Defined Contribution Fee Disclosure Act of 2007

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosrue (HR 3185-Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S. 2473 - Harkin, The Defined Contritution Fee Disclosure Act). Monitored HR 1424, Emergency Economic Stabilization Act of 2008. Financial Services Regulatory Reform proposals and pending derivatives legislation.

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosure (HR 3185 - Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473 - Harkin, the Defined Contribution Fee Disclosure Act). Interchange and electronic payments networks, HR 5546 Credit Card Fair Fee Act of 2008. Monitored HR1424 Emergency Economic Stabilization Act of 20008. Financial Services Regulatory Reform proposals and pending derivatives legislation.

Client expense: Not reported · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Financial services regulatory reform proposals and pending derivatives legislation. Issues related to retirement, mutual fund and seurities industries. Specific issues include 401(k) fee disclosure (HR 3185-Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765-Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473-Harkin, the Defined Contribution Fee Disclosure Act). HR2452, the Net Operating Loss (NOL) Carryback Act. Monitor HR1424, Emergency Economic Stabilization Act.

Client expense: Not reported · Firm income: $12,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosrue (HR 3185-Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S. 2473 - Harkin, The Defined Contritution Fee Disclosure Act). Monitored HR 1424, Emergency Economic Stabilization Act of 2008. Financial Services Regulatory Reform proposals and pending derivatives legislation.

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosure (HR 3185 - Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473 - Harkin, the Defined Contribution Fee Disclosure Act). Interchange and electronic payments networks, HR 5546 Credit Card Fair Fee Act of 2008. Monitored HR1424 Emergency Economic Stabilization Act of 20008. Financial Services Regulatory Reform proposals and pending derivatives legislation.

Client expense: Not reported · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Financial services regulatory reform proposals and pending derivatives legislation. Issues related to retirement, mutual fund and seurities industries. Specific issues include 401(k) fee disclosure (HR 3185-Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765-Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473-Harkin, the Defined Contribution Fee Disclosure Act). HR2452, the Net Operating Loss (NOL) Carryback Act. Monitor HR1424, Emergency Economic Stabilization Act.

Client expense: Not reported · Firm income: $12,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosrue (HR 3185-Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S. 2473 - Harkin, The Defined Contritution Fee Disclosure Act). Monitored HR 1424, Emergency Economic Stabilization Act of 2008. Financial Services Regulatory Reform proposals and pending derivatives legislation.

Client expense: Not reported · Firm income: $30,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosure (HR 3185 - Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473 - Harkin, the Defined Contribution Fee Disclosure Act). Interchange and electronic payments networks, HR 5546 Credit Card Fair Fee Act of 2008. Monitored HR1424 Emergency Economic Stabilization Act of 20008. Financial Services Regulatory Reform proposals and pending derivatives legislation.

Client expense: Not reported · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Financial services regulatory reform proposals and pending derivatives legislation. Issues related to retirement, mutual fund and seurities industries. Specific issues include 401(k) fee disclosure (HR 3185-Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765-Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473-Harkin, the Defined Contribution Fee Disclosure Act). HR2452, the Net Operating Loss (NOL) Carryback Act. Monitor HR1424, Emergency Economic Stabilization Act.

Client expense: Not reported · Firm income: $12,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosrue (HR 3185-Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S. 2473 - Harkin, The Defined Contritution Fee Disclosure Act). Monitored HR 1424, Emergency Economic Stabilization Act of 2008. Financial Services Regulatory Reform proposals and pending derivatives legislation.

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosure (HR 3185 - Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473 - Harkin, the Defined Contribution Fee Disclosure Act). Interchange and electronic payments networks, HR 5546 Credit Card Fair Fee Act of 2008. Monitored HR1424 Emergency Economic Stabilization Act of 20008. Financial Services Regulatory Reform proposals and pending derivatives legislation.

Client expense: Not reported · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Financial services regulatory reform proposals and pending derivatives legislation. Issues related to retirement, mutual fund and seurities industries. Specific issues include 401(k) fee disclosure (HR 3185-Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765-Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473-Harkin, the Defined Contribution Fee Disclosure Act). HR2452, the Net Operating Loss (NOL) Carryback Act. Monitor HR1424, Emergency Economic Stabilization Act.

Client expense: Not reported · Firm income: $10,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosrue (HR 3185-Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S. 2473 - Harkin, The Defined Contritution Fee Disclosure Act). Monitored HR 1424, Emergency Economic Stabilization Act of 2008. Financial Services Regulatory Reform proposals and pending derivatives legislation.

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosure (HR 3185 - Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473 - Harkin, the Defined Contribution Fee Disclosure Act). Interchange and electronic payments networks, HR 5546 Credit Card Fair Fee Act of 2008. Monitored HR1424 Emergency Economic Stabilization Act of 20008. Financial Services Regulatory Reform proposals and pending derivatives legislation.

Client expense: Not reported · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Financial services regulatory reform proposals and pending derivatives legislation. Issues related to retirement, mutual fund and seurities industries. Specific issues include 401(k) fee disclosure (HR 3185-Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765-Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473-Harkin, the Defined Contribution Fee Disclosure Act). HR2452, the Net Operating Loss (NOL) Carryback Act. Monitor HR1424, Emergency Economic Stabilization Act.

Client expense: Not reported · Firm income: $5,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosrue (HR 3185-Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S. 2473 - Harkin, The Defined Contritution Fee Disclosure Act). Monitored HR 1424, Emergency Economic Stabilization Act of 2008. Financial Services Regulatory Reform proposals.

