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Reported covered position: N/A
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Commodity End-User Relief Act
Client: SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
CFTC Reauthorization legislation including H.R. 2289, Commodity End-User Releif Act. Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
To provide that an alien who has traveled to Iraq or Syria during the 5-year period prior to the alien's application for admission is ineligible to be admitted to the United States under the visa waiver program, and for other purposes.
Client: SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
GLOBAL FINANCIAL MARKETS ASSOCIATION - GLOBAL FX DIVISION via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2015 · second_quarter · Q2
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173)
Filing targets: Commodity Futures Trading Commission (CFTC)
GLOBAL FINANCIAL MARKETS ASSOCIATION - GLOBAL FX DIVISION via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2015 · second_quarter · RR
Source: Senate LDA
| BNP PARIBAS | 8 | 2009–2011 |
| BANC OF AMERICA SECURITIES LLC | 6 | 2009–2010 |
| BARCLAYS CAPITAL INC. | 6 | 2009–2010 |
| Deutsche Bank Securities Inc. | 6 | 2009–2010 |
| HSBC SECURITIES (USA) INC. | 6 | 2009–2010 |
| NOMURA SECURITIES INTERNATIONAL, INC. | 5 | 2009–2010 |
| CDS DEALER CONSORTIUM (INFORMAL) | 4 | 2008–2009 |
| CREDIT AGRICOLE CORPORATE & INVESTMENT BANK | 3 | 2010 |
| AD HOC CEA COALITION | 2 | 2000 |
| GLOBAL FINANCIAL MARKETS ASSOCIATION - GLOBAL FX DIVISION | 2 | 2015 |
CFTC Reauthorization legislation including H.R. 2289, Commodity End-User Releif Act. Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
To provide that an alien who has traveled to Iraq or Syria during the 5-year period prior to the alien's application for admission is ineligible to be admitted to the United States under the visa waiver program, and for other purposes.
Client: GLOBAL FINANCIAL MARKETS ASSOCIATION - GLOBAL FX DIVISION · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173)
To provide that an alien who has traveled to Iraq or Syria during the 5-year period prior to the alien's application for admission is ineligible to be admitted to the United States under the visa waiver program, and for other purposes.
Client: GLOBAL FINANCIAL MARKETS ASSOCIATION - GLOBAL FX DIVISION · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173)
Restoring Main Street Investor Protection and Confidence Act
Client: SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Legislation relating to Securities Investor Protection Corporation (SIPC) reform including H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act). Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Legislation relating to Securities Investor Protection Corporation (SIPC) reform including H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act). Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: CITIGROUP GLOBAL MARKETS INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: CITIGROUP GLOBAL MARKETS INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: CITIGROUP GLOBAL MARKETS INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: INSTITUTE OF INTERNATIONAL BANKERS · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: CITIGROUP GLOBAL MARKETS INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: INSTITUTE OF INTERNATIONAL BANKERS · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: CITIGROUP GLOBAL MARKETS INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Brownfield Redevelopment and Economic Development Innovative Financing Act of 2014
Client: INSTITUTE OF INTERNATIONAL BANKERS · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
Swap Jurisdiction Certainty Act
Client: INSTITUTE OF INTERNATIONAL BANKERS · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Issues relating to extraterritorial impact of Title VII of the Dodd-Frank Act Issues relating to H.R. 3283, the Swap Jurisdiction Certainty Act, and amendments to the bill
Swap Jurisdiction Certainty Act
Client: INSTITUTE OF INTERNATIONAL BANKERS · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173). Issues relating to H.R. 3283, the Swap Jurisdiction Certainty Act, and amendments to the bill.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CREDIT SUISSE SECURITIES (USA) LLC · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Issues relating to Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L.111-203, H.R. 4173)
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: INSTITUTE OF INTERNATIONAL BANKERS · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CREDIT SUISSE SECURITIES (USA) LLC · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Issues relating to Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L.111-203, H.R. 4173)
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CITIGROUP GLOBAL MARKETS INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CITIGROUP GLOBAL MARKETS INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CITIGROUP GLOBAL MARKETS INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CITIGROUP GLOBAL MARKETS INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L.111-203, H.R. 4173)
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CITIGROUP GLOBAL MARKETS INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: INSTITUTE OF INTERNATIONAL BANKERS · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173). Issues relating to H.R. 3283, the Swap Jurisdiction Certainty Act, and amendments to the bill.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CREDIT SUISSE SECURITIES (USA) LLC · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: INSTITUTE OF INTERNATIONAL BANKERS · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CREDIT SUISSE SECURITIES (USA) LLC · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: CREDIT SUISSE SECURITIES (USA) LLC · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Issues relating to Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L.111-203, H.R. 4173).
