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Reported covered position: Special Asst, Fed. Res. Bd; Leg. Asst, Rep. Fowler
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
FHA Emergency Fiscal Solvency Act of 2013
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 249, the "Responsible Homeowners Refinancing Act of 2013." Operation of Federal Housing Administration, including HR 1145, the "FHA Emergency Fiscal Solvency Act of 2013."
FHA Emergency Fiscal Solvency Act of 2013
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
LPL FINANCIAL CORPORATION via RICH FEUER ANDERSON
2013 · third_quarter · Q3
Regulation of investment advisors. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Definition of "fiduciary" under ERISA and application to providers of brokerage services.
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including S. Con. Res. 12.
Source: Senate LDA
| CITIGROUP MANAGEMENT CORPORATION |
| 12 |
| 2010–2013 |
| FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 12 | 2010–2013 |
| NOMURA AMERICA HOLDING INC. | 12 | 2011–2013 |
| VISA U.S.A. INC. | 11 | 2010–2012 |
| KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) | 10 | 2011–2013 |
| FX ALLIANCE, LLC | 8 | 2010–2012 |
| PRICEWATERHOUSECOOPERS LLP | 8 | 2011–2013 |
| THE CLEARING HOUSE PAYMENTS COMPANY, L.L.C. | 8 | 2011–2012 |
| GOLDMAN SACHS & CO | 7 | 2010–2012 |
| SWIFT, INC. | 7 | 2012–2013 |
| THOMSON REUTERS | 6 | 2012–2013 |
| BIPARTISAN POLICY CENTER ADVOCACY NETWORK | 5 | 2012–2013 |
| CONSUMER BANKERS ASSOCIATION | 5 | 2012–2013 |
| COUNCIL OF NAIMA | 2 | 2013 |
| CREDIT SUISSE SECURITIES (USA), LLC | 1 | 2011 |
| INTERACTIVE DATA CORPORATION | 1 | 2011 |
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 249, the "Responsible Homeowners Refinancing Act of 2013." Operation of Federal Housing Administration, including HR 1145, the "FHA Emergency Fiscal Solvency Act of 2013."Housing finance reform, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Home Construction Lending Regulatory Improvement Act of 2013
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 249, the "Responsible Homeowners Refinancing Act of 2012," and HR 1255, the Home Construction Lending Regulatory Improvement Act.
Home Construction Lending Regulatory Improvement Act of 2013
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 249, the "Responsible Homeowners Refinancing Act of 2012," and HR 1255, the Home Construction Lending Regulatory Improvement Act.
Home Construction Lending Regulatory Improvement Act of 2013
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 249, the "Responsible Homeowners Refinancing Act of 2012," and HR 1255, the Home Construction Lending Regulatory Improvement Act.
Financial Institutions Examination Fairness and Reform Act
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act, S 727, the "Financial Institutions Examination Fairness and Reform Act," and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Financial Institutions Examination Fairness and Reform Act
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act, S 727, the "Financial Institutions Examination Fairness and Reform Act," and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Financial Institutions Examination Fairness and Reform Act
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act, S 727, the "Financial Institutions Examination Fairness and Reform Act," and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
North Korea Sanctions Enforcement Act of 2014
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions with respect to institutions in Iran and North Korea, including H.R. 850, the "Nuclear Iran Prevention Act of 2013," and H.R. 1771, the "North Korea Sanctions Enforcement Act of 2013."
North Korea Sanctions Enforcement Act of 2014
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions with respect to institutions in Iran and North Korea, including H.R. 850, the "Nuclear Iran Prevention Act of 2013," and H.R. 1771, the "North Korea Sanctions Enforcement Act of 2013."
North Korea Sanctions Enforcement Act of 2014
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions with respect to institutions in Iran and North Korea, including H.R. 850, the "Nuclear Iran Prevention Act of 2013," and H.R. 1771, the "North Korea Sanctions Enforcement Act of 2013."
Protecting American Taxpayers and Homeowners Act of 2013
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Housing finance reform, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013," and H.R. 2767, the "Protecting American Taxpayers and Homeowners Act of 2013."
Protecting American Taxpayers and Homeowners Act of 2013
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Housing finance reform, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013," and H.R. 2767, the "Protecting American Taxpayers and Homeowners Act of 2013."
Swaps Regulatory Improvement Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Swaps Regulatory Improvement Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Swaps Regulatory Improvement Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Swaps Regulatory Improvement Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Swaps Regulatory Improvement Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Swaps Regulatory Improvement Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Housing finance reform, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013," and H.R. 2767, the "Protecting American Taxpayers and Homeowners Act of 2013."
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Housing finance reform, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013," and H.R. 2767, the "Protecting American Taxpayers and Homeowners Act of 2013."
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act, S 727, the "Financial Institutions Examination Fairness and Reform Act," and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act, S 727, the "Financial Institutions Examination Fairness and Reform Act," and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Housing finance reform, including role of government guarantee, mortgage servicing standards, investor rights, and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 249, the "Responsible Homeowners Refinancing Act of 2013." Operation of Federal Housing Administration, including HR 1145, the "FHA Emergency Fiscal Solvency Act of 2013."Housing finance reform, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: BIPARTISAN POLICY CENTER ADVOCACY NETWORK · Firm: RICH FEUER ANDERSON
Reform of mortgage finance, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013;" and role of government guarantee. Operations of the Department of Housing and Urban Development. Promotion of affordable rental housing.