Client expense: Not reported · Firm income: $20,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosure (HR 3185 - Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473 - Harkin, the Defined Contribution Fee Disclosure Act). Interchange and electronic payments networks, HR 5546 Credit Card Fair Fee Act of 2008. Monitored HR1424 Emergency Economic Stabilization Act of 20008. Financial Services Regulatory Reform proposals

Client expense: Not reported · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Financial services regulatory reform proposals. Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosure (HR 3185-Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765-Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473-Harkin, the Defined Contribution Fee Disclosure Act). HR2452, the Net Operating Loss (NOL) Carryback Act. Monitored HR 1424, the Emergency Economic Stabilization Act of 2008.

Client expense: Not reported · Firm income: $15,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 897: LONG-TERM CARE AND RETIREMENT SECURITY ACT OF 2009; LTC IN CAFETERIA AND FSA; ABOVE THE LINE DEDUCTIONS FOR LTC PREMIUMS HR 1424: EMERGENCY ECONOMIC STABILIZATION ACT OF 2008; EXECUTIVE COMMISSION RESTRICTIONS AND 401 (K) ASSET RECOVERY HR 1721/S 697: COMMUNITY LIVING ASSISTANCE SERVICES AND SUPPORTS ACT; REFORM OF LTC FINANCING HR 1961: SAVINGS FOR AMERICAN FAMILIES' FUTURE ACT OF 2009; SAVER'S CREDIT HR 2419: FARM BILL EXTENSION ACT OF 2007; ROTH TREATMENTS FOR 457 CONTRACTS HR 2831: LEDBETTER FAIR PAY ACT OF 2007; CIVIL PENALTY IMPACT ON RETIREMENT PLANS HR 3185: FAIR DISCLOSURE FOR RETIREMENT SECURITY ACT OF 2007; RETIREMENT PLAN FEE DISCLOSURE HR 3361: PENSION PROTECTION TECHNICAL CORRECTIONS ACT OF 2007; TECHNICAL CORRECTIONS TO PPA HR 3765: DEFINED CONTRIBUTION PLAN FEE TRANSPARENCY ACT OF 2007; RETIREMENT PLAN FEE DISCLOSURE HR 3997: HEROES EARNINGS ASSISTANCE AND RELIEF TAX ACT OF 2007; MILITARY ACCESS TO RETIREMENT MONIES HR 5160: SMALL BUSINESSES ADD VALUES FOR EMPLOYEES ACT OF 2008; EXPAND PENSION COVERAGE HR 6143: PENSION PROTECTION ACT ERISA AMENDMENTS OF 2008; RETIREMENT PLAN MODIFICATION HR 6357: PRO (TECH) T ACT OF 2008; PROTECTING RECORDS; OPTIMIZING TREATMENTS; EASING COMMUNICATIONS THROUGH HEALTHCARE TECHNOLOGY; ALL PROVISIONS HR 6382: PENSION PROTECTION TECHNICAL CORRECTIONS ACT OF 2008; RETIREMENT PLAN MODICIATIONS HR 6708/S 3278: TO AMEND THE INTERNAL REVENUE CODE OF 1986 TO PROVIDE THAT NO LOAN MAY BE MADE FROM A QUALIFIED EMPLOYER PLAN USING REVOLVING CREDIT ARRANGEMENTS AND TO LIMIT THE NUMBER OF LOANS THAT MAY BE MADE FROM A QUALIFIED EMPLOYER PLAN TO A PARTICIPANT OR BENEIFICARY; LIMIT ON WITHDRAWAL OF RETIREMENT PLANS HR 3765: DEFINED CONTRIBUTION PLAN FEE TRANSPARENCY ACT OF 2007; RETIREMENT PLAN FEE DISCLOSURE HR 7242: PENSION PROTECTION ACT IRC AMENDMENTS OF 2008; LTC AND ANNUITY CLARIFICATION; TAX FREE EXCHANGE PROVISIONS OF LTC HR 7327: WORKER, RETIREE, AND EMPLOYER RECOVERY ACT OF 2008; RETIRMENT PLAN MODIFICATION SCR 13: AN ORIGINIAL CONCURRENT RESOLUTION SETTING FORTH THE BUDGET FOR THE UNITED STATES GOVERNMENT FOR FISCAL YEAR 2010; SAVER'S CREDIT; AUTO IRA'S. S 207: HEALTH INSURANCE TAX RELIEF ACT; ALLOW LONG TERM CARE INSURANCE TO BE OFFERED IN EMPLOYER SPONSORED CAFETERIA PLANS AND FSA. S 401: DEFINED CONTRIBUTION FEE DISCLOSURE ACT OF 2009; 401 (K) FEE DISCLOSURE S 434: EMPOWERED AT HOME ACT OF 2009; ALLOW ABOVE THE LINE TAX DEDUCTION FOR LTC PREMIUMS; ALLOW LTC TO BE OFFERED IN CAFETERIA/FSA PLANS S 1087: FAIR PAY ACT OF 2007; CIVIL PENALTY IMPACT ON RETIREMENT PLANS S 1974: PENSION PROTECTION TECHNICAL CORRECTIONS ACT OF 2007; TECHNICAL CORRECTIONS TO PPA S 2473: DEFINED CONTRIBUTION FEE DISCLOSURE ACT OF 2007; RETIREMENT PLAN FEE DISCLOSURE

Client expense: $400,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 800 / S. 1041, Employee Free Choice Act of 2007 organizing alternatives H.R. 3685, Employee Non-Discrimination Act of 2007 workplace non-discrimination H.R. 2831, Lilly Ledbetter Fair Pay Act of 2007 / S. 1943 Fair Pay Restoration Act statute of limitations H.R. 1542 / S. 910, Healthy Families Act H.R. 1820 / S. 1556, Tax Equity for Domestic Partners and Health Plan Beneficiaries Act H.R. 3185, 401(k) Fair Disclosure for Retirement Security Act of 2007 H.R. 3765, Defined Contribution Plan Fee Transparency Act of 2007 / S. 2473, Defined Contribution Fee Disclosure Act of 2007 S. 1782, Arbitration Fairness Act of 2007 H.R. 3195 / S. 1881, ADA Amendments Act of 2008 / Americans with Disabilities Act Restoration Act of 2007 Intellectual Property and Competition Policy H.R. 3997, Emergency Economic Stabilization Act Lobbied for pension protection for multi-enployer pension plans Pension Protection Act, Technical Corrections Bill of 2008, as part of the Worker, Retiree and Employee Recovery Act of 2008 (H.R. 7327) Accessibility Issues