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: INSTITUTE OF INTERNATIONAL BANKERS · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
Consideration of Volcker Rule and Extraterritoriality Issues related to Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173); Consideration of Living Will Issues related to Title I of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
CFTC Reauthorization Act of 2007
Client: INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
CFTC reauthorization, HR4626, exempt commercial markets
Securities Act of 2008
Client: SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
HR 6513 Securities Investor Protection Act - expansion of SEC enforcement remedies
Commodity Markets Transparency and Accountability Act of 2008
Client: INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
HR6604 (amendments to the Commodity Exchange Act with respect to transparency and accountability and speculative position limits)
Federal Price Gouging Prevention Act
Client: INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
HR1252 treatment of credit event futures, energy derivatives, insider trading
Native American Sacred Lands Act
Client: INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC. · Firm: CLEARY GOTTLIEB STEEN & HAMILTON LLP
CFTC reauthorization; HR2419 amendments to Exchange Act, exempt commercial markets
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173)
SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2015 · second_quarter · 2A
CFTC Reauthorization legislation including H.R. 2289, Commodity End-User Releif Act. Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES
SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2014 · second_quarter · Q2
Legislation relating to Securities Investor Protection Corporation (SIPC) reform including H.R. 3482 (Restoring Main Street Investor Protection and Confidence Act). Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES
SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2014 · first_quarter · Q1
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
Filing targets: Commodity Futures Trading Commission (CFTC)
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2014 · first_quarter · Q1
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
Filing targets: Commodity Futures Trading Commission (CFTC)
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2013 · fourth_quarter · Q4
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
Filing targets: Commodity Futures Trading Commission (CFTC)
INSTITUTE OF INTERNATIONAL BANKERS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2013 · fourth_quarter · Q4
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203, H.R. 4173).
Filing targets: Commodity Futures Trading Commission (CFTC)
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2013 · third_quarter · Q3
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Filing targets: Commodity Futures Trading Commission (CFTC), Treasury, Dept of
INSTITUTE OF INTERNATIONAL BANKERS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2013 · third_quarter · Q3
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Filing targets: Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC), Treasury, Dept of
INSTITUTE OF INTERNATIONAL BANKERS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2013 · second_quarter · Q2
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2013 · second_quarter · Q2
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Filing targets: SENATE, Treasury, Dept of
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2013 · first_quarter · Q1
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · fourth_quarter · Q4
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Filing targets: Commodity Futures Trading Commission (CFTC)
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · fourth_quarter · Q4
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Filing targets: Commodity Futures Trading Commission (CFTC)
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · third_quarter · Q3
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Filing targets: Commodity Futures Trading Commission (CFTC)
INSTITUTE OF INTERNATIONAL BANKERS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · third_quarter · Q3
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Filing targets: Commodity Futures Trading Commission (CFTC)
SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · second_quarter · 2A
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · second_quarter · Q2
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173).
Filing targets: Commodity Futures Trading Commission (CFTC)
INSTITUTE OF INTERNATIONAL BANKERS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · second_quarter · Q2
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173). Issues relating to H.R. 3283, the Swap Jurisdiction Certainty Act, and amendments to the bill.