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of proprietary trading and management of private funds. Regulation of asset managers as systemically important financial institutions. Housing finance reform, including role of government guarantee, mortgage servicing standards, investor rights, and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Housing finance reform, including role of government guarantee, mortgage servicing standards, investor rights, and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of proprietary trading and management of private funds. Regulation of asset managers as systemically important financial institutions. Housing finance reform, including role of government guarantee, mortgage servicing standards, investor rights, and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 249, the "Responsbile Homeowners Refinancing Act of 2013." Housing finance reform, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act, S 727, the "Financial Institutions Examination Fairness and Reform Act," and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: BIPARTISAN POLICY CENTER ADVOCACY NETWORK · Firm: RICH FEUER ANDERSON
Reform of mortgage finance, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013;" and role of government guarantee. Operations of the Department of Housing and Urban Development. Promotion of affordable rental housing.
Responsible Homeowner Refinancing Act of 2013
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 249, the "Responsible Homeowners Refinancing Act of 2012," and HR 1255, the Home Construction Lending Regulatory Improvement Act.
Responsible Homeowner Refinancing Act of 2013
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 249, the "Responsible Homeowners Refinancing Act of 2012," and HR 1255, the Home Construction Lending Regulatory Improvement Act.
Responsible Homeowner Refinancing Act of 2013
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 249, the "Responsible Homeowners Refinancing Act of 2013." Operation of Federal Housing Administration, including HR 1145, the "FHA Emergency Fiscal Solvency Act of 2013."Housing finance reform, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Responsible Homeowner Refinancing Act of 2013
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 249, the "Responsible Homeowners Refinancing Act of 2013." Operation of Federal Housing Administration, including HR 1145, the "FHA Emergency Fiscal Solvency Act of 2013."
Responsible Homeowner Refinancing Act of 2013
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 249, the "Responsbile Homeowners Refinancing Act of 2013."
Responsible Homeowner Refinancing Act of 2013
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 249, the "Responsible Homeowners Refinancing Act of 2012," and HR 1255, the Home Construction Lending Regulatory Improvement Act.
Responsible Homeowner Refinancing Act of 2013
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 249, the "Responsbile Homeowners Refinancing Act of 2013." Housing finance reform, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Swaps Regulatory Improvement Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Swaps Regulatory Improvement Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Swaps Regulatory Improvement Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Swaps Regulatory Improvement Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Swaps Regulatory Improvement Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Swaps Regulatory Improvement Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Financial Institutions Examination Fairness and Reform Act
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act, S 727, the "Financial Institutions Examination Fairness and Reform Act," and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Financial Institutions Examination Fairness and Reform Act
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act, S 727, the "Financial Institutions Examination Fairness and Reform Act," and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Financial Institutions Examination Fairness and Reform Act
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act, S 727, the "Financial Institutions Examination Fairness and Reform Act," and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
A concurrent resolution expressing the sense of the Congress that our current tax incentives for retirement savings provide important benefits to Americans to help plan for a financially secure retirement.
Client: LPL FINANCIAL CORPORATION · Firm: RICH FEUER ANDERSON
Tax incentives for retirement savings, including S. Con. Res. 12.
A concurrent resolution expressing the sense of the Congress that our current tax incentives for retirement savings provide important benefits to Americans to help plan for a financially secure retirement.
Client: LPL FINANCIAL CORPORATION · Firm: RICH FEUER ANDERSON
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including S. Con. Res. 12.
A concurrent resolution expressing the sense of the Congress that our current tax incentives for retirement savings provide important benefits to Americans to help plan for a financially secure retirement.
Client: LPL FINANCIAL CORPORATION · Firm: RICH FEUER ANDERSON
Tax incentives for retirement savings, including S. Con. Res. 12.
A concurrent resolution expressing the sense of the Congress that our current tax incentives for retirement savings provide important benefits to Americans to help plan for a financially secure retirement.
Client: LPL FINANCIAL CORPORATION · Firm: RICH FEUER ANDERSON
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including S. Con. Res. 12.
A concurrent resolution expressing the sense of the Congress that our current tax incentives for retirement savings provide important benefits to Americans to help plan for a financially secure retirement.
Client: LPL FINANCIAL CORPORATION · Firm: RICH FEUER ANDERSON
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including S. Con. Res. 12.
A concurrent resolution expressing the sense of the Congress that our current tax incentives for retirement savings provide important benefits to Americans to help plan for a financially secure retirement.
Client: LPL FINANCIAL CORPORATION · Firm: RICH FEUER ANDERSON
Tax incentives for retirement savings, including S. Con. Res. 12. Definition of independent contractor.
Mutual Savings Association Preservation Act
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act.
Mutual Savings Association Preservation Act
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act.
Mutual Savings Association Preservation Act
Client: APPRAISAL INSTITUTE · Firm: RICH FEUER ANDERSON
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act.
To designate the headquarters building of the Embassy of the United States in Addis Ababa, Ethiopia, as the "Mickey Leland United States Embassy Building".
Client: PRICEWATERHOUSECOOPERS LLP · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd -Frank Wall Street Reform and Consumer Protection Act of 2010." Regulation of public company auditors, including H.R. 1564, the "Audit Integrity and Job Protection Act," and S. 1526, the "Audit Integrity and Job Protection Act."