Client expense: $2,030,000 · Firm income: Not reported

Government targets: Bureau of Economic Analysis, Bureau of Industry and Security (BIS), Bureau of the Census, Centers For Disease Control & Prevention (CDC), Central Intelligence Agency (CIA), Commerce, Dept of (DOC), Council of Economic Advisers (CEA), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Federal Communications Commission (FCC), Federal Energy Regulatory Commission (FERC), Federal Trade Commission (FTC), Food & Drug Administration (FDA), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Health Resources & Services Administration (HRSA), Homeland Security, Dept of (DHS), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Institute of Standards & Technology (NIST), Natl Institutes of Health (NIH), Natl Science Foundation (NSF), Natl Security Agency (NSA), Natl Security Council (NSC), Natl Telecommunications & Information Administration (NTIA), Office of Management & Budget (OMB), Office of Science & Technology Policy (OSTP), Office of the Vice President of the United States, Patent & Trademark Office (PTO), SENATE, State, Dept of (DOS), Transportation Security Administration (TSA), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Customs & Border Protection, U.S. Trade Representative (USTR), White House Office

H.R. 3185, 401(k) Fair Disclosure for Retirement Security Act of 2007 S. 708, Health Care and Training for Older Workers Act phased retirement framework H.R. 3765, Defined Contribution Plan Fee Transparency Act of 2007 / S. 2473, Defined Contribution Fee Disclosure Act of 2007 Deferred Compensation Provisions S. 2936, Responsible Expansion of the State Children's Health Insurance Program Act of 2008 H.R. 3997, Emergency Economic Stabilization Act Lobbied for pension protection for multi-employer pension plans

Client expense: $2,030,000 · Firm income: Not reported

Government targets: Bureau of Economic Analysis, Bureau of Industry and Security (BIS), Bureau of the Census, Centers For Disease Control & Prevention (CDC), Central Intelligence Agency (CIA), Commerce, Dept of (DOC), Council of Economic Advisers (CEA), Defense, Dept of (DOD), Education, Dept of, Energy, Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Federal Communications Commission (FCC), Federal Energy Regulatory Commission (FERC), Federal Trade Commission (FTC), Food & Drug Administration (FDA), General Services Administration (GSA), HOUSE OF REPRESENTATIVES, Health & Human Services, Dept of (HHS), Health Resources & Services Administration (HRSA), Homeland Security, Dept of (DHS), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Institute of Standards & Technology (NIST), Natl Institutes of Health (NIH), Natl Science Foundation (NSF), Natl Security Agency (NSA), Natl Security Council (NSC), Natl Telecommunications & Information Administration (NTIA), Office of Management & Budget (OMB), Office of Science & Technology Policy (OSTP), Office of the Vice President of the United States, Patent & Trademark Office (PTO), SENATE, State, Dept of (DOS), Transportation Security Administration (TSA), Transportation, Dept of (DOT), Treasury, Dept of, U.S. Customs & Border Protection, U.S. Trade Representative (USTR), White House Office

