Reported covered position: Gen. Counsel/Counsel Senate Banking Comm
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including implementation of HR 1994, the SECURE Act; the SEC Reg BI rule rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2020 · third_quarter · 3T
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; issues related to data security/data breached privacy; issues related to troubled debt restructuring and Current Expected Credit Loss accounting rule.
Issues related to cannabis banking.
Source: Senate LDA
| FINANCIAL INDUSTRY REGULATORY AUTHORITY INC | 10 | 2015–2017 |
| AMERICAN BANKERS ASSOCIATION | 9 | 2015–2016 |
| CARD & ASSOCIATES (ON BEHALF OF FIRST DATA CORP ) | 9 | 2015–2017 |
| EXPERIAN NORTH AMERICA | 8 | 2016–2017 |
| JPMORGAN CHASE & CO. | 7 | 2015 |
| FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) | 6 | 2017–2018 |
| M&A SECURITIES GROUP, INC. | 5 | 2014–2015 |
| MCGRAW-HILL FINANCIAL | 4 | 2015 |
| IEX GROUP, INC. | 3 | 2016 |
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; issues related to data security/data breached privacy; issues related to troubled debt restructuring and Current Expected Credit Loss accounting rule.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including implementation of HR 1994, the SECURE Act; issues related to COVID-19 tax relief.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; issues related to data security/data breached privacy; issues related to troubled debt restructuring and Current Expected Credit Loss accounting rule.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including implementation of HR 1994, the SECURE Act; the SEC Reg BI rule rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Federal regulation of variable and indexed annuities; SEC Regulation BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; retirement security including implementation of HR 1994, the SECURE Act; issues related to data security and data breach/privacy; issues related to troubled debt restructuring and the Current Expected Credit Loss accounting rule.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including implementation of HR 1994, the SECURE Act; the SEC Reg BI rule rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Federal regulation of variable and indexed annuities; SEC Regulation BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; retirement security including implementation of HR 1994, the SECURE Act; issues related to data security and data breach/privacy; issues related to troubled debt restructuring and the Current Expected Credit Loss accounting rule.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; issues related to data security/data breached privacy; issues related to troubled debt restructuring and Current Expected Credit Loss accounting rule.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; issues related to data security/data breached privacy; issues related to troubled debt restructuring and Current Expected Credit Loss accounting rule.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including implementation of HR 1994, the SECURE Act; the SEC Reg BI rule rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including implementation of HR 1994, the SECURE Act; issues related to COVID-19 tax relief.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Federal regulation of variable and indexed annuities; SEC Regulation BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; retirement security including implementation of HR 1994, the SECURE Act; issues related to data security and data breach/privacy; issues related to troubled debt restructuring and the Current Expected Credit Loss accounting rule.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Federal regulation of variable and indexed annuities; SEC Regulation BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; retirement security including implementation of HR 1994, the SECURE Act; issues related to data security and data breach/privacy; issues related to troubled debt restructuring and the Current Expected Credit Loss accounting rule.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including implementation of HR 1994, the SECURE Act; issues related to COVID-19 tax relief.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including implementation of HR 1994, the SECURE Act; issues related to COVID-19 tax relief.
Implementation of the FASB standard on Current Expected Credit Loss; HR 748 - the CARES Act
KYC/AML regulation; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; HR 748 - the CARES Act.
Implementation of the FASB standard on Current Expected Credit Loss; HR 748 - the CARES Act
Corporate governance issues; federal regulation of proxy solicitation process; HR 748 - the CARES Act
Corporate governance issues; federal regulation of proxy solicitation process; HR 748 - the CARES Act
Corporate governance issues; federal regulation of proxy solicitation process; HR 748 - the CARES Act; Proposed Amendments to SEC Rule 13F
Implementation of the FASB standard on Current Expected Credit Loss; HR 748 - the CARES Act
KYC/AML regulation; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; HR 748 - the CARES Act.
Implementation of the FASB standard on Current Expected Credit Loss; HR 748 - the CARES Act
Corporate governance issues; federal regulation of proxy solicitation process; HR 748 - the CARES Act; Proposed Amendments to SEC Rule 13F
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: REGIONS FINANCIAL CORP. · Firm: O'ROURKE & NAPPI, LLP
KYC/AML regulation; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; HR 748 - the CARES Act.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: REGIONS FINANCIAL CORP. · Firm: O'ROURKE & NAPPI, LLP
KYC/AML regulation; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; HR 748 - the CARES Act.
Retirement Enhancement and Savings Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; and HR 1007, RESA; Data Security, data breach notification and privacy; long term care accounts; the SEC proposed Reg BI rule proposal; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Retirement Enhancement and Savings Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including HR 1994, the SECURE Act and HR 1007, RESA; Data Security, data breach notification and privacy; long term care accounts.
Retirement Enhancement and Savings Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including HR 1994, the SECURE Act and HR 1007, RESA; long term care accounts; the SEC proposed Reg BI rule proposal; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including HR 1994, the SECURE Act.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including HR 1994, the SECURE Act.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including HR 1994, the SECURE Act; Data Security, data breach notification and privacy; long term care accounts.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including HR 1994, the SECURE Act and HR 1007, RESA; long term care accounts; the SEC proposed Reg BI rule proposal; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; and HR 1007, RESA; Data Security, data breach notification and privacy; long term care accounts; the SEC proposed Reg BI rule proposal; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including HR 1994, the SECURE Act; long term care accounts; the SEC proposed Reg BI rule proposal; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; Data Security, data breach notification and privacy; long term care accounts; the SEC proposed Reg BI rule proposal; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Retirement security, including HR 1994, the SECURE Act and HR 1007, RESA; Data Security, data breach notification and privacy; long term care accounts.
Stop Wall Street Looting Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
Implementation of s. 2155; the Volcker Rule; cross-affiliate margin requirements.
Stop Wall Street Looting Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
Implementation of s. 2155; privacy and data protection; Title V of Gramm Leach Bliley.