To designate the headquarters building of the Embassy of the United States in Addis Ababa, Ethiopia, as the "Mickey Leland United States Embassy Building".
Client: PRICEWATERHOUSECOOPERS LLP · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd -Frank Wall Street Reform and Consumer Protection Act of 2010." Regulation of public company auditors, including H.R. 1564, the "Audit Integrity and Job Protection Act."
No Firearms for Foreign Felons Act of 2009
Client: PRICEWATERHOUSECOOPERS LLP · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd -Frank Wall Street Reform and Consumer Protection Act of 2010." Regulation of public company auditors, including H.R. 1564, the "Audit Integrity and Job Protection Act," and S. 1526, the "Audit Integrity and Job Protection Act."
Swaps Bailout Prevention Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838). Regulation of credit card interchange fees.
Swaps Bailout Prevention Act
Client: THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. · Firm: RICH FEUER ANDERSON
Capital requirements and liquidity requirements for financial institutions. Regulatory issues related to payment systems, including mobile payments. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (including HR 3283, the "Swap Jurisdiction Certainty Act"), and elibgibility to act as swap dealer (including HR 1838).
Swaps Bailout Prevention Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838).
Swaps Bailout Prevention Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838).
Swaps Bailout Prevention Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838).
Swaps Bailout Prevention Act
Client: THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. · Firm: RICH FEUER ANDERSON
Capital requirements and liquidity requirements for financial institutions. Regulatory issues related to payment systems, including mobile payments. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (including HR 3283, the "Swap Jurisdiction Certainty Act"), and elibgibility to act as swap dealer (including HR 1838).
Swaps Bailout Prevention Act
Client: THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. · Firm: RICH FEUER ANDERSON
Capital requirements and liquidity requirements for financial institutions. Regulatory issues related to payment systems, including mobile payments. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (including HR 3283, the "Swap Jurisdiction Certainty Act"), and elibgibility to act as swap dealer (including HR 1838).
Swaps Bailout Prevention Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838). Regulation of credit card interchange fees.
Swaps Bailout Prevention Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838).
Swaps Bailout Prevention Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838).
Swaps Bailout Prevention Act
Client: CITIGROUP MANAGEMENT CORPORATION · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838).
Swaps Bailout Prevention Act
Client: THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. · Firm: RICH FEUER ANDERSON
Capital requirements and liquidity requirements for financial institutions. Regulatory issues related to payment systems, including mobile payments. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (including HR 3283, the "Swap Jurisdiction Certainty Act"), and elibgibility to act as swap dealer (including HR 1838).
Small Company Job Growth and Regulatory Relief Act of 2011
Client: PRICEWATERHOUSECOOPERS LLP · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd -Frank Wall Street Reform and Consumer Protection Act of 2010." Potential changes to the internal control provisions of the Sarbanes-Oxley Act, including HR 3213, the "Small Company Job Growth and Regulatory Relief Act of 2011;" HR 3606, the "Jumpstart Our Business Startups Act;" S 1933, the "Reopening American Capital Markets to Emerging Growth Companies Act of 2011;" and S 1965, the "Startup Act of 2011."
Small Company Job Growth and Regulatory Relief Act of 2011
Client: PRICEWATERHOUSECOOPERS LLP · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Potential changes to the internal control provisions of the Sarbanes-Oxley Act, including HR 3213, the "Small Company Job Growth and Regulatory Relief Act of 2011;" HR 3606, the "Jumpstart Our Business Startups Act;" S 1933, the "Reopening American Capital Markets to Emerging Growth Companies Act of 2011;" and S 1965, the "Startup Act of 2011."
To require the imposition of sanctions on foreign financial institutions that are members of an entity that provides services relating to secure communications, electronic funds transfers, or cable transfers to the Central Bank of Iran or sanctioned financial institutions.
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
To require the imposition of sanctions on foreign financial institutions that are members of an entity that provides services relating to secure communications, electronic funds transfers, or cable transfers to the Central Bank of Iran or sanctioned financial institutions.
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
To require the imposition of sanctions on foreign financial institutions that are members of an entity that provides services relating to secure communications, electronic funds transfers, or cable transfers to the Central Bank of Iran or sanctioned financial institutions.
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
To require the imposition of sanctions on foreign financial institutions that are members of an entity that provides services relating to secure communications, electronic funds transfers, or cable transfers to the Central Bank of Iran or sanctioned financial institutions.
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
To require the imposition of sanctions on foreign financial institutions that are members of an entity that provides services relating to secure communications, electronic funds transfers, or cable transfers to the Central Bank of Iran or sanctioned financial institutions.
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
To require the imposition of sanctions on foreign financial institutions that are members of an entity that provides services relating to secure communications, electronic funds transfers, or cable transfers to the Central Bank of Iran or sanctioned financial institutions.
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
Tax incentives for retirement savings, including H.Con. Res. 101, S. Con. Res. 62, and HR 4049, the "Automatic IRA Act of 2012." Tax rates for dividends and capital gains.
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including H.Con. Res. 101 and HR 4049, the "Automatic IRA Act of 2012."
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including H.Con. Res. 101 and HR 4049, the "Automatic IRA Act of 2012."
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including H.Con. Res. 101 and HR 4049, the "Automatic IRA Act of 2012."
Tax incentives for retirement savings, including H.Con. Res. 101 and HR 4049, the "Automatic IRA Act of 2012."