HR 897: LONG-TERM CARE AND RETIREMENT SECURITY ACT OF 2009; LTC IN CAFETERIA AND FSA; ABOVE THE LINE DEDUCTIONS FOR LTC PREMIUMS HR 1424: EMERGENCY ECONOMIC STABILIZATION ACT OF 2008; EXECUTIVE COMMISSION RESTRICTIONS AND 401 (K) ASSET RECOVERY HR 1721/S 697: COMMUNITY LIVING ASSISTANCE SERVICES AND SUPPORTS ACT; REFORM OF LTC FINANCING HR 1961: SAVINGS FOR AMERICAN FAMILIES' FUTURE ACT OF 2009; SAVER'S CREDIT HR 2419: FARM BILL EXTENSION ACT OF 2007; ROTH TREATMENTS FOR 457 CONTRACTS HR 2831: LEDBETTER FAIR PAY ACT OF 2007; CIVIL PENALTY IMPACT ON RETIREMENT PLANS HR 3185: FAIR DISCLOSURE FOR RETIREMENT SECURITY ACT OF 2007; RETIREMENT PLAN FEE DISCLOSURE HR 3361: PENSION PROTECTION TECHNICAL CORRECTIONS ACT OF 2007; TECHNICAL CORRECTIONS TO PPA HR 3765: DEFINED CONTRIBUTION PLAN FEE TRANSPARENCY ACT OF 2007; RETIREMENT PLAN FEE DISCLOSURE HR 3997: HEROES EARNINGS ASSISTANCE AND RELIEF TAX ACT OF 2007; MILITARY ACCESS TO RETIREMENT MONIES HR 5160: SMALL BUSINESSES ADD VALUES FOR EMPLOYEES ACT OF 2008; EXPAND PENSION COVERAGE HR 6143: PENSION PROTECTION ACT ERISA AMENDMENTS OF 2008; RETIREMENT PLAN MODIFICATION HR 6357: PRO (TECH) T ACT OF 2008; PROTECTING RECORDS; OPTIMIZING TREATMENTS; EASING COMMUNICATIONS THROUGH HEALTHCARE TECHNOLOGY; ALL PROVISIONS HR 6382: PENSION PROTECTION TECHNICAL CORRECTIONS ACT OF 2008; RETIREMENT PLAN MODICIATIONS HR 6708/S 3278: TO AMEND THE INTERNAL REVENUE CODE OF 1986 TO PROVIDE THAT NO LOAN MAY BE MADE FROM A QUALIFIED EMPLOYER PLAN USING REVOLVING CREDIT ARRANGEMENTS AND TO LIMIT THE NUMBER OF LOANS THAT MAY BE MADE FROM A QUALIFIED EMPLOYER PLAN TO A PARTICIPANT OR BENEIFICARY; LIMIT ON WITHDRAWAL OF RETIREMENT PLANS HR 3765: DEFINED CONTRIBUTION PLAN FEE TRANSPARENCY ACT OF 2007; RETIREMENT PLAN FEE DISCLOSURE HR 7242: PENSION PROTECTION ACT IRC AMENDMENTS OF 2008; LTC AND ANNUITY CLARIFICATION; TAX FREE EXCHANGE PROVISIONS OF LTC HR 7327: WORKER, RETIREE, AND EMPLOYER RECOVERY ACT OF 2008; RETIRMENT PLAN MODIFICATION SCR 13: AN ORIGINIAL CONCURRENT RESOLUTION SETTING FORTH THE BUDGET FOR THE UNITED STATES GOVERNMENT FOR FISCAL YEAR 2010; SAVER'S CREDIT; AUTO IRA'S. S 207: HEALTH INSURANCE TAX RELIEF ACT; ALLOW LONG TERM CARE INSURANCE TO BE OFFERED IN EMPLOYER SPONSORED CAFETERIA PLANS AND FSA. S 401: DEFINED CONTRIBUTION FEE DISCLOSURE ACT OF 2009; 401 (K) FEE DISCLOSURE S 434: EMPOWERED AT HOME ACT OF 2009; ALLOW ABOVE THE LINE TAX DEDUCTION FOR LTC PREMIUMS; ALLOW LTC TO BE OFFERED IN CAFETERIA/FSA PLANS S 1087: FAIR PAY ACT OF 2007; CIVIL PENALTY IMPACT ON RETIREMENT PLANS S 1974: PENSION PROTECTION TECHNICAL CORRECTIONS ACT OF 2007; TECHNICAL CORRECTIONS TO PPA S 2473: DEFINED CONTRIBUTION FEE DISCLOSURE ACT OF 2007; RETIREMENT PLAN FEE DISCLOSURE

Client expense: $410,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

See attachment. RET First Quarter Report 2009 H.R. 519 The Elder Caregiver Support and Information Enhancement Act of 2009. Issue: LTC additional appropriations for LTC Information clearinghouse. H.R. 897 The Long Term Care and Retirement Security Act of 2009. Issue: LTC in cafeteria and FSA and above the line deductions for LTC premiums. H.R. 1424 Emergency Economic Stabilization Act of 2008. Issue: executive com restrictions and 401(k) asset recovery. H.R. 1961 - Savings for American Families Future Act Issue: savers' credit H.R. 2205/ S 1010 Retirement Security for Life Act. Issue: Tax Incentive for Non Qualified Annuities H.R. 2419 Farm Bill Extension Act. Issue: Roth treatment for 457 contracts. H.R. 3185 - The 401(k) Fair Disclosure for Retirement Security Act of 2007. Issue: Retirement plan fee disclosure. H.R. 3361 -To make technical corrections related to the Pension Protection Act of 2006. Issue: technical corrections to PPA. H.R. 3997 Defenders of Freedom Tax Act/ Heroes Earnings Assistance and Relief Act. Issue: military access to retirement monies. H.R. 5160 Small Business Add Value for Employees Act of 2008. Issue: expand pension coverage. H.R. 6143 Pension Protection Act ERISA Amendments of 2008. Issue: Retirement plan modifications. H.R. 6357 Protecting Records, Optimizing Treatments, and Easing Communications Through Healthcare Technology Act of 2008 (ProTECHt Act) H.R. 6382 Pension Protection Act Technical Corrections. Issue: Retirement plan modifications H.R. 7242 Pension Protection Act IRC Amendments of 2008. Issue: LTC and annuity clarification; Tax free exchange provisions for LTC. H.R. 7327 Worker, Retiree and Employer Recovery Act. Issue: Retirement plan modification. S. 207 Long Term Care Affordability and Security Act of 2009. Issue: allows long term care insurance to be offered in employer sponsored cafeteria plans and FSA. S. 391 Healthy Americans Act. Issue: private health insurance including LTC. S. 401 - Defined Contribution Fee Disclosure Act Issue: 401(k) fee disclosure S. 434 Empowered at Home Act of 2008. Issue: Allows above the line tax deduction for LTC premiums. Allows LTC to be offered in cafeteria/ FSA plans. S. 697/ HR 1721 Community Living Assistance Services and Supports Act. Issue: reform of LTC financing. RET - First Quarter Report 2009 continued S. 1288 - Women's Retirement Act of 2007. Issue: federal tax treatment of annuities. S. 1693 The Wired for Healthcare Quality Act. Issue: affects of LTC ERISA preemption. S. 1974- the Pension Protection Technical Corrections Act of 2007. Issue: technical corrections to PPA. S. 2473 Defined Contribution Fee Disclosure Act. Issue: retirement plan fee disclosure. S. 3278/ HR 6708 - A bill which would limit the use of 401(k) debit cards and limit withdrawals from 401(k) plans. Issue: limit of withdrawals on retirement plans. S. 3952 - Automatic IRA Act of 2007. Issue: expand pension coverage. S. Con Res 13 - 2010 Senate Budget Resolutions Issue: savers' credit, Auto-IRAs