Stop Wall Street Looting Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
Implementation of s. 2155; the Volcker Rule; cross-affiliate margin requirements.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: REGIONS FINANCIAL CORP. · Firm: O'ROURKE & NAPPI, LLP
Regulation of corporate lending; criteria for designation of systemically significant banks; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017."
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
FSOC designation process issues; Implementation of S.2155 the Economic Growth, Regulatory Relief and Consumer Protection Act of 2018; the Volcker Rule; cross-affiliate swaps margining; Federal regulation of the shareholder proxy process; small business access to credit; Regulation BI.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: REGIONS FINANCIAL CORP. · Firm: O'ROURKE & NAPPI, LLP
KYC/AML regulation; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017."
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: REGIONS FINANCIAL CORP. · Firm: O'ROURKE & NAPPI, LLP
Regulation of corporate lending;criteria for designation of systemically significant banks; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017."
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
FSOC designation process issues; Implementation of S.2155 the Economic Growth, Regulatory Relief and Consumer Protection Act of 2018; the Volcker Rule; cross-affiliate swaps margining; Federal regulation of the shareholder proxy process; small business access to credit; Regulation BI.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: REGIONS FINANCIAL CORP. · Firm: O'ROURKE & NAPPI, LLP
Regulation of corporate lending; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017."
Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements".
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act; and H.J. Res.111 Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to Arbitration Agreements; S.2155 the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; proposals to create a government database of beneficial ownership of private companies; cross-affiliate swaps margining.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products. HR 1, Tax Reform Act, implementation.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products. HR 1, Tax Reform Act, implementation.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products. HR 1, Tax Reform Act, implementation.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products. HR 1, Tax Reform Act, implementation.
Financial CHOICE Act of 2017
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act; H.R. 3772, the Expanding Proven Financing for American Employers Act
Implementation of the Dodd-Frank Act; regulation of corporate lending;criteria for designation of systemically significant banks; H.R.10, the Financial CHOICE Act; H.R. 3312, Systemic Risk Designation Improvement Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017".
Financial CHOICE Act of 2017
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act; H.R. 3772, the Expanding Proven Financing for American Employers Act; Leveraged Loan Guidance
Financial CHOICE Act of 2017
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
FSOC designation process issues; Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act; S.2155 the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; proposals to create a government database of beneficial ownership of private companies; standards of conduct for investment professionals; cross-affiliate swaps margining.
Financial CHOICE Act of 2017
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act; and H.J. Res.111 Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to Arbitration Agreements; S.2155 the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; proposals to create a government database of beneficial ownership of private companies; cross-affiliate swaps margining.
To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: O'ROURKE & NAPPI, LLP
Flood Insurance Reauthorization; H.R. 2565, To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: O'ROURKE & NAPPI, LLP
Flood Insurance Reauthorization; H.R. 2565, To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: O'ROURKE & NAPPI, LLP
Flood Insurance Reauthorization; H.R. 2565, To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: O'ROURKE & NAPPI, LLP
Flood Insurance Reauthorization; H.R. 2565, To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
Systemic Risk Designation Improvement Act of 2017
Client: REGIONS FINANCIAL CORP. · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd-Frank Act; regulation of corporate lending;criteria for designation of systemically significant banks; H.R.10, the Financial CHOICE Act; H.R. 3312, Systemic Risk Designation Improvement Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017".
Expanding Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act; H.R. 3772, the Expanding Proven Financing for American Employers Act
Expanding Proven Financing for American Employers Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act; H.R. 3772, the Expanding Proven Financing for American Employers Act; Leveraged Loan Guidance
Protecting Advice for Small Savers Act of 2017
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
The Department of Labor rulemaking on the definition of "Fiduciary" and related rules regarding PTEs to ERISA. H.R. 3857, "the Protecting Advice for Small Savers Act of 2017"
The Credit Access and Inclusion Act of 2017
Client: FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) · Firm: O'ROURKE & NAPPI, LLP
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues; S. 3040 and H.R.435 - Credit Access and Inclusion Act; S. 488 "JOBs Act 3.0."
The Credit Access and Inclusion Act of 2017
Client: FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) · Firm: O'ROURKE & NAPPI, LLP
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues; S. 3040 and H.R.435 - Credit Access and Inclusion Act.
Securities Fraud Act of 2018
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
FSOC designation process issues; Implementation of the Dodd-Frank Act; the Volcker Rule; proposals to create a government database of beneficial ownership of private companies; standards of conduct for investment professionals; cross-affiliate swaps margining: H.R.5037 - Securities Fraud Act of 2018; Federal regulation of the shareholder proxies.
Securities Fraud Act of 2018
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
FSOC designation process issues; Implementation of the Dodd-Frank Act; the Volcker Rule; proposals to create a government database of beneficial ownership of private companies; cross-affiliate swaps margining: H.R.5037 - Securities Fraud Act of 2018; Federal regulation of the shareholder proxies; small business access to credit.
Securities Fraud Act of 2018
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
FSOC designation process issues; Implementation of S.2155 the Economic Growth, Regulatory Relief and Consumer Protection Act of 2018; the Volcker Rule; proposals to create a government database of beneficial ownership of private companies; cross-affiliate swaps margining: H.R.5037 - Securities Fraud Act of 2018; Federal regulation of the shareholder proxies; small business access to credit; Regulation BI.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act; and H.J. Res.111 Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to Arbitration Agreements; S.2155 the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; proposals to create a government database of beneficial ownership of private companies; cross-affiliate swaps margining.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
FSOC designation process issues; Implementation of S.2155 the Economic Growth, Regulatory Relief and Consumer Protection Act of 2018; the Volcker Rule; proposals to create a government database of beneficial ownership of private companies; cross-affiliate swaps margining: H.R.5037 - Securities Fraud Act of 2018; Federal regulation of the shareholder proxies; small business access to credit; Regulation BI.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: REGIONS FINANCIAL CORP. · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd-Frank Act; regulation of corporate lending;criteria for designation of systemically significant banks; H.R.10, the Financial CHOICE Act; H.R. 3312, Systemic Risk Designation Improvement Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017".