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including H.Con. Res. 101, S. Con. Res. 62, and HR 4049, the "Automatic IRA Act of 2012."
Fair Playing Field Act of 2012
Client: LPL FINANCIAL CORPORATION · Firm: RICH FEUER ANDERSON
Classification of individuals as independent contractors, including S. 2145, the "Fair Playing Field Act of 2012;" and H.R. 4123, the "Fair Playing Field Act of 2012."
Fair Playing Field Act of 2012
Client: LPL FINANCIAL CORPORATION · Firm: RICH FEUER ANDERSON
Classification of individuals as independent contractors, including S. 2145, the "Fair Playing Field Act of 2012;" and H.R. 4123, the "Fair Playing Field Act of 2012."
Iran Financial Sanctions Improvement Act of 2012
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
Iran Financial Sanctions Improvement Act of 2012
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
Iran Financial Sanctions Improvement Act of 2012
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
Iran Financial Sanctions Improvement Act of 2012
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
Iran Financial Sanctions Improvement Act of 2012
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
Iran Financial Sanctions Improvement Act of 2012
Client: SWIFT, INC. · Firm: RICH FEUER ANDERSON
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
FHA Emergency Fiscal Solvency Act of 2012
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 3085, the "Responsible Homeowners Refinancing Act of 2012." Operation of Federal Housing Administration, including HR 4264, the "FHA Emergency Fiscal Solvency Act of 2012," and S 3678, the "FHA Emergency Fiscal Solvency Act of 2012."
FHA Emergency Fiscal Solvency Act of 2012
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 3085, the "Responsible Homeowners Refinancing Act of 2012." Operation of Federal Housing Administration, including HR 4264, the "FHA Emergency Fiscal Solvency Act of 2012."
FHA Emergency Fiscal Solvency Act of 2012
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Fees charged by and loan limits for government sponsored housing enterprises and programs, including HR 4264, the "FHA Emergency Fiscal Solvency Act of 2012."
FHA Emergency Fiscal Solvency Act of 2012
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Fees charged by and loan limits for government sponsored housing enterprises and programs, including HR 4264, the "FHA Emergency Fiscal Solvency Act of 2012."
FHA Emergency Fiscal Solvency Act of 2012
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Fees charged by and loan limits for government sponsored housing enterprises and programs, including HR 4264, the "FHA Emergency Fiscal Solvency Act of 2012."
FHA Emergency Fiscal Solvency Act of 2012
Client: GENWORTH FINANCIAL INC · Firm: RICH FEUER ANDERSON
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 3085, the "Responsible Homeowners Refinancing Act of 2012." Operation of Federal Housing Administration, including HR 4264, the "FHA Emergency Fiscal Solvency Act of 2012," and S 3678, the "FHA Emergency Fiscal Solvency Act of 2012."
Tax incentives for retirement savings, including S. Con. Res. 12. Definition of independent contractor.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRICEWATERHOUSECOOPERS LLP via RICH FEUER ANDERSON
2013 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010."
Implementation of the "Dodd -Frank Wall Street Reform and Consumer Protection Act of 2010." Regulation of public company auditors, including H.R. 1564, the "Audit Integrity and Job Protection Act," and S. 1526, the "Audit Integrity and Job Protection Act."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CONSUMER BANKERS ASSOCIATION via RICH FEUER ANDERSON
2013 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the operation of the Consumer Financial Protection Bureau. Regulation of deposit advance products and overdraft protection. Small business lending.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2013 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of proprietary trading and management of private funds. Regulation of asset managers as systemically important financial institutions. Housing finance reform, including role of government guarantee, mortgage servicing standards, investor rights, and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Housing finance reform, including role of government guarantee, mortgage servicing standards, investor rights, and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including protection of customer margin assets, regulation of proprietary trading and management of and reporting by private funds. Regulation of asset managers as systemically important financial institutions. Regulation of money market funds. Implementation of the "Jumpstart Our Business Startups Act."
Filing targets: HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2013 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010" and the "Jumpstart Our Business Startups Act," including regulation of broker-dealers. Investor protection and investor education initiatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
APPRAISAL INSTITUTE via RICH FEUER ANDERSON
2013 · third_quarter · Q3
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act, S 727, the "Financial Institutions Examination Fairness and Reform Act," and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act, S 727, the "Financial Institutions Examination Fairness and Reform Act," and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act, S 727, the "Financial Institutions Examination Fairness and Reform Act," and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GENWORTH FINANCIAL INC via RICH FEUER ANDERSON
2013 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Housing finance reform, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013," and H.R. 2767, the "Protecting American Taxpayers and Homeowners Act of 2013."
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Housing finance reform, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013," and H.R. 2767, the "Protecting American Taxpayers and Homeowners Act of 2013."
CITIGROUP MANAGEMENT CORPORATION via RICH FEUER ANDERSON
2013 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LCH.CLEARNET GROUP LIMITED via RICH FEUER ANDERSON
2013 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 1256, the "Swap Jurisdiction Certainty Act").
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 1256, the "Swap Jurisdiction Certainty Act").
BARCLAYS PLC via RICH FEUER ANDERSON
2013 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 1256, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 1256, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CITIGROUP MANAGEMENT CORPORATION via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CONSUMER BANKERS ASSOCIATION via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the operation of the Consumer Financial Protection Bureau.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THOMSON REUTERS via RICH FEUER ANDERSON
2013 · second_quarter · 2A
Oversight and operation of financial benchmarks. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and relationship between swaps and futures markets.
Oversight and operation of financial benchmarks. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and relationship between swaps and futures markets.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and relationship between swaps and futures markets.
THOMSON REUTERS via RICH FEUER ANDERSON
2013 · second_quarter · 2T
Oversight and operation of financial benchmarks.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and relationship between swaps and futures markets.
Oversight and operation of financial benchmarks. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and relationship between swaps and futures markets.
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010" and the "Jumpstart Our Business Startups Act," including regulation of broker-dealers. Investor protection and investor education initiatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LPL FINANCIAL CORPORATION via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Regulation of investment advisors. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Definition of "fiduciary" under ERISA and application to providers of brokerage services.
Tax incentives for retirement savings, including S. Con. Res. 12.
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including S. Con. Res. 12.
BIPARTISAN POLICY CENTER ADVOCACY NETWORK via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Reform of mortgage finance, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013;" and role of government guarantee. Operations of the Department of Housing and Urban Development. Promotion of affordable rental housing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BIPARTISAN POLICY CENTER ADVOCACY NETWORK via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Reform of mortgage finance, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013;" and role of government guarantee. Operations of the Department of Housing and Urban Development. Promotion of affordable rental housing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Regulations affecting electronic trading of securities, including market structure issues and decisions to close markets. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
GENWORTH FINANCIAL INC via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 249, the "Responsbile Homeowners Refinancing Act of 2013." Housing finance reform, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 249, the "Responsible Homeowners Refinancing Act of 2013." Operation of Federal Housing Administration, including HR 1145, the "FHA Emergency Fiscal Solvency Act of 2013."Housing finance reform, including S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Housing finance reform, including role of government guarantee, mortgage servicing standards, investor rights, and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of proprietary trading and management of private funds. Regulation of asset managers as systemically important financial institutions. Housing finance reform, including role of government guarantee, mortgage servicing standards, investor rights, and S.1217, the "Housing Finance Reform and Taxpayer Protection Act of 2013."
THOMSON REUTERS via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and relationship between swaps and futures markets.
Oversight and operation of financial benchmarks. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and relationship between swaps and futures markets.
Oversight and operation of financial benchmarks. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and relationship between swaps and futures markets.
SWIFT, INC. via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Imposition of sanctions with respect to institutions in Iran and North Korea, including H.R. 850, the "Nuclear Iran Prevention Act of 2013," and H.R. 1771, the "North Korea Sanctions Enforcement Act of 2013."
Imposition of sanctions with respect to institutions in Iran and North Korea, including H.R. 850, the "Nuclear Iran Prevention Act of 2013," and H.R. 1771, the "North Korea Sanctions Enforcement Act of 2013."
Imposition of sanctions with respect to institutions in Iran and North Korea, including H.R. 850, the "Nuclear Iran Prevention Act of 2013," and H.R. 1771, the "North Korea Sanctions Enforcement Act of 2013."
LCH.CLEARNET GROUP LIMITED via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 1256, the "Swap Jurisdiction Certainty Act").
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 1256, the "Swap Jurisdiction Certainty Act").
NOMURA AMERICA HOLDING INC. via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives, including capital requirements and extraterritorial application (H.R. 1256, the "Swap Jurisdiction Certainty Act").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BARCLAYS PLC via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 1256, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 1256, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRICEWATERHOUSECOOPERS LLP via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010."
Implementation of the "Dodd -Frank Wall Street Reform and Consumer Protection Act of 2010." Regulation of public company auditors, including H.R. 1564, the "Audit Integrity and Job Protection Act."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
APPRAISAL INSTITUTE via RICH FEUER ANDERSON
2013 · second_quarter · Q2
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act.
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act.
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including HR 1553, the "Financial Institutions Examination Fairness and Reform Act.
LCH.CLEARNET GROUP LIMITED via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application..
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application.
CONSUMER BANKERS ASSOCIATION via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the operation of the Consumer Financial Protection Bureau.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRICEWATERHOUSECOOPERS LLP via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010."
Implementation of the "Dodd -Frank Wall Street Reform and Consumer Protection Act of 2010."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
COUNCIL OF NAIMA via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Recognition in Federal mortgage underwriting guidelines of borrowers' expected energy costs.
Recognition in Federal mortgage underwriting guidelines of borrowers' expected energy costs.
Recognition in Federal mortgage underwriting guidelines of borrowers' expected energy costs.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CITIGROUP MANAGEMENT CORPORATION via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 1256, the "Swaps Jurisdiction Certainty Act;" HR 992, the "Swaps Regulatory Improvement Act;" and S 474, the "Swaps Regulatory Improvement Act").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THOMSON REUTERS via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Oversight and operation of financial benchmarks. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and relationship between swaps and futures markets.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and relationship between swaps and futures markets.
Oversight and operation of financial benchmarks.
LPL FINANCIAL CORPORATION via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Tax incentives for retirement savings, including S. Con. Res. 12.
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including S. Con. Res. 12.
Regulation of investment advisors. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Definition of "fiduciary" under ERISA and application to providers of brokerage services.
GENWORTH FINANCIAL INC via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 249, the "Responsbile Homeowners Refinancing Act of 2013."
