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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Swap Execution Facility Clarification Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
UBS AMERICAS INC via UBS AMERICAS INC.
2012 · first_quarter · Q1
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Source: Senate LDA
Business Risk Mitigation and Price Stabilization Act of 2012
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
National Infrastructure Development Bank Act of 2011
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Swap Execution Facility Clarification Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections
Swap Execution Facility Clarification Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, fiduciary standards and financing options concerning education loans). HR 940. United States Covered Bond Act of 2011, all sections. S. 652- Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections
National Infrastructure Development Bank Act of 2011
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions and fiduciary standards). Financing options concerning education loans 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration HR 940. United States Covered Bond Act of 2011 National Infrastructure Bank Reform S. 652- Building and Upgrading Infrastructure for Long-Term Development H.R. 402 - National Infrastructure Development Bank Act of 2011 S. 963 - The American Infrastructure Investment Fund Act of 2011
National Infrastructure Development Bank Act of 2011
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, fiduciary standards and financing options concerning education loans). HR 940. United States Covered Bond Act of 2011, all sections. S. 652- Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
National Infrastructure Development Bank Act of 2011
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, fiduciary standards and financing options concerning education loans). HR 940. United States Covered Bond Act of 2011, all sections. S. 652- Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, fiduciary standards and financing options concerning education loans). HR 940. United States Covered Bond Act of 2011, all sections. S. 652- Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions and fiduciary standards). Financing options concerning education loans 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration HR 940. United States Covered Bond Act of 2011 National Infrastructure Bank Reform S. 652- Building and Upgrading Infrastructure for Long-Term Development H.R. 402 - National Infrastructure Development Bank Act of 2011 S. 963 - The American Infrastructure Investment Fund Act of 2011
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections
Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions, fiduciary standards, and capital standards). Financing options concerning education loans S. 652- Building and Upgrading Infrastructure for Long-Term Development 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary"- Department of Labor Employee Benefits Security Administration HR 940- United States Covered Bond Act of 2011
Liability for Aiding and Abetting Securities Violations Act of 2010
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 5042- Private Student Loan Bankruptcy Fairness Act of 2010 Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions, fiduciary standards, and capital standards).
Private Student Loan Bankruptcy Fairness Act of 2010
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
S.3217/ HR 4173 - Financial services regulatory reform legislation HR 5043- Private Student Loan Bankruptcy Fairness Act of 2010 12b-1 Fees
Private Student Loan Bankruptcy Fairness Act of 2010
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
S. 3217/HR 4173- Financial services regulatory reform legislation HR 5043- Private Student Loan Bankruptcy Fairness Act of 2010 Regulatory implementation of Dodd-Frank swap provisions
HR 4173- "Wall Street Reform and Consumer Protection Act of 2009" S.3217- "Restoring American Financial Stability Act of 2010" S.1541- "Private Student Loan Debt Swap Act"
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
S.3217/ HR 4173 - Financial services regulatory reform legislation HR 5043- Private Student Loan Bankruptcy Fairness Act of 2010 12b-1 Fees
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
S. 3217/HR 4173- Financial services regulatory reform legislation HR 5043- Private Student Loan Bankruptcy Fairness Act of 2010 Regulatory implementation of Dodd-Frank swap provisions
Helping Families Save Their Homes Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Financial Services industry regulatory restructuring. Monoline insurers and associated issues in the auction rate securities markets. Implementation of the Troubled Asset Relief program. H.R. 1- American Recovery and Reinvestment Act of 2009 S. 61/ HR. 1106- Helping Families Save Their Homes in Bankruptcy Act of 2009
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Financial Services Industry regulatory restructuring. Implementation of the Troubled Asset Relief Program. HR. 1984- 401(k) Fair Disclosure for Retirement Security Act of 2009.
401(k) Fair Disclosure and Pension Security Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 2989- "401(k) Fair Disclosure and Pension Security Act"- investment option requirements HR 4173- "Wall Street Reform and Consumer Protection Act of 2009" Senator Dodd Discussion Draft- "Restoring American Financial Stability Act of 2009" SEC proposed rule IA-2910- proposed rule concerning limiting placement agency activity
401(k) Fair Disclosure and Pension Security Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 3795- Over-the-Counter Derivatives Markets Act 2009 HR 3817- Investor Protection Act-issues related to regulation of investment advisors and broker-dealers HR 2989- 401(k) Fair Disclosure and Pension Security Act--investment option requirements Implementation of TALF Student loan bankruptcy treatment Proposal to grandfather ILCs Proposed SEC rule limiting placement agent activity
401(k) Fair Disclosure and Pension Security Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 2989- "401(k) Fair Disclosure and Pension Security Act" - investment option requirements HR 4173- "Wall Street Reform and Consumer Protection Act of 2009" Senator Dodd Discussion Draft - "Restoring American Financial Stability Act of 2009" SEC proposed rule IA-2910-proposed rule concerning limiting placement agent activity
Over-the-Counter Derivatives Markets Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 3795- Over-the-Counter Derivatives Markets Act 2009 HR 3817- Investor Protection Act-issues related to regulation of investment advisors and broker-dealers HR 2989- 401(k) Fair Disclosure and Pension Security Act--investment option requirements Implementation of TALF Student loan bankruptcy treatment Proposal to grandfather ILCs Proposed SEC rule limiting placement agent activity
HR 3795- Over-the-Counter Derivatives Markets Act 2009 HR 3817- Investor Protection Act-issues related to regulation of investment advisors and broker-dealers HR 2989- 401(k) Fair Disclosure and Pension Security Act--investment option requirements Implementation of TALF Student loan bankruptcy treatment Proposal to grandfather ILCs Proposed SEC rule limiting placement agent activity
Derivatives Markets Transparency and Accountability Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 977- Derivative Markets Transparency and Accountability Act of 2009
Derivatives Markets Transparency and Accountability Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 977- Derivatives Markets Transparency and Accountability Act of 2009
Helping Families Save Their Homes in Bankruptcy Act of 2009
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Financial Services industry regulatory restructuring. Monoline insurers and associated issues in the auction rate securities markets. Implementation of the Troubled Asset Relief program. H.R. 1- American Recovery and Reinvestment Act of 2009 S. 61/ HR. 1106- Helping Families Save Their Homes in Bankruptcy Act of 2009
Expanding American Homeownership Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Issues relating to 401(k) Plan Fee Disclosures. Issues relating to hedge funds and private equity governance. Issues relating to convergence of US GAAP and IFRS accounting standards. Issues relating to international trading of securities. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." Mutual fund fee structure. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory reform, including the regulatory Blueprint from the Department of Treasury. Sovereign wealth funds and cross-border capital flow. Monoline insurers and associated issues in the auction rate securities markets. HR 5140, "Recovery Rebates and Economic Stimulus for the American People Act of 2008." HR 1852/ S 2338, "Expanding American Homeownership Act of 2007." Draft legislation to allow the FHA to refinance distressed mortgages. S 2636, "Foreclosure Prevention Act of 2008," and HR 3221. HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
HR 1908/S 1145, "The Patent Reform Act of 2007." Visa reform issues, including an increase in H1-B visas and extension of time limits on Optional Practical Training visas.
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Mutual fund fees. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. Sovereign wealth funds. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes." HR 1424, "Emergency Economic Stabilization Act of 2008."
Issues relating to 401(k) Plan Fee Disclosures. Issues relating to hedge funds and private equity governance. Issues relating to convergence of US GAAP and IFRS accounting standards. Issues relating to international trading of securities. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." Mutual fund fee structure. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory reform, including the regulatory Blueprint from the Department of Treasury. Sovereign wealth funds and cross-border capital flow. Monoline insurers and associated issues in the auction rate securities markets. HR 5140, "Recovery Rebates and Economic Stimulus for the American People Act of 2008." HR 1852/ S 2338, "Expanding American Homeownership Act of 2007." Draft legislation to allow the FHA to refinance distressed mortgages. S 2636, "Foreclosure Prevention Act of 2008," and HR 3221. HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
Emergency Mortgage Loan Modification Act of 2008
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes." HR 1424, "Emergency Economic Stabilization Act of 2008."
Emergency Mortgage Loan Modification Act of 2008
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Issues relating to 401(k) Plan Fee Disclosures. Issues relating to hedge funds and private equity governance. Issues relating to convergence of US GAAP and IFRS accounting standards. Issues relating to international trading of securities. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." Mutual fund fee structure. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory reform, including the regulatory Blueprint from the Department of Treasury. Sovereign wealth funds and cross-border capital flow. Monoline insurers and associated issues in the auction rate securities markets. HR 5140, "Recovery Rebates and Economic Stimulus for the American People Act of 2008." HR 1852/ S 2338, "Expanding American Homeownership Act of 2007." Draft legislation to allow the FHA to refinance distressed mortgages. S 2636, "Foreclosure Prevention Act of 2008," and HR 3221. HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
Emergency Mortgage Loan Modification Act of 2008
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Mutual fund fees. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. Sovereign wealth funds. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
Commodity Markets Transparency and Accountability Act of 2008
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 6604, "Commodity Markets Transparency and Accountability Act of 2008
Federal Housing Enterprise Regulatory Reform Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes." HR 1424, "Emergency Economic Stabilization Act of 2008."
Federal Housing Enterprise Regulatory Reform Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Issues relating to 401(k) Plan Fee Disclosures. Issues relating to hedge funds and private equity governance. Issues relating to convergence of US GAAP and IFRS accounting standards. Issues relating to international trading of securities. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." Mutual fund fee structure. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory reform, including the regulatory Blueprint from the Department of Treasury. Sovereign wealth funds and cross-border capital flow. Monoline insurers and associated issues in the auction rate securities markets. HR 5140, "Recovery Rebates and Economic Stimulus for the American People Act of 2008." HR 1852/ S 2338, "Expanding American Homeownership Act of 2007." Draft legislation to allow the FHA to refinance distressed mortgages. S 2636, "Foreclosure Prevention Act of 2008," and HR 3221. HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
Federal Housing Enterprise Regulatory Reform Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Mutual fund fees. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. Sovereign wealth funds. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
HR 1908/S 1145, "The Patent Reform Act of 2007." Visa reform issues, including an increase in H1-B visas and extension of time limits on Optional Practical Training visas.
Issues relating to 401(k) Plan Fee Disclosures. Issues relating to hedge funds and private equity governance. Issues relating to convergence of US GAAP and IFRS accounting standards. Issues relating to international trading of securities. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." Mutual fund fee structure. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory reform, including the regulatory Blueprint from the Department of Treasury. Sovereign wealth funds and cross-border capital flow. Monoline insurers and associated issues in the auction rate securities markets. HR 5140, "Recovery Rebates and Economic Stimulus for the American People Act of 2008." HR 1852/ S 2338, "Expanding American Homeownership Act of 2007." Draft legislation to allow the FHA to refinance distressed mortgages. S 2636, "Foreclosure Prevention Act of 2008," and HR 3221. HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Mutual fund fees. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. Sovereign wealth funds. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes." HR 1424, "Emergency Economic Stabilization Act of 2008."
Issues relating to 401(k) Plan Fee Disclosures. Issues relating to hedge funds and private equity governance. Issues relating to convergence of US GAAP and IFRS accounting standards. Issues relating to international trading of securities. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." Mutual fund fee structure. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory reform, including the regulatory Blueprint from the Department of Treasury. Sovereign wealth funds and cross-border capital flow. Monoline insurers and associated issues in the auction rate securities markets. HR 5140, "Recovery Rebates and Economic Stimulus for the American People Act of 2008." HR 1852/ S 2338, "Expanding American Homeownership Act of 2007." Draft legislation to allow the FHA to refinance distressed mortgages. S 2636, "Foreclosure Prevention Act of 2008," and HR 3221. HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
Issues relating to 401(k) Plan Fee Disclosures. Issues relating to hedge funds and private equity governance. Issues relating to convergence of US GAAP and IFRS accounting standards. Issues relating to international trading of securities. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." Mutual fund fee structure. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory reform, including the regulatory Blueprint from the Department of Treasury. Sovereign wealth funds and cross-border capital flow. Monoline insurers and associated issues in the auction rate securities markets. HR 5140, "Recovery Rebates and Economic Stimulus for the American People Act of 2008." HR 1852/ S 2338, "Expanding American Homeownership Act of 2007." Draft legislation to allow the FHA to refinance distressed mortgages. S 2636, "Foreclosure Prevention Act of 2008," and HR 3221. HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Mutual fund fees. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. Sovereign wealth funds. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes." HR 1424, "Emergency Economic Stabilization Act of 2008."
Financial Services Industry regulatory restructuring. Monoline insurers and associated issues in the auction rate securities markets. Implementation of the Troubled Asset Relief Program. S. 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR. 1424, "Emergency Economic Stabilization Act of 2008." Regulatory issues affecting derivatives trading.
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Mutual fund fees. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. Sovereign wealth funds. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
Issues relating to 401(k) Plan Fee Disclosures. Issues relating to hedge funds and private equity governance. Issues relating to convergence of US GAAP and IFRS accounting standards. Issues relating to international trading of securities. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." Mutual fund fee structure. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory reform, including the regulatory Blueprint from the Department of Treasury. Sovereign wealth funds and cross-border capital flow. Monoline insurers and associated issues in the auction rate securities markets. HR 5140, "Recovery Rebates and Economic Stimulus for the American People Act of 2008." HR 1852/ S 2338, "Expanding American Homeownership Act of 2007." Draft legislation to allow the FHA to refinance distressed mortgages. S 2636, "Foreclosure Prevention Act of 2008," and HR 3221. HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes." HR 1424, "Emergency Economic Stabilization Act of 2008."
HR 1427, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." U.S. Sanctions policy- consulted with staff from Treasury, SEC and Capitol Hill regarding U.S. sanctions policy. HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." S 2058, "Close the Energy Loophole Act." HR 4626, "CFTC Reauthorization Act of 2007." HR 3185, "401(k) Fair Disclosure for Retirement Security Act." HR 3765, "To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans." Addressed SEC with respect to the adoption of International Financial Accounting Standards and regarding mutual fund fees. Addressed the SEC and the Department of Treasury regarding the regulation of Investment Advisors and Broker Dealers. Addressed the House of Representatives regarding regulatory reform. Addressed the Department of Homeland Security, the Executive Office of the President, and the Senate with respect to visa reform issues, including an increase in H1-B visas and extension of time limits on Optional Practical Training visas. S 1348, "Comprehensive Immigration Reform Act of 2007." HR 1908/S 1145, "The Patent Reform Act of 2007."
(HR 2785/S 1624 Continued)...adviser and related asset management services." HR 2834, "To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services." (Carried interest) HR 878/S 601, "Simplification Through Additional Reporting Tax Act of 2007." (Basis reporting) HR 2136/S 681, "Stop Tax Haven Abuse Act." (Including economic substance) HR 2470, "America's Better Classroom Act of 2007." (Tax credit bonds) HR 6, "CLEAN Energy Act of 2007." (Tax titles) HR 4351, "The AMT Relief Act." (Economic substance, non-qualified deferred compensation) HR 4912, "To amend the Internal Revenue Code with respect to the treatment of prepaid derivative contracts." HR 3452, "To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds." HR 3970, "To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes." HR 556 ENR, "Foreign Investment and National Security Act of 2007." Trade issues between the United States and Switzerland.
(HR 2785/S 1624 Continued)...adviser and related asset management services." HR 2834, "To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services." (Carried interest) HR 878/S 601, "Simplification Through Additional Reporting Tax Act of 2007." (Basis reporting) HR 2136/S 681, "Stop Tax Haven Abuse Act." (Including economic substance) HR 2470, "America's Better Classroom Act of 2007." (Tax credit bonds) HR 6, "CLEAN Energy Act of 2007." (Tax titles) HR 4351, "The AMT Relief Act." (Economic substance, non-qualified deferred compensation) HR 4912, "To amend the Internal Revenue Code with respect to the treatment of prepaid derivative contracts." HR 3452, "To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds." HR 3970, "To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes." HR 556 ENR, "Foreign Investment and National Security Act of 2007." Trade issues between the United States and Switzerland.
To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services.
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
(HR 2785/S 1624 Continued)...adviser and related asset management services." HR 2834, "To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services." (Carried interest) HR 878/S 601, "Simplification Through Additional Reporting Tax Act of 2007." (Basis reporting) HR 2136/S 681, "Stop Tax Haven Abuse Act." (Including economic substance) HR 2470, "America's Better Classroom Act of 2007." (Tax credit bonds) HR 6, "CLEAN Energy Act of 2007." (Tax titles) HR 4351, "The AMT Relief Act." (Economic substance, non-qualified deferred compensation) HR 4912, "To amend the Internal Revenue Code with respect to the treatment of prepaid derivative contracts." HR 3452, "To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds." HR 3970, "To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes." HR 556 ENR, "Foreign Investment and National Security Act of 2007." Trade issues between the United States and Switzerland.
To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services.
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 2785/S 1624, "To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment...
To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services.
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
(HR 2785/S 1624 Continued)...adviser and related asset management services." HR 2834, "To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services." (Carried interest) HR 878/S 601, "Simplification Through Additional Reporting Tax Act of 2007." (Basis reporting) HR 2136/S 681, "Stop Tax Haven Abuse Act." (Including economic substance) HR 2470, "America's Better Classroom Act of 2007." (Tax credit bonds) HR 6, "CLEAN Energy Act of 2007." (Tax titles) HR 4351, "The AMT Relief Act." (Economic substance, non-qualified deferred compensation) HR 4912, "To amend the Internal Revenue Code with respect to the treatment of prepaid derivative contracts." HR 3452, "To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds." HR 3970, "To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes." HR 556 ENR, "Foreign Investment and National Security Act of 2007." Trade issues between the United States and Switzerland.
HR 1427, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." U.S. Sanctions policy- consulted with staff from Treasury, SEC and Capitol Hill regarding U.S. sanctions policy. HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." S 2058, "Close the Energy Loophole Act." HR 4626, "CFTC Reauthorization Act of 2007." HR 3185, "401(k) Fair Disclosure for Retirement Security Act." HR 3765, "To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans." Addressed SEC with respect to the adoption of International Financial Accounting Standards and regarding mutual fund fees. Addressed the SEC and the Department of Treasury regarding the regulation of Investment Advisors and Broker Dealers. Addressed the House of Representatives regarding regulatory reform. Addressed the Department of Homeland Security, the Executive Office of the President, and the Senate with respect to visa reform issues, including an increase in H1-B visas and extension of time limits on Optional Practical Training visas. S 1348, "Comprehensive Immigration Reform Act of 2007." HR 1908/S 1145, "The Patent Reform Act of 2007."
Social Security Number Privacy and Identity Theft Prevention Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 698/S 1356, "Industrial Bank Holding Company Act of 2007." HR 948, "Social Security Number Protection Act." HR 958, "Data Accountability and Trust Act." HR 3046, "Social Security Number Privacy and Identity Theft Prevention Act." S 1260, "Data Security Act of 2007." S 2168, "Identity Theft Enforcement and Restitution Act."
401(k) Fair Disclosure for Retirement Security Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 1427, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." U.S. Sanctions policy- consulted with staff from Treasury, SEC and Capitol Hill regarding U.S. sanctions policy. HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." S 2058, "Close the Energy Loophole Act." HR 4626, "CFTC Reauthorization Act of 2007." HR 3185, "401(k) Fair Disclosure for Retirement Security Act." HR 3765, "To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans." Addressed SEC with respect to the adoption of International Financial Accounting Standards and regarding mutual fund fees. Addressed the SEC and the Department of Treasury regarding the regulation of Investment Advisors and Broker Dealers. Addressed the House of Representatives regarding regulatory reform. Addressed the Department of Homeland Security, the Executive Office of the President, and the Senate with respect to visa reform issues, including an increase in H1-B visas and extension of time limits on Optional Practical Training visas. S 1348, "Comprehensive Immigration Reform Act of 2007." HR 1908/S 1145, "The Patent Reform Act of 2007."
To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds.
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
(HR 2785/S 1624 Continued)...adviser and related asset management services." HR 2834, "To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services." (Carried interest) HR 878/S 601, "Simplification Through Additional Reporting Tax Act of 2007." (Basis reporting) HR 2136/S 681, "Stop Tax Haven Abuse Act." (Including economic substance) HR 2470, "America's Better Classroom Act of 2007." (Tax credit bonds) HR 6, "CLEAN Energy Act of 2007." (Tax titles) HR 4351, "The AMT Relief Act." (Economic substance, non-qualified deferred compensation) HR 4912, "To amend the Internal Revenue Code with respect to the treatment of prepaid derivative contracts." HR 3452, "To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds." HR 3970, "To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes." HR 556 ENR, "Foreign Investment and National Security Act of 2007." Trade issues between the United States and Switzerland.
Emergency Home Ownership and Mortgage Equity Protection Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 3609, "Emergency Home Ownership and Mortgage Equity Protection Act of 2007." S 2136, "Helping Families Save their Homes in Bankruptcy Act of 2007."
Defined Contribution Plan Fee Transparency Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 1427, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." U.S. Sanctions policy- consulted with staff from Treasury, SEC and Capitol Hill regarding U.S. sanctions policy. HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." S 2058, "Close the Energy Loophole Act." HR 4626, "CFTC Reauthorization Act of 2007." HR 3185, "401(k) Fair Disclosure for Retirement Security Act." HR 3765, "To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans." Addressed SEC with respect to the adoption of International Financial Accounting Standards and regarding mutual fund fees. Addressed the SEC and the Department of Treasury regarding the regulation of Investment Advisors and Broker Dealers. Addressed the House of Representatives regarding regulatory reform. Addressed the Department of Homeland Security, the Executive Office of the President, and the Senate with respect to visa reform issues, including an increase in H1-B visas and extension of time limits on Optional Practical Training visas. S 1348, "Comprehensive Immigration Reform Act of 2007." HR 1908/S 1145, "The Patent Reform Act of 2007."
(HR 2785/S 1624 Continued)...adviser and related asset management services." HR 2834, "To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services." (Carried interest) HR 878/S 601, "Simplification Through Additional Reporting Tax Act of 2007." (Basis reporting) HR 2136/S 681, "Stop Tax Haven Abuse Act." (Including economic substance) HR 2470, "America's Better Classroom Act of 2007." (Tax credit bonds) HR 6, "CLEAN Energy Act of 2007." (Tax titles) HR 4351, "The AMT Relief Act." (Economic substance, non-qualified deferred compensation) HR 4912, "To amend the Internal Revenue Code with respect to the treatment of prepaid derivative contracts." HR 3452, "To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds." HR 3970, "To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes." HR 556 ENR, "Foreign Investment and National Security Act of 2007." Trade issues between the United States and Switzerland.
(HR 2785/S 1624 Continued)...adviser and related asset management services." HR 2834, "To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services." (Carried interest) HR 878/S 601, "Simplification Through Additional Reporting Tax Act of 2007." (Basis reporting) HR 2136/S 681, "Stop Tax Haven Abuse Act." (Including economic substance) HR 2470, "America's Better Classroom Act of 2007." (Tax credit bonds) HR 6, "CLEAN Energy Act of 2007." (Tax titles) HR 4351, "The AMT Relief Act." (Economic substance, non-qualified deferred compensation) HR 4912, "To amend the Internal Revenue Code with respect to the treatment of prepaid derivative contracts." HR 3452, "To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds." HR 3970, "To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes." HR 556 ENR, "Foreign Investment and National Security Act of 2007." Trade issues between the United States and Switzerland.
HR 1427, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." U.S. Sanctions policy- consulted with staff from Treasury, SEC and Capitol Hill regarding U.S. sanctions policy. HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." S 2058, "Close the Energy Loophole Act." HR 4626, "CFTC Reauthorization Act of 2007." HR 3185, "401(k) Fair Disclosure for Retirement Security Act." HR 3765, "To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans." Addressed SEC with respect to the adoption of International Financial Accounting Standards and regarding mutual fund fees. Addressed the SEC and the Department of Treasury regarding the regulation of Investment Advisors and Broker Dealers. Addressed the House of Representatives regarding regulatory reform. Addressed the Department of Homeland Security, the Executive Office of the President, and the Senate with respect to visa reform issues, including an increase in H1-B visas and extension of time limits on Optional Practical Training visas. S 1348, "Comprehensive Immigration Reform Act of 2007." HR 1908/S 1145, "The Patent Reform Act of 2007."
To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts.
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
(HR 2785/S 1624 Continued)...adviser and related asset management services." HR 2834, "To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services." (Carried interest) HR 878/S 601, "Simplification Through Additional Reporting Tax Act of 2007." (Basis reporting) HR 2136/S 681, "Stop Tax Haven Abuse Act." (Including economic substance) HR 2470, "America's Better Classroom Act of 2007." (Tax credit bonds) HR 6, "CLEAN Energy Act of 2007." (Tax titles) HR 4351, "The AMT Relief Act." (Economic substance, non-qualified deferred compensation) HR 4912, "To amend the Internal Revenue Code with respect to the treatment of prepaid derivative contracts." HR 3452, "To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds." HR 3970, "To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes." HR 556 ENR, "Foreign Investment and National Security Act of 2007." Trade issues between the United States and Switzerland.
Industrial Bank Holding Company Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 698/S 1356, "Industrial Bank Holding Company Act of 2007." HR 948, "Social Security Number Protection Act." HR 958, "Data Accountability and Trust Act." HR 3046, "Social Security Number Privacy and Identity Theft Prevention Act." S 1260, "Data Security Act of 2007." S 2168, "Identity Theft Enforcement and Restitution Act."
Simplification Through Additional Reporting Tax Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
(HR 2785/S 1624 Continued)...adviser and related asset management services." HR 2834, "To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services." (Carried interest) HR 878/S 601, "Simplification Through Additional Reporting Tax Act of 2007." (Basis reporting) HR 2136/S 681, "Stop Tax Haven Abuse Act." (Including economic substance) HR 2470, "America's Better Classroom Act of 2007." (Tax credit bonds) HR 6, "CLEAN Energy Act of 2007." (Tax titles) HR 4351, "The AMT Relief Act." (Economic substance, non-qualified deferred compensation) HR 4912, "To amend the Internal Revenue Code with respect to the treatment of prepaid derivative contracts." HR 3452, "To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds." HR 3970, "To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes." HR 556 ENR, "Foreign Investment and National Security Act of 2007." Trade issues between the United States and Switzerland.
Social Security Number Protection Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 698/S 1356, "Industrial Bank Holding Company Act of 2007." HR 948, "Social Security Number Protection Act." HR 958, "Data Accountability and Trust Act." HR 3046, "Social Security Number Privacy and Identity Theft Prevention Act." S 1260, "Data Security Act of 2007." S 2168, "Identity Theft Enforcement and Restitution Act."
HR 698/S 1356, "Industrial Bank Holding Company Act of 2007." HR 948, "Social Security Number Protection Act." HR 958, "Data Accountability and Trust Act." HR 3046, "Social Security Number Privacy and Identity Theft Prevention Act." S 1260, "Data Security Act of 2007." S 2168, "Identity Theft Enforcement and Restitution Act."
HR 1427, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." U.S. Sanctions policy- consulted with staff from Treasury, SEC and Capitol Hill regarding U.S. sanctions policy. HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." S 2058, "Close the Energy Loophole Act." HR 4626, "CFTC Reauthorization Act of 2007." HR 3185, "401(k) Fair Disclosure for Retirement Security Act." HR 3765, "To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans." Addressed SEC with respect to the adoption of International Financial Accounting Standards and regarding mutual fund fees. Addressed the SEC and the Department of Treasury regarding the regulation of Investment Advisors and Broker Dealers. Addressed the House of Representatives regarding regulatory reform. Addressed the Department of Homeland Security, the Executive Office of the President, and the Senate with respect to visa reform issues, including an increase in H1-B visas and extension of time limits on Optional Practical Training visas. S 1348, "Comprehensive Immigration Reform Act of 2007." HR 1908/S 1145, "The Patent Reform Act of 2007."
HR 698/S 1356, "Industrial Bank Holding Company Act of 2007." HR 948, "Social Security Number Protection Act." HR 958, "Data Accountability and Trust Act." HR 3046, "Social Security Number Privacy and Identity Theft Prevention Act." S 1260, "Data Security Act of 2007." S 2168, "Identity Theft Enforcement and Restitution Act."
HR 1427, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." U.S. Sanctions policy- consulted with staff from Treasury, SEC and Capitol Hill regarding U.S. sanctions policy. HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." S 2058, "Close the Energy Loophole Act." HR 4626, "CFTC Reauthorization Act of 2007." HR 3185, "401(k) Fair Disclosure for Retirement Security Act." HR 3765, "To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans." Addressed SEC with respect to the adoption of International Financial Accounting Standards and regarding mutual fund fees. Addressed the SEC and the Department of Treasury regarding the regulation of Investment Advisors and Broker Dealers. Addressed the House of Representatives regarding regulatory reform. Addressed the Department of Homeland Security, the Executive Office of the President, and the Senate with respect to visa reform issues, including an increase in H1-B visas and extension of time limits on Optional Practical Training visas. S 1348, "Comprehensive Immigration Reform Act of 2007." HR 1908/S 1145, "The Patent Reform Act of 2007."
Industrial Bank Holding Company Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 698/S 1356, "Industrial Bank Holding Company Act of 2007." HR 948, "Social Security Number Protection Act." HR 958, "Data Accountability and Trust Act." HR 3046, "Social Security Number Privacy and Identity Theft Prevention Act." S 1260, "Data Security Act of 2007." S 2168, "Identity Theft Enforcement and Restitution Act."
Renewable Fuels, Consumer Protection, and Energy Efficiency Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 6, "CLEAN Energy Act of 2007." HR 3221, New Direction for Energy Independence, national Security, and Consumer Protection Act." S 1419, "Renewable Fuels, Consumer Protection, and Energy Efficiency Act of 2007."
A bill to amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services.
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
(HR 2785/S 1624 Continued)...adviser and related asset management services." HR 2834, "To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services." (Carried interest) HR 878/S 601, "Simplification Through Additional Reporting Tax Act of 2007." (Basis reporting) HR 2136/S 681, "Stop Tax Haven Abuse Act." (Including economic substance) HR 2470, "America's Better Classroom Act of 2007." (Tax credit bonds) HR 6, "CLEAN Energy Act of 2007." (Tax titles) HR 4351, "The AMT Relief Act." (Economic substance, non-qualified deferred compensation) HR 4912, "To amend the Internal Revenue Code with respect to the treatment of prepaid derivative contracts." HR 3452, "To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds." HR 3970, "To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes." HR 556 ENR, "Foreign Investment and National Security Act of 2007." Trade issues between the United States and Switzerland.
A bill to amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment adviser and related asset management services.
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 2785/S 1624, "To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment...
HR 1427, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." U.S. Sanctions policy- consulted with staff from Treasury, SEC and Capitol Hill regarding U.S. sanctions policy. HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." S 2058, "Close the Energy Loophole Act." HR 4626, "CFTC Reauthorization Act of 2007." HR 3185, "401(k) Fair Disclosure for Retirement Security Act." HR 3765, "To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans." Addressed SEC with respect to the adoption of International Financial Accounting Standards and regarding mutual fund fees. Addressed the SEC and the Department of Treasury regarding the regulation of Investment Advisors and Broker Dealers. Addressed the House of Representatives regarding regulatory reform. Addressed the Department of Homeland Security, the Executive Office of the President, and the Senate with respect to visa reform issues, including an increase in H1-B visas and extension of time limits on Optional Practical Training visas. S 1348, "Comprehensive Immigration Reform Act of 2007." HR 1908/S 1145, "The Patent Reform Act of 2007."
Helping Families Save Their Homes in Bankruptcy Act of 2008
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 3609, "Emergency Home Ownership and Mortgage Equity Protection Act of 2007." S 2136, "Helping Families Save their Homes in Bankruptcy Act of 2007."
Identity Theft Enforcement and Restitution Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 698/S 1356, "Industrial Bank Holding Company Act of 2007." HR 948, "Social Security Number Protection Act." HR 958, "Data Accountability and Trust Act." HR 3046, "Social Security Number Privacy and Identity Theft Prevention Act." S 1260, "Data Security Act of 2007." S 2168, "Identity Theft Enforcement and Restitution Act."
Simplification Through Additional Reporting Tax Act of 2007
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
(HR 2785/S 1624 Continued)...adviser and related asset management services." HR 2834, "To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services." (Carried interest) HR 878/S 601, "Simplification Through Additional Reporting Tax Act of 2007." (Basis reporting) HR 2136/S 681, "Stop Tax Haven Abuse Act." (Including economic substance) HR 2470, "America's Better Classroom Act of 2007." (Tax credit bonds) HR 6, "CLEAN Energy Act of 2007." (Tax titles) HR 4351, "The AMT Relief Act." (Economic substance, non-qualified deferred compensation) HR 4912, "To amend the Internal Revenue Code with respect to the treatment of prepaid derivative contracts." HR 3452, "To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds." HR 3970, "To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes." HR 556 ENR, "Foreign Investment and National Security Act of 2007." Trade issues between the United States and Switzerland.
(HR 2785/S 1624 Continued)...adviser and related asset management services." HR 2834, "To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services." (Carried interest) HR 878/S 601, "Simplification Through Additional Reporting Tax Act of 2007." (Basis reporting) HR 2136/S 681, "Stop Tax Haven Abuse Act." (Including economic substance) HR 2470, "America's Better Classroom Act of 2007." (Tax credit bonds) HR 6, "CLEAN Energy Act of 2007." (Tax titles) HR 4351, "The AMT Relief Act." (Economic substance, non-qualified deferred compensation) HR 4912, "To amend the Internal Revenue Code with respect to the treatment of prepaid derivative contracts." HR 3452, "To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds." HR 3970, "To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes." HR 556 ENR, "Foreign Investment and National Security Act of 2007." Trade issues between the United States and Switzerland.
Federal Housing Enterprise Regulatory Reform Act of 2005
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
S 190, "To provide a technical correction to the Pension Protection Act of 2006." Computer model investment advice for participant-directed account plans. Qualified default investment alternatives for participant-directed account plans.
HR 1427, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." U.S. Sanctions policy- consulted with staff from Treasury, SEC and Capitol Hill regarding U.S. sanctions policy. HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." S 2058, "Close the Energy Loophole Act." HR 4626, "CFTC Reauthorization Act of 2007." HR 3185, "401(k) Fair Disclosure for Retirement Security Act." HR 3765, "To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans." Addressed SEC with respect to the adoption of International Financial Accounting Standards and regarding mutual fund fees. Addressed the SEC and the Department of Treasury regarding the regulation of Investment Advisors and Broker Dealers. Addressed the House of Representatives regarding regulatory reform. Addressed the Department of Homeland Security, the Executive Office of the President, and the Senate with respect to visa reform issues, including an increase in H1-B visas and extension of time limits on Optional Practical Training visas. S 1348, "Comprehensive Immigration Reform Act of 2007." HR 1908/S 1145, "The Patent Reform Act of 2007."
To amend the War Powers Resolution to require the President to include post-conflict strategy in the report required under the Resolution, and for other purposes.
Client: UBS AMERICAS INC · Firm: UBS AMERICAS INC.
HR 6, "CLEAN Energy Act of 2007." HR 3221, New Direction for Energy Independence, national Security, and Consumer Protection Act." S 1419, "Renewable Fuels, Consumer Protection, and Energy Efficiency Act of 2007."
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
UBS AMERICAS INC via UBS AMERICAS INC.
2011 · second_quarter · Q2
Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions and fiduciary standards). Financing options concerning education loans 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration HR 940. United States Covered Bond Act of 2011 National Infrastructure Bank Reform S. 652- Building and Upgrading Infrastructure for Long-Term Development H.R. 402 - National Infrastructure Development Bank Act of 2011 S. 963 - The American Infrastructure Investment Fund Act of 2011
Filing targets: Commodity Futures Trading Commission (CFTC), Education, Dept of, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of
UBS AMERICAS INC via UBS AMERICAS INC.
2011 · fourth_quarter · Q4
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
UBS AMERICAS INC via UBS AMERICAS INC.
2011 · third_quarter · Q3
Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, fiduciary standards and financing options concerning education loans). HR 940. United States Covered Bond Act of 2011, all sections. S. 652- Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.
Filing targets: Commodity Futures Trading Commission (CFTC), Education, Dept of, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
UBS AMERICAS INC via UBS AMERICAS INC.
2011 · first_quarter · Q1
Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions, fiduciary standards, and capital standards). Financing options concerning education loans S. 652- Building and Upgrading Infrastructure for Long-Term Development 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary"- Department of Labor Employee Benefits Security Administration HR 940- United States Covered Bond Act of 2011
Filing targets: Commodity Futures Trading Commission (CFTC), Education, Dept of, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2010 · fourth_quarter · Q4
HR 5042- Private Student Loan Bankruptcy Fairness Act of 2010 Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions, fiduciary standards, and capital standards).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2010 · third_quarter · Q3
S. 3217/HR 4173- Financial services regulatory reform legislation HR 5043- Private Student Loan Bankruptcy Fairness Act of 2010 Regulatory implementation of Dodd-Frank swap provisions
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2010 · second_quarter · Q2
S.3217/ HR 4173 - Financial services regulatory reform legislation HR 5043- Private Student Loan Bankruptcy Fairness Act of 2010 12b-1 Fees
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2010 · first_quarter · Q1
HR 4173- "Wall Street Reform and Consumer Protection Act of 2009" S.3217- "Restoring American Financial Stability Act of 2010" S.1541- "Private Student Loan Debt Swap Act"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
UBS AMERICAS INC via UBS AMERICAS INC.
2009 · fourth_quarter · 4A
HR 2989- "401(k) Fair Disclosure and Pension Security Act"- investment option requirements HR 4173- "Wall Street Reform and Consumer Protection Act of 2009" Senator Dodd Discussion Draft- "Restoring American Financial Stability Act of 2009" SEC proposed rule IA-2910- proposed rule concerning limiting placement agency activity
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2009 · fourth_quarter · Q4
HR 2989- "401(k) Fair Disclosure and Pension Security Act" - investment option requirements HR 4173- "Wall Street Reform and Consumer Protection Act of 2009" Senator Dodd Discussion Draft - "Restoring American Financial Stability Act of 2009" SEC proposed rule IA-2910-proposed rule concerning limiting placement agent activity
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2009 · third_quarter · Q3
HR 3795- Over-the-Counter Derivatives Markets Act 2009 HR 3817- Investor Protection Act-issues related to regulation of investment advisors and broker-dealers HR 2989- 401(k) Fair Disclosure and Pension Security Act--investment option requirements Implementation of TALF Student loan bankruptcy treatment Proposal to grandfather ILCs Proposed SEC rule limiting placement agent activity
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UBS AMERICAS INC via UBS AMERICAS INC.
2009 · second_quarter · Q2
Financial Services Industry regulatory restructuring. Implementation of the Troubled Asset Relief Program. HR. 1984- 401(k) Fair Disclosure for Retirement Security Act of 2009.
HR 977- Derivative Markets Transparency and Accountability Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
UBS AMERICAS INC via UBS AMERICAS INC.
2009 · first_quarter · Q1
Financial Services industry regulatory restructuring. Monoline insurers and associated issues in the auction rate securities markets. Implementation of the Troubled Asset Relief program. H.R. 1- American Recovery and Reinvestment Act of 2009 S. 61/ HR. 1106- Helping Families Save Their Homes in Bankruptcy Act of 2009
HR 977- Derivatives Markets Transparency and Accountability Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
UBS AMERICAS INC via UBS AMERICAS INC.
2008 · fourth_quarter · Q4
HR 6604, "Commodity Markets Transparency and Accountability Act of 2008
Financial Services Industry regulatory restructuring. Monoline insurers and associated issues in the auction rate securities markets. Implementation of the Troubled Asset Relief Program. S. 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR. 1424, "Emergency Economic Stabilization Act of 2008." Regulatory issues affecting derivatives trading.
Filing targets: Education, Dept of, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
UBS AMERICAS INC via UBS AMERICAS INC.
2008 · third_quarter · Q3
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes." HR 1424, "Emergency Economic Stabilization Act of 2008."
Filing targets: Education, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
UBS AMERICAS INC via UBS AMERICAS INC.
2008 · second_quarter · Q2
Issues relating to convergence of US GAAP and IFRS accounting standards. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." Mutual fund fees. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory restructuring. Sovereign wealth funds. SEC Rule 15a-6, a proposed regulation providing for expansion of U.S. investor options. Monoline insurers and associated issues in the auction rate securities markets. S 2636/HR 3221, "Foreclosure Prevention Act of 2008." HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
Visa reform issues, including an increase in H1-B visas.
Filing targets: Education, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
UBS AMERICAS INC via UBS AMERICAS INC.
2008 · first_quarter · Q1
Issues relating to 401(k) Plan Fee Disclosures. Issues relating to hedge funds and private equity governance. Issues relating to convergence of US GAAP and IFRS accounting standards. Issues relating to international trading of securities. HR 1427/S 1100, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." Mutual fund fee structure. Regulation of Investment Advisors and Broker Dealers. Financial services industry regulatory reform, including the regulatory Blueprint from the Department of Treasury. Sovereign wealth funds and cross-border capital flow. Monoline insurers and associated issues in the auction rate securities markets. HR 5140, "Recovery Rebates and Economic Stimulus for the American People Act of 2008." HR 1852/ S 2338, "Expanding American Homeownership Act of 2007." Draft legislation to allow the FHA to refinance distressed mortgages. S 2636, "Foreclosure Prevention Act of 2008," and HR 3221. HR 5579, "To remove an impediment to troubled debt restructuring on the part of holders of residential mortgage loans, and for other purposes."
UBS AMERICAS INC via UBS AMERICAS INC.
2007 · year_end · YY
HR 3609, "Emergency Home Ownership and Mortgage Equity Protection Act of 2007." S 2136, "Helping Families Save their Homes in Bankruptcy Act of 2007."
HR 2785/S 1624, "To amend the Internal Revenue Code of 1986 to provide that the exception from the treatment of publicly traded partnerships as corporations for partnerships with passive-type income shall not apply to partnerships directly or indirectly deriving income from providing investment...
HR 698/S 1356, "Industrial Bank Holding Company Act of 2007." HR 948, "Social Security Number Protection Act." HR 958, "Data Accountability and Trust Act." HR 3046, "Social Security Number Privacy and Identity Theft Prevention Act." S 1260, "Data Security Act of 2007." S 2168, "Identity Theft Enforcement and Restitution Act."
HR 1908/S 1145, "The Patent Reform Act of 2007." Visa reform issues, including an increase in H1-B visas and extension of time limits on Optional Practical Training visas.
Filing targets: Education, Dept of, Executive Office of the President (EOP), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
HR 1427, "Federal Housing Finance Reform Act." HR 3012, "Fair Mortgage Practices Act of 2007." S 1299, "Borrower's Protection Act." U.S. Sanctions policy- consulted with staff from Treasury, SEC and Capitol Hill regarding U.S. sanctions policy. HR 3915, "Mortgage Reform and Anti-Predatory Lending Act of 2007." S 2058, "Close the Energy Loophole Act." HR 4626, "CFTC Reauthorization Act of 2007." HR 3185, "401(k) Fair Disclosure for Retirement Security Act." HR 3765, "To amend the Internal Revenue Code of 1986 to provide transparency with respect to fees and expenses charged to participant-directed defined contribution plans." Addressed SEC with respect to the adoption of International Financial Accounting Standards and regarding mutual fund fees. Addressed the SEC and the Department of Treasury regarding the regulation of Investment Advisors and Broker Dealers. Addressed the House of Representatives regarding regulatory reform. Addressed the Department of Homeland Security, the Executive Office of the President, and the Senate with respect to visa reform issues, including an increase in H1-B visas and extension of time limits on Optional Practical Training visas. S 1348, "Comprehensive Immigration Reform Act of 2007." HR 1908/S 1145, "The Patent Reform Act of 2007."
HR 6, "CLEAN Energy Act of 2007." HR 3221, New Direction for Energy Independence, national Security, and Consumer Protection Act." S 1419, "Renewable Fuels, Consumer Protection, and Energy Efficiency Act of 2007."
S 190, "To provide a technical correction to the Pension Protection Act of 2006." Computer model investment advice for participant-directed account plans. Qualified default investment alternatives for participant-directed account plans.
(HR 2785/S 1624 Continued)...adviser and related asset management services." HR 2834, "To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services." (Carried interest) HR 878/S 601, "Simplification Through Additional Reporting Tax Act of 2007." (Basis reporting) HR 2136/S 681, "Stop Tax Haven Abuse Act." (Including economic substance) HR 2470, "America's Better Classroom Act of 2007." (Tax credit bonds) HR 6, "CLEAN Energy Act of 2007." (Tax titles) HR 4351, "The AMT Relief Act." (Economic substance, non-qualified deferred compensation) HR 4912, "To amend the Internal Revenue Code with respect to the treatment of prepaid derivative contracts." HR 3452, "To amend the Internal Revenue Code of 1986 to allow a credit with respect to clean renewable water supply bonds." HR 3970, "To amend the Internal Revenue Code of 1986 to provide additional tax relief to low and moderate income individuals, to repeal the individual alternative minimum tax, to reform the corporate income tax, and for other purposes." HR 556 ENR, "Foreign Investment and National Security Act of 2007." Trade issues between the United States and Switzerland.
Issues relating to 401(k) Plan Fee Disclosures. Issues relating to hedge funds and private equity governance. Addressed SEC with respect to proposal to eliminate the requirement to reconcile financial statements with US GAAP.
Filing targets: Executive Office of the President (EOP), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of