Filing targets: Commodity Futures Trading Commission (CFTC)
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · second_quarter · Q2
Issues relating to Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L.111-203, H.R. 4173)
Filing targets: SENATE
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · second_quarter · Q2
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Filing targets: Commodity Futures Trading Commission (CFTC)
SECURITIES INDUSTRY & FINANCIAL MARKETS ASSOCIATION via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · first_quarter · Q1
Issues relating to extraterritorial impact of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. L. 111-203)
Filing targets: Commodity Futures Trading Commission (CFTC)
INSTITUTE OF INTERNATIONAL BANKERS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · first_quarter · Q1
Issues relating to extraterritorial impact of Title VII of the Dodd-Frank Act Issues relating to H.R. 3283, the Swap Jurisdiction Certainty Act, and amendments to the bill
Filing targets: Commodity Futures Trading Commission (CFTC)
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · first_quarter · Q1
Issues relating to Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L.111-203, H.R. 4173)
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · first_quarter · Q1
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Filing targets: Commodity Futures Trading Commission (CFTC)
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2012 · first_quarter · RA
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L.111-203, H.R. 4173)
INSTITUTE OF INTERNATIONAL BANKERS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2011 · fourth_quarter · Q4
Relating to the Section 716 swaps push-out provision of the Dodd-Frank Act
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2011 · fourth_quarter · Q4
Issues relating to Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L.111-203, H.R. 4173).
Filing targets: HOUSE OF REPRESENTATIVES
INSTITUTE OF INTERNATIONAL BANKERS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2011 · third_quarter · Q3
Relating to the swap push out provision of Section 716 of the Dodd-Frank Act
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2011 · third_quarter · Q3
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INSTITUTE OF INTERNATIONAL BANKERS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2011 · second_quarter · Q2
Consideration of Volcker Rule and Extraterritoriality Issues related to Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173); Consideration of Living Will Issues related to Title I of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2011 · second_quarter · Q2
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BNP PARIBAS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2011 · first_quarter · Q1
CFTC RIN 3038-AD01, Proposed Rules Regarding Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
Filing targets: Commodity Futures Trading Commission (CFTC)
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2011 · first_quarter · Q1
CFTC RIN 3038-AD01, Proposed Rules Regarding Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest. Sections 721(d), 754, 772(a) and 774 of the Dodd-Frank Act.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2011 · first_quarter · Q1
CFTC RIN 3038-AD01, Proposed Rules Regarding Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
Filing targets: Commodity Futures Trading Commission (CFTC)
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2011 · first_quarter · RA
CFTC RIN 3038-AD01, Proposed Rules Regarding Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2011 · first_quarter · RA
CFTC RIN 3038-AD01, Proposed Rules Regarding Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest. Sections 754 and 774 of the Dodd-Frank Act.
BNP PARIBAS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2011 · first_quarter · RA
CFTC RIN 3038-AD01, Proposed Rules Regarding Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
INSTITUTE OF INTERNATIONAL BANKERS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2011 · first_quarter · Q1
Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203, H.R. 4173)
Filing targets: Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC)
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · third_quarter · 3@
Various CFTC and SEC rulemakings relating to over-the-counter derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC)
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · 2A
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter deriviatives.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · first_quarter · 1A
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (unnumbered Senate bill), and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: SENATE
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · third_quarter · 3T
Various CFTC and SEC rulemakings relating to the over-the-counter derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC)
BNP PARIBAS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · third_quarter · 3T
Various CFTC and SEC rulemakings relating to the over-the-counter derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC)
NOMURA SECURITIES INTERNATIONAL, INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · third_quarter · 3T
Various CFTC and SEC rulemakings relating to the over-the-counter derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC)
BANC OF AMERICA SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · third_quarter · 3T
Various CFTC and SEC rulemakings relating to the over-the-counter derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC)
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · third_quarter · 3T
Various CFTC and SEC rulemakings relating to the over-the-counter derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC)
DEUTSCHE BANK SECURITIES INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · third_quarter · 3T
Various CFTC and SEC rulemakings relating to the over-the-counter derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC)
CREDIT AGRICOLE CORPORATE & INVESTMENT BANK via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · third_quarter · 3T
Various CFTC and SEC rulemakings relating to the over-the-counter derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC)
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · third_quarter · 3T
Various CFTC and SEC rulemakings relating to the over-the-counter derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC)
HSBC SECURITIES (USA) INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · third_quarter · 3T
Various CFTC and SEC rulemakings relating to the over-the-counter derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC)
BARCLAYS CAPITAL INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · third_quarter · 3T
Various CFTC and SEC rulemakings relating to the over-the-counter derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC)
CREDIT AGRICOLE CORPORATE & INVESTMENT BANK via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · Q2
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter derivatives.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CREDIT AGRICOLE CORPORATE & INVESTMENT BANK via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · RR
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter derivatives.