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 249, the "Responsible Homeowners Refinancing Act of 2013." Operation of Federal Housing Administration, including HR 1145, the "FHA Emergency Fiscal Solvency Act of 2013."
KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Regulations affecting electronic trading of securities, including market structure issues and decisions to close markets. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including H.R. 850, the "Nuclear Iran Prevention Act of 2013." Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of remittances.
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including H.R. 850, the "Nuclear Iran Prevention Act of 2013."
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including H.R. 850, the "Nuclear Iran Prevention Act of 2013." Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of remittances.
BIPARTISAN POLICY CENTER ADVOCACY NETWORK via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Reform of mortgage finance, including role of government guarantee, and operations of the Department of Housing and Urban Development; promotion of affordable rental housing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of proprietary trading and management of private funds. Regulation of asset managers as systemically important financial institutions. Housing finance reform, including role of government guarantee, mortgage servicing standards, and investor rights
Housing finance reform, including role of government guarantee, mortgage servicing standards, and investor rights.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including protection of customer margin assets, regulation of proprietary trading and management of and reporting by private funds. Regulation of asset managers as systemically important financial institutions. Regulation of money market funds and exchange-traded funds. Implementation of the "Jumpstart Our Business Startups Act."
APPRAISAL INSTITUTE via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 249, the "Responsible Homeowners Refinancing Act of 2012," and HR 1255, the Home Construction Lending Regulatory Improvement Act.
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 249, the "Responsible Homeowners Refinancing Act of 2012," and HR 1255, the Home Construction Lending Regulatory Improvement Act.
NOMURA AMERICA HOLDING INC. via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives, including capital requirements and extraterritorial application (H.R. 1256, the "Swap Jurisdiction Certainty Act").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010" and the "Jumpstart Our Business Startups Act," including regulation of broker-dealers. Investor protection and investor education initiatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BARCLAYS PLC via RICH FEUER ANDERSON
2013 · first_quarter · Q1
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 1256, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 1256, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
COUNCIL OF NAIMA via RICH FEUER ANDERSON
2013 · first_quarter · RR
Recognition in Federal mortgage underwriting guidelines of borrowers' expected energy costs.
Recognition in Federal mortgage underwriting guidelines of borrowers' expected energy costs.
Recognition in Federal mortgage underwriting guidelines of borrowers' expected energy costs.
THOMSON REUTERS via RICH FEUER ANDERSON
2012 · fourth_quarter · RA
Issues pertaining to oversight and operation of financial benchmarks.
Issues pertaining to oversight and operation of financial benchmarks.
Issues pertaining to oversight and operation of financial benchmarks.
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including protection of customer margin assets, definition of "major swap participant," regulation of proprietary trading and management of and reporting by private funds. Regulation of asset managers as systemically important financial institutions. Regulation of money market funds and exchange-traded funds.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of proprietary trading and management of private funds. Regulation of asset managers as systemically important financial institutions.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PRICEWATERHOUSECOOPERS LLP via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010."
Implementation of the "Dodd -Frank Wall Street Reform and Consumer Protection Act of 2010."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CITIGROUP MANAGEMENT CORPORATION via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838).
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838). Regulation of credit card interchange fees.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. via RICH FEUER ANDERSON
2012 · fourth_quarter · 4T
Capital requirements and liquidity requirements for financial institutions.
Capital requirements and liquidity requirements for financial institutions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THOMSON REUTERS via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Oversight and operation of financial benchmarks.
Oversight and operation of financial benchmarks.
Oversight and operation of financial benchmarks.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
LCH.CLEARNET GROUP LIMITED via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application..
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application.
CONSUMER BANKERS ASSOCIATION via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the operation of the Consumer Financial Protection Bureau.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including H.R. 4310, the "National Defense Authorization Act for Fiscal Year 2013." Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of remittances.
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including H.R. 4310, the "National Defense Authorization Act for Fiscal Year 2013." Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of remittances.
KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Regulations affecting electronic trading of securities, including market structure issues and decisions to close markets. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Investor protection and investor education initiatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LPL FINANCIAL CORPORATION via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Tax incentives for retirement savings, including H.Con. Res. 101, S. Con. Res. 62, and HR 4049, the "Automatic IRA Act of 2012." Tax rates for dividends and capital gains.
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including H.Con. Res. 101, S. Con. Res. 62, and HR 4049, the "Automatic IRA Act of 2012."
Regulation of investment advisors. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Definition of "fiduciary" under ERISA and application to providers of brokerage services.
VISA U.S.A. INC. via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Regulation of credit card practices and card interchange fees and of mobile payments.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BIPARTISAN POLICY CENTER ADVOCACY NETWORK via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Reform of mortgage finance and operations of the Department of Housing and Urban Development; promotion of affordable rental housing.
Filing targets: HOUSE OF REPRESENTATIVES
NOMURA AMERICA HOLDING INC. via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives, including capital requirements and extraterritorial application (H.R. 3283, the "Swap Jurisdiction Certainty Act").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including protection of customer margin assets, definition of "major swap participant," regulation of proprietary trading and management of and reporting by private funds. Regulation of asset managers as systemically important financial institutions. Regulation of money market funds and exchange-traded funds.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of proprietary trading and management of private funds. Regulation of asset managers as systemically important financial institutions.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
GENWORTH FINANCIAL INC via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 3085, the "Responsible Homeowners Refinancing Act of 2012." Operation of Federal Housing Administration, including HR 4264, the "FHA Emergency Fiscal Solvency Act of 2012," and S 3678, the "FHA Emergency Fiscal Solvency Act of 2012."
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions.
GENWORTH FINANCIAL INC via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 3085, the "Responsbile Homeowners Refinancing Act of 2012."
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 3085, the "Responsible Homeowners Refinancing Act of 2012." Operation of Federal Housing Administration, including HR 4264, the "FHA Emergency Fiscal Solvency Act of 2012," and S 3678, the "FHA Emergency Fiscal Solvency Act of 2012."
BARCLAYS PLC via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
APPRAISAL INSTITUTE via RICH FEUER ANDERSON
2012 · fourth_quarter · Q4
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 3085, the "Responsible Homeowners Refinancing Act of 2012."
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 3085, the "Responsible Homeowners Refinancing Act of 2012."
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 3085, the "Responsible Homeowners Refinancing Act of 2012."
BIPARTISAN POLICY CENTER ADVOCACY NETWORK via RICH FEUER ANDERSON
2012 · fourth_quarter · RR
Financial regulatory reform and housing policy.
Financial regulatory reform and housing policy.
Financial regulatory reform and housing policy.
CONSUMER BANKERS ASSOCIATION via RICH FEUER ANDERSON
2012 · fourth_quarter · RR
Legislation and regulation affecting consumer banking.
KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Regulations affecting electronic trading of securities, including market structure issues. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
SWIFT, INC. via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including H.R. 1905, the "Iran Threat Reduction and Syria Human Rights Act of 2012." Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of remittances and swap data reporting identifiers.
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including H.R. 1905, the "Iran Threat Reduction and Syria Human Rights Act of 2012."
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including H.R. 1905, the "Iran Threat Reduction and Syria Human Rights Act of 2012." Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of remittances and swap data reporting identifiers.
PRICEWATERHOUSECOOPERS LLP via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Implementation of the "Dodd -Frank Wall Street Reform and Consumer Protection Act of 2010."
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NOMURA AMERICA HOLDING INC. via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives, including capital requirements and extraterritorial application (H.R. 3283, the "Swap Jurisdiction Certainty Act").
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
GENWORTH FINANCIAL INC via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 3085, the "Responsible Homeowners Refinancing Act of 2012." Operation of Federal Housing Administration, including HR 4264, the "FHA Emergency Fiscal Solvency Act of 2012."
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 3085, the "Responsbile Homeowners Refinancing Act of 2012."
NOMURA AMERICA HOLDING INC. via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives, including capital requirements and extraterritorial application (H.R. 3283, the "Swap Jurisdiction Certainty Act").
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
LPL FINANCIAL CORPORATION via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Regulation of investment advisors. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (including HR 4624, the "Investment Adviser Oversight Act of 2012"). Definition of "fiduciary" under ERISA and application to providers of brokerage services.
Tax incentives for retirement savings, including H.Con. Res. 101 and HR 4049, the "Automatic IRA Act of 2012."
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including H.Con. Res. 101 and HR 4049, the "Automatic IRA Act of 2012."
LCH.CLEARNET GROUP LIMITED via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act").
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act").
LCH.CLEARNET GROUP LIMITED via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act").
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act").
VISA U.S.A. INC. via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Regulation of credit card practices and card interchange fees and of mobile payments. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including interchange fee provisions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
APPRAISAL INSTITUTE via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 3085, the "Responsible Homeowners Refinancing Act of 2012."
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 3085, the "Responsible Homeowners Refinancing Act of 2012."
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 3085, the "Responsible Homeowners Refinancing Act of 2012."
THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Capital requirements and liquidity requirements for financial institutions. Regulatory issues related to payment systems, including mobile payments.
Capital requirements and liquidity requirements for financial institutions. Regulatory issues related to payment systems, including mobile payments.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CITIGROUP MANAGEMENT CORPORATION via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838). Regulation of credit card interchange fees.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (including HR 4624, the "Investment Adviser Oversight Act of 2012"). Investor protection and investor education initiatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including protection of customer margin assets, definition of "major swap participant," regulation of proprietary trading and management of and reporting by private funds. Regulation of asset managers as systemically important financial institutions. Regulation of money market funds and exchange-traded funds.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of proprietary trading and management of private funds. Regulation of asset managers as systemically important financial institutions.
Filing targets: HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE
BARCLAYS PLC via RICH FEUER ANDERSON
2012 · third_quarter · Q3
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NOMURA AMERICA HOLDING INC. via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives, including capital requirements and extraterritorial application (H.R. 3283, the "Swap Jurisdiction Certainty Act").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CITIGROUP MANAGEMENT CORPORATION via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838).
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application, regulation of proprietary trading, and acting as swap dealer (HR 3283, the "Swaps Jurisdiction Certainty Act;" and HR 1838).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BARCLAYS PLC via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act"), regulation of proprietary trading and management of private funds, and capital and margin requirements.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THE CLEARING HOUSE PAYMENTS COMPANY L.L.C. via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Capital requirements and liquidity requirements for financial institutions. Regulatory issues related to payment systems, including mobile payments. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (including HR 3283, the "Swap Jurisdiction Certainty Act"), and elibgibility to act as swap dealer (including HR 1838).