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: REGIONS FINANCIAL CORP. · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd-Frank Act; regulation of corporate lending;criteria for designation of systemically significant banks; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017".
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: REGIONS FINANCIAL CORP. · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd-Frank Act; regulation of corporate lending;criteria for designation of systemically significant banks; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017".
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
FSOC designation process issues; Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act; S.2155 the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; proposals to create a government database of beneficial ownership of private companies; standards of conduct for investment professionals; cross-affiliate swaps margining.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) · Firm: O'ROURKE & NAPPI, LLP
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues; S. 2155, the Economic Growth, Regulatory Relief and Consumer Protection Act of 2017.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
Implementation of s. 2155; the Volcker Rule; cross-affilaie margin requirements; proposals to create a government database of beneficial ownership of private companies; cross-affiliate swaps margining.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: REGIONS FINANCIAL CORP. · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd-Frank Act; regulation of corporate lending;criteria for designation of systemically significant banks; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017".
Bankruptcy Venue Reform Act of 2018
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: O'ROURKE & NAPPI, LLP
Small business bankruptcy. S.2282, the "Bankruptcy Venue Reform Act of 2018"
Bankruptcy Venue Reform Act of 2018
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: O'ROURKE & NAPPI, LLP
Small business bankruptcy. S.2282, the "Bankruptcy Venue Reform Act of 2018"
Bankruptcy Venue Reform Act of 2018
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: O'ROURKE & NAPPI, LLP
Small business bankruptcy. S.2282, the "Bankruptcy Venue Reform Act of 2018"
Bankruptcy Venue Reform Act of 2018
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: O'ROURKE & NAPPI, LLP
Small business bankruptcy. S.2282, the "Bankruptcy Venue Reform Act of 2018"
Credit Access and Inclusion Act of 2018
Client: FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) · Firm: O'ROURKE & NAPPI, LLP
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues; S. 3040 and H.R.435 - Credit Access and Inclusion Act.
Credit Access and Inclusion Act of 2018
Client: FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) · Firm: O'ROURKE & NAPPI, LLP
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues; S. 3040 and H.R.435 - Credit Access and Inclusion Act; S. 488 "JOBs Act 3.0."
JOBS and Investor Confidence Act of 2018
Client: FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) · Firm: O'ROURKE & NAPPI, LLP
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues; S. 3040 and H.R.435 - Credit Access and Inclusion Act; S. 488 "JOBs Act 3.0."
Disposal of Excess Federal Lands Act of 2015
Client: FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) · Firm: O'ROURKE & NAPPI, LLP
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues; S. 3040 and H.R.435 - Credit Access and Inclusion Act of 2015.
Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act, 2017
Client: FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) · Firm: O'ROURKE & NAPPI, LLP
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues; S. 3040 and H.R.435 - Credit Access and Inclusion Act of 2015.
Retirement Enhancement and Savings Act of 2016
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
The Securities & Exchange Commission's proposed Regulation Best Interest, Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles; Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers. S.3471,the Retirement Enhancement and Savings Act of 2016.
Retirement Enhancement and Savings Act of 2016
Client: BRIGHTHOUSE SERVICES, LLC · Firm: O'ROURKE & NAPPI, LLP
The Securities & Exchange Commission's proposed Regulation Best Interest, Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles; Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers. S.3471,the Retirement Enhancement and Savings Act of 2016.
Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements".
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act; and H.J. Res.111 Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to Arbitration Agreements.
Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to "Arbitration Agreements".
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act; and H.J. Res.111 Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to Arbitration Agreements; S.2155 the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; proposals to create a government database of beneficial ownership of private companies.
Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees.
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
Department of Labor's rulemaking regarding definition of fiduciaries under ERISA. H.J.Res.66 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees. H.J.Res.67 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees.
Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees.
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
Department of Labor's rulemaking regarding definition of fiduciaries under ERISA. H.J.Res.66 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees. H.J.Res.67 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees.
Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees.
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: O'ROURKE & NAPPI, LLP
H.J.Res.66 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees. H.J.Res.67 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees.
Retirement security, including implementation of HR 1994, the SECURE Act; issues related to COVID-19 tax relief.
Federal regulation of variable and indexed annuities; SEC Regulation BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; retirement security including implementation of HR 1994, the SECURE Act; issues related to data security and data breach/privacy; issues related to troubled debt restructuring and the Current Expected Credit Loss accounting rule.
Retirement security, including implementation of HR 1994, the SECURE Act; the SEC Reg BI rule rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2020 · fourth_quarter · Q4
KYC/AML regulation; implementation of the CARES Act.
Corporate governance issues; federal regulation of proxy solicitation process; HR 748 - the CARES Act; Proposed Amendments to SEC Rule 13F
Implementation of the FASB standard on Current Expected Credit Loss; HR 748 - the CARES Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2020 · third_quarter · Q3
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; issues related to data security/data breached privacy; issues related to troubled debt restructuring and Current Expected Credit Loss accounting rule.
Retirement security, including implementation of HR 1994, the SECURE Act; issues related to COVID-19 tax relief.
Issues related to cannabis banking.
Retirement security, including implementation of HR 1994, the SECURE Act; the SEC Reg BI rule rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Federal regulation of variable and indexed annuities; SEC Regulation BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; retirement security including implementation of HR 1994, the SECURE Act; issues related to data security and data breach/privacy; issues related to troubled debt restructuring and the Current Expected Credit Loss accounting rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2020 · third_quarter · Q3
Implementation of the FASB standard on Current Expected Credit Loss; HR 748 - the CARES Act
KYC/AML regulation; implementation of the CARES Act.