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · 2A
Financial regulatory reform legislationincluding the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter derivatives and placement agents
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · Q2
Financial regulatory reform legislationincluding the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter derivatives and placement agents
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · first_quarter · Q1
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (unnumbered Senate bill), and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: SENATE
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · Q2
Financial regulatory reform legislationincluding the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter derivatives and placement agents
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NOMURA SECURITIES INTERNATIONAL, INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · Q2
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter derivatives.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
HSBC SECURITIES (USA) INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · Q2
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter derivatives.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
DEUTSCHE BANK SECURITIES INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · Q2
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter derivatives.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · Q2
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter derivatives and resolution authority.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
BANC OF AMERICA SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · Q2
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter derivatives.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
BNP PARIBAS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · Q2
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter derivatives.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
BARCLAYS CAPITAL INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · Q2
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter derivatives.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · second_quarter · Q2
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (S. 3217) and the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173) -- provisions relating to over-the-counter derivatives.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · first_quarter · Q1
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (unnumbered Senate bill), and related draft proposals -- provisions relating to over-the-counter derivatives and resolution authority
Filing targets: SENATE
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · first_quarter · Q1
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (unnumbered Senate bill), and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: SENATE
NOMURA SECURITIES INTERNATIONAL, INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · first_quarter · Q1
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (unnumbered Senate bill), and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: SENATE
BNP PARIBAS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · first_quarter · Q1
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (unnumbered Senate bill), and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: SENATE
HSBC SECURITIES (USA) INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · first_quarter · Q1
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (unnumbered Senate bill), and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: SENATE
DEUTSCHE BANK SECURITIES INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · first_quarter · Q1
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (unnumbered Senate bill), and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: SENATE
BARCLAYS CAPITAL INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · first_quarter · Q1
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (unnumbered Senate bill), and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: SENATE
BANC OF AMERICA SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · first_quarter · Q1
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (unnumbered Senate bill), and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: SENATE
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2010 · first_quarter · Q1
Financial regulatory reform legislation including the Restoring American Financial Stability Act of 2010 (unnumbered Senate bill), and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: SENATE
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · fourth_quarter · 4A
Financial regulatory reform legislation (H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009) and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · third_quarter · 3A
Financial regulatory reform draft proposals - provisions relating to over-the-counter derivatives
Filing targets: HOUSE OF REPRESENTATIVES
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · third_quarter · RA
Financial regulatory reform proposals - provisions relating to over-the-counter derivatives
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · fourth_quarter · Q4
Financial regulatory reform legislation (H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009) and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
NOMURA SECURITIES INTERNATIONAL, INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · fourth_quarter · Q4
Financial regulatory reform legislation (H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009) and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
HSBC SECURITIES (USA) INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · fourth_quarter · Q4
Financial regulatory reform legislation (H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009) and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
DEUTSCHE BANK SECURITIES INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · fourth_quarter · Q4
Financial regulatory reform legislation (H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009) and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · fourth_quarter · Q4
Financial regulatory reform legislation (H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009) and related draft proposals -- provisions relating to over-the-counter derivatives; Commodity Futures Trading Commission proposed rulemaking on whether to eliminate the bona fide hedge exemption for certain swap dealers and create a new limited risk management exemption from speculative position limits
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
BNP PARIBAS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · fourth_quarter · Q4
Financial regulatory reform legislation (H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009) and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
CITIGROUP GLOBAL MARKETS INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · fourth_quarter · Q4
Financial regulatory reform legislation (H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009) and related draft proposals -- provisions relating to over-the-counter derivatives and resolution authority
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
BARCLAYS CAPITAL INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · fourth_quarter · Q4
Financial regulatory reform legislation (H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009) and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
BANC OF AMERICA SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · fourth_quarter · Q4
Financial regulatory reform legislation (H.R. 4173, Wall Street Reform and Consumer Protection Act of 2009) and related draft proposals -- provisions relating to over-the-counter derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
NOMURA SECURITIES INTERNATIONAL, INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · fourth_quarter · RR
Financial regulatory reform draft proposals - provisions relating to over-the-counter derivatives
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · third_quarter · Q3
Financial regulatory reform draft proposals - provisions relating to over-the-counter derivatives and shareholder voting on executive compensation; Proposed Rule 206(4)-5, "Pay to Play" Restrictions - ban on third party placement agents; Commodity Futures Trading Commission proposed rulemaking on whether to eliminate the bona fide hedge exemption for certain swap dealers and create a new limited risk management exemption from speculative position limits
Filing targets: HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC)
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · third_quarter · Q3
Financial regulatory reform draft proposals - provisions relating to over-the-counter derivatives
Filing targets: HOUSE OF REPRESENTATIVES
HSBC SECURITIES (USA) INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · third_quarter · Q3
Financial regulatory reform draft proposals - provisions relating to over-the-counter derivatives
Filing targets: HOUSE OF REPRESENTATIVES
DEUTSCHE BANK SECURITIES INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · third_quarter · Q3
Financial regulatory reform draft proposals - provisions relating to over-the-counter derivatives
Filing targets: HOUSE OF REPRESENTATIVES
CREDIT SUISSE SECURITIES (USA) LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · third_quarter · RR
Financial regulatory reform draft proposals - provisions relating to over-the-counter derivatives and shareholder voting on executive compensation; Proposed Rule 206(4)-5, "Pay to Play" Restrictions - ban on third party placement agents; Commodity Futures Trading Commission proposed rulemaking on whether to eliminate the bona fide hedge exemption for certain swap dealers and create a new limited risk management exemption from speculative position limits
BANC OF AMERICA SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · third_quarter · Q3
Financial regulatory reform draft proposals - provisions relating to over-the-counter derivatives
Filing targets: HOUSE OF REPRESENTATIVES
BNP PARIBAS via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · third_quarter · Q3
Financial regulatory reform draft proposals - provisions relating to over-the-counter derivatives
Filing targets: HOUSE OF REPRESENTATIVES
BARCLAYS CAPITAL INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · third_quarter · Q3
Financial regulatory reform draft proposals - provisions relating to over-the-counter derivatives
Filing targets: HOUSE OF REPRESENTATIVES
WELLS FARGO SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · third_quarter · RR
Financial regulatory reform proposals - provisions relating to over-the-counter derivatives
BANC OF AMERICA SECURITIES LLC via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · third_quarter · RR
Financial regulatory reform proposals - provisions relating to over-the-counter derivatives
HSBC SECURITIES (USA) INC. via CLEARY GOTTLIEB STEEN & HAMILTON LLP
2009 · third_quarter · RR
Financial regulatory reform draft proposals - provisions relating to over-the-counter derivatives