Client expense: $1,237,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 2205/ S 1010 Retirement Security for Life Act. Issue: Tax Incentive for Non Qualified Annuities S. 1288 - Women's Retirement Act of 2007. Issue: federal tax treatment of annuities. S. 3952 - Automatic IRA Act of 2007. Issue: expand pension coverage. H.R.3361 -To make technical corrections related to the Pension Protection Act of 2006. Issue: technical corrections to PPA. S.1974- the Pension Protection Technical Corrections Act of 2007. Issue: technical corrections to PPA. H.R. 3185, the 401(k) Fair Disclosure for Retirement Security Act of 2007. Issue: Retirement plan fee disclosure. S. 207 Long Term Care Affordability and Security Act of 2009. Issue: allows long term care insurance to be offered in employer sponsored cafeteria plans and FSA. H.R. 3765 Defined Contribution Plan Fee Transparency Act of 2007. Issue: retirement plan fee disclosure. S. 697/ HR 1721 Community Living Assistance Services and Supports Act. Issue: reform of LTC financing. S. 2473 Defined Contribution Fee Disclosure Act. Issue: retirement plan fee disclosure. S. 1087 Fair Pay Act. Issue: civil penalty impact on retirement plans. H.R. 2831 Lilly Ledbetter Fair Pay Act. Issue: civil penalty impact on retirement plans. H.R. 2419 Farm Bill Extension Act. Issue: Roth treatment for 457 contracts. H.R. 3997 Defenders of Freedom Tax Act/ Heroes Earnings Assistance and Relief Act. Issue: military access to retirement monies. H.R. 5160 Small Business Add Value for Employees Act of 2008. Issue: expand pension coverage. H.R. 897 The Long Term Care and Retirement Security Act of 2009. Issue: LTC in cafeteria and FSA and above the line deductions for LTC premiums. S. 1693 The Wired for Healthcare Quality Act. Issue: affects of LTC ERISA preemption. H.R. 6357 Protecting Records, Optimizing Treatments, and Easing Communications Through Healthcare Technology Act of 2008 (ProTECHt Act) H.R. 6382 Pension Protection Act Technical Corrections. Issue: Retirement plan modifications H.R. 6143 Pension Protection Act ERISA Amendments of 2008. Issue: Retirement plan modifications. H.R. 7242 Pension Protection Act IRC Amendments of 2008. Issue: LTC and annuity clarification; Tax free exchange provisions for LTC. S. 3278/ HR 6708 - A bill which would limit the use of 401(k) debit cards and limit withdrawals from 401(k) plans. Issue: limit of withdrawals on retirement plans. H.R. 1424 Emergency Economic Stabilization Act of 2008. Issue: executive com restrictions and 401(k) asset recovery. H.R. 3765 Defined Contribution Plan Fee Transparency Act of 2007. Issue: retirement plan fee disclosure. S. 434 Empowered at Home Act of 2008. Issue: Allows above the line tax deduction for LTC premiums. Allows LTC to be offered in cafeteria/ FSA plans. H.R. 7327 Worker, Retiree and Employer Recovery Act. Issue: Retirement plan modification. S. 391 Healthy Americans Act. Issue: private health insurance including LTC. H.R. 519 The Elder Caregiver Support and Information Enhancement Act of 2009. Issue: LTC additional appropriations for LTC Information clearinghouse. H.R. 1961 - Savings for American Families Future Act Issue: savers' credit S. 401 - Defined Contribution Fee Disclosure Act Issue: 401(k) fee disclosure S. Con Res 13 - 2010 Senate Budget Resolutions Issue: savers' credit, Auto-IRAs

Client expense: $1,867,075 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Transportation, Dept of (DOT), Treasury, Dept of

House The American Recovery and Reinvestment Act of 2009 ("Stimulus Bill") - H.R. 1 Lilly Ledbetter Fair Pay Act of 2009 - H.R. 11 American Recovery and Reinvestment Tax Act of 2009 - H.R. 598 Limit Executive Compensation Abuse Act - H.R. 857 Troubled Asset Relief Program (TARP) Bonus Tax Legislation - H.R. 1586 The Worker, Retiree, and Employer Recovery Act - H.R. 7327 Pension Funding - additional funding relief for defined benefit pension plans meetings with Congressional staff Retirement Security defined contribution plans, 401 (k) plans, automatic IRAs, investment advice and the Savers Credit staff of Ways & Means and Education and Labor Committees Fiscal Year 2010 budget resolution (Automatic IRA Act of 2007 H.R. 2167) Senate The American Recovery and Reinvestment Act of 2009 S. 1 Lilly Ledbetter Fair Pay Act of 2009 S. 181 Cap Executive Officer Pay Act of 2009 - S. 360 The Defined Contribution Plan Fee Disclosure Act S. 2473 Fiscal Year 2010 budget resolution Regulatory communication with covered federal officials on legislative issues Treasury/IRS - the Worker, Retiree, and Employer Recovery Act of 2008 (WRERA) 2009 Minimum Required Distribution provisions (MRD) Treasury/IRS executive compensation Emergency Economic Stabilization Act of 2008 (EESA) Treasury/IRS Guidance Requested regarding use of the yield curve to determine pension liabilities and other funding issues. Treasury/IRS the American Recovery and Reinvestment Act of 2009 application of withholding tables to retirees

Client expense: $192,662 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office

Investment by Marathon Oil Corporation in developing energy resources in Equatorial Guinea Alaska Liquified Natural Gas Extension Permit Oil and gas development in the Outer Continental Shelf H.R. 1 - American Recovery and Reinvestment Act of 2009 S. 1 - American Recovery and Reinvestment Act of 2009 S. 570 - No Cost Stimulus Act of 2009 H.R. 1431 - No Cost Stimulus Act of 2009 S. 531 - Energy and Water Integration Act of 2009 S. 661 - Restoring America's Manufacturing Leadership through Energy Efficiency Act of 2009 S. 598 - Appliance Standards Improvement Act of 2009 H.R. 146 - Omnibus Public Land Management Act of 2009 H.R. 7231 - To repeal the exemption for hydraulic fracturing in the Safe Drinking Water Act Offshore Energy Production - 2010-2015 Outer Continental Shelf 5 year plan S. 2827 - A bill to repeal a requirement with respect to the procurement and acquisition of alternative fuels S. 2473 - Defined Contribution Fee Disclosure Act of 2007 New Energy Reform Act of 2008 Bill was not introduced H.R. 6384 - Americans for American Energy Act of 2008 H.R. 3089 - No More Excuses Energy Act of 2007 H.R. 6251 - Responsible Federal Oil and Gas Lease Act H.R. 6545 - National Energy Security Intelligence Act of 2008 H.R. 3221 - The New Direction for Energy Independence, National Security, and Consumer Protection Act S. 1321 - Energy Savings Act of 2007

Client expense: $3,380,000 · Firm income: Not reported

Government targets: Bureau of Land Management (BLM), Commerce, Dept of (DOC), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), SENATE, State, Dept of (DOS)

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosrue (HR 3185-Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S. 2473 - Harkin, The Defined Contritution Fee Disclosure Act). Monitored HR 1424, Emergency Economic Stabilization Act of 2008.

Client expense: Not reported · Firm income: $40,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosure (HR 3185 - Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473 - Harkin, the Defined Contribution Fee Disclosure Act). Interchange and electronic payments networks, HR 5546 Credit Card Fair Fee Act of 2008. Monitored HR1424 Emergency Economic Stabilization Act of 20008.

Client expense: Not reported · Firm income: $10,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

Issues related to the retirement, mutual fund and securities industries. Specific issues include 401(k) fee disclosure (HR 3185 - Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S.2473 - Harkin, the Defined Contribution Fee Disclosure Act). Monitored HR 1424, the Emergency Economic Stabilization Act of 2008.

Client expense: Not reported · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

S. 1010 - Retirement Security for Life Act of 2007; S. 1141 - Automatic IRA Act of 2007; S. 1725 - Restoring Pension Promises to Workers Act; S. 2473 - Defined Contribution Fee Disclosure Act of 2007; HR 2205 - Retirement Security for Life Act of 2007; HR 4150 - Lifetime Pension Annuity for You Act of 2007; HR 3185 - 401(k) Fair Disclosure for Retirement Security Act of 2007; HR 2167 - Automatic IRA Act of 2007; HR 3765 - Defined Contribution Plan Fee Transparency Act of 2007; HR 3361 - Pension Protection Technical Correction Act of 2007 - provisions related to guaranteed lifetime income.

Client expense: Not reported · Firm income: $45,000

Government targets: HOUSE OF REPRESENTATIVES, SENATE

S. 1141, the Automatic IRA Act of 2007(all provisions) H.R. 2167, the Automatic IRA Act of 2007(all provisions) H.R. 3185, the 401(k) Fair Disclosure for Retirement Security Act of 2007 (all provisions) S.2473, the Defined Contribution Fee Disclosure Act of 2007 S. 3268, the Commodity Markets Transparency and Accountability Act of 2008 (provisions to restrict commodity investments by pension funds) H.R. 3361, Pension Protection Technical Corrections Act of 2008 H.R. 6604, the Commodity Markets Transparency and Accountability Act of 2008 (provisions to restrict commodity investments by pension funds) Pension Protection Act Implementation (all provisions, including rules for Type III supporting organizations) 401(K) Fee Transparency

Client expense: $2,340,000 · Firm income: Not reported

Government targets: Defense, Dept of (DOD), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Justice, Dept of (DOJ), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Social Security Administration (SSA), Treasury, Dept of, White House Office

Issues related to the retirement, mutual fund and securities industries. Specific issues included 401k fee disclosure (HR 3185 - Miller, the 401(k) Fair Disclosure for Retirement Security Act; HR 3765 - Neal, the Defined Contribution Plan Fee Transparency Act; and S. 2473 - Harkin, the Defined Contribution Fee Disclosure Act).

Client expense: Not reported · Firm income: $30,000

Government targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

H.R. 3185 - 401(k) Fair Disclosure for Retirement Security Act H.R. 3765 - Defined Contribution Plan Fee Transparency Act S. 2473 - Defined Contribution Fee Disclosure Act (See addendum page) S. 1141/H.R. 2167 - Automatic IRA Act S. 1974/H.R. 3361 - Pension Protection Technical Correction Act

Client expense: $250,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

HR 3185, the "401(k) Fair Disclosure for Retirement Security Act;" HR 3765, the "Defined Contribution Plan Fee Transparency Act of 2007;" and S 2473, the "Defined Contribution Fee Disclosure Act of 2007." Interest in the above is in fee disclosure

Client expense: $290,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

Outer Continental Shelf Moratorium H.R. 6515 - The Drill Responsibly in Leased Lands Act of 2008 New Energy Reform Act of 2008 - Bill was not introducted H.R. 3221 - The New Direction for Energy Independence, National Security, and Consumer Protection Act S. 1321 - Energy Savings Act of 2007 S. 332 - POWER Act of 2007 S. 2473- Defined Contribution Fee Disclousre Act of 2007 H.R. 6384 - Americans for American Energy Act of 2008 H.R. 3089 - No More Excuses Energy Act of 2007 H.R. 6251 - Responsible Federal Oil and Gas Lease Act H.R. 6545 - National Energy Security Intelligence Act of 2008 Oil and Gas Development in the Outer Continental Shelf Investment by Marathon Oil Corporation in Developing Energy Resources in Equatorial Guinea Alaska Liquified Natural Gas Extension Permit National Energy Policy

Client expense: $1,670,000 · Firm income: Not reported

Government targets: Army, Dept of (Corps of Engineers), Commerce, Dept of (DOC), Council on Environmental Quality (CEQ), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), Office of the Vice President of the United States, SENATE, State, Dept of (DOS)

Outer Continental Shelf Moratorium H.R. 6515 - Drill Responsibily in Leased Lands Act of 2008 New Energy Reform Act of 2008 - Bill was not introduced Oil and Gas Development in the Outer Continental Shelf S. 332 - POWER Act of 2007 S. 2473 - Defined Contribution Fee Disclosure Act of 2007 H.R. 6384 - Americans for American Energy Act of 2008 H.R. 3089 - No More Excuses Energy Act of 2007 H.R. 6251 - Responsible Federal Oil and Gas Lease Act H.R. 6545 - National Energy Security Intelligence Act of 2008 H.R. 3221 - The New Direction for Energy Independence, National Security, and Consumer Protection Act S. 1321 - Energy Savings Act of 2007 Investment by Marathon Oil Corporation in developing energy resources in Equatorial Guinea Alaska Liquified Natural Gas Extension Permit National Energy Policy

Client expense: $1,670,000 · Firm income: Not reported

Government targets: Army, Dept of (Corps of Engineers), Bureau of Land Management (BLM), Commerce, Dept of (DOC), Council on Environmental Quality (CEQ), Energy, Dept of, Environmental Protection Agency (EPA), HOUSE OF REPRESENTATIVES, Interior, Dept of (DOI), Natl Economic Council (NEC), Office of the Vice President of the United States, SENATE, State, Dept of (DOS), White House Office

HR 3185, the "401(k) Fair Disclosure for Retirement Security Act;" HR 3765, the "Defined Contribution Plan Fee Transparency Act of 2007;" and S 2473, the "Defined Contribution Fee Disclosure Act of 2007." Interest in the above is in fee disclosure

Client expense: $250,000 · Firm income: Not reported

Government targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

HR 3185, the "401(k) Fair Disclosure for Retirement Security Act;" HR 3765, the "Defined Contribution Plan Fee Transparency Act of 2007;" and S 2473, the "Defined Contribution Fee Disclosure Act of 2007." Interest in the above is in fee disclosure

Client expense: $570,000 · Firm income: Not reported

Government targets: Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of Thrift Supervision (OTS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office

HR 2347/S 1430 - To authorize state and local governments to direct divestments from, and prevent investments in, companies with investments of $20,000,000 or more in Iran's energy sector; Argentina debt default; S 970 - To impose sanctions on Iran and on Russia for assisting Iran in developing a nuclear program; HR 1427 - Federal Housing Finance Reform Act HR 2586 - Securities & Exchange Commission Authority Restoration Act of 2007 HR 1400 - To enhance United States diplomatic efforts with respect to Iran by imposing additional economic sanctions against Iran HR 3185 - The "401(k) Fair Disclosure for Retirement Security Act of 2007" HR 3765 - Defined Contribution Plan Fee Transparency Act of 2007 S 2473 - Defined Contribution Fee Disclosure Act of 2007 HR 3915 - Mortgage Reform & Anti-Predatory Lending Act HR 5579 - The Emergency Mortgage Loan Modification S 2133 - Homeowners' Mortgage and Equity Savings Act of 2007 S 2136 - Helping Families Save Their Homes in Bankruptcy Act of 2007 S 2338 - FHA Modernization Act of 2007 HR 1852 - Expanding American Homeownership Act of 2007 HR 6049/S 3125 - Renewable Energy and Job Creation Act S 3227 - Iran Sanctions Act of 2008 HR 6604 - Commodity Markets Transparency and Accountability Act HR 1424 - Emergency Economic Stability Act (EESA) Covered bonds Money market guarantee program Proxy access issues Securities regulation issues International reciprocity issues Executive compensation issues

Client expense: $280,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Education, Dept of, Federal Reserve System, Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of, White House Office

Retirement Product issues including: S.1010 - Retirement Security for Life Act of 2007 H.R.2205 - Retirement Security for Life Act of 2007 S.1288 - Women's Retirement Security Act of 2007 401(K) fee issues including: S.3278 A bill to amend the Internal Revenue Code of 1986 to provide that no loan may be made from a qualified employer plan using a credit card or other intermediary and to limit the number of loans that may be made from a qualified employer plan to a participant or beneficiary. H.R.6708 - To amend the Internal Revenue Code of 1986 to provide that no loan may be made from a qualified employer plan using revolving credit arrangements and to limit the number of loans that may be made from a qualified employer plan to a participant or beneficiary. H.R.3765 - Defined Contribution Plan Fee Transparency Act of 2007 S.2473 - Defined Contribution Fee Disclosure Act of 2007 Non-Qualified Deferred Compensation issues including: H.R.3963 - Children's Health Insurance Program Reauthorization Act of 2007 H.R.976 Small Business Tax Relief Act of 2007 International Tax issues including: H.R.5140 - Economic Stimulus Act of 2008 H.R.4351 - AMT Relief Act of 2007 H.R.6969 - To amend the Internal Revenue Code of 1986 to disallow the deduction for excess non-taxed reinsurance premiums with respect to United States risks paid to affiliates.

Client expense: $690,000 · Firm income: Not reported

Government targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

Life Insurance issues including: S.1865 Life Insurance Fairness Act of 2007 S.2794 - Senior Investor Protection Act of 2008 401(K) fee issues including: H.R.3185 401(k) Fair Disclosure for Retirement Security Act of 2007 S.3278 A bill to amend the Internal Revenue Code of 1986 to provide that no loan may be made from a qualified employer plan using a credit card or other intermediary and to limit the number of loans that may be made from a qualified employer plan to a participant or beneficiary. H.R.6708 - To amend the Internal Revenue Code of 1986 to provide that no loan may be made from a qualified employer plan using revolving credit arrangements and to limit the number of loans that may be made from a qualified employer plan to a participant or beneficiary. H.R.3765 - Defined Contribution Plan Fee Transparency Act of 2007 S.2473 - Defined Contribution Fee Disclosure Act of 2007 Retirement Product issues including: S.1010 Retirement Security for Life Act of 2007 H.R.2205 Retirement Security for Life Act of 2007 S.1288 Womens Retirement Security Act of 2007 Non-Qualified Deferred Compensation issues including: H.R.3963 - Children's Health Insurance Program Reauthorization Act of 2007 H.R.976 Small Business Tax Relief Act of 2007

Client expense: $690,000 · Firm income: Not reported

Government targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

H.R. 2167 - Automatic IRA Act of 2007; entire bill H.R. 2205 - Retirement Security for Life Act of 2007; entire bill H.R. 3185 - Fair Disclosure for Retirement Security Act of 2007; entire bill H.R. 3361 Workers, Retirees, and employees Recovery Act of 2008; provisions relating to required minimum distributions, Pension Protection Act of 2006 technical corrections H.R. 3765 - Defined Contribution Plan Fee Transparency Act of 2007; entire bill H.R. 4150 - Lifetime Pension Annuity for You Act of 2007; entire bill H.R. 5160 The Small Businesses Add Value for Employees Act (SAVE); entire bill H.R. 5543 - Women's Retirement Security Act of 2008; provisions relating to IRAs, DC, and required minimum distribution H.R. 6143 - Pension Protection Act ERISA Amendments of 2008; entire bill H.R. 6382 - Pension Protection Technical Corrections Act of 2008; entire bill S. 708 Health Care and Training for Older Workers; provisions relating to employer benefit programs S. 709 Older Worker Opportunity Act of 2007; provisions relating to retirement savings S. 819 Public Good IRA Rollover Act of 2007; entire bill S. 1010 - Retirement Security for Life Act of 2007; entire bill S. 1141 - Automatic IRA Act of 2007; entire bill S. 1288 - Womens Retirement Security Act of 2007; provisions relating to IRAs, DC, and required minimum distribution S. 1725 Restoring Pension Promises to Workers Act of 2007; entire bill S. 1809 Long Term Care Act; entire bill S. 1974 Pension Protection Technical Corrections Act of 2007; provisions relating to non-spousal rollovers S. 2473 Defined Contribution Fee Disclosure Act; entire bill S. 2794 - Senior Investor Protection Act of 2008; entire bill P.L. 110-458 - Worker, Retiree, and Employer Recovery Act (H.R. 7327); provisions relating to required minimum distributions and Pension Protection Act of 2006 technical corrections

Client expense: $160,000 · Firm income: Not reported

Government targets: HOUSE OF REPRESENTATIVES, SENATE

H.R. 3185, 401(k) Fair Disclosure for Retirement Security Act of 2007, All provisions H.R. 3765, Defined Contribution Plan Fee Transparency Act of 2007, All provisions H.R. 2167, Automatic IRA Act of 2007 , All provisions H.R. 2205, Retirement Security for Life Act, All provisions H.R. 6143, Pension Protection Act ERISA Amendments of 2008, All provisions H.R. 3088, Long Term Care Act of 2007, All provisions H.R. 3363, Long-Term Care Affordability and Security Act of 2007, All provisions H.R. 6357, Protecting Records, Optimizing Treatment, and Easing Communication through Healthcare Technology Act of 2008, All provisions H.R.6382, Pension Technical Corrections, All provisions H.R. 3361, Pension Protection Technical Corrections Act of 2008 S. 1010 , Retirement Security for Life Act of 2007, All provisions S. 1141, Automatic IRA Act of 2007, All provisions S. 1725, Restoring Pension Promises to Workers Act, All provisions S. 1974, Pension Protection Technical Correction Act of 2007, All provisions S. 2473, Defined Contribution Fee Disclosure Act of 2007, All provisions [No Bill Number], Annuity Default Distribution Fiduciary Protection [No Bill Number], QDIA Guidance and Clarifications, All provisions [No Bill Number], Defined Benefit Risk Factor [No Bill Number], Section 408(b)(2) Disclosure, DOL Regulation [No Bill Number], Disclosure to Participants, DOL Regulation [No Bill Number], Investment Advice, DOL Regulation [No Bill Number], Defined Benefit Risk Factor, Treasury [No Bill Number], Incentives for Annuities and Guaranteed Lifetime Income in DC Plans, All provisions

Client expense: $1,710,000 · Firm income: Not reported

Government targets: Commerce, Dept of (DOC), Executive Office of the President (EOP), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Security Council (NSC), SENATE, State, Dept of (DOS), Treasury, Dept of, U.S. Trade Representative (USTR)

S. 1141, the Automatic IRA Act of 2007(all provisions) H.R. 2167, the Automatic IRA Act of 2007(all provisions) H.R. 3185, the 401(k) Fair Disclosure for Retirement Security Act of 2007 (all provisions) S.2473, the Defined Contribution Fee Disclosure Act of 2007 S. 3268, the Commodity Markets Transparency and Accountability Act of 2008 (provisions to restrict commodity investments by pension funds) H.R. 3361, Pension Protection Technical Corrections Act of 2008 H.R. 6604, the Commodity Markets Transparency and Accountability Act of 2008 (provisions to restrict commodity investments by pension funds) H.R. 7327, the Worker, Retiree, and Employer Recovery Act of 2008 (all provisions) Pension Protection Act Implementation (all provisions, including rules for Type III supporting organizations) 401(K) Fee Transparency

Client expense: $1,930,000 · Firm income: Not reported

Government targets: Defense, Dept of (DOD), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Justice, Dept of (DOJ), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Social Security Administration (SSA), Treasury, Dept of, White House Office