Corporate governance issues; federal regulation of proxy solicitation process; HR 748 - the CARES Act; Proposed Amendments to SEC Rule 13F
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2020 · second_quarter · Q2
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; issues related to data security/data breached privacy; issues related to troubled debt restructuring and Current Expected Credit Loss accounting rule.
Retirement security, including implementation of HR 1994, the SECURE Act; the SEC Reg BI rule rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Federal regulation of variable and indexed annuities; SEC Regulation BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; retirement security including implementation of HR 1994, the SECURE Act; issues related to data security and data breach/privacy; issues related to troubled debt restructuring and the Current Expected Credit Loss accounting rule.
Retirement security, including implementation of HR 1994, the SECURE Act; issues related to COVID-19 tax relief.
Issues related to cannabis banking.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2020 · second_quarter · Q2
KYC/AML regulation; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; HR 748 - the CARES Act.
Implementation of the FASB standard on Current Expected Credit Loss; HR 748 - the CARES Act
Corporate governance issues; federal regulation of proxy solicitation process; HR 748 - the CARES Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2020 · first_quarter · 1T
Federal regulation of the shareholder proxy process; corporate governance; Regulation BI; Privacy and data protection; Title V of Gramm Leach Bliley.
Financial transaction tax
Insurance capital standards
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2020 · first_quarter · Q1
KYC/AML regulation; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; HR 748 - the CARES Act.
Implementation of the FASB standard on Current Expected Credit Loss; HR 748 - the CARES Act
Corporate governance issues; federal regulation of proxy solicitation process; HR 748 - the CARES Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2020 · first_quarter · Q1
Retirement security, including implementation of HR 1994, the SECURE Act; the SEC Reg BI rule rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; issues related to data security/data breached privacy; issues related to troubled debt restructuring and Current Expected Credit Loss accounting rule.
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2019 · fourth_quarter · Q4
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Federal regulation of variable and indexed annuities; SEC Regulation BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2019 · fourth_quarter · Q4
Privacy and data protection; Title V of Gramm Leach Bliley.
Financial transaction tax
Insurance capital standards
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2019 · fourth_quarter · Q4
Corporate governance issues; federal regulation of proxy solicitation process.
KYC/AML regulation; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017."
Implementation of the FASB standard on Current Expected Credit Loss
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2019 · third_quarter · Q3
Implementation of s. 2155; privacy and data protection; Title V of Gramm Leach Bliley.
Insurance capital standards
Financial transaction tax
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2019 · third_quarter · Q3
Regulation of corporate lending; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017."
Implementation of the FASB standard on Current Expected Credit Loss
Corporate governance issues; federal regulation of proxy solicitation process.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2019 · third_quarter · Q3
Retirement security, including HR 1994, the SECURE Act.
Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Federal regulation of variable and indexed annuities; SEC Regulation BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
ADS ALLIANCE DATA SYSTEMS via O'ROURKE & NAPPI, LLP
2019 · third_quarter · 3T
Issues relating to tax reform and international tax policy.
Issues related to regulation of credit card activities.
Issues relating to robocalls.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2019 · second_quarter · Q2
Retirement security, including HR 1994, the SECURE Act; long term care accounts; the SEC proposed Reg BI rule proposal; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; Data Security, data breach notification and privacy; long term care accounts; the SEC proposed Reg BI rule proposal; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2019 · second_quarter · Q2
Regulation of corporate lending; criteria for designation of systemically significant banks; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017."
Corporate governance issues; federal regulation of proxy solicitation process.
Implementation of the FASB standard on Current Expected Credit Loss
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2019 · second_quarter · Q2
FSOC designation process issues; Implementation of S.2155 the Economic Growth, Regulatory Relief and Consumer Protection Act of 2018; the Volcker Rule; cross-affiliate swaps margining; Federal regulation of the shareholder proxy process; small business access to credit; Regulation BI.
Implementation of s. 2155; the Volcker Rule; cross-affiliate margin requirements.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ADS ALLIANCE DATA SYSTEMS via O'ROURKE & NAPPI, LLP
2019 · second_quarter · Q2
Issues related to regulation of credit card activities.
Issues relating to robocalls.
Issues relating to tax reform and international tax policy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2019 · first_quarter · Q1
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; and HR 1007, RESA; Data Security, data breach notification and privacy; long term care accounts; the SEC proposed Reg BI rule proposal; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Retirement security, including HR 1994, the SECURE Act and HR 1007, RESA; Data Security, data breach notification and privacy; long term care accounts.
Retirement security, including HR 1994, the SECURE Act and HR 1007, RESA; long term care accounts; the SEC proposed Reg BI rule proposal; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2019 · first_quarter · Q1
Regulation of corporate lending;criteria for designation of systemically significant banks; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017."
Implementation of the FASB standard on Current Expected Credit Loss
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2019 · first_quarter · Q1
FSOC designation process issues; Implementation of S.2155 the Economic Growth, Regulatory Relief and Consumer Protection Act of 2018; the Volcker Rule; cross-affiliate swaps margining; Federal regulation of the shareholder proxy process; small business access to credit; Regulation BI.
Implementation of s. 2155; the Volcker Rule; cross-affiliate margin requirements.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via O'ROURKE & NAPPI, LLP
2019 · first_quarter · 1T
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; Leveraged Loan Guidance
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market;
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ADS ALLIANCE DATA SYSTEMS via O'ROURKE & NAPPI, LLP
2019 · first_quarter · Q1
Issues relating to tax reform and international tax policy.
Issues related to regulation of credit card activities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2018 · fourth_quarter · Q4
The Securities & Exchange Commission's proposed Regulation Best Interest, Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles; Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers. S.3471,the Retirement Enhancement and Savings Act of 2016.
Oversight of life insurance and annuity products.
Regulation of variable annuities products, standards of conduct for investment professionals. The Securities & Exchange Commission's proposed Regulation Best Interest, Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles; Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers; SEC proposed rule entitled Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts.
FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) via O'ROURKE & NAPPI, LLP
2018 · fourth_quarter · Q4
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues; S. 3040 and H.R.435 - Credit Access and Inclusion Act; S. 488 "JOBs Act 3.0."
Filing targets: HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Office of the Vice President of the United States, SENATE
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2018 · fourth_quarter · Q4
Implementation of the FASB standard on Current Expected Credit Loss
Implementation of the Dodd-Frank Act; regulation of corporate lending;criteria for designation of systemically significant banks; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017".
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2018 · fourth_quarter · Q4
FSOC designation process issues; Implementation of S.2155 the Economic Growth, Regulatory Relief and Consumer Protection Act of 2018; the Volcker Rule; proposals to create a government database of beneficial ownership of private companies; cross-affiliate swaps margining: H.R.5037 - Securities Fraud Act of 2018; Federal regulation of the shareholder proxies; small business access to credit; Regulation BI.
Implementation of s. 2155; the Volcker Rule; cross-affilaie margin requirements; proposals to create a government database of beneficial ownership of private companies; cross-affiliate swaps margining.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via O'ROURKE & NAPPI, LLP
2018 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market;
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; Leveraged Loan Guidance
Flood Insurance Reauthorization; H.R. 2565, To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
ADS ALLIANCE DATA SYSTEMS via O'ROURKE & NAPPI, LLP
2018 · fourth_quarter · Q4
Issues relating to tax reform and international tax policy.
Proposed non-bank bank legislation. Issues related to regulation of credit card activities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) via O'ROURKE & NAPPI, LLP
2018 · third_quarter · Q3
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues; S. 3040 and H.R.435 - Credit Access and Inclusion Act.
Filing targets: HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Office of the Vice President of the United States, SENATE
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2018 · third_quarter · Q3
Regulation of variable annuities products, standards of conduct for investment professionals. The Securities & Exchange Commission's proposed Regulation Best Interest, Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles; Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers.
The Securities & Exchange Commission's proposed Regulation Best Interest, Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles; Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers. S.3471,the Retirement Enhancement and Savings Act of 2016.
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2018 · third_quarter · Q3
Implementation of the FASB standard on Current Expected Credit Loss
Implementation of the Dodd-Frank Act; regulation of corporate lending;criteria for designation of systemically significant banks; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017".
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2018 · third_quarter · Q3
Implementation of the Dodd-Frank Act; the Volcker Rule; cross-affilaie margin requirements; proposals to create a government database of beneficial ownership of private companies; cross-affiliate swaps margining.
FSOC designation process issues; Implementation of the Dodd-Frank Act; the Volcker Rule; proposals to create a government database of beneficial ownership of private companies; cross-affiliate swaps margining: H.R.5037 - Securities Fraud Act of 2018; Federal regulation of the shareholder proxies; small business access to credit.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via O'ROURKE & NAPPI, LLP
2018 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; Leveraged Loan Guidance
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market;
Small business bankruptcy. S.2282, the "Bankruptcy Venue Reform Act of 2018"
ADS ALLIANCE DATA SYSTEMS via O'ROURKE & NAPPI, LLP
2018 · third_quarter · Q3
Proposed non-bank bank legislation. Issues related to regulation of credit card activities.
Issues relating to tax reform and international tax policy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) via O'ROURKE & NAPPI, LLP
2018 · second_quarter · Q2
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues; S. 3040 and H.R.435 - Credit Access and Inclusion Act of 2015.
Filing targets: HOUSE OF REPRESENTATIVES, Office of the Vice President of the United States, SENATE
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2018 · second_quarter · Q2
Regulation of variable annuities products, standards of conduct fro investment professionals.
The Securities & Exchange Commission's proposed Regulation Best Interest, Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles; Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers; Request for Comment on Enhancing Investment Adviser Regulation.
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products. HR 1, Tax Reform Act, implementation.
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2018 · second_quarter · Q2
Implementation of the Dodd-Frank Act; regulation of corporate lending;criteria for designation of systemically significant banks; implementation of S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017".
Implementation of the FASB standard on Current Expected Credit Loss
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2018 · second_quarter · Q2
FSOC designation process issues; Implementation of the Dodd-Frank Act; the Volcker Rule; proposals to create a government database of beneficial ownership of private companies; standards of conduct for investment professionals; cross-affiliate swaps margining: H.R.5037 - Securities Fraud Act of 2018; Federal regulation of the shareholder proxies.
Implementation of the Dodd-Frank Act; the Volcker Rule; cross-affilaie margin requirements; proposals to create a government database of beneficial ownership of private companies; cross-affiliate swaps margining.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via O'ROURKE & NAPPI, LLP
2018 · second_quarter · Q2
Small business bankruptcy. S.2282, the "Bankruptcy Venue Reform Act of 2018"
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market;
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; Leveraged Loan Guidance
ADS ALLIANCE DATA SYSTEMS via O'ROURKE & NAPPI, LLP
2018 · second_quarter · Q2
Proposed non-bank bank legislation. Issues related to regulation of credit card activities.
Issues relating to tax reform and international tax policy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) via O'ROURKE & NAPPI, LLP
2018 · first_quarter · Q1
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues; S. 2155, the Economic Growth, Regulatory Relief and Consumer Protection Act of 2017.
Filing targets: HOUSE OF REPRESENTATIVES, Office of the Vice President of the United States, SENATE
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2018 · first_quarter · Q1
The Department of Labor Rule regarding the Definition of the term Fiduciary in ERISA, the amendment of PTE 84-24 and the Best Interest Contract Exemption.
Regulation of variable annuities products, standards of conduct fro investment professionals.
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products. HR 1, Tax Reform Act, implementation.
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2018 · first_quarter · Q1
Implementation of the Dodd-Frank Act; regulation of corporate lending;criteria for designation of systemically significant banks; H.R.10, the Financial CHOICE Act; H.R. 3312, Systemic Risk Designation Improvement Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017".