Capital requirements and liquidity requirements for financial institutions. Regulatory issues related to payment systems, including mobile payments. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (including HR 3283, the "Swap Jurisdiction Certainty Act"), and elibgibility to act as swap dealer (including HR 1838).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
KCG HOLDINGS INC (FORMERLY KNOWN AS GETCO HOLDING COMPANY LLC) via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Regulations affecting electronic trading of securities, including market structure issues. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRICEWATERHOUSECOOPERS LLP via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Implementation of the "Dodd -Frank Wall Street Reform and Consumer Protection Act of 2010."
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LCH.CLEARNET GROUP LIMITED via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act").
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act").
GENWORTH FINANCIAL INC via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 3085, the "Responsible Homeowners Refinancing Act of 2012."
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 3085, the "Responsbile Homeowners Refinancing Act of 2012."
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions.
VISA U.S.A. INC. via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Regulation of credit card practices and card interchange fees and of mobile payments. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including interchange fee provisions. Regulation of pre-paid cards as "monetary instruments," including S. 1731, the "Combating Money Laundering, Terrorist Financing, and Counterfeiting Act of 2011."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
SWIFT, INC. via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including S.2101, the "Iran Sanctions, Accountability, and Human Rights Act of 2012;" H.R. 3880; and H.R. 4179, the " Iran Financial Sanctions Improvement Act of 2012."
LPL FINANCIAL CORPORATION via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Regulation of investment advisors. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (including HR 4624, the "Investment Adviser Oversight Act of 2012"). Definition of "fiduciary" under ERISA and application to providers of brokerage services.
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including H.Con. Res. 101 and HR 4049, the "Automatic IRA Act of 2012."
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (including HR 4624, the "Investment Adviser Oversight Act of 2012"). Investor protection and investor education initiatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including protection of customer margin assets, definition of "major swap participant," regulation of proprietary trading and management of and reporting by private funds. Regulation of systemically important financial institutions. Regulation of money market funds and exchange-traded funds.
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of proprietary trading and management of private funds.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
APPRAISAL INSTITUTE via RICH FEUER ANDERSON
2012 · second_quarter · Q2
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Regulatory authority to order appraisals, including HR 3461, the Financial Institutions Examination Fairness and Reform Act;" and S 2160, the "Financial Institutions Examination Fairness and Reform Act." Appraisal requirements, including S 3085, the "Responsible Homeowners Refinancing Act of 2012."
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Regulatory authority to order appraisals, including HR 3461, the Financial Institutions Examination Fairness and Reform Act; and S 2160, the "Financial Institutions Examination Fairness and Reform Act." Appraisal requirements, including S 3085, the "Responsible Homeowners Refinancing Act of 2012."
NOMURA AMERICA HOLDING INC. via RICH FEUER ANDERSON
2012 · first_quarter · Q1
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including Title VII regulation of derivatives, including capital requirements and extraterritorial application (H.R. 3283, the "Swap Jurisdiction Certainty Act").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LPL FINANCIAL CORPORATION via RICH FEUER ANDERSON
2012 · first_quarter · Q1
Regulation of investment advisors. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Definition of "fiduciary" under ERISA and application to providers of brokerage services.
Definition of "fiduciary" under ERISA and application to providers of brokerage services. Tax incentives for retirement savings, including H.Con. Res. 101 and HR 4049, the "Automatic IRA Act of 2012."
Classification of individuals as independent contractors, including S. 2145, the "Fair Playing Field Act of 2012;" and H.R. 4123, the "Fair Playing Field Act of 2012."
GOLDMAN SACHS & CO via RICH FEUER ANDERSON
2012 · first_quarter · 1T
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act") and regulation of proprietary trading .
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act") and regulation of proprietary trading.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 1256, the "Swap Jurisdiction Certainty Act").
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
Oversight and operation of financial benchmarks.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Oversight and operation of financial benchmarks. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and relationship between swaps and futures markets.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including protection of customer margin assets, regulation of proprietary trading and management of and reporting by private funds. Regulation of asset managers as systemically important financial institutions. Regulation of money market funds. Implementation of the "Jumpstart Our Business Startups Act."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Oversight and operation of financial benchmarks.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 1256, the "Swap Jurisdiction Certainty Act").
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Oversight and operation of financial benchmarks. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including operation and governance of swap execution facilities and relationship between swaps and futures markets.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Appraisal requirements, including S 249, the "Responsible Homeowners Refinancing Act of 2012," and HR 1255, the Home Construction Lending Regulatory Improvement Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Imposition of sanctions on providers of financial messaging services to institutions in Iran, including H.R. 4310, the "National Defense Authorization Act for Fiscal Year 2013."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including the securitization risk retention provisions. Modification of mortgages, including S 3085, the "Responsbile Homeowners Refinancing Act of 2012."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of derivative instruments, regulation and ownership of clearinghouses, protection of customer assets and extraterritorial application (HR 3283, the "Swaps Jurisdiction Certainty Act").
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Classification of individuals as independent contractors, including S. 2145, the "Fair Playing Field Act of 2012;" and H.R. 4123, the "Fair Playing Field Act of 2012."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Regulation of real estate appraisers and of appraisal management companies, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010." Regulatory authority to order appraisals, including HR 3461, the Financial Institutions Examination Fairness and Reform Act;" and S 2160, the "Financial Institutions Examination Fairness and Reform Act." Appraisal requirements, including S 3085, the "Responsible Homeowners Refinancing Act of 2012."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE