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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Generating Retirement Ownership through Long-Term Holding
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 2089 - Generating Retirement Ownership through Long-Term Holding: issues related to Sec. 2 Deferral of reinvested capital gain dividends of regulated investment companies.
Generating Retirement Ownership through Long-Term Holding
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 2089 - Generating Retirement Ownership Through Long-Term Holding: issues related to Sec. 2 Deferral of reinvested capital gain dividends of regulated investment companies. H.R. 8338 - Safeguarding Americans Fairly Earned Retirement Act of 2026: issues related federal pre-emption override state seizure and liquidation of unclaimed securities, digital assets and investment accounts.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2026 · third_quarter · Q3
Regulatory Capital Rule (Category I and II Banking Organizations, Trading Activity, 91 FR 14952): issues related to Sec. on Off-Balance Sheet Exposures revising the definition of commitment and applicable credit conversion factor. Dodd Frank Act; 12 U.S.C. Section 1844(b) & 1467(a)(g)(1): issues related to revision to Tier 1 Leverage Ratio in compliance with Section 171 of the Dodd Frank Act.
H.R. 2089 - Generating Retirement Ownership Through Long-Term Holding: issues related to Sec. 2 Deferral of reinvested capital gain dividends of regulated investment companies. H.R. 8338 - Safeguarding Americans Fairly Earned Retirement Act of 2026: issues related federal pre-emption override state seizure and liquidation of unclaimed securities, digital assets and investment accounts.
Source: Senate LDA
Generating Retirement Ownership through Long-Term Holding
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 2089 - Generating Retirement Ownership through Long-Term Holding: issues related to Sec. 2 Deferral of reinvested capital gain dividends of regulated investment companies. H.R. 8899 - Digital Asset PARITY Act: issues related to Sec. 5 Application of Wash Sales Rules to Digital Assets.
H.R. 2089 - Generating Retirement Ownership Through Long-Term Holding: issues related to Sec. 2 Deferral of reinvested capital gain dividends of regulated investment companies. H.R. 8338 - Safeguarding Americans Fairly Earned Retirement Act of 2026: issues related federal pre-emption override state seizure and liquidation of unclaimed securities, digital assets and investment accounts.
Digital Asset PARITY Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 2089 - Generating Retirement Ownership through Long-Term Holding: issues related to Sec. 2 Deferral of reinvested capital gain dividends of regulated investment companies. H.R. 8899 - Digital Asset PARITY Act: issues related to Sec. 5 Application of Wash Sales Rules to Digital Assets.
Establishing the congressional budget for the United States Government for fiscal year 2025 and setting forth the appropriate budgetary levels for fiscal years 2026 through 2034.
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.Con.Res.14 - Establishing the congressional budget for the United States Government for fiscal year 2025 and setting forth the appropriate budgetary levels for fiscal years 2026 through 2034: issues related to items for spending reduction (Section 3003).
An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1 - One Big Beautiful Bill Act: issues related to "revenge tax" on foreign investments (Section 899).
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1013/S. 424 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs.
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1013 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs. H.R. 3383 - Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025: issues related to Sec. 202. 403(b) plans investing in CITs.
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1013/S. 424 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs.
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1013/S. 424 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs. H.R. 2392 - Stablecoin Transparency and Accountability for a Better Ledger Economy Act of 2025: issues related to custodians keeping cash reserves on deposit (Sec.4(a)(3)(B)). S. 394 - Guiding and Establishing National Innovation for U.S. Stablecoins of 2025: issues related to custodians protecting assets, including cash, from creditors' claims (Sec.8(b)(2)).
H.R. 2392 - Stablecoin Transparency and Accountability for a Better Ledger Economy Act of 2025: issues related to prohibition on payment of interest by issuers and affiliates. S. 1582 - Guiding and Establishing National Innovation for U.S. Stablecoins Act: issues related to prohibition on payment of interest by issuers and affiliates.
H.R. 1013/S. 424 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs. H.R. 2392 - Stablecoin Transparency and Accountability for a Better Ledger Economy Act of 2025: issues related to custodians keeping cash reserves on deposit (Sec.4(a)(3)(B)). S. 394 - Guiding and Establishing National Innovation for U.S. Stablecoins of 2025: issues related to custodians protecting assets, including cash, from creditors' claims (Sec.8(b)(2)).
Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1013 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs. H.R. 3383 - Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025: issues related to Sec. 202. 403(b) plans investing in CITs.
Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
Draft of Responsible Financial Innovation Act of 2025: issues related to Sec. 506 Self-custody provisions. H.R. 3383 - Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025: issues related to Sec. 202. 403(b) plans investing in CITs.
High-skilled Immigration Reform for Employment Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 6305 - High-Skilled Immigration Reform for Employment Act: issues related to improving H-1B program for high-skilled workers.
H.R. 2392 - Stablecoin Transparency and Accountability for a Better Ledger Economy Act of 2025: issues related to prohibition on payment of interest by issuers and affiliates. S. 1582 - Guiding and Establishing National Innovation for U.S. Stablecoins Act: issues related to prohibition on payment of interest by issuers and affiliates.
H.R. 1013/S. 424 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs. H.R. 2392 - Stablecoin Transparency and Accountability for a Better Ledger Economy Act of 2025: issues related to custodians keeping cash reserves on deposit (Sec.4(a)(3)(B)). S. 394 - Guiding and Establishing National Innovation for U.S. Stablecoins of 2025: issues related to custodians protecting assets, including cash, from creditors' claims (Sec.8(b)(2)).
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1013/S. 424 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs.
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1013/S. 424 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs.
Retirement Fairness for Charities and Educational Institutions Act of 2025
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1013/S. 424 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs. H.R. 2392 - Stablecoin Transparency and Accountability for a Better Ledger Economy Act of 2025: issues related to custodians keeping cash reserves on deposit (Sec.4(a)(3)(B)). S. 394 - Guiding and Establishing National Innovation for U.S. Stablecoins of 2025: issues related to custodians protecting assets, including cash, from creditors' claims (Sec.8(b)(2)).
Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Securities and Exchange Commission relating to "Staff Accounting Bulletin No. 121".
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.J.Res.109 - Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Securities and Exchange Commission relating to "Staff Accounting Bulletin No. 121": issues related to bank custody of digital assets. 17 CFR Part 211 SEC Staff Accounting Bulletin No. 121: issues related to bank custody of digital assets.
Expanding Access to Capital Act of 2023
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S. 5139 - Empowering Main Street in America Act of 2024: issues related to 403(b) plans investing in CITs (Section 205). H.R. 2799 - Expanding Access to Capital Act of 2023: issues related to Division F enhancement of 403(b) plans.
Expanding Access to Capital Act of 2023
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S. 5139 - Empowering Main Street in America Act of 2024: issues related to 403(b) plans investing in CITs (Section 205). H.R. 2799 - Expanding Access to Capital Act of 2023: issues related to Division F enhancement of 403(b) plans.
Financial Innovation and Technology for the 21st Century Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 4766 - Clarity for Payment Stablecoins Act of 2023: issues related to treatment of custody activities (Section 12 (b)). S. 2281 - Lummis-Gillibrand Responsible Financial Innovation Act: issues related to custody assets maintenance off-balance sheet (Section 705 (e)). H.R. 4763 - Financial Innovation and Technology for the 21st Century Act: issues related to treatment of custody activities by banking institutions (Section 411).
Financial Innovation and Technology for the 21st Century Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 4766 - Clarity for Payment Stablecoins Act of 2023: issues related to treatment of custody activities (Section 12 (b)). S. 2281 - Lummis-Gillibrand Responsible Financial Innovation Act: issues related to custody assets maintenance off-balance sheet (Section 705 (e)). H.R. 4763 - Financial Innovation and Technology for the 21st Century Act: issues related to treatment of custody activities by banking institutions (Section 411).
Clarity for Payment Stablecoins Act of 2023
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 4766 - Clarity for Payment Stablecoins Act of 2023: issues related to treatment of custody activities (Section 12 (b)). S. 2281 - Lummis-Gillibrand Responsible Financial Innovation Act: issues related to custody assets maintenance off-balance sheet (Section 705 (e)). H.R. 4763 - Financial Innovation and Technology for the 21st Century Act: issues related to treatment of custody activities by banking institutions (Section 411).
Clarity for Payment Stablecoins Act of 2023
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 4766 - Clarity for Payment Stablecoins Act of 2023: issues related to treatment of custody activities (Section 12 (b)). S. 2281 - Lummis-Gillibrand Responsible Financial Innovation Act: issues related to custody assets maintenance off-balance sheet (Section 705 (e)). H.R. 4763 - Financial Innovation and Technology for the 21st Century Act: issues related to treatment of custody activities by banking institutions (Section 411).
Uniform Treatment of Custodial Assets Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
Public Law No. 51-647 Sherman Antitrust Act: issues related to the applicability of antitrust laws to membership in Climate Action 100+. 89 FR 63946 - FDIC Request for Information on Deposits: issues related to operational deposits. H.R. 5741 - Uniform Treatment of Custodial Assets Act: issues related to digital assets in custody on financial statements. H.R. 8266 - Blockchain Integrity Act: issues related to financial institutions transacting with funds from digital asset mixers.
Blockchain Integrity Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
Public Law No. 51-647 Sherman Antitrust Act: issues related to the applicability of antitrust laws to membership in Climate Action 100+. 89 FR 63946 - FDIC Request for Information on Deposits: issues related to operational deposits. H.R. 5741 - Uniform Treatment of Custodial Assets Act: issues related to digital assets in custody on financial statements. H.R. 8266 - Blockchain Integrity Act: issues related to financial institutions transacting with funds from digital asset mixers.
Lummis-Gillibrand Responsible Financial Innovation Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 4766 - Clarity for Payment Stablecoins Act of 2023: issues related to treatment of custody activities (Section 12 (b)). S. 2281 - Lummis-Gillibrand Responsible Financial Innovation Act: issues related to custody assets maintenance off-balance sheet (Section 705 (e)). H.R. 4763 - Financial Innovation and Technology for the 21st Century Act: issues related to treatment of custody activities by banking institutions (Section 411).
Lummis-Gillibrand Responsible Financial Innovation Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 4766 - Clarity for Payment Stablecoins Act of 2023: issues related to treatment of custody activities (Section 12 (b)). S. 2281 - Lummis-Gillibrand Responsible Financial Innovation Act: issues related to custody assets maintenance off-balance sheet (Section 705 (e)). H.R. 4763 - Financial Innovation and Technology for the 21st Century Act: issues related to treatment of custody activities by banking institutions (Section 411).
Retirement Fairness for Charities and Educational Institutions Act of 2024
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S. 4917 - Retirement Fairness for Charities and Educational Institutions Act of 2024: issues related to investment options for 403(b) retirement plans.
Empowering Main Street in America Act of 2024
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S. 5139 - Empowering Main Street in America Act of 2024: issues related to 403(b) plans investing in CITs (Section 205). H.R. 2799 - Expanding Access to Capital Act of 2023: issues related to Division F enhancement of 403(b) plans.
Empowering Main Street in America Act of 2024
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S. 5139 - Empowering Main Street in America Act of 2024: issues related to 403(b) plans investing in CITs (Section 205). H.R. 2799 - Expanding Access to Capital Act of 2023: issues related to Division F enhancement of 403(b) plans.
H.R.187 - Default Prevention Act: Issues related to municipal bonds.
Fiscal Responsibility Act of 2023
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R.3746 - Fiscal Responsibility Act of 2023: Issues related to increasing the debt limit to accommodate obligations (Division D).
Financial Innovation and Technology for the 21st Century Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
88 FR 32694 - Special Assessments Pursuant to Systemic Risk Determination: Issues related to changing the assessment base to uninsured deposits. H.R. 4763, Financial Innovation for the 21st Century Act, provisions relating to Sec. 312 Treatment of Custody Activities of Banking Institutions.
Uniform Treatment of Custodial Assets Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 5741 - Uniform Treatment of Custodial Assets Act: Issues related to ensuring assets custodied by banks are kept off-balance sheet (Section 2). 88 FR 64028 - Regulatory Capital Rule: Large Banking Organizations and Banking Organizations With Significant Trading Activity: Issues related to calculation of operational risk.
Consolidated Appropriations Act, 2023
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 2617, Consolidated Appropriations Act, 2023, Division T "SECURE 2.0" need technical fix to 403(b) provision.
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R.2123 - Diversity and Inclusion Data Accountability and Transparency Act: Provisions related to disclosures by regulated entities (Section 2).
Consolidated Appropriations Act, 2022
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S.3779 - Adjustable Interest Rate (LIBOR) Act: Provisions related to establishing a non-LIBOR replacement rate and a safe harbor for legacy contracts. H.R.2471 - Consolidated Appropriations Act, 2022: Provisions related to establishing a non-LIBOR replacement rate and a safe harbor for legacy contracts.
Securing a Strong Retirement Act of 2021
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S.4808 - Enhancing American Retirement Now Act: Provisions related to enhancement of 403(b) plans. H.R.2954 - Securing a Strong Retirement Act of 2021: Provisions related to enhancement of 403(b) plans (Section 105).
Securing a Strong Retirement Act of 2021
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R.2954 - Securing a Strong Retirement Act of 2021: Provisions related to expanding retirement opportunities for more Americans and investment opportunities for 403(b) plans (Section 105).
Securing a Strong Retirement Act of 2021
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R.2954 - Securing a Strong Retirement Act of 2021: Provisions related to enhancement of 403(b) plans (Section 105). S.4353 - Retirement Improvement and Savings Enhancement to Supplement Healthy Investments for the Nest Egg Act: Provisions related to enhancement of 403(b) plans. Enhancing American Retirement Now (EARN Act): Provisions related to enhancement of 403(b) plans.
Securing a Strong Retirement Act of 2021
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S.4808 - Enhancing American Retirement Now Act: Provisions related to enhancement of 403(b) plans. H.R.2954 - Securing a Strong Retirement Act of 2021: Provisions related to enhancement of 403(b) plans (Section 105). 87 FR 73822 Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights: Provisions related to nullification of DOL ESG Rule.
Improving Digital Identity Act of 2021
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R.4258 - Improving Digital Identity Act of 2021: Provisions related to Digital ID.
Inflation Reduction Act of 2022
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R.5376 - Build Back Better Act: Provisions related to applying wash sale rules to digital asset transactions.
Adjustable Interest Rate (LIBOR) Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S.3779 - Adjustable Interest Rate (LIBOR) Act: Provisions related to establishing a non-LIBOR replacement rate and a safe harbor for legacy contracts. H.R.2471 - Consolidated Appropriations Act, 2022: Provisions related to establishing a non-LIBOR replacement rate and a safe harbor for legacy contracts.
Economic Continuity and Stability Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
Issues related to Investment Firms' Diversity and Inclusion. S.3844 - Economic Continuity and Stability Act: Provisions related to establishing a non-LIBOR replacement rate and a safe harbor for legacy contracts.
H.R.2954 - Securing a Strong Retirement Act of 2021: Provisions related to enhancement of 403(b) plans (Section 105). S.4353 - Retirement Improvement and Savings Enhancement to Supplement Healthy Investments for the Nest Egg Act: Provisions related to enhancement of 403(b) plans. Enhancing American Retirement Now (EARN Act): Provisions related to enhancement of 403(b) plans.
Lummis-Gillibrand Responsible Financial Innovation Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S.4356 - Lummis-Gillibrand Responsible Financial Innovation Act: Provisions related to asset custody for banks.
Digital Commodities Consumer Protection Act of 2022
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S.4760 - Digital Commodities Consumer Protection Act of 2022: Provisions related to digital commodity custodian (Section 2).
S.4808 - Enhancing American Retirement Now Act: Provisions related to enhancement of 403(b) plans. H.R.2954 - Securing a Strong Retirement Act of 2021: Provisions related to enhancement of 403(b) plans (Section 105).
S.4808 - Enhancing American Retirement Now Act: Provisions related to enhancement of 403(b) plans. H.R.2954 - Securing a Strong Retirement Act of 2021: Provisions related to enhancement of 403(b) plans (Section 105). 87 FR 73822 Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights: Provisions related to nullification of DOL ESG Rule.
SAFE Banking Act of 2021
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1996, SAFE Banking Act of 2021; Provisions to allow banking activities for legitimate cannabis related businesses S. 3614, Corporate Governance Fairness Act; Provisions to regulate proxy advisory firms Mandatory reporting of corporate diversity data and political contributions Proposals to foster economic growth and investor protection
Investor Choice Act of 2021
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 2620 - The Investor Choice Act: Provisions related to mandatory dispute arbitration clauses in contracts for investment advisory services.
Securing a Strong Retirement Act of 2021
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 2954, Securing a Strong Retirement Act, provisions related to expanding retirement options
Adjustable Interest Rate (LIBOR) Act of 2021
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 4616 - Adjustable Interest Rate Act of 2021 and Draft Senate legislation on LIBOR: Provisions related to establishing a uniform process for replacing London Inter-Bank Offered Rate (LIBOR) in existing contracts.
Inflation Reduction Act of 2022
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 5376 - Build Back America Act, Section 138121: Provisions related to GILTI and treatment of foreign branches.
Inflation Reduction Act of 2022
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 5376, Build Back America Act, Section 138121 Issues related to GILTI and treatment of foreign branches
Corporate Governance Fairness Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1996, SAFE Banking Act of 2021; Provisions to allow banking activities for legitimate cannabis related businesses S. 3614, Corporate Governance Fairness Act; Provisions to regulate proxy advisory firms Mandatory reporting of corporate diversity data and political contributions Proposals to foster economic growth and investor protection
Corporate Transparency Act of 2019
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S. 2563, Illicit Cash Act; Sec. 101, 203, Anti-Money Laundering (AML) Priorities, regulations, exams; Bank Secrecy Act (BSA) reporting and feedback H.R. 2513, Corporate Transparency Act; all provisions Diverse Investment Advisers Act; provisions related to asset manager selection.
S.1624, H.R.5184 - The Health, Economic Assistance, Liability Protection and Schools Act (HEALS Act); inclusion of the (S.4317) Safe to Work Act - liability protection provisions for employers
H.R. 6800, Health and Economic Recovery Omnibus Emergency Solutions Act or the HEROES Act; provisions related to the Safe Harbor for Investors in SAFE Banking Act which was incorporated into Title V. S. 4049, 2021 National Defense Authorization Act; S. Amendment 1719 Related to Critical Infrastructure Cybersecurity S. 3548, Coronavirus Aid, Relief and Economic Security (CARES) Act; Retirement Provisions in Section 2202(a)(b); 2203
Retirement Security and Savings Act of 2019
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S.1431, Retirement Security and Savings Act; Title I - Expanding Coverage and Increasing Retirement Savings SEC Rule (30e-3), Electronic Delivery of Investor Communications; specifically, amending guidance for consumer consent process for e-delivery as default to receive investor communications
S.1624, H.R.5184 - The Health, Economic Assistance, Liability Protection and Schools Act (HEALS Act); inclusion of the (S.4317) Safe to Work Act - liability protection provisions for employers
S. 2563, Illicit Cash Act; Sec. 101, 203, Anti-Money Laundering (AML) Priorities, regulations, exams; Bank Secrecy Act (BSA) reporting and feedback H.R. 2513, Corporate Transparency Act; all provisions Diverse Investment Advisers Act; provisions related to asset manager selection.
H.R. 6800, Health and Economic Recovery Omnibus Emergency Solutions Act or the HEROES Act; provisions related to the Safe Harbor for Investors in SAFE Banking Act which was incorporated into Title V. S. 4049, 2021 National Defense Authorization Act; S. Amendment 1719 Related to Critical Infrastructure Cybersecurity S. 3548, Coronavirus Aid, Relief and Economic Security (CARES) Act; Retirement Provisions in Section 2202(a)(b); 2203
National Defense Authorization Act for Fiscal Year 2021
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 6800, Health and Economic Recovery Omnibus Emergency Solutions Act or the HEROES Act; provisions related to the Safe Harbor for Investors in SAFE Banking Act which was incorporated into Title V. S. 4049, 2021 National Defense Authorization Act; S. Amendment 1719 Related to Critical Infrastructure Cybersecurity S. 3548, Coronavirus Aid, Relief and Economic Security (CARES) Act; Retirement Provisions in Section 2202(a)(b); 2203
S.1624, H.R.5184 - The Health, Economic Assistance, Liability Protection and Schools Act (HEALS Act); inclusion of the (S.4317) Safe to Work Act - liability protection provisions for employers
Holding Foreign Companies Accountable Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S.945, Holding Foreign Companies Accountable Act; Provisions related to Forcing Chinese companies to give up their listingson American Stock Exchange
Further Consolidated Appropriations Act, 2020
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
House Amendment to the Senate Amendment to H.R. 1865, SECURE Act attached to Consolidated Appropriations Act 2020, Title I - Expanding and Preserving Retirement Savings.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1994: Setting Every Community Up for Retirement Act; provisions related to expanding opportunities to save for retirement and increasing the cap on auto enrollment
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1994: Setting Every Community Up for Retirement Act; provisions related to stretch IRAs.
Setting Every Community Up for Retirement Enhancement Act of 2019
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
Requirements for firms with SEC registered securities to hire diverse asset managers H.R. 1994, Setting Every Community Up for Retirement Act; provisions to expand opportunities to save for retirement; increase cap on auto enrollment S. 2155, Economic Growth, Regulatory Relief and Consumer Protection ActSection 402; provisions related to adjusted calculation of SLR for Custody Banks
H.R. 2144: Token Taxonomy Act of 2019; Provisions to exclude digital tokens from the definition of a security.
Corporate Transparency Act of 2019
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S. 2155: Economic Growth, Regulatory Relief and Consumer Protection Act; provisions related to the implementation of Section 401 Relief from Enhanced Prudential Regulations H.R. 2513: Corporate Transparency Act; provisions to bolster beneficial ownership requirements to prevent illicit activity Improve AML - CFT regime
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
Requirements for firms with SEC registered securities to hire diverse asset managers H.R. 1994, Setting Every Community Up for Retirement Act; provisions to expand opportunities to save for retirement; increase cap on auto enrollment S. 2155, Economic Growth, Regulatory Relief and Consumer Protection ActSection 402; provisions related to adjusted calculation of SLR for Custody Banks
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S. 2155: Economic Growth, Regulatory Relief and Consumer Protection Act; provisions related to the implementation of Section 401 Relief from Enhanced Prudential Regulations 12 CFR part 252: Single-Counterparty Credit Limits for BHCs and FBOs; specifically, provisions related to the impact of proposed SCCL on securities lending and other financing transactions
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S. 2155: Economic Growth, Regulatory Relief and Consumer Protection Act; provisions related to the implementation of Section 401 Relief from Enhanced Prudential Regulations H.R. 2513: Corporate Transparency Act; provisions to bolster beneficial ownership requirements to prevent illicit activity Improve AML - CFT regime
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1; An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018; Provisions related to Base Erosion Tax and Global Intangible Low-Taxed Income.
Financial CHOICE Act of 2017
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 3280: Financial Services & General Government Appropriations Act of 2018; Provisions to modify various financial services laws that were included in H.R. 10.
Pension, Endowment, and Mutual Fund Access to Banking Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 2121; Pension, Endowment, and Mutual Fund Access to Banking Act; Re-calibrate SLR for custody banks. H.R. 238; Commodity End-User Relief Act; Provisions related to inter-affiliate margin requirement exemption from swap rules. H.R. 3268/S.1603; Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018; Cost benefit analysis requirement for the CFTC prior to any rule-making. H.R. 4790; Volcker Rule Regulatory Harmonization Act; Section 2 Federal Reserve as exclusive rule-making authority under the Volcker Rule. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Re-calibrate SLR for custody banks.
Commodity End-User Relief Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 2121; Pension, Endowment, and Mutual Fund Access to Banking Act; Re-calibrate SLR for custody banks. H.R. 238; Commodity End-User Relief Act; Provisions related to inter-affiliate margin requirement exemption from swap rules. H.R. 3268/S.1603; Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018; Cost benefit analysis requirement for the CFTC prior to any rule-making. H.R. 4790; Volcker Rule Regulatory Harmonization Act; Section 2 Federal Reserve as exclusive rule-making authority under the Volcker Rule. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Re-calibrate SLR for custody banks.
Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 3268/S.1603; Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018; Provisions related to exempt interaffiliate transactions from swap rules. H.R. 5749; Options Markets Stability Act; Provisions related to expanding single counterparty credit limits for securities lending. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Provisions related to re-calibrate SLR for custody banks. S. 3107; Financial Services and General Government Appropriations Act, 2019; Provisions related to exempt interaffiliate transactions from swap rules. Issues related to Calibrating the Single Counterparty Credit Limit between SIFIs.
Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 2121; Pension, Endowment, and Mutual Fund Access to Banking Act; Re-calibrate SLR for custody banks. H.R. 238; Commodity End-User Relief Act; Provisions related to inter-affiliate margin requirement exemption from swap rules. H.R. 3268/S.1603; Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018; Cost benefit analysis requirement for the CFTC prior to any rule-making. H.R. 4790; Volcker Rule Regulatory Harmonization Act; Section 2 Federal Reserve as exclusive rule-making authority under the Volcker Rule. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Re-calibrate SLR for custody banks.
Financial Services and General Government Appropriations Act, 2018
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 3280: Financial Services & General Government Appropriations Act of 2018; Provisions to modify various financial services laws that were included in H.R. 10.
Automatic Retirement Plan Act of 2017
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 4523: Automatic Retirement Plan Act of 2017; Provisions to require employers to maintain automatic contribution retirement plans.
Volcker Rule Regulatory Harmonization Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 2121; Pension, Endowment, and Mutual Fund Access to Banking Act; Re-calibrate SLR for custody banks. H.R. 238; Commodity End-User Relief Act; Provisions related to inter-affiliate margin requirement exemption from swap rules. H.R. 3268/S.1603; Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018; Cost benefit analysis requirement for the CFTC prior to any rule-making. H.R. 4790; Volcker Rule Regulatory Harmonization Act; Section 2 Federal Reserve as exclusive rule-making authority under the Volcker Rule. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Re-calibrate SLR for custody banks.
Options Markets Stability Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 3268/S.1603; Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018; Provisions related to exempt interaffiliate transactions from swap rules. H.R. 5749; Options Markets Stability Act; Provisions related to expanding single counterparty credit limits for securities lending. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Provisions related to re-calibrate SLR for custody banks. S. 3107; Financial Services and General Government Appropriations Act, 2019; Provisions related to exempt interaffiliate transactions from swap rules. Issues related to Calibrating the Single Counterparty Credit Limit between SIFIs.
Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 3268/S.1603; Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018; Provisions related to exempt interaffiliate transactions from swap rules. H.R. 5749; Options Markets Stability Act; Provisions related to expanding single counterparty credit limits for securities lending. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Provisions related to re-calibrate SLR for custody banks. S. 3107; Financial Services and General Government Appropriations Act, 2019; Provisions related to exempt interaffiliate transactions from swap rules. Issues related to Calibrating the Single Counterparty Credit Limit between SIFIs.
Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 2121; Pension, Endowment, and Mutual Fund Access to Banking Act; Re-calibrate SLR for custody banks. H.R. 238; Commodity End-User Relief Act; Provisions related to inter-affiliate margin requirement exemption from swap rules. H.R. 3268/S.1603; Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018; Cost benefit analysis requirement for the CFTC prior to any rule-making. H.R. 4790; Volcker Rule Regulatory Harmonization Act; Section 2 Federal Reserve as exclusive rule-making authority under the Volcker Rule. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Re-calibrate SLR for custody banks.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 2121; Pension, Endowment, and Mutual Fund Access to Banking Act; Re-calibrate SLR for custody banks. H.R. 238; Commodity End-User Relief Act; Provisions related to inter-affiliate margin requirement exemption from swap rules. H.R. 3268/S.1603; Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018; Cost benefit analysis requirement for the CFTC prior to any rule-making. H.R. 4790; Volcker Rule Regulatory Harmonization Act; Section 2 Federal Reserve as exclusive rule-making authority under the Volcker Rule. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Re-calibrate SLR for custody banks.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 3268/S.1603; Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018; Provisions related to exempt interaffiliate transactions from swap rules. H.R. 5749; Options Markets Stability Act; Provisions related to expanding single counterparty credit limits for securities lending. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Provisions related to re-calibrate SLR for custody banks. S. 3107; Financial Services and General Government Appropriations Act, 2019; Provisions related to exempt interaffiliate transactions from swap rules. Issues related to Calibrating the Single Counterparty Credit Limit between SIFIs.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S. 2155, The Economic Growth, Regulatory Relief, and Consumer Protection Act; Provisions related to Section 401 Relief from Enhanced Prudential Regulations.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
S. 2155, The Economic Growth, Regulatory Relief, and Consumer Protection Act; Section 402 Adjustment to SLR for custody banks.
Financial Services and General Government Appropriations Act, 2019
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 3268/S.1603; Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018; Provisions related to exempt interaffiliate transactions from swap rules. H.R. 5749; Options Markets Stability Act; Provisions related to expanding single counterparty credit limits for securities lending. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Provisions related to re-calibrate SLR for custody banks. S. 3107; Financial Services and General Government Appropriations Act, 2019; Provisions related to exempt interaffiliate transactions from swap rules. Issues related to Calibrating the Single Counterparty Credit Limit between SIFIs.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
H.R. 1; An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018; Provisions related to Retirement Savings Incentives.
Financial CHOICE Act of 2017
Client: NORTHERN TRUST CORPORATION · Firm: NORTHERN TRUST CORPORATION
FY 2018 FSGG Appropriations Bill; Tailoring provision for custody banks. President's Executive Order on Core Principles for Regulating Financial System; All Provisions. H.R. 2121; Pension, Endowment, and Mutual Fund Access to Banking Act; Re-calibrate SLR for custody banks. Retail Investors Protection Act; SEC fiduciary standard for broker-dealers. H.R. 10; Financial CHOICE Act; Off-Ramp Provisions and Capital Requirements. Directive 2014/65/EU; EU Markets in Financial Instruments Directive II; Requirement for "unbundling"of research costs in dealing with EU broker-dealers.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), Treasury, Dept of
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2026 · second_quarter · Q2
Draft of Digital Assets Market Structure Act of 2025: issues related to Sec. 101. Custody of assets includes segregation of assets.
H.R. 2089 - Generating Retirement Ownership through Long-Term Holding: issues related to Sec. 2 Deferral of reinvested capital gain dividends of regulated investment companies. H.R. 8899 - Digital Asset PARITY Act: issues related to Sec. 5 Application of Wash Sales Rules to Digital Assets.
29 CFR 2550; 91 FR 16088 - Fiduciary Duties in Selecting Designated Investment Alternatives: issues related to Sec. 4.5 providing a process-based safe harbor for 401(k) fiduciaries who prudently evaluate and select alternative assets.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2026 · first_quarter · Q1
H.R. 2089 - Generating Retirement Ownership through Long-Term Holding: issues related to Sec. 2 Deferral of reinvested capital gain dividends of regulated investment companies.
Draft of Digital Assets Market Structure Act of 2025: issues related to Sec. 101. Custody of assets includes segregation of assets. Statement of Supervisory Operating Principles: issues related to material financial risks, "check-the-box" compliance, reliance on internal audits, and process-driven examinations to improve bank safety and soundness.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2025 · fourth_quarter · Q4
H.R. 6305 - High-Skilled Immigration Reform for Employment Act: issues related to improving H-1B program for high-skilled workers.
Draft of Digital Assets Market Structure Act of 2025: issues related to Sec. 101 Custody of assets to include segregation of assets.
Draft of Responsible Financial Innovation Act of 2025: issues related to Sec. 506 Self-custody provisions. H.R. 3383 - Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025: issues related to Sec. 202. 403(b) plans investing in CITs.
H.R. 1013 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs. H.R. 3383 - Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025: issues related to Sec. 202. 403(b) plans investing in CITs.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2025 · third_quarter · Q3
Draft of Responsible Financial Innovation Act of 2025: issues related to revising Title V, Sec. 506 Self-custody to include segregation of assets.
H.R. 1013/S. 424 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2025 · second_quarter · Q2
H.R. 2392 - Stablecoin Transparency and Accountability for a Better Ledger Economy Act of 2025: issues related to prohibition on payment of interest by issuers and affiliates. S. 1582 - Guiding and Establishing National Innovation for U.S. Stablecoins Act: issues related to prohibition on payment of interest by issuers and affiliates.
H.R. 1013/S. 424 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs.
H.R. 1 - One Big Beautiful Bill Act: issues related to "revenge tax" on foreign investments (Section 899).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2025 · first_quarter · Q1
H.R. 1013/S. 424 - Retirement Fairness for Charities and Educational Institutions Act of 2025: issues related to 403(b) plans investing in CITs. H.R. 2392 - Stablecoin Transparency and Accountability for a Better Ledger Economy Act of 2025: issues related to custodians keeping cash reserves on deposit (Sec.4(a)(3)(B)). S. 394 - Guiding and Establishing National Innovation for U.S. Stablecoins of 2025: issues related to custodians protecting assets, including cash, from creditors' claims (Sec.8(b)(2)).
H.Con.Res.14 - Establishing the congressional budget for the United States Government for fiscal year 2025 and setting forth the appropriate budgetary levels for fiscal years 2026 through 2034: issues related to items for spending reduction (Section 3003).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2024 · fourth_quarter · 4A
White House Blueprint for an AI Bill of Rights: issues related to AI initiatives.
H.R. 4766 - Clarity for Payment Stablecoins Act of 2023: issues related to treatment of custody activities (Section 12 (b)). S. 2281 - Lummis-Gillibrand Responsible Financial Innovation Act: issues related to custody assets maintenance off-balance sheet (Section 705 (e)). H.R. 4763 - Financial Innovation and Technology for the 21st Century Act: issues related to treatment of custody activities by banking institutions (Section 411).
S. 5139 - Empowering Main Street in America Act of 2024: issues related to 403(b) plans investing in CITs (Section 205). H.R. 2799 - Expanding Access to Capital Act of 2023: issues related to Division F enhancement of 403(b) plans.
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2024 · fourth_quarter · Q4
White House Blueprint for an AI Bill of Rights: issues related to AI initiatives.
S. 5139 - Empowering Main Street in America Act of 2024: issues related to 403(b) plans investing in CITs (Section 205). H.R. 2799 - Expanding Access to Capital Act of 2023: issues related to Division F enhancement of 403(b) plans.
H.R. 4766 - Clarity for Payment Stablecoins Act of 2023: issues related to treatment of custody activities (Section 12 (b)). S. 2281 - Lummis-Gillibrand Responsible Financial Innovation Act: issues related to custody assets maintenance off-balance sheet (Section 705 (e)). H.R. 4763 - Financial Innovation and Technology for the 21st Century Act: issues related to treatment of custody activities by banking institutions (Section 411).
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2024 · third_quarter · Q3
S. 4917 - Retirement Fairness for Charities and Educational Institutions Act of 2024: issues related to investment options for 403(b) retirement plans.
Public Law No. 51-647 Sherman Antitrust Act: issues related to the applicability of antitrust laws to membership in Climate Action 100+. 89 FR 63946 - FDIC Request for Information on Deposits: issues related to operational deposits. H.R. 5741 - Uniform Treatment of Custodial Assets Act: issues related to digital assets in custody on financial statements. H.R. 8266 - Blockchain Integrity Act: issues related to financial institutions transacting with funds from digital asset mixers.
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2024 · second_quarter · Q2
Public Law No. 115-97 Tax Cuts and Jobs Act: issues related to the implementation of the International Tax Provisions (Subtitle D, Sections 14201 & 14401).
H.J.Res.109 - Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Securities and Exchange Commission relating to "Staff Accounting Bulletin No. 121": issues related to bank custody of digital assets. 17 CFR Part 211 SEC Staff Accounting Bulletin No. 121: issues related to bank custody of digital assets.
Filing targets: HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC)
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2024 · first_quarter · Q1
Public Law No. 115-97 Tax Cuts and Jobs Act: issues related to the implementation of the International Tax Provisions (Subtitle D, Sections 14201 & 14401).
88 FR 64028 - Regulatory Capital Rule: Large Banking Organizations and Banking Organizations With Significant Trading Activity: Issues related to calculation of operational risk.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, White House Office
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2023 · fourth_quarter · Q4
88 FR 14672 - Safeguarding Advisory Client Assets: Issues related to segregation of client cash.
H.R. 5741 - Uniform Treatment of Custodial Assets Act: Issues related to ensuring assets custodied by banks are kept off-balance sheet (Section 2). 88 FR 64028 - Regulatory Capital Rule: Large Banking Organizations and Banking Organizations With Significant Trading Activity: Issues related to calculation of operational risk.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2023 · third_quarter · Q3
H.R. 2617, Consolidated Appropriations Act, 2023, Division T "SECURE 2.0" need technical fix to 403(b) provision.
88 FR 14672 - Safeguarding Advisory Client Assets: Issues related to the SEC's proposal requiring segregation of cash. SEC Open-End Fund Liquidity Proposal (RIN 3235-AM98).
88 FR 32694 - Special Assessments Pursuant to Systemic Risk Determination: Issues related to changing the assessment base to uninsured deposits. H.R. 4763, Financial Innovation for the 21st Century Act, provisions relating to Sec. 312 Treatment of Custody Activities of Banking Institutions.
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2023 · second_quarter · Q2
H.R.3746 - Fiscal Responsibility Act of 2023: Issues related to increasing the debt limit to accommodate obligations (Division D).
88 FR 32694 - Special Assessments Pursuant to Systemic Risk Determination: Issues related to changing the assessment base to uninsured deposits.
88 FR 14672 - Safeguarding Advisory Client Assets: Issues related to the SEC's proposal requiring segregation of cash.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2023 · first_quarter · Q1
Joint Statement on Crypto-Asset Risks to Banking Organizations: issues related to permissibility. House Discussion Draft Stablecoin Legislation: issues related to custody. Public Law No. 115-174 Economic Growth, Regulatory Relief, and Consumer Protection Act: issues related to the implementation of Title IV tailoring and SLR relief for custody banks.
H.R.187 - Default Prevention Act: Issues related to municipal bonds.
Issues related to Proposed Amendment to Prohibited Transaction Class Exemption 84-14 (the QPAM Exemption).
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2022 · fourth_quarter · Q4
S.4760 - Digital Commodities Consumer Protection Act of 2022: Provisions related to digital commodity custodian (Section 2).
H.R.2123 - Diversity and Inclusion Data Accountability and Transparency Act: Provisions related to disclosures by regulated entities (Section 2).
S.4808 - Enhancing American Retirement Now Act: Provisions related to enhancement of 403(b) plans. H.R.2954 - Securing a Strong Retirement Act of 2021: Provisions related to enhancement of 403(b) plans (Section 105). 87 FR 73822 Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights: Provisions related to nullification of DOL ESG Rule.
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2022 · third_quarter · Q3
H.R.4258 - Improving Digital Identity Act of 2021: Provisions related to Digital ID.
S.4808 - Enhancing American Retirement Now Act: Provisions related to enhancement of 403(b) plans. H.R.2954 - Securing a Strong Retirement Act of 2021: Provisions related to enhancement of 403(b) plans (Section 105).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2022 · second_quarter · Q2
S.4356 - Lummis-Gillibrand Responsible Financial Innovation Act: Provisions related to asset custody for banks.
H.R.2954 - Securing a Strong Retirement Act of 2021: Provisions related to enhancement of 403(b) plans (Section 105). S.4353 - Retirement Improvement and Savings Enhancement to Supplement Healthy Investments for the Nest Egg Act: Provisions related to enhancement of 403(b) plans. Enhancing American Retirement Now (EARN Act): Provisions related to enhancement of 403(b) plans.
Issues related to custody provisions in SEC Staff Accounting Bulletin No. 121 (87 FR 21015).
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2022 · first_quarter · Q1
Issues related to Investment Firms' Diversity and Inclusion. S.3844 - Economic Continuity and Stability Act: Provisions related to establishing a non-LIBOR replacement rate and a safe harbor for legacy contracts.
S.3779 - Adjustable Interest Rate (LIBOR) Act: Provisions related to establishing a non-LIBOR replacement rate and a safe harbor for legacy contracts. H.R.2471 - Consolidated Appropriations Act, 2022: Provisions related to establishing a non-LIBOR replacement rate and a safe harbor for legacy contracts.
H.R.5376 - Build Back Better Act: Provisions related to applying wash sale rules to digital asset transactions.
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2021 · fourth_quarter · Q4
H.R. 5376 - Build Back America Act, Section 138121: Provisions related to GILTI and treatment of foreign branches.
H.R. 4616 - Adjustable Interest Rate Act of 2021 and Draft Senate legislation on LIBOR: Provisions related to establishing a uniform process for replacing London Inter-Bank Offered Rate (LIBOR) in existing contracts.
H.R. 2620 - The Investor Choice Act: Provisions related to mandatory dispute arbitration clauses in contracts for investment advisory services.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2021 · third_quarter · Q3
H.R. 2954, Securing a Strong Retirement Act, provisions related to expanding retirement options
H.R. 5376, Build Back America Act, Section 138121 Issues related to GILTI and treatment of foreign branches
Issues Related to Cyber Security
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2021 · second_quarter · Q2
Issues Related to Cyber Security Issues related to legacy contracts that utilize LIBOR
Issues related to tax treatment of investments and trusts
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2021 · first_quarter · Q1
H.R. 1996, SAFE Banking Act of 2021; Provisions to allow banking activities for legitimate cannabis related businesses S. 3614, Corporate Governance Fairness Act; Provisions to regulate proxy advisory firms Mandatory reporting of corporate diversity data and political contributions Proposals to foster economic growth and investor protection
CBO Options for Reducing the Deficit: 2021 to 2030; Proposals to increase taxes on capital gains
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2020 · fourth_quarter · Q4
S.1431, Retirement Security and Savings Act; Title I - Expanding Coverage and Increasing Retirement Savings SEC Rule (30e-3), Electronic Delivery of Investor Communications; specifically, amending guidance for consumer consent process for e-delivery as default to receive investor communications
LIBOR Transition Assistance, specifically ensuring legacy Libor contracts can move to secured overnight financing rate (SOFR)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2020 · third_quarter · Q3
S.945, Holding Foreign Companies Accountable Act; Provisions related to Forcing Chinese companies to give up their listingson American Stock Exchange
S.1624, H.R.5184 - The Health, Economic Assistance, Liability Protection and Schools Act (HEALS Act); inclusion of the (S.4317) Safe to Work Act - liability protection provisions for employers
Filing targets: HOUSE OF REPRESENTATIVES
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2020 · second_quarter · Q2
H.R. 6800, Health and Economic Recovery Omnibus Emergency Solutions Act or the HEROES Act; provisions related to the Safe Harbor for Investors in SAFE Banking Act which was incorporated into Title V. S. 4049, 2021 National Defense Authorization Act; S. Amendment 1719 Related to Critical Infrastructure Cybersecurity S. 3548, Coronavirus Aid, Relief and Economic Security (CARES) Act; Retirement Provisions in Section 2202(a)(b); 2203
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2020 · first_quarter · Q1
S. 2563, Illicit Cash Act; Sec. 101, 203, Anti-Money Laundering (AML) Priorities, regulations, exams; Bank Secrecy Act (BSA) reporting and feedback H.R. 2513, Corporate Transparency Act; all provisions Diverse Investment Advisers Act; provisions related to asset manager selection.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2019 · fourth_quarter · Q4
Requirements for firms with SEC registered securities to hire diverse asset managers H.R. 1994, Setting Every Community Up for Retirement Act; provisions to expand opportunities to save for retirement; increase cap on auto enrollment S. 2155, Economic Growth, Regulatory Relief and Consumer Protection ActSection 402; provisions related to adjusted calculation of SLR for Custody Banks
House Amendment to the Senate Amendment to H.R. 1865, SECURE Act attached to Consolidated Appropriations Act 2020, Title I - Expanding and Preserving Retirement Savings.
Filing targets: Council of Economic Advisers (CEA), HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2019 · third_quarter · Q3
H.R. 1994: Setting Every Community Up for Retirement Act; provisions related to stretch IRAs.
Requirements for firms with SEC registered securities to hire diverse asset managers
H.R. 2144: Token Taxonomy Act of 2019; Provisions to exclude digital tokens from the definition of a security.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2019 · second_quarter · Q2
S. 2155: Economic Growth, Regulatory Relief and Consumer Protection Act; provisions related to the implementation of Section 401 Relief from Enhanced Prudential Regulations H.R. 2513: Corporate Transparency Act; provisions to bolster beneficial ownership requirements to prevent illicit activity Improve AML - CFT regime
H.R. 1994: Setting Every Community Up for Retirement Act; provisions related to expanding opportunities to save for retirement and increasing the cap on auto enrollment
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2019 · first_quarter · Q1
China licensing issues for foreign banks: Provision of custody services for domestic mutual funds
S. 2155: Economic Growth, Regulatory Relief and Consumer Protection Act; provisions related to the implementation of Section 401 Relief from Enhanced Prudential Regulations 12 CFR part 252: Single-Counterparty Credit Limits for BHCs and FBOs; specifically, provisions related to the impact of proposed SCCL on securities lending and other financing transactions
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR), White House Office
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2018 · fourth_quarter · Q4
H.R. 3280: Financial Services & General Government Appropriations Act of 2018; Provisions to modify various financial services laws that were included in H.R. 10.
S. 2155, The Economic Growth, Regulatory Relief, and Consumer Protection Act; Section 402 Adjustment to SLR for custody banks.
H.R. 4523: Automatic Retirement Plan Act of 2017; Provisions to require employers to maintain automatic contribution retirement plans.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2018 · third_quarter · Q3
S. 2155, The Economic Growth, Regulatory Relief, and Consumer Protection Act; Provisions related to Section 401 Relief from Enhanced Prudential Regulations.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2018 · second_quarter · Q2
H.R. 3268/S.1603; Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018; Provisions related to exempt interaffiliate transactions from swap rules. H.R. 5749; Options Markets Stability Act; Provisions related to expanding single counterparty credit limits for securities lending. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Provisions related to re-calibrate SLR for custody banks. S. 3107; Financial Services and General Government Appropriations Act, 2019; Provisions related to exempt interaffiliate transactions from swap rules. Issues related to Calibrating the Single Counterparty Credit Limit between SIFIs.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2018 · first_quarter · Q1
H.R. 2121; Pension, Endowment, and Mutual Fund Access to Banking Act; Re-calibrate SLR for custody banks. H.R. 238; Commodity End-User Relief Act; Provisions related to inter-affiliate margin requirement exemption from swap rules. H.R. 3268/S.1603; Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2018; Cost benefit analysis requirement for the CFTC prior to any rule-making. H.R. 4790; Volcker Rule Regulatory Harmonization Act; Section 2 Federal Reserve as exclusive rule-making authority under the Volcker Rule. S. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Re-calibrate SLR for custody banks.
H.R. 1; An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018; Provisions related to Base Erosion Tax and Global Intangible Low-Taxed Income.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2017 · fourth_quarter · Q4
H.R. 2121; Pension, Endowment, and Mutual Fund Access to Banking Act; Re-calibrate SLR for custody banks. H.R. 2155; Economic Growth, Regulatory Relief, and Consumer Protection Act; Re-calibrate SLR for custody banks. FY 2018 FSGG Appropriations Bill; Tailoring provision for custody banks.
H.R. 1; An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018; Provisions related to Retirement Savings Incentives.
Fed. Reg. 77 at 30620; Swap Dealer Definition Rule; Application for a limited purpose swap dealer designation.
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2017 · third_quarter · Q3
H.R. 2121; Pension, Endowment, and Mutual Fund Access to Banking Act; Re-calibrate SLR for custody banks. FY 2018 FSGG Appropriations Bill; Tailoring provision for custody banks.
Issues related to tax reform; impact of territorial tax system on foreign branches; preserve retirement savings incentives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2017 · second_quarter · Q2
FY 2018 FSGG Appropriations Bill; Tailoring provision for custody banks. President's Executive Order on Core Principles for Regulating Financial System; All Provisions. H.R. 2121; Pension, Endowment, and Mutual Fund Access to Banking Act; Re-calibrate SLR for custody banks. Retail Investors Protection Act; SEC fiduciary standard for broker-dealers. H.R. 10; Financial CHOICE Act; Off-Ramp Provisions and Capital Requirements. Directive 2014/65/EU; EU Markets in Financial Instruments Directive II; Requirement for "unbundling"of research costs in dealing with EU broker-dealers.
Tax Reform; Impact of territorial tax system on foreign branches; Preserve retirement savings incentives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2017 · first_quarter · Q1
The Financial CHOICE Act; Title I Regulatory Relief for Strongly Capitalized, Well-Managed, Banking Organizations
Financial Services and General Government Appropriations Act of 2018: Provisions related to FSOC - tailoring of prudential regulations for custody banks Tax Reform
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2016 · fourth_quarter · Q4
H.R. 5485/S. 3067, Financial Services and General Government Appropriations Act of 2017, provisions related to FSOC - the tailoring of prudential regulations for custody banks. H.R. 5983, The Financial CHOICE Act of 2016, Title I Regulatory Relief for Strongly Capitalized, Well-Managed, Banking Organizations.
Proposed Rule 81 Fed. Reg. 71,946 (Oct. 18, 2016); Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants
Proposed tax reform as it relates to minimizing the taxation of savings and investment.
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2016 · third_quarter · Q3
H.R. 5485/S. 3067, Financial Services and General Government Appropriations Act of 2017, provisions related to FSOC - the tailoring of prudential regulations for custody banks.
Proposed tax reform as it relates to minimizing the taxation of savings and investment.
H.R. 5424, Investment Advisers Modernization Act of 2016, Amend regulations for investment advisers as they apply to private equity funds and private investment funds
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2016 · second_quarter · Q2
H.R. 2896, TAILOR Act of 2015: provisions related to tailoring of Prudential Regulations for different bank business models. House and Senate FY Financial Services and General Government Appropriations Bills: FSOC Provision - tailor regulations for custody banks.
SEC Proposed Rule 30e-3: provisions related to permitting electronic disclosure of shareholder reports.
The Hague Convention on the Law Applicable to Certain Rights in Respect of Securities Held with an Intermediary: all provisions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2016 · first_quarter · Q1
S. 1484, The Financial Regulatory Improvement Act of 2015. Title II: Systemically Important Bank Holding Companies and provisions related to Tailoring of Prudential Regulations, and Designation of Asset Management Firms. H.R. 2896, TAILOR Act of 2015: provisions related to tailoring of Prudential Regulations. H.R. 4096, Investor Clarity and Bank Parity Act: provisions related to technical change of the Volcker Rule.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2015 · fourth_quarter · Q4
S. 754, Cybersecurity Information Sharing Act of 2015. Section 407: Strategy to Protect Critical Infrastructure.
S. 1484, The Financial Regulatory Improvement Act of 2015. Title II: Systemically Important Bank Holding Companies and provisions related to Tailoring of Prudential Regulations, and Designation of Asset Management Firms. H.R. 22, FAST Act of 2015: provisions related to Federal Stock Dividend Payments used for Highway Funding.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2015 · third_quarter · Q3
Issues related to European Margin requirements and OTC-derivative contracts not cleared by a CCP under Article 11(15) of Regulation (EU) No 648/2012, FDIC/CFTC Initial margin requirements for uncleared swaps and SEC reporting requirements.
S. 1484: The Financial Regulatory Improvement Act of 2015. Title II: Systemically Important Bank Holding Companies.
29 CFR Parts 2509 and 2510, Department of Labor's Conflict of Interest Rule: Retirement Investment Advice and the proposed definition of the term "fiduciary."
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2015 · second_quarter · Q2
S. 1484: The Financial Regulatory Improvement Act of 2015. Title II: Systemically Important Bank Holding Companies.
29 CFR Parts 2509 and 2510, Department of Labor's Conflict of Interest Rule: Retirement Investment Advice and the proposed definition of the term "fiduciary."
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2015 · first_quarter · Q1
Financial Stability Oversight Council, Notice Seeking Comments on Asset Management Products and Activities Docket No. FSOC -2014-0001.
Department of Labor's Proposed Re-definition of Fiduciary Rule.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2014 · fourth_quarter · Q4
17 CFR Parts 23 and 140: Issues Related to Margin Requirements for Uncleared Swaps.
Filing targets: Commodity Futures Trading Commission (CFTC)
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2014 · second_quarter · Q2
U.S. Section 165 E SCCL: Basel Large Exposures Consultations.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2014 · first_quarter · Q1
U.S. Section 165 E SCCL: Basel Large Exposures Consultations.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2014 · first_quarter · Q1
Proposed Rule, 78 Fed. Reg. 71,818 (Nov. 29, 2013): Seeks to implement liquidity coverage ratio agreed to by Basel Committee.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2013 · fourth_quarter · Q4
U.S. Section 165 E SCCL: Basel Large Exposures Consultations.
H.R. 992 Swaps Regulatory Improvement Act (to amend section 716 of the odd Frank Act to allow banks to execute certain swaps).
Filing targets: HOUSE OF REPRESENTATIVES
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2013 · third_quarter · Q3
- 17 CFR (Parts 210, 230, 239, 270, 274 and 279), SEC Money Market Reforms, Amendments to Form PF;
-Matters relating to DOL proposal regarding the definition of fiduciary (specifically, DOL's new proposal to redefine fiduciary and eliminate conflicts of interests).
- U.S. Section 165 SCCL, specifically matters involving large exposure proposals and leverage ratios;
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC)
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2013 · second_quarter · Q2
H.R. 634: Business Risk Mitigation and Price Stabilization Act (provisions relating to providing certain end-user exemptions from CEA); H.R. 677: Interaffiliate Swap Clarification Act (provisions relating to exempting inter-affiliate swaps from certain Dodd-Frank requirements); H.R. 1256: Swap Jurisdiction Certainty Act (provisions relating to directing SEC and CFTC to jointly adopt rules applicable to cross-border swaps transactions, provisions relating toexempting inter-affiliate swaps from certain Dodd-Frank requirements); matters relating to CFTC Guidance on the Cross-Border application of Swap Rules (specifically, CFTC proposed rules regulating cross-border swaps transactions); matters relating to DOL proposal regarding the definition of fiduciary (specifically, DOL's new proposal to redefine fiduciary and eliminate conflicts of interests).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2013 · first_quarter · Q1
H.R. 992: Swaps Regulatory Improvement Act, provisions related to Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 1062: SEC Regulatory Accountability Act, provisions related to Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 1256: Swap Jurisdiction Certainty Act, provisions related to Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 634: Business Mitigation and Price Stabilization Act of 2013,provisions related to Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Financial Services Authority Consultation Paper CP12/23: matters related to implications of non-EEA national preference regime.
House Ways and Means Committee's Tax Reform Discussion Draft - Financial Products: matters related to reforming the tax treatment of financial products.
Filing targets: Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2012 · fourth_quarter · Q4
Electronic Fund Transfer Act (Amendment to Regulation E), Financial Services Authority Consultation Paper CP12/23 (matters related to implications of non-EEA national preference regimes), matters related to Consumer Financial Protection Bureau.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Treasury, Dept of
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2012 · third_quarter · Q3
Matters related to money market fund reform.
Filing targets: Securities & Exchange Commission (SEC)
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2012 · second_quarter · Q2
Implementation of the STOCK Act: issues related to the use of blind trusts as a permitted investment vehicle.
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the Volcker Rule (Section 619).
Implementation of the Foreign Account Tax Compliance Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2012 · first_quarter · Q1
S. 2038, Stop Trading on Congressional Knowledge (STOCK) Act, provisions related to use of blind trusts as a permitted investment vehicle.
Issues related to the Foreign Account Tax Compliance Act.
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, specifically Section 619.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2011 · fourth_quarter · Q4
Issues related to Basel III Liquidity Rules to improve liquidity risk management
Issues related to the impact of the Volcker Rule on Custody Banks (section 619 of Pub.L. 111-203); issues related to the Department of Labor's proposed definition of "Fiduciary."
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Securities & Exchange Commission (SEC), Treasury, Dept of
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2011 · third_quarter · Q3
Implementation of Foreign Account Tax Compliance Act; S. 1549: American Jobs Act, provisions pertaining to bank PACs.
Issues related to the Department of Labor Proposed Definition of Fiduciary.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act, issues pertaining to the Financial Stability Oversight Council.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2011 · second_quarter · Q2
Issues related to margin requirements for covered swap entities under Sec. 731 and 764 of the Dodd-Frank Act (provisions related to Prudential Regulators and CFTC). Issues related to the Department of Labor's proposed regulations to expand the definition of "Fiduciary" under the Employee Retirement Income Security Act (ERISA).
Issues regarding the implementation of Foreign Account Tax Compliance Act.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, Internal Revenue Service (IRS), Labor, Dept of (DOL), Treasury, Dept of
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2011 · first_quarter · Q1
Issues regarding the impact of securities lending on retirement plans.
Section 331(b) of the Dodd-Frank Act, issues regarding FDIC assessments; issues regarding implementation of the Dodd-Frank Act
Issues regarding the implementation of Foreign Account Tax Compliance Act.
Filing targets: Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Treasury, Dept of
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2010 · fourth_quarter · Q4
Notice for Information regarding the Council's "Volcker Rule" Study and Recommendations; Section 331(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, regarding FDIC assessments; Section 409 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, regarding Family Office.
Department of Labor Proposed Fiduciary Definition Regulations.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Labor, Dept of (DOL), Securities & Exchange Commission (SEC), Treasury, Dept of
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2010 · third_quarter · Q3
Notice for information regarding the Financial Stability Oversight Council's "Volcker Rule" study and recommendations; Section 331(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, regarding FDIC assessments; Section 111 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, issues regarding establishment of FSOC; Section 622 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, issues regarding concentration limits; Section 810 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, issues regarding payment, clearing and settlement activities.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Treasury, Dept of
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2010 · second_quarter · Q2
H.R. 4173 the Dodd-Frank Wall Street Reform and Consumer Protection Act, provisions regarding the Volcker Rule and over-the-counter derivatives.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NORTHERN TRUST CORPORATION via NORTHERN TRUST CORPORATION
2010 · second_quarter · RR
H.R. 4173 the Dodd-Frank Wall Street Reform and Consumer Protection Act, regarding general banking issues.
Filing targets: HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Treasury, Dept of
Filing targets: HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Treasury, Dept of
88 FR 14672 - Safeguarding Advisory Client Assets: Issues related to custody banks' treatment of cash. 17 CFR 210 The Enhancement and Standardization of Climate-Related Disclosures for Investors: issues related to the bicameral amicus brief on the SEC's climate rule.
Filing targets: Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Filing targets: Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R.2954 - Securing a Strong Retirement Act of 2021: Provisions related to expanding retirement opportunities for more Americans and investment opportunities for 403(b) plans (Section 105).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 5485/S. 3067, Financial Services and General Government Appropriations Act of 2017, provisions related to FSOC - the tailoring of prudential regulations for custody banks. H.R. 5983, The Financial CHOICE Act of 2016, Title I Regulatory Relief for Strongly Capitalized, Well-Managed, Banking Organizations.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S. 754: Cybersecurity Information Sharing Act of 2015: Title II Systemically Important Bank Holding Companies.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of