain registration statement contents for emerging growth companies, to permit issuers to file draft registration statements with the Securities and Exchange Commission for confidential review, and for other purposes H.R. 2612, Gig Worker Equity Compensation Act H.R. 2627, Increasing Investor Opportunities Act H.R. 2652, Investment Opportunity Expansion Act H.R. 2792, Small Entity Update Act H.R. 2793, Encouraging Public Offerings Act of 2023 H.R. 2795, Enhancing Multi-Class Share Disclosures Act H.R. 2796, Promoting Opportunities for Non-Traditional Capital Formation Act H.R. 2797, Equal Opportunity for All Investors Act H.R. 2798, CFPB Transparency and Accountability Reform Act H.R. 2799, Expanding Access to Capital Act of 2023 H.R. 2812, Middle Market IPO Underwriting Cost Act H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act H.R. 4035, Protecting Small Business Information Act of 2023 H.R. 4177/S. 2007, Improving Corporate Governance Through Diversity Act of 2023 H.R. 4655, Business Over Activists Act H.R. 4664/S. 2309, Making appropriations for financial services and general government for the fiscal year ending September 30, 2024, and for other purposes H.R. 4767, Protecting Americans Retirement Savings from Politics Act H.R. 4790, Guiding Uniform and Responsible Disclosure Requirements and Information Limits (GUARDRAIL) Act of 2023 H.R. 4823, American Financial Institution Regulator Sovereignty and Transparency Act H.R. 5488/S. 2805, Protecting Our Courts from Foreign Manipulation Act of 2023 S. 638, Disclosure of Tax Havens and Offshoring Act Draft legislation titled Accredited Investor Self-Certification Act Potential legislation on environmental, social, and governance Potential legislation to codify certain reforms to the nonbank designation process of the Financial Stability Oversight Council Potential legislation to except quotations of Rule 144A fixed-income securities from certain regulatory requirements Potential legislation to make changes to the SEC 14a-8 shareholder proposal process Potential legislation dealing with third party litigation funding including its national security implications Potential legislation similar to H.R. 2025/S. 840, Litigation Funding Transparency Act SEC Proposed Rule on the Enhancement and Standardization of Climate-Related Disclosures for Investors (87 Fed. Reg. 21,334-21,473, April 11, 2022) Proposed Rule, Securities and Exchange Commission; Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting (87 Fed. Reg. 77,172-77,296, December 16, 2022) SEC Final Rule on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure (88 Fed. Reg. 51,896-51,945, September 5, 2023) Proposed Rule, SEC Safeguarding Advisory Client Assets (88 Fed. Reg. 14,672-14,792, March 9, 2023) Proposed Rule, FSOC Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies, Proposed Interpretive Guidance (88 Fed. Reg. 26,234-26,244, April 28, 2023) Proposed Rule, FSOC Analytic Framework for Financial Stability Risk Identification, Assessment, and Response, Proposed Analytic Framework (88 Fed. Reg. 26,305-26,311, April 28, 2023) Proposed Rule, SEC Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers (88 Fed. Reg. 53,960, August 9, 2023) Proposed Rule, Office of the Comptroller of the Currency, Treasury, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation; Regulatory Capital Rule: Large Banking Organizations and Banking Organizations With Significant Trading Activity (88 Fed. Reg. 64,028-64,343, September 18, 2023) Request for Information, Consumer Financial Protection Bureau; Data Brokers and Other Business Practices Involving the Collection and Sale of Consumer Information (88 Fed. Reg. 16,951-16,954, March 21, 2023) Request for Information Regarding Medical Payments Products, Consumer Financial Protection Bureau, Centers for Medicare & Medicaid Services, Department of Health and Human Services, and Department of the Treasury (88 Fed. Reg. 44,281-44,290, July 12, 2023) Various issues relating to SEC Best Interest and Enhancing Investment Adviser Regulation relating to broker-dealers, registered investment advisers, conflicts of interest; potential federal preemption of state fiduciary standards; CFTCs de minimis Exception for Swap Dealers; Securities and Exchange Commission amendments to the Commissioners whistleblower rules file no. S7-16-18; proxy process, proxy advisory firms, and other related aspects of corporate governance; corporate common ownership; adoption of the current expected credit loss (CECL) accounting standard; role of credit reporting agencies (CRAs) in the U.S. economy; debt collection practices (regulation F) under the Fair Debt Collection Practices Act (P.L. 95-109); qualified mortgage definition under the Truth in Lending Act (P.L. 90-321) (Regulation Z); Financial Stability Oversight Council and the designation of Nonbank Financial Firms as systemically important; Financial Stability Oversight Councils Activities-Based Approach to Nonbank Financial Company Systemic Risk; Federal Reserve Systems Large Institution Supervision Coordinating Committee; potential housing finance reform legislation; enforcement of Securities and Exchange Commission penalties; federal interest rate authority; Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) reform; electronic consent-based SSN Verification Service (eCBSV); environmental, social, and governance (ESG) enforcement; information collection under the Community Reinvestment Act (CRA) (P.L. 95-128); potential Financial Transaction Tax (FTT); potential Treasury Department proposal relating to tax reporting by banks; investment company cross trading; potential money market fund reform measures; transition to the secured overnight financing rate; implementation of SEC Rule 15c2-11; Department of Labor fiduciary advice exemption: PTE 2020-02; benefits of risk-based pricing; mobile disclosures; modernization of the Credit Repair Organizations Act (enacted as Title IV of the Consumer Credit Protection Act, P.L. 90-321); Internal Revenue Service Priority Guidance Plan; Federal Trade Commission issues: Freedom of Information Act Requests, Penalty Offense Authority, Zombie Voting, and overall direction of the Commission under Chair Lina Khan; Financial Accounting Standards Board improvements to income tax disclosures; Climate-Related Financial Risk Management for Large Banks; Consumer Financial Protection Bureau (CFPB) regulatory sandbox for disclosures; CFPB Policy Fellowship program; CFPB amendment of its Supervision and Examination Manual; CFPB conflation of Distinct Statutory Concepts of Unfairness and Discrimination; CFPB Small Business Advisory Review Panels Rulemaking on Personal Financial Data Rights; CFPB implementation of the Small Business Lending Data Collection Rule (the 1071 Rule); SEC Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting (File Number S7-26-22); Proposed Rule, Securities and Exchange Commission; Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers (SEC Rel. Nos. 34-97990; IA-6353; File No. S7-12-23, July 26, 2023); Proposing Release: Amendments to PCAOB Auditing Standards related to a Companys Noncompliance with Laws and Regulations; the Federal Reserve Boards Supervision and regulation of Silicon Valley Bank and ongoing Holistic Capital; EU sustainable finance action plan and incorporating ESG factors into financial services; potential regulations to require public companies to disclose information related to human capital management; reporting metrics of American companies under the EUs Corporate Sustainability Reporting Directive and Corporate Sustainability Due Diligence Directive; potential rulemaking regarding Section 956 of the Dodd-Frank Act (P.L. 111-203); oversight issues and potential legislation on third party litigation funding (including its national security implications)

Client expense: $13,590,000 · Firm income: Not reported

Government targets: Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 448 Proxy Advisory Firms **Issues lobbied without specific bill number: Climate Change Disclosures S. 1799 Proxy Advisory Firms H.R. 4589 Proxy Advisor Registration H.R. 4590 Proxy Advisor Firms H.R. 4628 Proxy Advisor Disclosure H.R. 4640 Proxy Advisor Disclosure H.R. 4641 Shareholder Proposals H.R. 4645 Proxy Voting H.R. 4662 Proxy Advisor Firm Study H.R. 4767 Proxy Advisor Firms H.R. 4790 Financial Disclosure H.R. 4655 Shareholder Proposals

Client expense: $1,490,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 448 Proxy Advisory Firms **Issues lobbied without specific bill number: Climate Change Disclosures S. 1799 Proxy Advisory Firms H.R. 4589 Proxy Advisor Registration H.R. 4590 Proxy Advisor Firms H.R. 4628 Proxy Advisor Disclosure H.R. 4640 Proxy Advisor Disclosure H.R. 4641 Shareholder Proposals H.R. 4645 Proxy Voting H.R. 4662 Proxy Advisor Firm Study H.R. 4767 Proxy Advisor Firms H.R. 4790 Financial Disclosure H.R. 4655 Shareholder Proposals

Client expense: Not reported · Firm income: $44,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 448, Putting Investors First Act of 2023 H.R. 500, Financial Exploitation Prevention Act of 2023 H.R. 760, Chinese Military and Surveillance Company Sanctions Act of 2023 H.R. 1807, Improving Disclosure for Investors Act of 2023 H.R. 2627, Increasing Investor Opportunities Act H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act of 2023 H.R. 3812, Financial Stability Oversight Council Improvement Act of 2023 H.R. 4168, Mandatory Materiality Requirement Act of 2023 H.R. 4177, Improving Corporate Governance Through Diversity Act of 2023 H.R. 4237, Ensuring Sound Guidance Act H.R. 4589, To provide for the registration of proxy advisory firms H.R. 4590, To provide for liability for certain failures to disclose material information in connection with proxy voting advice H.R. 4600, Protecting Retail Investors Savings Act H.R. 4628, To require the SEC to disclose and report on non-material disclosure mandates H.R. 4640, To authorize the exclusion of shareholder proposals from proxy or consent solicitation material if the subject matter of the shareholder proposal is environmental, social, or political H.R. 4641, Performance Over Politics Act H.R. 4642, International Regulatory Transparency and Accountability Act H.R. 4644, No Expensive, Stifling Governance Act H.R. 4645, Empowering Shareholders Act of 2023 H.R. 4648, To provide for duties of certain investment advisors, asset managers, and pension funds with respect to voting on shareholder proposals H.R. 4652, Public Company Advisory Committee Act H.R. 4653, Protecting U.S. Business Sovereignty Act H.R. 4655, Businesses over Activists Act H.R. 4656, Protecting Americans Savings Act H.R. 4657, To clarify that an issuer may exclude a shareholder proposal pursuant to section 240.14a-8(i) of title 17, Code of Federal Regulations, without regard to whether such proposal relates to a significant social policy issue H.R. 4662, Corporate Governance Examination Act H.R. 4767, Protecting Americans Retirement Savings from Politics Act H.R. 4790, GUARDRAIL Act of 2023 S. 1481, Financial Exploitation Prevention Act of 2023 S. 1799, Putting Investors First Act of 2023 S. 2005, Mandatory Materiality Requirement Act of 2023 S. 2007, Improving Corporate Governance Through Diversity Act of 2023 S. 2226, National Defense Authorization Act for Fiscal Year 2024 (outbound investment screening) S. 2700, INDEX Act General concerns regarding the volume, interconnectedness, and length of comment periods of SEC proposals SEC mandatory swing pricing, hard close, and liquidity risk management proposal SEC money market fund proposal SEC Fund Names Rule SEC Safeguarding Advisory Client Assets proposal FSOC revised guidance on designation of nonbank SIFIs

Client expense: $1,490,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office