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Reported covered position: N/A
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act SECURE Act 2.0 retirement savings legislation
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2024 · third_quarter · Q3
Definition "accredited investor" SEC definition of small business entity under RegFlex Act Electronic delivery
deductibility of investment advisory fees eligibility of advisory firms for 199A pass-through benefit savings/retirement
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Source: Senate LDA
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act SECURE Act 2.0 retirement savings legislation ENABLERS Act/National Defense Authorization Act
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act SECURE Act 2.0 retirement savings legislation ENABLERS Act/National Defense Authorization Act
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act SECURE Act 2.0 retirement savings legislation
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act Build Back Better Act Secure Act 2.0
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act Build Back Better Act Secure Act 2.0
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act S. 1762, Financial Factors in Selecting Retirement Plan Investment Act
Financial Factors in Selecting Retirement Plan Investments Act
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act S. 1762, Financial Factors in Selecting Retirement Plan Investment Act
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 1 -- Tax Cuts and Jobs Act
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 1 -- Tax Cuts and Jobs Act
Investment Advisers Modernization Act of 2016
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
Investment Adviser Act of 1940 financial services legislation H.R. 5424
Investment Advisers Modernization Act of 2016
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
Investment Adviser Act of 1940 financial services legislation H.R. 5424
Investment Advisers Modernization Act of 2016
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
Investment Adviser Act of 1940 financial services legislation H.R. 5424
Investment Adviser Examination Improvement Act of 2013
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 1627 Investment Adviser Act of 1940 financial services legislation
Investment Adviser Examination Improvement Act of 2013
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 1627 Investment Adviser Act of 1940 financial services legislation
Investment Adviser Examination Improvement Act of 2013
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 1627 Investment Adviser Act of 1940 financial services legislation
Retail Investor Protection Act
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
Investment Adviser Act of 1940 H.R. 2374 financial services legislation
Retail Investor Protection Act
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
Investment Adviser Act of 1940 H.R. 2374 financial services legislation
Retail Investor Protection Act
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
Investment Adviser Act of 1940 H.R. 2374 financial services legislation
Investment Adviser Oversight Act of 2012
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 4624 H.R. 6204 Investment Adviser Act of 1940 financial services legislation
Investment Adviser Oversight Act of 2012
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 4624 H.R. 6204 Investment Adviser Act of 1940 financial services legislation
Investment Adviser Oversight Act of 2012
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 4624 Dodd-Frank Act Investment Adviser Act of 1940 financial services legislation
Investment Adviser Examination Improvement Act of 2012
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 4624 H.R. 6204 Investment Adviser Act of 1940 financial services legislation
Investment Adviser Examination Improvement Act of 2012
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 4624 H.R. 6204 Investment Adviser Act of 1940 financial services legislation
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 4173 Restoring American Financial Stability Act of 2010 Wall Street Reform and Consumer Protection Act Investor Protection Act of 1940
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 4173 Restoring American Financial Stability Act of 2010 Investor Protection Act of 1940 investor protection
Consumer Financial Protection Agency Act of 2009
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
Investor Protection Act Investment Advisers Act of 1940 H.R. 3126 Issues affecting federally-registered investment advisers
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
H.R. 4173 Investment Advisers Act of 1940 investor protection
401(k) Fair Disclosure for Retirement Security Act of 2007
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
Investment Advisers Act of 1940 Issues affecting federally registered investment advisers H.R. 3185
401(k) Fair Disclosure for Retirement Security Act of 2007
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
Investment Advisers Act of 1940 Issues affecting federally-registered investment advisers H.R. 3185
401(k) Fair Disclosure for Retirement Security Act of 2007
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
Investment Advisers Act of 1940 Issues affecting federally registered investment advisers H.R. 3185
401(k) Fair Disclosure for Retirement Security Act of 2007
Client: INVESTMENT ADVISER ASSOCIATION · Firm: INVESTMENT ADVISER ASSOCIATION
Investment Advisers Act of 1940 Issues affecting federally-registered investment advisers H.R. 3185
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2024 · second_quarter · Q2
Definition "accredited investor" SEC definition of small business entity under RegFlex Act Electronic delivery
deductibility of investment advisory fees eligibility of advisory firms for 199A pass-through benefit savings/retirement
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2024 · first_quarter · Q1
Definition "accredited investor" SEC definition of small business entity under RegFlex Act Electronic delivery
deductibility of investment advisory fees eligibility of advisory firms for pass-through benefit savings/retirement
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2023 · fourth_quarter · Q4
deductibility of investment advisory fees eligibility of advisory firms for pass-through benefit savings/retirement
Definition "accredited investor" SEC definition of small business entity under RegFlex Act Electronic delivery
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2023 · third_quarter · Q3
Definition "accredited investor" SEC definition of small business entity under RegFlex Act Electronic delivery
deductibility of investment advisory fees eligibility of advisory firms for pass-through benefit savings/retirement
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2023 · second_quarter · Q2
deductibility of investment advisory fees eligibility of advisory firms for pass-through benefit savings/retirement
Definition "accredited investor" SEC definition of small business entity under RegFlex Act Electronic delivery
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2023 · first_quarter · Q1
deductibility of investment advisory fees eligibility of advisory firms for pass-through benefit savings/retirement
Definition "accredited investor" SEC definition of small business entity under RegFlex Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2022 · fourth_quarter · Q4
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act SECURE Act 2.0 retirement savings legislation ENABLERS Act/National Defense Authorization Act
SECURE Act 2.0 Deductibility of Investment Advisory Fees Eligibility Owners of Advisory Firms for Pass-Through Deduction Net Investment Income Tax
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2022 · third_quarter · Q3
SECURE Act 2.0 Deductibility of Investment Advisory Fees Eligibility Owners of Advisory Firms for Pass-Through Deduction Net Investment Income Tax
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act SECURE Act 2.0 retirement savings legislation ENABLERS Act/National Defense Authorization Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2022 · second_quarter · Q2
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act SECURE Act 2.0 retirement savings legislation
SECURE Act 2.0 Deductibility of Investment Advisory Fees Eligibility Owners of Advisory Firms for Pass-Through Deduction Net Investment Income Tax
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2022 · first_quarter · Q1
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act SECURE Act 2.0 retirement savings legislation
SECURE Act 2.0 Deductibility of Investment Advisory Fees Eligibility Owners of Advisory Firms for Pass-Through Deduction
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2021 · fourth_quarter · Q4
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act Build Back Better Act Secure Act 2.0
SECURE Act 2.0 Deductibility of Investment Advisory Fees Eligibiity Owners of Advisory Firms for Pass-Through Deduction Build Back Better Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2021 · third_quarter · Q3
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act Build Back Better Act Secure Act 2.0
SECURE Act 2.0 Deductibility of Investment Advisory Fees Eligibiity Owners of Advisory Firms for Pass-Through Deduction Build Back Better Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2021 · second_quarter · Q2
SECURE Act 2.0 Deductibility of Investment Advisory Fees Eligibiity Owners of Advisory Firms for Pass-Through Deduction
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act S. 1762, Financial Factors in Selecting Retirement Plan Investment Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2021 · first_quarter · Q1
SECURE Act 2.0 Deductibility of Investment Advisory Fees Eligibiity Owners of Advisory Firms for Pass-Through Deduction
H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2020 · fourth_quarter · Q4
Deductibility of Advisory Fees 20% Pass-Through Deduction for Service Businesses Financial Transactions Tax
Advisory Fee Deductibility Proxy Advisors Investment Adviser Regulatory Flexibility Improvement Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2020 · third_quarter · Q3
Advisory Fee Deductibility Proxy Advisors Investment Adviser Regulatory Flexibility Improvement Act
Deductibility of Advisory Fees 20% Pass-Through Deduction for Service Businesses Financial Transactions Tax
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2020 · second_quarter · Q2
Deductibility of Advisory Fees 20% Pass-Through Deduction for Service Businesses
Advisory Fee Deductibility Proxy Advisors Investment Adviser Regulatory Flexibility Improvement Act
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2020 · first_quarter · Q1
Deductibility of Advisory Fees 20% Pass-Through Deduction for Service Businesses
Advisory Fee Deductibility Proxy Advisors Investment Adviser Regulatory Flexibility Improvement Act
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2019 · fourth_quarter · Q4
JOBS Act 3.0 Proxy Advisors Investment Adviser Regulatory Flexibility Improvement Act
Deductibility of Advisory Fees 20% Pass-Through Deduction for Service Businesses
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2019 · third_quarter · Q3
Deductibility of Advisory Fees 20% Pass-Through Deduction for Service Businesses
JOBS Act 3.0 Proxy Advisors Investment Adviser Regulatory Flexibility Improvement Act
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2019 · second_quarter · Q2
Deductibility of Advisory Fees 20% Pass-Through Deduction for Service Businesses
JOBS Act 3.0 Proxy Advisors Investment Adviser Regulatory Flexibility Improvement Act
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2019 · first_quarter · Q1
JOBS Act 3.0 Proxy Advisors Investment Adviser Regulatory Flexibility Improvement Act
Deductibility of Advisory Fees 20% Pass-Through Deduction for Service Businesses
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2018 · fourth_quarter · Q4
Tax Cuts and Jobs Act
Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2018 · third_quarter · Q3
Investment Adviser Act of 1940 financial services legislation
Tax Cuts and Jobs Act
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2018 · second_quarter · Q2
Investment Adviser Act of 1940 financial services legislation
Tax Cuts and Jobs Act
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2018 · first_quarter · Q1
Investment Adviser Act of 1940 financial services legislation Financial CHOICE Act
H.R. 1 -- Tax Cuts and Jobs Act
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2017 · fourth_quarter · Q4
Investment Adviser Act of 1940 financial services legislation Financial CHOICE Act
H.R. 1 -- Tax Cuts and Jobs Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2017 · third_quarter · Q3
Investment Adviser Act of 1940 financial services legislation Financial CHOICE Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2017 · second_quarter · 2A
Investment Adviser Act of 1940 financial services legislation Financial CHOICE Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2017 · second_quarter · Q2
Investment Adviser Act of 1940 financial services legislation Financial CHOICE Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2017 · first_quarter · Q1
Investment Adviser Act of 1940 financial services legislation CHOICE Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2016 · fourth_quarter · Q4
Investment Adviser Act of 1940 financial services legislation H.R. 5424
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2016 · third_quarter · Q3
Investment Adviser Act of 1940 financial services legislation H.R. 5424
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2016 · second_quarter · Q2
Investment Adviser Act of 1940 financial services legislation H.R. 5424
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2016 · first_quarter · Q1
Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2015 · fourth_quarter · Q4
Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2015 · third_quarter · Q3
Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2015 · second_quarter · Q2
Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2015 · first_quarter · Q1
Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2014 · fourth_quarter · Q4
H.R. 1627 Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2014 · third_quarter · Q3
H.R. 1627 Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2014 · second_quarter · Q2
H.R. 1627 Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2014 · first_quarter · Q1
Investment Adviser Act of 1940 H.R. 2374 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2013 · fourth_quarter · Q4
Investment Adviser Act of 1940 H.R. 2374 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2013 · third_quarter · Q3
Investment Adviser Act of 1940 H.R. 2374 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2013 · second_quarter · Q2
Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2013 · first_quarter · Q1
Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2012 · fourth_quarter · Q4
H.R. 4624 H.R. 6204 Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2012 · third_quarter · Q3
H.R. 4624 H.R. 6204 Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2012 · second_quarter · Q2
H.R. 4624 Dodd-Frank Act Investment Adviser Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2012 · first_quarter · Q1
Dodd-Frank Act Investment Adviser Act of 1940 Financial Services Legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2011 · fourth_quarter · Q4
Dodd-Frank Act Investment Adviser Act of 1940 Financial Services Legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2011 · third_quarter · Q3
Dodd-Frank Act Investment Adviser Act of 1940 Financial Services Legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2011 · second_quarter · Q2
Dodd-Frank Act Investment Adviser Act of 1940 Financial Services Legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2011 · first_quarter · Q1
Investment Advisers Act of 1940 financial services legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2010 · fourth_quarter · Q4
Investor Protection Act of 1940 Financial Services Legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2010 · third_quarter · Q3
Wall Street Reform and Consumer Protection Act of 2010 Investor Protection Act of 1940
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2010 · second_quarter · Q2
H.R. 4173 Restoring American Financial Stability Act of 2010 Wall Street Reform and Consumer Protection Act Investor Protection Act of 1940
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2010 · first_quarter · Q1
H.R. 4173 Restoring American Financial Stability Act of 2010 Investor Protection Act of 1940 investor protection
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2009 · fourth_quarter · Q4
H.R. 4173 Investment Advisers Act of 1940 investor protection
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2009 · third_quarter · Q3
Investor Protection Act Investment Advisers Act of 1940 H.R. 3126 Issues affecting federally-registered investment advisers
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2009 · second_quarter · Q2
Investment Advisers Act of 1940 Issues affecting federally-registered investment advisers Financial regulatory reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2009 · first_quarter · Q1
Investment Advisers Act of 1940 Issues affecting federally-registered investment advisers
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2008 · fourth_quarter · Q4
Investment Advisers Act of 1940 Issues affecting federally-registered investment advisers H.R. 3185
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2008 · third_quarter · Q3
Investment Advisers Act of 1940 Issues affecting federally-registered investment advisers H.R. 3185
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2008 · second_quarter · Q2
Investment Advisers Act of 1940 Issues affecting federally registered investment advisers H.R. 3185
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2008 · first_quarter · Q1
Investment Advisers Act of 1940 Issues affecting federally registered investment advisers H.R. 3185
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT ADVISER ASSOCIATION via INVESTMENT ADVISER ASSOCIATION
2008 · first_quarter · RR
Investment Advisers Act of 1940 Issues affecting federally-registered investment advisers