mr GREG THOMAS

H.R. 1319, To amend the Fair Labor Standards Act of 1938 and the National Labor Relations Act to clarify the standard for determining whether an individual is an employee, and for other purposes; H.R. 1320, To ensure that the provision of portable benefits to an individual is not considered in determining whether such individual is an employee of a person; S. 2210, the Unlocking Benefits for Independent Workers Act; S. 2228, the Modern Worker Empowerment Act; S. 2217, the Independent Retirement Fairness Act; H.R. 4154/S.2984, Employee Rights Act.

Federal Trade Commission File Number R111003, Advanced Notice of Proposed Rulemaking on Earnings Claims; RIN 3084-AB04, Federal Trade Commission Regulatory Review and Advanced Notice of Proposed Rulemaking on Business Opportunity Rule

S. 1877/H.R. 2441, Improving Disclosure for Investors Act of 2025.

H.R. 2547/S. 1335, Secure Family Futures Act of 2025

Public Law No. 119-36, Homebuyers Privacy Protection Act of 2025.

RIN 1235-AA43, Department of Labor, Wage and Hour Division, Final Rule on Employee or Independent Contractor Classification Under the FairLabor Standards Act; H.R.20/S.567, Richard L. Trumka Protecting the Right to Organize Act of 2023.

Federal Trade Commission File Number R111003, Advanced Notice of Proposed Rulemaking on Earnings Claims; RIN 3084-AB04, Federal TradeCommission Regulatory Review and Advanced Notice of Proposed Rulemaking on Business Opportunity Rule

P.L. 117-328, Consolidated Appropriations Act of 2023, Division T, SECURE 2.0 Act of 2023; RIN 1210-AC02, Department of Labor, EmployeeBenefits Security Administration, Final Rule, Retirement Security Rule: Definition of an Investment Advice Fiduciary; ZRIN 1210-ZA32,Department of Labor, Employee Benefits Security Administration, Final Amendment to Prohibited Transaction Exemption 2020-02; ZRIN 1210-ZA33, Department of Labor, Employee Benefits Security Administration, Final Amendment to Prohibited Transaction Exemption 84-24; ZRIN 1210-ZA34, Department of Labor, Employee Benefits Security Administration, Final Amendments to Prohibited Transaction Exemptions 75-1, 77-4, 80-83,83-1, and 86-128.

H.R. 1319, To amend the Fair Labor Standards Act of 1938 and the National Labor Relations Act to clarify the standard for determining whether an individual is an employee, and for other purposes; H.R. 1320, To ensure that the provision of portable benefits to an individual is not considered in determining whether such individual is an employee of a person; S.__, the Unlocking Benefits for Independent Workers Act; S. __, the Modern Worker Empowerment Act; S.__, the Independent Retirement Fairness Act.

Federal Trade Commission File Number R111003, Advanced Notice of Proposed Rulemaking on Earnings Claims; RIN 3084-AB04, Federal Trade Commission Regulatory Review and Advanced Notice of Proposed Rulemaking on Business Opportunity Rule

RIN 1235-AA43, Department of Labor, Wage and Hour Division, Final Rule on Employee or Independent Contractor Classification Under the FairLabor Standards Act; H.R.20/S.567, Richard L. Trumka Protecting the Right to Organize Act of 2023.

Federal Trade Commission File Number R111003, Advanced Notice of Proposed Rulemaking on Earnings Claims; RIN 3084-AB04, Federal TradeCommission Regulatory Review and Advanced Notice of Proposed Rulemaking on Business Opportunity Rule

P.L. 117-328, Consolidated Appropriations Act of 2023, Division T, SECURE 2.0 Act of 2023; RIN 1210-AC02, Department of Labor, EmployeeBenefits Security Administration, Final Rule, Retirement Security Rule: Definition of an Investment Advice Fiduciary; ZRIN 1210-ZA32,Department of Labor, Employee Benefits Security Administration, Final Amendment to Prohibited Transaction Exemption 2020-02; ZRIN 1210-ZA33, Department of Labor, Employee Benefits Security Administration, Final Amendment to Prohibited Transaction Exemption 84-24; ZRIN 1210-ZA34, Department of Labor, Employee Benefits Security Administration, Final Amendments to Prohibited Transaction Exemptions 75-1, 77-4, 80-83,83-1, and 86-128.

RIN 1235-AA43, Department of Labor, Wage and Hour Division, Final Rule on Employee or Independent Contractor Classification Under the Fair Labor Standards Act; H.R.20/S.567, Richard L. Trumka Protecting the Right to Organize Act of 2023.

Federal Trade Commission File Number R111003, Advanced Notice of Proposed Rulemaking on Earnings Claims; RIN 3084-AB04, Federal Trade Commission Regulatory Review and Advanced Notice of Proposed Rulemaking on Business Opportunity Rule; H.R. 1165, Data Privacy Act of 2023; H.R. 8818, American Privacy Rights Act of 2024

RIN 3235-AM87, Securities and Exchange Commission, Final Rule on The Enhancement and Standardization of Climate-Related Disclosures for Investors; RIN 3235-AN26, Securities and Exchange Commission, Final Rule on Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information; RIN 3235-AN15, Securities and Exchange Commission, Proposed Rule on Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, the Municipal Securities Rulemaking Board, National Securities Associations, National Securities Exchanges, Security-Based Swap Data Repositories, Security-Based Swap Dealers, and Transfer Agents; RIN 3235-AN08, Securities and Exchange Commission, Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies, Reopening of Comment Period; RIN 3235-AN00, Securities and Exchange Commission, Proposed Rule, Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers; RIN 3235-AM98, Securities and Exchange Commission, Proposed Rule, Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting; RIN 3235-AM89, Securities and Exchange Commission, Final Rule, Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure.

Federal Trade Commission File Number R111003, Advanced Notice of Proposed Rulemaking on Earnings Claims; RIN 3084-AB04, Federal Trade Commission Regulatory Review and Advanced Notice of Proposed Rulemaking on Business Opportunity Rule; H.R. 1165, Data Privacy Act of 2023; H.R. 8818, American Privacy Rights Act of 2024

RIN 3235-AM87, Securities and Exchange Commission, Final Rule on The Enhancement and Standardization of Climate-Related Disclosures for Investors; RIN 3235-AN26, Securities and Exchange Commission, Final Rule on Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information; RIN 3235-AN15, Securities and Exchange Commission, Proposed Rule on Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, the Municipal Securities Rulemaking Board, National Securities Associations, National Securities Exchanges, Security-Based Swap Data Repositories, Security-Based Swap Dealers, and Transfer Agents; RIN 3235-AN08, Securities and Exchange Commission, Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies, Reopening of Comment Period; RIN 3235-AN00, Securities and Exchange Commission, Proposed Rule, Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers; RIN 3235-AM98, Securities and Exchange Commission, Proposed Rule, Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting; RIN 3235-AM89, Securities and Exchange Commission, Final Rule, Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure.

RIN 3235-AM87, Securities and Exchange Commission, Final Rule on The Enhancement and Standardization of Climate-Related Disclosures for Investors; RIN 3235-AN26, Securities and Exchange Commission, Final Rule on Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information; RIN 3235-AN15, Securities and Exchange Commission, Proposed Rule on Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, the Municipal Securities Rulemaking Board, National Securities Associations, National Securities Exchanges, Security-Based Swap Data Repositories, Security-Based Swap Dealers, and Transfer Agents; RIN 3235-AN08, Securities and Exchange Commission, Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies, Reopening of Comment Period; RIN 3235-AN00, Securities and Exchange Commission, Proposed Rule, Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers; RIN 3235-AM98, Securities and Exchange Commission, Proposed Rule, Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting; RIN 3235-AM89, Securities and Exchange Commission, Final Rule, Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure.

Federal Trade Commission File Number R111003, Advanced Notice of Proposed Rulemaking on Earnings Claims; RIN 3084-AB04, Federal Trade Commission Regulatory Review and Advanced Notice of Proposed Rulemaking on Business Opportunity Rule; H.R. 1165, Data Privacy Act of 2023.

P.L. 117-328, Consolidated Appropriations Act of 2023, Division T, SECURE 2.0 Act of 2023; RIN 1210-AC02, Department of Labor, Employee Benefits Security Administration, Proposed Rulemaking Retirement Security Rule: Definition of an Investment Advice Fiduciary; ZRIN 1210-ZA32, Department of Labor, Employee Benefits Security Administration, Proposed Amendment to Prohibited Transaction Exemption 2020-02; ZRIN 1210-ZA33, Department of Labor, Employee Benefits Security Administration, Proposed Amendment to Prohibited Transaction Exemption 84-24; ZRIN 1210-ZA34, Department of Labor, Employee Benefits Security Administration, Proposed Amendments to Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, and 86-128.

RIN 0938-AV24, Center for Medicare and Medicaid Services, Medicare Program, Contract Year 2025 Policy and Technical Changes to the Medicare Advantage Program, Medicare Prescription Drug Benefit Program, Medicare Cost Plan Program, and Programs of All-Inclusive Care for the Elderly, Health Information Technology Standards and Implementation Specifications.

P.L. 117-328, Consolidated Appropriations Act of 2023, Division T, SECURE 2.0 Act of 2023; RIN 1210-AC02, Department of Labor, Employee Benefits Security Administration, Proposed Rulemaking Retirement Security Rule: Definition of an Investment Advice Fiduciary; ZRIN 1210-ZA32, Department of Labor, Employee Benefits Security Administration, Proposed Amendment to Prohibited Transaction Exemption 2020-02; ZRIN 1210-ZA33, Department of Labor, Employee Benefits Security Administration, Proposed Amendment to Prohibited Transaction Exemption 84-24; ZRIN 1210-ZA34, Department of Labor, Employee Benefits Security Administration, Proposed Amendments to Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, and 86-128.

P.L. 117-328, Consolidated Appropriations Act of 2023, Division T, SECURE 2.0 Act of 2023; RIN 1210-AC02, Department of Labor, Employee Benefits Security Administration, Proposed Rulemaking on Conflict of Interest in Investment Advice.

Federal Trade Commission File Number R111003, Advanced Notice of Proposed Rulemaking on Earnings Claims; RIN 3084-AB04, Federal Trade Commission Regulatory Review and Advanced Notice of Proposed Rulemaking on Business Opportunity Rule; RIN 3084-AB74, Federal Trade Commission, Notice of Proposed Rulemaking on Non-Compete Clause Rule; H.R. 1165, Data Privacy Act of 2023.

P.L. 117-328, Consolidated Appropriations Act of 2023, Division T, SECURE 2.0 Act of 2023.

RIN 3235-AM87, Securities and Exchange Commission, Proposed Rule on The Enhancement and Standardization of Climate-Related Disclosures for Investors; RIN 3235-AN26, Securities and Exchange Commission, Proposed Rule on Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information; RIN 3235-AN15, Securities and Exchange Commission, Proposed Rule on Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, the Municipal Securities Rulemaking Board, National Securities Associations, National Securities Exchanges, Security-Based Swap Data Repositories, Security-Based Swap Dealers, and Transfer Agents; RIN 3235-AN08, Securities and Exchange Commission, Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies, Reopening of Comment Period.

RIN 3235-AM87, Securities and Exchange Commission, Proposed Rule on The Enhancement and Standardization of Climate-Related Disclosures for Investors; RIN 3235-AN26, Securities and Exchange Commission, Proposed Rule on Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information; RIN 3235-AN15, Securities and Exchange Commission, Proposed Rule on Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, the Municipal Securities Rulemaking Board, National Securities Associations, National Securities Exchanges, Security-Based Swap Data Repositories, Security-Based Swap Dealers, and Transfer Agents; RIN 3235-AN08, Securities and Exchange Commission, Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies, Reopening of Comment Period.

Federal Trade Commission File Number R111003, Advanced Notice of Proposed Rulemaking on Earnings Claims; RIN 3084-AB04, Federal Trade Commission Regulatory Review and Advanced Notice of Proposed Rulemaking on Business Opportunity Rule; RIN 3084-AB74, Federal Trade Commission, Notice of Proposed Rulemaking on Non-Compete Clause Rule; H.R. 1165, Data Privacy Act of 2023.

Department of Labor proposed rule on the definition term "fiduciary": (RIN: 1210-AC02); H.R. 2954, Securing a Strong Retirement Act of 2022; S. 1770, Retirement Security and Savings Act of 2021; S. 4808, EARN Act; S. 4353, RISE & SHINE Act; P.L. 117-328, Consolidated Appropriations Act of 2023, Division T, SECURE 2.0 Act of 2023.

Federal Trade Commission File Number R111003, Advanced Notice of Proposed Rulemaking on Earnings Claims; RIN 3084-AB04, Federal Trade Commission Regulatory Review and Advanced Notice of Proposed Rulemaking on Business Opportunity Rule.

Department of Labor proposed rule on the definition term "fiduciary": (RIN: 1210-AC02); H.R. 2954, Securing a Strong Retirement Act of 2022; S. 1770, Retirement Security and Savings Act of 2021; S. 4808, EARN Act; S. 4353, RISE & SHINE Act.

Federal Trade Commission File Number R111003, Advanced Notice of Proposed Rulemaking on Earnings Claims.

H.R. 842/S. 420, the the Protecting the Right to Organize Act of 2021, Sec. 101 & 104, provisions related to promoting workers entrepreneurial freedom. The Unemployment Insurance Modernization Act, Sec. 212 and Sec. 215. H.R. 7194/S. 3889 - Employee Rights Act of 2022, Sec. 202, provisions related to employment relations.

H.R. 842/S. 420, the the Protecting the Right to Organize Act of 2021, Sec. 101 & 104, provisions related to promoting workers entrepreneurial freedom. The Unemployment Insurance Modernization Act, Sec. 212 and Sec. 215. H.R. 7194/S. 3889 - Employee Rights Act of 2022, Sec. 202, provisions related to employment relations.

Rules Committee Print 117-18, H.R. 5376, Build Back Better Act, Section 31502, Federal Trade Commission, preventing unfair or deceptive trade practices. Federal Trade Commission File Number R111003, Advanced Notice of Proposed Rulemaking on Earnings Claims.

Rules Committee Print 117-18, H.R. 5376, Build Back Better Act, Section 31502, Federal Trade Commission, preventing unfair or deceptive trade practices. Federal Trade Commission File Number R111003, Advanced Notice of Proposed Rulemaking on Earnings Claims.

Department of Labor proposed rule on the definition term "fiduciary": (RIN: 1210-AC02)

H.R. 842 / S.420 the Protecting the Right to Organize Act of 2021, Sec. 101 & 104, provisions related to promoting workers entrepreneurial freedom. Unemployment Insurance Modernization Act, Sec. 212 and Sec. 215. H.R. 7194 / S.3889, the Employee Rights Act, Sec. 202, Employment Relationships.

Rules Committee Print 117-18, H.R. 5376, Build Back Better Act, Section 31502, Federal Trade Commission, preventing unfair or deceptive trade practices.

H.R. 842 / S.420 the Protecting the Right to Organize Act of 2021, Sec. 101 & 104, provisions related to promoting workers entrepreneurial freedom. Unemployment Insurance Modernization Act, Sec. 212 and Sec. 215.

H.R.5376, the Build Back Better Act, Title XIII - Committee on Ways and Means, Subtitle B - Retirement, SEC. 131101, Tax Imposed on Employers Failing to Maintain or Facilitate Automatic Contribution Plan or Arrangement, provisions related to Automatic IRA option and SIMPLE IRA option.

H.R. 842 / S.420 the Protecting the Right to Organize Act of 2021, Sec. 101 & 104, provisions related to promoting workers entrepreneurial freedom. Unemployment Insurance Modernization Act, Sec. 212 and Sec. 215.

H.R.___, To provide for reconciliation pursuant to title II of S. Con. Res. 14, Title XIII - Committee on Ways and Means, Subtitle B - Retirement, SEC. 131101, Tax Imposed on Employers Failing to Maintain or Facilitate Automatic Contribution Plan or Arrangement, provisions related to Automatic IRA option and SIMPLE IRA option.

H.R. 842 / S.420 the Protecting the Right to Organize Act of 2021, Sec. 101 & 104, provisions related to promoting workers entrepreneurial freedom. Unemployment Insurance Modernization Act Draft Legislation, S. 212 and S. 215.

H.R. 1816, the Information Transparency and Personal Data Control Act.

H.R. 2954, the Securing A Strong Retirement Act of 2021, provisions related to IRA contribution limits; provisions related to the delivery of account statements. U.S. Department of Labor (DOL) final rule Prohibited Transaction Exemption 2020-02, Improving Investment Advice for Workers & Retirees (RIN 1210-ZA29).

H.R. 1816, the Information Transparency and Personal Data Control Act.

Public Law No: 117-2, The American Rescue Plan Act of 2021, retirement provisions related to helping middle-income families become financially secure. H.R. 1319, the American Rescue Plan Act of 2021, Sec. 9709, provisions related to retirement distributions. U.S. Department of Labor (DOL) final rule Prohibited Transaction Exemption 2020-02, Improving Investment Advice for Workers & Retirees (RIN 1210-ZA29).

H.R. 842 / S.420 the Protecting the Right to Organize Act of 2021, provisions related to promoting workers entrepreneurial freedom (Sec. 101 & 104). H.R. 1523/S.526, the Modern Worker Empowerment Act.

Department of Labor final rule-technical amendment on the Conflict of Interest Rule-Retirement Investment Advice: Notice of Court Vacatur (RIN 1210-AB96); Department of Labor notification of proposed class exemption on Improving Investment Advice for Workers and Retirees (ZRIN 1210-ZA29).

H.R. 2474 (S.1306), Protecting the Right to Organize Act, provisions related to workers entrepreneurial freedom (Sec. 4(a)(2)); S. 4738 (H.R. 8375), Worker Flexibility and Small Business Protection Act; Department of Labor notice of proposed rulemaking on Independent Contractor Status under the Fair Labor Standards Act (RIN 1235-AA34).

S. 2968, the Consumer Online Privacy Rights Act; Draft United States Consumer Data Privacy Act of 2019, provisions related to sharing of data and the use of data in insurance underwriting.

Department of Labor final rule-technical amendment on the Conflict of Interest Rule-Retirement Investment Advice: Notice of Court Vacatur (RIN 1210-AB96); Department of Labor notification of proposed class exemption on Improving Investment Advice for Workers and Retirees (ZRIN 1210-ZA29).

H.R. 2474 (S.1306), Protecting the Right to Organize Act, provisions related to workers entrepreneurial freedom (Sec. 4(a)(2)); S. 4738 (H.R. 8375), Worker Flexibility and Small Business Protection Act; Department of Labor notice of proposed rulemaking on Independent Contractor Status under the Fair Labor Standards Act (RIN 1235-AA34).

HR 1994, the Setting Every Community Up for Retirement Enhancement Act of 2019, Sec. 401, Modification of Required Distribution rules for designated beneficiaries; Public Law No: 116-136, the Coronavirus Aid, Relief, and Economic Security Act, Sec. 2202-2203, provisions related to retirement accounts; DOL RIN 1210-AB96, Conflict of Interest Rule-Retirement Investment Advice: Notice of Court Vacatur; DOL RIN 1210-ZA29, Improving Investment Advice for Workers & Retirees.

H.R. 2474, Protecting the Right to Organize Act, provisions related to workers entrepreneurial freedom (Sec. 4(a)(2)); Public Law No: 116-136, the Coronavirus Aid, Relief, and Economic Security Act, Sec. 2202-2203, Sec. 1102, the Paycheck Protection Program, Secs.2102 & 2104, provisions relating to unemployment benefits, and other provisions related to employee and worker benefits; Public Law No: 116-127, the Families First Coronavirus Response Act, Sec. 3102, Amendments to the Family and Medical Leave Act of 1993; Sec. 5102, Paid Sick Time Requirement; other provisions related to paid sick and paid family & medical leave programs; DOL RIN: 1235-AA34, Independent Contractor Status Under the Fair Labor Standards Act.

H.R. 2474, Protecting the Right to Organize Act, provisions related to workers entrepreneurial freedom (Sec. 4(a)(2)). Public Law No: 116-136, the Coronavirus Aid, Relief, and Economic Security Act; Sec. 2202-2203, Sec. 1102, the Paycheck Protection Program; Secs.2102 & 2104, provisions relating to unemployment benefits; other provisions related to employee and worker benefits. Public Law No: 116-127, the Families First Coronavirus Response Act; Sec. 3102, Amendments to the Family and Medical Leave Act of 1993; Sec. 5102, Paid Sick Time Requirement; other provisions related to paid sick and paid family & medical leave programs.

HR 1994, the Setting Every Community Up for Retirement Enhancement Act of 2019 Sec. 401, Modification of Required Distribution rules for designated beneficiaries. Public Law No: 116-136, the Coronavirus Aid, Relief, and Economic Security Act; Sec. 2202-2203, provisions related to retirement accounts.

S. 2968, the Consumer Online Privacy Rights Act; Draft United States Consumer Data Privacy Act of 2019; provisions related to sharing of data and the use of data in insurance underwriting

HR 1994, the Setting Every Community Up for Retirement Enhancement Act of 2019 Sec. 401, Modification of Required Distribution rules for designated beneficiaries.

H.R. 2474, Protecting the Right to Organize Act, provisions related to promoting workers entrepreneurial freedom (Sec. 4(a)(2)).

U.S. Securities and Exchange Commission (SEC) final rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC final rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC final interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36).

H.R. 2474, Protecting the Right to Organize Act, provisions related to promoting workers entrepreneurial freedom (Sec. 4(a)(2)).

Pub. Law No. 114-1, regarding the establishment of the National Association of Registered Agents and Brokers; Federal standards related to data security, privacy and use.

U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36);

U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36); H.R. 1815, SEC Disclosure Effectiveness Testing Act

U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36)

U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36)

H.R. 6743, Consumer Information Notification Requirement Act, establishing a federal data security standard for financial firms; Supporting efforts to stop the national epidemic of opioid abuse.

U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36)

Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term Fiduciary; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24 and 86-128 (RIN 1210-AB79);

U.S. Securities and Exchange Commission (SEC) proposed rule to establish a best interest standard for broker-dealers making recommendations to retail customers (RIN 3235-AM35); U.S. SEC proposed rule to require registered investment advisers and registered broker-dealers to provide a relationship summary to retail investors (RIN 3235-AL27); U.S. SEC proposed interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (RIN 3235-AM36)

Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term Fiduciary; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24 and 86-128 (RIN 1210-AB79)

Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term Fiduciary; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24 and 86-128 (RIN 1210-AB79); H.R. 2823/ S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017.

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission Study and rulemaking regarding obligations of brokers, dealers, and investment advisers.

Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term Fiduciary; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24 and 86-128 (RIN 1210-AB79); H.R. 2823/ S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017.

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission Study and rulemaking regarding obligations of brokers, dealers, and investment advisers.

Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); Definition of the Term Fiduciary; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24 and 86-128 (RIN 1210-AB79); H.R. 2823/ S/1321 - Affordable Retirement Advice for Savers Act; H.R. 3857 - PASS Act of 2017.

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission Study and rulemaking regarding obligations of brokers, dealers, and investment advisers.

Provisions related to amending P.L. 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; no bill number, preserving retirement savings tax incentives in the current tax code; H.R.2181 - Insurance Company Tax Modernization and Parity Act of 2017, which pertains to the taxation of life insurers.

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission Study and rulemaking regarding obligations of brokers, dealers, and investment advisers.

Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.J.Res. 67: Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees; H.J.Res. 66: Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees.

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission Study and rulemaking regarding obligations of brokers, dealers, and investment advisers.

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission Study and rulemaking regarding obligations of brokers, dealers, and investment advisers; H.R. 4538, Senior Safe Act of 2016; S. 2216 Senior$afe Act of 2015.

Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act.

Department of Labor final rule on Defining and Delimiting the Exemptions for Executive, Administrative, Professional, Outside Sales and Computer Employees under the Fair Labor Standards Act (RIN 1235-AA11); H.R. 4773/S. 2707, The Protecting Workplace Advancement and Opportunity Act

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission Study and rulemaking regarding obligations of brokers, dealers, and investment advisers; H.R. 4538, Senior Safe Act of 2016; S. 2216 Senior$afe Act of 2015.

S. 2252, Fair Playing Field Act of 2015, provisions related to amending P.L. 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; no bill number, preserving retirement savings tax incentives in the current tax code.

Department of Labor final rule on Defining and Delimiting the Exemptions for Executive, Administrative, Professional, Outside Sales and Computer Employees under the Fair Labor Standards Act (RIN 1235-AA11); H.R. 4773/S. 2707, The Protecting Workplace Advancement and Opportunity Act

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission Study and rulemaking regarding obligations of brokers, dealers, and investment advisers

Department of Labor proposed rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission Study and rulemaking regarding obligations of brokers, dealers, and investment advisers

Department of Labor proposed rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); P.L. 114-113, Consolidated Appropriations Act, 2016, provisions related to DOL Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act

P.L. 111-203, Dodd-Frank Wall Street Reform And Consumer Protection Act, Title IX, Section 913 Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers and investment advisers.

P.L. 114-1, the Terrorism Risk Insurance Program Reauthorization Act of 2015, the provisions relating to the National Association of Registered Agents and Brokers Reform Act.

Department of Labor proposed rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.

Department of Labor proposed rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.

P.L. 114-1, the Terrorism Risk Insurance Program Reauthorization Act of 2015, the provisions relating to the National Association of Registered Agents and Brokers Reform Act.

S. 1706 Fair Playing Field Act of 2013, provisions related to amending P.L. 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; no bill number, preserving retirement savings tax incentives in the current tax code.

H.R. 26, the Terrorism Risk Insurance Act, the provisions relating to the National Association of Registered Agents and Brokers Reform Act.

Department of Labor rulemaking to change the definition of fiduciary under the Employee Retirement Income Security Act; H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.

Potential U.S. Canadian trade implications associated with Canadian life insurance regulations.

H.R. 4871, the Terrorism Risk Insurance Act, the provisions relating to the National Association of Registered Agents and Brokers Reform Act.

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers and investment advisers.

S. 1706, Fair Playing Field Act of 2013, provisions related to amending P.L. 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code

Department of Labor rulemaking to change the definition of fiduciary under the Employee Retirement Income Security Act; H.R. 2374 the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.

Potential U.S. Canadian trade implications associated with Canadian life insurance regulations.

H.R. 4871, the Terrorism Risk Insurance Act, the provisions relating to the National Association of Registered Agents and Brokers Reform Act.

Department of Labor rulemaking to change the definition of fiduciary under the Employee Retirement Income Security Act; H.R. 2374 the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.

S. 1706, Fair Playing Field Act of 2013, provisions related to amending P.L. 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors.

Potential U.S.-Canadian trade implications associated with Canadian life insurance regulations.

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisers.

S. 1706, Fair Playing Field Act of 2013, provisions related to amending P.L. 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors.

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisers.

Department of Labor rulemaking to change the definition of fiduciary under the Employee Retirement Income Security Act; H.R. 2374 the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.

Department of Labor rulemaking to change the definition of fiduciary under the Employee Retirement Income Security Act; H.R. 2374 the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.

S. 1706, Fair Playing Field Act of 2013, provisions related to amending P.L. 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors.

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title V, Subtitle A, Federal Insurance Office, Sec. 502, Study and report on regulation of insurance to modernize and improve the system of insurance regulation in the United States.

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title V, Subtitle, A, Federal Insurance Office, See. 502, Study and report on regulation of insurance to modernize and improve the system of insurance regulation in the United States

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisers.

P.L. 95-600, The Revenue Act of 1978, Section 530, provisions related to protecting small business ownership and entrepreneurship for independent contractors.

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisers.

Department of Labor rulemaking to change the definition of fiduciary under the Employee Retirement Income Security Act; H.R. 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisers.

Department of Labor rulemaking to change the definition of fiduciary under the Employee Retirement Income Security Act.

P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title V, Subtitle A, Federal Insurance Office, Sec. 502, Study and report on regulation of insurance to modernize and improve the system of insurance regulation in the United States.

Department of Labor rulemaking to change the definition of fiduciary under the Employee Retirement Income Security Act.

Department of Labor rulemaking to change the definition of fiduciary under the Employee Retirement Income Security Act.

Department of Labor rulemaking to change the definition of fiduciary under the Employee Retirement Income Security Act.

Department of Labor rulemaking to change the definition of fiduciary under the Employee Retirement Income Security Act.