Implementation of the FASB standard on Current Expected Credit Loss
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2018 · first_quarter · Q1
FSOC designation process issues; Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act; S.2155 the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; proposals to create a government database of beneficial ownership of private companies; standards of conduct for investment professionals; cross-affiliate swaps margining.
Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act; and H.J. Res.111 Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to Arbitration Agreements; S.2155 the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; proposals to create a government database of beneficial ownership of private companies; cross-affiliate swaps margining.
LOAN SYNDICATION AND TRADING ASSOCIATION via O'ROURKE & NAPPI, LLP
2018 · first_quarter · Q1
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act; H.R. 3772, the Expanding Proven Financing for American Employers Act
Flood Insurance Reauthorization; H.R. 2565, To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act; H.R. 3772, the Expanding Proven Financing for American Employers Act; Leveraged Loan Guidance
MATRIX ADVISORS, LLC via O'ROURKE & NAPPI, LLP
2018 · first_quarter · Q1
Foreign Investor Visas, Skills Visa Act
Filing targets: HOUSE OF REPRESENTATIVES
ADS ALLIANCE DATA SYSTEMS via O'ROURKE & NAPPI, LLP
2018 · first_quarter · Q1
Issues relating to tax reform and international tax policy.
Proposed non-bank bank legislation. Issues related to regulation of credit card activities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LOAN SYNDICATION AND TRADING ASSOCIATION via O'ROURKE & NAPPI, LLP
2017 · second_quarter · 2A
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
EXPERIAN NORTH AMERICA via O'ROURKE & NAPPI, LLP
2017 · fourth_quarter · 4T
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues;
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CARD & ASSOCIATES (ON BEHALF OF FIRST DATA CORP ) via O'ROURKE & NAPPI, LLP
2017 · third_quarter · 3T
Payment processing systems; and electronic debit network operations
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) via O'ROURKE & NAPPI, LLP
2017 · fourth_quarter · Q4
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues; S. 2155, the Economic Growth, Regulatory Relief and Consumer Protection Act of 2017.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2017 · fourth_quarter · Q4
The Department of Labor Rule regarding the Definition of the term Fiduciary in ERISA, the amendment of PTE 84-24 and the Best Interest Contract Exemption.
Oversight of life insurance and annuity products.
Regulation of variable annuities products
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2017 · fourth_quarter · Q4
Implementation of the Dodd-Frank Act; regulation of corporate lending;criteria for designation of systemically significant banks; H.R.10, the Financial CHOICE Act; H.R. 3312, Systemic Risk Designation Improvement Act of 2017. S. 2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017".
Implementation of the FASB standard on Current Expected Credit Loss
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ADS ALLIANCE DATA SYSTEMS via O'ROURKE & NAPPI, LLP
2017 · fourth_quarter · Q4
Issues relating to tax reform and international tax policy.
Proposed non-bank bank legislation. Issues related to regulation of credit card activities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2017 · fourth_quarter · Q4
FSOC designation process issues; Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act; S.2155 the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; proposals to create a government database of beneficial ownership of private companies.
Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act; and H.J. Res.111 Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to Arbitration Agreements; S.2155 the "Economic Growth, Regulatory Relief and Consumer Protection Act of 2017"; proposals to create a government database of beneficial ownership of private companies.
LOAN SYNDICATION AND TRADING ASSOCIATION via O'ROURKE & NAPPI, LLP
2017 · fourth_quarter · Q4
Flood Insurance Reauthorization; H.R. 2565, To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act; H.R. 3772, the Expanding Proven Financing for American Employers Act
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act; H.R. 3772, the Expanding Proven Financing for American Employers Act; Leveraged Loan Guidance
MATRIX ADVISORS, LLC via O'ROURKE & NAPPI, LLP
2017 · fourth_quarter · Q4
Foreign Investor Visas, Skills Visa Act
Filing targets: HOUSE OF REPRESENTATIVES
FEDERAL HALL POLICY ADVISORS (ON BEHALF OF EXPERIAN, NA) via O'ROURKE & NAPPI, LLP
2017 · fourth_quarter · RR
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues;
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2017 · third_quarter · Q3
Implementation of the Dodd-Frank Act; regulation of corporate lending;criteria for designation of systemically significant banks; H.R.10, the Financial CHOICE Act; H.R. 3312, Systemic Risk Designation Improvement Act of 2017.
Implementation of the FASB standard on Current Expected Credit Loss
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via O'ROURKE & NAPPI, LLP
2017 · third_quarter · Q3
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act; H.R. 3772, the Expanding Proven Financing for American Employers Act
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act; H.R. 3772, the Expanding Proven Financing for American Employers Act
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2017 · third_quarter · Q3
Regulation of variable annuities products
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products.
The Department of Labor Rule regarding the Definition of the term Fiduciary in ERISA, the amendment of PTE 84-24 and the Best Interest Contract Exemption.
EXPERIAN NORTH AMERICA via O'ROURKE & NAPPI, LLP
2017 · third_quarter · Q3
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues;
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CARD & ASSOCIATES (ON BEHALF OF FIRST DATA CORP ) via O'ROURKE & NAPPI, LLP
2017 · third_quarter · Q3
Payment processing systems; and electronic debit network operations
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2017 · third_quarter · Q3
H.J.Res.66 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees. H.J.Res.67 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees.
Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act; and H.J. Res.111 Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by Bureau of Consumer Financial Protection relating to Arbitration Agreements.
MATRIX ADVISORS, LLC via O'ROURKE & NAPPI, LLP
2017 · third_quarter · Q3
Foreign Investor Visas, Skills Visa Act
Filing targets: HOUSE OF REPRESENTATIVES
ADS ALLIANCE DATA SYSTEMS via O'ROURKE & NAPPI, LLP
2017 · third_quarter · Q3
Issues relating to tax reform and international tax policy.
Proposed non-bank bank legislation. Issues related to regulation of credit card activities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BRIGHTHOUSE SERVICES, LLC via O'ROURKE & NAPPI, LLP
2017 · third_quarter · RR
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products. The Department of Labors Rule regarding the Definition of the term Fiduciary in ERISA, the amendment of PTE 84-24 and the Best Interest Contract Exemption. Federal regulation of annuity products.
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products. The Department of Labors Rule regarding the Definition of the term Fiduciary in ERISA, the amendment of PTE 84-24 and the Best Interest Contract Exemption. Federal regulation of annuity products.
EXPERIAN NORTH AMERICA via O'ROURKE & NAPPI, LLP
2017 · second_quarter · Q2
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CARD & ASSOCIATES (ON BEHALF OF FIRST DATA CORP ) via O'ROURKE & NAPPI, LLP
2017 · second_quarter · Q2
Payment processing systems; and electronic debit network operations
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2017 · second_quarter · Q2
Implementation of the FASB standard on Current Expected Credit Loss
Implementation of the Dodd-Frank Act; regulation of corporate lending;criteria for designation of systemically significant banks; HR.10, the Financial CHOICE Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2017 · second_quarter · Q2
H.J.Res.66 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees. H.J.Res.67 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees.
Department of Labor's rulemaking regarding definition of fiduciaries under ERISA. H.J.Res.66 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees. H.J.Res.67 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees.
LOAN SYNDICATION AND TRADING ASSOCIATION via O'ROURKE & NAPPI, LLP
2017 · second_quarter · Q2
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; regulation of the corporate loan market; H.R. 10, the Financial CHOICE Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MATRIX ADVISORS, LLC via O'ROURKE & NAPPI, LLP
2017 · second_quarter · Q2
Foreign Investor Visas, Skills Visa Act
Filing targets: HOUSE OF REPRESENTATIVES
ADS ALLIANCE DATA SYSTEMS via O'ROURKE & NAPPI, LLP
2017 · second_quarter · Q2
Issues relating to tax reform and international tax policy.
Proposed non-bank bank legislation. Issues related to regulation of credit card activities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LOAN SYNDICATION AND TRADING ASSOCIATION via O'ROURKE & NAPPI, LLP
2017 · first_quarter · Q1
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; CHOICE Act draft legislation.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof and; CHOICE Act draft legislation,
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
EXPERIAN NORTH AMERICA via O'ROURKE & NAPPI, LLP
2017 · first_quarter · Q1
Reform of the Credit Repair Organization Act of 1996; Fair Credit Reporting Act issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CARD & ASSOCIATES (ON BEHALF OF FIRST DATA CORP ) via O'ROURKE & NAPPI, LLP
2017 · first_quarter · Q1
Payment processing systems; and electronic debit network operations
Payment processing systems; and electronic debit network operations
Cybersecurity, consumer finance, data breach
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2017 · first_quarter · Q1
Implementation of the Dodd-Frank Act; Basel III implementation; bank regulatory issues; consumer credit issues; criteria for designation of systemically significant banks; HR.5983, the Financial CHOICE Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2017 · first_quarter · Q1
H.J.Res.66 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees. H.J.Res.67 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees.
Department of Labor's rulemaking regarding definition of fiduciaries under ERISA. H.J.Res.66 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees. H.J.Res.67 - Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees.
FINANCIAL INDUSTRY REGULATORY AUTHORITY via O'ROURKE & NAPPI, LLP
2017 · first_quarter · Q1
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MATRIX ADVISORS, LLC via O'ROURKE & NAPPI, LLP
2017 · first_quarter · Q1
Foreign Investor Visas, Skills Visa Act
Filing targets: HOUSE OF REPRESENTATIVES
ADS ALLIANCE DATA SYSTEMS via O'ROURKE & NAPPI, LLP
2017 · first_quarter · Q1
Proposed non-bank bank legislation. Issues related to regulation of credit card activities.
Issues relating to tax reform and international tax policy.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LOAN SYNDICATION AND TRADING ASSOCIATION via O'ROURKE & NAPPI, LLP
2016 · third_quarter · Q3
Proposals to Reform Chapter 11 of the US Bankruptcy Code
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof and; HR 4166,the Expanding Proven Financing for American Employers Act.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; HR 4166,the Expanding Proven Financing for American Employers Act.
EXPERIAN NORTH AMERICA via O'ROURKE & NAPPI, LLP
2016 · fourth_quarter · Q4
Regulation of credit reporting agencies; Credit Repair Organization Act; H.R. 347, the "Facilitating Access to Credit Act"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CARD & ASSOCIATES (ON BEHALF OF FIRST DATA CORP ) via O'ROURKE & NAPPI, LLP
2016 · fourth_quarter · Q4
Payment processing systems; and electronic debit network operations
Payment processing systems; and electronic debit network operations
Cybersecurity, consumer finance, data breach
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2016 · fourth_quarter · Q4
Implementation of the Dodd-Frank Act; Basel III implementation; bank regulatory issues; consumer credit issues; HR 1309 the Systemic Risk Designation Act; S. 1484, the Financial Regulatory Approval Act; HR.5983, the Financial CHOICE Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2016 · fourth_quarter · Q4
Ratification of the Convention on Receivables Financing; Hague Securities Convention
Implementation of the Dodd-Frank Act, including Title I thereof; ratification of the Convention on Receivables Financing; and the CFPB arbitration rule
FSOC designation process issues; Implementation of the Dodd-Frank Act and Title I thereof; the Convention on Receivables Financing and; the Hague Securities Convention.
LOAN SYNDICATION AND TRADING ASSOCIATION via O'ROURKE & NAPPI, LLP
2016 · fourth_quarter · Q4
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof and; HR 4166,the Expanding Proven Financing for American Employers Act.
Implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, including Section 941 and Title VII; Congressional oversight thereof; Basel III; Bank capital rules; HR 4166,the Expanding Proven Financing for American Employers Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY via O'ROURKE & NAPPI, LLP
2016 · fourth_quarter · Q4
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MATRIX ADVISORS, LLC via O'ROURKE & NAPPI, LLP
2016 · fourth_quarter · Q4
Foreign Investor Visas, Skills Visa Act
Filing targets: HOUSE OF REPRESENTATIVES
AMERICAN BANKERS ASSOCIATION via O'ROURKE & NAPPI, LLP
2016 · fourth_quarter · 4T
Bank regulatory issues; proposals to reduce unnecessary or redundant regulation of banks, including S.1484, the Financial Regulatory Improvement Act; implementation of the Dodd Frank Act of 2010.
Filing targets: SENATE
EXPERIAN NORTH AMERICA via O'ROURKE & NAPPI, LLP
2016 · third_quarter · Q3
Regulation of credit reporting agencies; Credit Repair Organization Act; H.R. 347, the "Facilitating Access to Credit Act"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CARD & ASSOCIATES (ON BEHALF OF FIRST DATA CORP ) via O'ROURKE & NAPPI, LLP
2016 · third_quarter · Q3
Payment processing systems; and electronic debit network operations
Cybersecurity, consumer finance, data breach
Payment processing systems; and electronic debit network operations
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
REGIONS FINANCIAL CORP. via O'ROURKE & NAPPI, LLP
2016 · third_quarter · Q3
Implementation of the Dodd-Frank Act; Basel III implementation; bank regulatory issues; consumer credit issues; HR 1309 the Systemic Risk Designation Act; S. 1484, the Financial Regulatory Approval Act; HR.5983, the Financial CHOICE Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via O'ROURKE & NAPPI, LLP
2016 · third_quarter · Q3
Implementation of the Dodd-Frank Act, including Title I thereof; ratification of the Convention on Receivables Financing; and the CFPB arbitration rule
Ratification of the Convention on Receivables Financing; Hague Securities Convention
Department of Labor's rulemaking regarding definition of fiduciaries under ERISA.
FINANCIAL INDUSTRY REGULATORY AUTHORITY via O'ROURKE & NAPPI, LLP
2016 · third_quarter · Q3
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MATRIX ADVISORS, LLC via O'ROURKE & NAPPI, LLP
2016 · third_quarter · Q3
Foreign Investor Visas, Skills Visa Act
Filing targets: HOUSE OF REPRESENTATIVES
Privacy and data protection; Title V of Gramm Leach Bliley.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Issues related to cannabis banking.
Retirement security, including implementation of HR 1994, the SECURE Act; issues related to COVID-19 tax relief.
Federal regulation of variable and indexed annuities; SEC Regulation BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts"; retirement security including implementation of HR 1994, the SECURE Act; issues related to data security and data breach/privacy; issues related to troubled debt restructuring and the Current Expected Credit Loss accounting rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Retirement security, including HR 1994, the SECURE Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Federal regulation of the shareholder proxy process; corporate governance; Regulation BI; Privacy and data protection; Title V of Gramm Leach Bliley.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Federal regulation of the shareholder proxy process; corporate governance; Regulation BI.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Federal regulation of variable and indexed annuity funds; Retirement security, including HR 1994, the SECURE Act; the SEC Reg BI rule package; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Retirement security, including HR 1994, the SECURE Act; Data Security, data breach notification and privacy; long term care accounts.
Federal regulation of variable and indexed annuities; the SEC proposed Reg BI rule proposal; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Federal regulation of variable and indexed annuities; the SEC proposed Reg BI rule proposal; the SEC proposed "Updated Disclosure requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products. HR 1, Tax Reform Act, implementation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Small business bankruptcy. S.2282, the "Bankruptcy Venue Reform Act of 2018"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Oversight of life insurance and annuity products.
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products. HR 1, Tax Reform Act, implementation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Flood Insurance Reauthorization; H.R. 2565, To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Oversight of life insurance and annuity products.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Flood Insurance Reauthorization; H.R. 2565, To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Oversight of life insurance and annuity products.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
The Department of Labor rulemaking on the definition of "Fiduciary" and related rules regarding PTEs to ERISA. H.R. 3857, "the Protecting Advice for Small Savers Act of 2017"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Small business bankruptcy. S.2282, the "Bankruptcy Venue Reform Act of 2018"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products. HR 1, Tax Reform Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
The Department of Labor rulemaking on the definition of "Fiduciary" and related rules regarding PTEs to ERISA. H.R. 3857, "the Protecting Advice for Small Savers Act of 2017"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Flood Insurance Reauthorization; H.R. 2565, To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Oversight of life insurance and annuity products.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FSOC designation process issues; Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act.
The Department of Labor rulemaking on the definition of "Fiduciary" and related rules regarding PTEs to ERISA. H.R. 3857, "the Protecting Advice for Small Savers Act of 2017"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products. The Department of Labors Rule regarding the Definition of the term Fiduciary in ERISA, the amendment of PTE 84-24 and the Best Interest Contract Exemption. Federal regulation of annuity products.
Proposals to change the taxation of life insurance companies or the tax treatment of life insurance and annuity products. The Department of Labors Rule regarding the Definition of the term Fiduciary in ERISA, the amendment of PTE 84-24 and the Best Interest Contract Exemption. Federal regulation of annuity products.
FSOC designation process issues; Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act.
Implementation of the Dodd-Frank Act; H.R. 10, the Financial CHOICE Act; and the CFPB arbitration rule
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Implementation of the Dodd-Frank Act, including Title I thereof; ratification of the Convention on Receivables Financing; and the CFPB arbitration rule
FSOC designation process issues; Implementation of the Dodd-Frank Act and Title I thereof; the Convention on Receivables Financing and; the Hague Securities Convention.
Ratification of the Convention on Receivables Financing; Hague Securities Convention
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Department of Labor's rulemaking regarding definition of fiduciaries under ERISA. ERISA safe harbor for state retirement accounts for private sector employees.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FSOC designation process issues; Implementation of the Dodd-Frank Act and Title I thereof; the Convention on Receivables Financing and; the Hague Securities Convention.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE